|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: EXPRESS DIRECT GROWTH FUND INC, 497, 1996-08-08 |
Next: INVESTORS FINANCIAL SERVICES CORP, 10-Q, 1996-08-08 |
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 4
OMB APPROVAL
OMB Number: 3235-0287
Expires: April 30, 1997
Estimated average burden hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding
Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(X) Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
Last, First Middle: AB VOLVO
Street: S-405 08
City, State Zip: Goteborg, Sweden 556012-5790
2. Issuer Name and Ticker or Trading Symbol
Pharmacia & Upjohn, Inc. (PNU)
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year
8/96
<PAGE>
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person to Issuer (Check all applicable)
( ) Director (X) 10% Owner
( ) Officer (give title below) ( ) Other (specify below)
<PAGE>
<TABLE>
<CAPTION>
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Transaction Date 3. Transaction 4. Securities Acquired (A)
(Instr. 3) (Month/Day/Year) Code or Disposed of (D)
(Instr. 8) (Instr. 3, 4, and 5)
(A) or
Code V Amount (D) Price
<S> <C> <C> <C> <C> <C> <C> <C>
(1) Common Stock 07/29/96 S 46,000,000 D $40
<CAPTION>
Table I -- Continued
1. Title of Security 5. Amount of Securities 6. Ownership Form: 7. Nature of Indirect
(Instr. 3) Beneficially Owned Direct (D) or Beneficial Ownership
at End of Month Indirect (I) (Instr. 4)
(Instr. 3 and 4) (Instr. 4)
<S> <C> <C> <C> <C>
(1) Common Stock 23,765,766 I* *
</TABLE>
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
<PAGE>
<TABLE>
<CAPTION>
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
(Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of (Month/ Disposed of (D)
Deriv- Day/ (Instr. 3, 4 and 5)
ative Year)
Security
Code V (A) (D)
<S> <C> <C> <C> <C> <C> <C> <C>
(1)
<CAPTION>
Table II -- Continued
1. Title of Derivative Security 6. Date Exercisable and 7. Title and Amount of
(Instr. 3) Expiration Date Underlying Securities
(Month/Day/Year) (Instr. 3 and 4)
Amount or
Date Expiration Number of
Exercisable Date Title Shares
<S> <C> <C> <C> <C> <C>
(1)
<PAGE>
<CAPTION>
Table II -- Continued
1. Title of Derivative Security 8. Price of 9. Number of 10. Ownership 11. Nature of
(Instr. 3) Derivative Derivative Form of Indirect
Security Securities Derivative Beneficial
(Instr. 5) Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect
(Instr. 4) (I)
(Instr. 4)
<S> <C> <C> <C> <C> <C>
(1)
</TABLE>
Explanation of Responses:
* Securities are held by Sotrof Aktiebolag, a wholly owned subsidiary of
reporting person.
/s/ Fred Bodin/Jan Engstrom August 8, 1996
**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space provided is insufficient, see Instruction 6 for
procedure.
|
|