UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment |_|; Amendment Number:________
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Williams Jones & Associates, Inc.
Address: 717 Fifth Avenue
24th Floor
New York, NY 10022
13F File Number: 28-HR
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Donahue Ross
Title: Portfolio Administrator
Phone: (212) 935-8757
Signature, Place, and Date of Signing:
/s/ Patricia D. Ross New York, NY 11/5/99
- -------------------- ------------- ---------
(Signature) (City, State) (Date)
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 326
FORM 13F INFORMATION TABLE VALUE TOTAL: $820,490,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
WILLIAMS, JONES & ASSOCIATES,
717 FIFTH AVENUE
24TH FLOOR
NEW York, NY 10022
PATRICIA DONAHUE ROSS -
PORTFOLIO ADMINISTATOR
(212) 935-8757
FOR DATE 09/30/99
FORM 13F INFORMATION TABLE PAGE 1
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
59 WALL STR FDS INC EUROPEAN E MUTUAL FUNDS 316821107 279 7650 SH DEFINED 0 7650 0
ABBOTT LABS COM 002824100 6892 187847 SH DEFINED 0 187847 0
ABN AMRO CAPITAL 7.50% PFD PREFERRED STOCKS 00371Q202 459 20000 SH DEFINED 0 20000 0
ABN AMRO OBLIGATIE GROEIFONDS FOREIGN COMMON S 000028499 251 2000 SH DEFINED 0 2000 0
AICI CAPITAL TRUST 9.00% PREF. PREFERRED STOCKS 001338AA0 425 17000 SH DEFINED 0 17000 0
ALCOA INC COM COM 013817101 258 4158 SH DEFINED 0 4158 0
ALLSTATE CORP COM 020002101 651 26102 SH DEFINED 0 26102 0
AMERICA ONLINE INC COM COM 02364J104 3611 34700 SH DEFINED 0 34500 200
AMERICAN AIRLINES PFD 7.875% PREFERRED STOCKS 001765866 468 20000 SH DEFINED 0 20000 0
AMERICAN EXPRESS COM 025816109 790 5850 SH DEFINED 0 5850 0
AMERICAN EXPRESS CO CAP TR I 7 PREFERRED STOCKS 02583Y205 804 34850 SH DEFINED 0 34850 0
AMERICAN GENERAL CORP COM 026351106 262 4140 SH DEFINED 0 4140 0
AMERICAN HOME PRODS CORP COM 026609107 2790 67224 SH DEFINED 0 67224 0
AMERICAN INTL GROUP COM 026874107 19058 219219 SH DEFINED 0 218657 562
AMERICAN TOWER CORP CL A COM 029912201 3445 175550 SH DEFINED 0 175550 0
AMFM INC COM 001693100 2829 46570 SH DEFINED 0 46570 0
AMGEN INC COM 031162100 970 11900 SH DEFINED 0 11900 0
ANHEUSER BUSCH COS INC COM 035229103 737 10514 SH DEFINED 0 10514 0
APPLIED MATLS INC COM 038222105 466 6000 SH DEFINED 0 6000 0
ARGO CAPTIAL TRUST PFD A 11% PREFERRED STOCKS 040129207 241 25000 SH DEFINED 0 25000 0
ARKANSAS BEST CORP DEL COM COM 040790107 1993 161048 SH DEFINED 0 161048 0
AT HOME CORP COM SER A COM 045919107 374 9019 SH DEFINED 0 9019 0
AT & T CORP. COM 001957109 9617 221070 SH DEFINED 0 221070 0
ATLANTIC RICHFIELD CO COM 048825103 2149 24250 SH DEFINED 0 24250 0
AT&T LIBERTY MEDIA CL A COM 001957208 14680 393443 SH DEFINED 0 392843 600
AUTOMATIC DATA PROCESSING COM 053015103 237 5300 SH DEFINED 0 5300 0
AUTOTOTE CORP CL A COM 053323101 106 40540 SH DEFINED 0 40540 0
BANCO SANTANDER CENT HISPANOAD COM 05964H105 114 11016 SH DEFINED 0 11016 0
BANK NEW YORK INC COM 064057102 793 23728 SH DEFINED 0 23728 0
BANK ONE PFD 8.00% PREFERRED STOCKS 06421B202 375 15000 SH DEFINED 0 15000 0
BANKBOSTON CORP. COM 06605R106 305 7040 SH DEFINED 0 7040 0
BAXTER INTL INC COM COM 071813109 873 14489 SH DEFINED 0 14489 0
BEA SYS INC COM COM 073325102 3394 96100 SH DEFINED 0 96100 0
BEAR STEARNS PFD 7.5% PREFERRED STOCKS 07383J209 742 32250 SH DEFINED 0 32250 0
BELL ATLANTIC CORP COM COM 077853109 1435 21320 SH DEFINED 0 21320 0
BELLSOUTH CORP COM COM 079860102 778 17298 SH DEFINED 0 17298 0
BELO A H CORP COM SER A COM 080555105 647 33830 SH DEFINED 0 33830 0
BERKSHIRE HATHAWAY INC DEL COM 084670108 550 10 SH DEFINED 0 10 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670207 1038 559 SH DEFINED 0 538 21
BERNSTEIN SANFORD C FD INC INT MUTUAL FUNDS 085568707 443 22135 SH DEFINED 0 22135 0
BESTFOODS COM 08658U101 502 10346 SH DEFINED 0 10346 0
BIOGEN N V COM 090597105 1111 14100 SH DEFINED 0 14100 0
BLACKROCK N A GOVT INCM TR COM MUTUAL FUNDS 092475102 740 73541 SH DEFINED 0 73541 0
BLUSOF FUND (Bluestone Softwar COM BLANK BLA 2499 1315 SH DEFINED 0 1315 0
BOSTON SCIENTIFIC CORP COM 101137107 250 10100 SH DEFINED 0 10100 0
BP AMOCO ADS COM 055622104 2196 39630 SH DEFINED 0 39630 0
BRANDYWINE RLTY TR SH BEN INT COM 105368203 2316 142500 SH DEFINED 0 142500 0
BRISTOL MYERS SQUIBB CO COM COM 110122108 6811 100902 SH DEFINED 0 100902 0
BURLINGTON NORTHN SANTA FE COM COM 12189T104 221 8028 SH DEFINED 0 8028 0
Cat Fund 2 (Ocelet Fund) COM BLANK BLA 516 660 SH DEFINED 0 660 0
CADIZ INC COM COM 127537108 339 35500 SH DEFINED 0 35500 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 2
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CARDINAL HEALTH INC COM COM 14149Y108 663 12159 SH DEFINED 0 12159 0
CARDIOTHORACIC SYS INC COM COM 141907105 226 13500 SH DEFINED 0 13500 0
CAT FUND (Ocelet Fund) COM 0 BLA 2589 2375 SH DEFINED 0 2375 0
CBS CORPORATION COM 12490K107 918 19850 SH DEFINED 0 19850 0
CELLNET DATA SYS INC COM 15115M101 45 11500 SH DEFINED 0 11500 0
CELLNET DATA SYS INC RESTRICTE COM 0 1461 371019 SH DEFINED 0 371019 0
CENTRAL EUROPEAN EQTY FD INCCO MUTUAL FUNDS 153436100 133 10801 SH DEFINED 0 10801 0
CENTURYTEL INC COM COM 156700106 3079 75800 SH DEFINED 0 75800 0
CHASE MANHATTAN CORPORATION COM 16161A108 414 5496 SH DEFINED 0 5496 0
CHEVRON CORP COM COM 166751107 1211 13649 SH DEFINED 0 13649 0
CHILTON PARTNERS COM 0 3227 1 SH DEFINED 0 1 0
CIENA COM 171779101 5150 141099 SH DEFINED 0 141099 0
CIFRA S A DE C V ADR COM 171785207 300 200000 SH DEFINED 0 200000 0
CIGNA CORP COM 125509109 214 2750 SH DEFINED 0 2750 0
CIGNA HIGH INCOME SHARES SH BE MUTUAL FUNDS 12551D109 70 10400 SH DEFINED 0 10400 0
CINCINNATI FINL CORP COM 172062101 1077 28692 SH DEFINED 0 28692 0
CINTAS CORP COM 172908105 694 12000 SH DEFINED 0 12000 0
CISCO SYS INC COM 17275R102 17103 249450 SH DEFINED 0 249450 0
CITIGROUP INC. COM 172967101 5169 117480 SH DEFINED 0 117480 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 235 2944 SH DEFINED 0 2944 0
CLOROX CO COM 189054109 933 24400 SH DEFINED 0 24400 0
CLOSURE MED CORP COM COM 189093107 334 24600 SH DEFINED 0 24600 0
CMG INFORMATION SVCS INC COM COM 125750109 1794 17500 SH DEFINED 0 17300 200
COCA COLA COM 191216100 726 15040 SH DEFINED 0 15040 0
COLGATE PALMOLIVE CO COM 194162103 4407 96332 SH DEFINED 0 96332 0
COLT FUND (Cobalt Networks) COM 333333333 1815 1815 SH DEFINED 0 1805 10
COMCAST CORP CL A SPL COM 200300200 658 16497 SH DEFINED 0 16497 0
COMMERCIAL BANKSHARES, INC. COM 201607108 616 28338 SH DEFINED 0 28338 0
COMMUNITY BK SYS INC COM 203607106 2465 90050 SH DEFINED 0 90050 0
COMMUNITY CAP TRUST I 144A 9.7 PREFERRED STOCKS 20364EAA5 430 4000 SH DEFINED 0 4000 0
COMMUNITY CAP TRUST I SER B 9. PREFERRED STOCKS 20364EAC1 699 6500 SH DEFINED 0 6500 0
COMPAQ COMPUTER CORP COM 204493100 364 15900 SH DEFINED 0 15900 0
COMPUTER ASSOC INTL INC COM COM 204912109 759 12425 SH DEFINED 0 12425 0
COMPUTER SCIENCES CORP COM 205363104 2893 41144 SH DEFINED 0 41144 0
COMVEN FUND II (VantagePoint V COM 0 1935 1935 SH DEFINED 0 1910 25
COMVEN FUND (VantagePoint Comm COM 0 1234 823 SH DEFINED 0 823 0
CONOCO INC CL B COM 208251405 411 15013 SH DEFINED 0 15013 0
CONSOLIDATED EDISON NY PFD SER PREFERRED STOCKS 209111301 353 4500 SH DEFINED 0 4500 0
CONSTELLATION ENERGY GROUP ICO COM 210371100 233 8300 SH DEFINED 0 8300 0
CONVERGYS CORP COM COM 212485106 970 48950 SH DEFINED 0 48950 0
CORNERSTONE PPTYS INC CDT-COM COM 21922H103 409 26800 SH DEFINED 0 26800 0
COVAD COMMUNICATIONS COM 222814204 436 10000 SH DEFINED 0 10000 0
COVE FUND (Cove Ventures) COM BLANK BLA 5160 5160 SH DEFINED 0 5135 25
COX COMMUNICATIONS INC NEW COM 224044107 812 19448 SH DEFINED 0 19448 0
CROWN CORK & SEAL INC COM 228255105 422 17400 SH DEFINED 0 17400 0
CULLEN FROST BANKERS COM 229899109 1100 44000 SH DEFINED 0 44000 0
CVS CORPORATION COM 126650100 4725 115770 SH DEFINED 0 115770 0
DAYTON HUDSON CORP COM 239753106 859 14300 SH DEFINED 0 14300 0
DEERE & CO. COM 244199105 297 7665 SH DEFINED 0 7665 0
DISNEY WALT PRODTNS COM 254687106 2034 78231 SH DEFINED 0 78231 0
DLJ CAPITAL TRUST I 8.42% PREFERRED STOCKS 23321W202 553 22325 SH DEFINED 0 22325 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 3
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOLLAR GEN CORP COM 256669102 2904 94068 SH DEFINED 0 94068 0
DONALDSON LUFKIN&JENRETT NEWCO COM 257661108 287 7250 SH DEFINED 0 7250 0
DOW CHEMICAL COM 260543103 203 1785 SH DEFINED 0 1785 0
DOW JONES & CO INC COM 260561105 278 5200 SH DEFINED 0 5200 0
DU PONT E I DE NEMOURS CO COM 263534109 1085 17933 SH DEFINED 0 17933 0
DUFF & PHELPS UTILITIES INCOME COM 264324104 158 16300 SH DEFINED 0 16300 0
E M C CORP MASS COM 268648102 8449 118375 SH DEFINED 0 118375 0
E SPIRE COMMUNICATIONS INC COM COM 269153102 384 53000 SH DEFINED 0 53000 0
EARTHSHELL CORP COM COM 27032B100 235 60582 SH DEFINED 0 60582 0
EATON CORP COM 278058102 315 3650 SH DEFINED 0 3650 0
EDGE PETE CORP DEL COM COM 279862106 99 15500 SH DEFINED 0 15500 0
EDISON INT PFD 7.875% PREFERRED STOCKS 268540200 713 30000 SH DEFINED 0 30000 0
ELAN PLC ADR COM 284131208 335 9980 SH DEFINED 0 9980 0
ELECTRONICS FOR IMAGING INC CO COM 286082102 599 11650 SH DEFINED 0 11650 0
EMERGING GERMANY FD INC COM COM 26156W106 125 10000 SH DEFINED 0 10000 0
EMERSON ELEC CO COM 291011104 366 5800 SH DEFINED 0 5800 0
ENTERPRISE CAP TRUST I 7.44% PREFERRED STOCKS 293701207 215 10000 SH DEFINED 0 10000 0
EQUITY OFFICE PPTYS TR COM COM 294741103 474 20371 SH DEFINED 0 20371 0
EXXON CORP COM 302290101 7200 94735 SH DEFINED 0 94735 0
EYE FUND (Earthwatch) COM 0 1003 1003 SH DEFINED 0 1003 0
FDX CORP COM COM 31304N107 8436 217000 SH DEFINED 0 217000 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 3329 53106 SH DEFINED 0 53106 0
FIFTH 3RD BANCORP COM 316773100 1292 21229 SH DEFINED 0 21229 0
FIRST COMWLTH FD INC MUTUAL FUNDS 31983F102 101 10000 SH DEFINED 0 10000 0
FIRST DATA CORP COM COM 319963104 276 6300 SH DEFINED 0 6300 0
FIRST WASHINGTON RLTY TR INCCO COM 337489504 416 19800 SH DEFINED 0 19800 0
FLEET FINL GROUP INC NEW COM COM 338915101 573 15650 SH DEFINED 0 15650 0
FRANKLIN N Y TAX FREE INCOMECO MUTUAL FUNDS 354130106 541 47276 SH DEFINED 0 47276 0
GABELS RESIDENTIAL PROPERTY TR PREFERRED STOCKS 362418204 1292 65000 SH DEFINED 0 65000 0
GAME FUND (Sega GameWorks) COM 0 2125 2125 SH DEFINED 0 2125 0
GAP INC COM COM 364760108 1966 61424 SH DEFINED 0 61424 0
GENERAL ELECTRIC COM 369604103 16198 136620 SH DEFINED 0 136120 500
GENERAL INSTR CORP DEL COM COM 370120107 4872 101500 SH DEFINED 0 100500 1000
GENERAL MILLS INC COM 370334104 1160 14300 SH DEFINED 0 14300 0
GENERAL MTRS CORP COM 370442105 352 5600 SH DEFINED 0 5600 0
GENRAD INC COM 372447102 5557 290550 SH DEFINED 0 290550 0
GILEAD SCIENCES INC COM COM 375558103 425 6622 SH DEFINED 0 6622 0
GILLETTE CO COM 375766102 3337 98329 SH DEFINED 0 98329 0
GLOBAL CROSSING LTD COM COM G3921A100 1487 56105 SH DEFINED 0 55818 287
GLOBAL TELESYSTEMS GROUP INCCO COM 37936U104 3303 167510 SH DEFINED 0 166910 600
GLOBALSTAR TELECOMMUNICATION COM G3930H104 15942 693135 SH DEFINED 0 693135 0
GREATER COMMUNITY BANK 10% PFD PREFERRED STOCKS 36155N105 450 18000 SH DEFINED 0 18000 0
GRUPO TELEVISA SA DE CV GLBL D COM 40049J206 6102 152800 SH DEFINED 0 152800 0
GTE CORP COM 362320103 11279 146714 SH DEFINED 0 146714 0
GUIDANT CORP COM COM 401698105 3175 59202 SH DEFINED 0 59202 0
GUINNESS PEAT GROUP FOREIGN COMMON S G42028103 44 56658 SH DEFINED 0 56658 0
HALLIBURTON CO COM 406216101 217 5300 SH DEFINED 0 5300 0
HEINZ H J CO COM 423074103 1896 44100 SH DEFINED 0 44100 0
HEWLETT PACKARD COM 428236103 6616 72905 SH DEFINED 0 72905 0
HISPANIC BROADCASTING CO COM 43357B104 381 5000 SH DEFINED 0 5000 0
HOME DEPOT INC COM 437076102 8050 117300 SH DEFINED 0 117300 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 4
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOMEFED CORPORATION COM 43739D208 161 367869 SH DEFINED 0 367869 0
HUDSON CITY BANCORP INC COM COM 443683107 619 45000 SH DEFINED 0 45000 0
HYBRID NETWORKS INC. (RESTRICT COM 442992103 707 91256 SH DEFINED 0 89805 1451
IBM COM 459200101 10092 83403 SH DEFINED 0 83403 0
ICG COMMUNICATIONS, INC. COM 449246107 3786 243250 SH DEFINED 0 243250 0
IKON OFFICE SOLUTIONS INC COM 451713101 128 12000 SH DEFINED 0 12000 0
ILLINOIS TOOL WORKS INC COM 452308109 966 12950 SH DEFINED 0 12950 0
IMATEC LTD COM COM 45246D100 16 20000 SH DEFINED 0 20000 0
INDEPENDENT BK CORP MASS COM COM 453836108 144 11000 SH DEFINED 0 11000 0
ING BANK RENTEGROEI FONDS FOREIGN COMMON S 000028835 385 4580 SH DEFINED 0 4580 0
INKTOMI COM 457277101 12655 105427 SH DEFINED 0 103027 2400
INTEL CORP COM 458140100 6016 80950 SH DEFINED 0 80950 0
INTERMEDIA COMM FLA INC COM COM 458801107 1414 65000 SH DEFINED 0 65000 0
INTERNATIONAL SPEEDWAY CORP CL COM 460335201 6399 121750 SH DEFINED 0 121750 0
INTERPUBLIC GROUP COS INC COM 460690100 1300 31600 SH DEFINED 0 31600 0
INVESTORS FINL SERVICES CORPCO COM 461915100 344 10000 SH DEFINED 0 10000 0
JDS UNIPHASE COM COM 46612J101 48421 425444 SH DEFINED 0 424944 500
JOHNSON & JOHNSON COM 478160104 17986 195768 SH DEFINED 0 195218 550
KANSAS CITY SOUTHERN INDS COM 485170104 233 5000 SH DEFINED 0 5000 0
KEYCORP COM 493267108 795 30804 SH DEFINED 0 30804 0
KILROY REALTY COM 49427F108 251 11900 SH DEFINED 0 11900 0
KIMBERLY CLARK CORP COM 494368103 1277 24202 SH DEFINED 0 24202 0
KLEINWORT BENSON AUSSIE FD MUTUAL FUNDS 498577105 121 19240 SH DEFINED 0 19240 0
KROGER CO COM 501044101 275 12472 SH DEFINED 0 12472 0
LABRADOR PARTNERS COM 0 969 1 SH DEFINED 0 1 0
LANCASTER COLONY CORP COM 513847103 1219 38102 SH DEFINED 0 38102 0
LEGG MASON INC COM COM 524901105 2017 52650 SH DEFINED 0 52650 0
LEUCADIA NATL CORP COM 527288104 8322 396280 SH DEFINED 0 396280 0
LILLY ELI & CO COM 532457108 4774 74376 SH DEFINED 0 74376 0
LORAL SPACE & COMMN. CVT PFD $ CONVERTIBLE PREF G56462149 2676 48650 SH DEFINED 0 48650 0
LORAL SPACE & COMMNS COM G56462107 17744 1032373 SH DEFINED 0 1032373 0
LUCENT TECHNOLOGIES INC COM COM 549463107 4830 74455 SH DEFINED 0 74455 0
LYCOS INC COM COM 550818108 266 5300 SH DEFINED 0 5300 0
MARSH MCLENNAN COM 571748102 1288 18800 SH DEFINED 0 18800 0
MASS INVESTOR TR CBI MUTUAL FUNDS 575736103 244 12600 SH DEFINED 0 12600 0
MBNA CORP COM 55262L100 2694 118083 SH DEFINED 0 118083 0
MC Fund (Meigher Communication COM 999999999 480 480 SH DEFINED 0 480 0
MCDONALDS COM 580135101 800 18501 SH DEFINED 0 18501 0
MCI WORLDCOM COM 55268B106 4163 57926 SH DEFINED 0 57926 0
MEDIA ONE FIN TR. 9.04% TR. OR PREFERRED STOCKS 584458202 1596 63200 SH DEFINED 0 63200 0
MEDIAONE GROUP INC COM COM 58440J104 603 8820 SH DEFINED 0 8820 0
MEDIAONE GROUP INC PFD SER D PREFERRED STOCKS 58440J203 1522 11273 SH DEFINED 0 11273 0
MEDTRONIC INC COM 585055106 6547 184090 SH DEFINED 0 184090 0
MELLON BANK CORP COM 585509102 332 9866 SH DEFINED 0 7866 2000
MERCK & CO COM 589331107 5013 77344 SH DEFINED 0 76544 800
MEREDITH CORP COM 589433101 654 18000 SH DEFINED 0 18000 0
MERRILL LYNCH PREF 7.28 PREFERRED STOCKS 59021K205 447 19500 SH DEFINED 0 19500 0
MERRILL LYNCH & CO. INC. COM 590188108 6470 96025 SH DEFINED 0 96025 0
MICROSOFT COM 594918104 4121 45500 SH DEFINED 0 45500 0
MILLENNIUM CHEMICALS INC COM COM 599903101 2261 110607 SH DEFINED 0 110607 0
MILLENNIUM PHARMACTCLS INC COM COM 599902103 728 11200 SH DEFINED 0 11200 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 5
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA MNG & MFG CO COM 604059105 554 5763 SH DEFINED 0 5763 0
MOBIL CORP COM 607059102 1880 18657 SH DEFINED 0 18157 500
MONSANTO CO COM 611662107 2082 58335 SH DEFINED 0 58335 0
MORGAN J.P. & CO INC COM 616880100 4924 43100 SH DEFINED 0 43100 0
MORGAN STANLEY DEAN WITTER DIS COM 617446448 1504 16866 SH DEFINED 0 16866 0
MOTIVEPOWER INDS INC COM COM 61980K101 12254 1113980 SH DEFINED 0 1110980 3000
MOTOROLA INC COM 620076109 1064 12092 SH DEFINED 0 12092 0
MUELLER INDS INC COM COM 624756102 1110 37400 SH DEFINED 0 37400 0
MUNDER INCOME FUND MUTUAL FUNDS 997935ZZ7 287 25388 SH DEFINED 0 25388 0
MUNDER INTERMEDIATE FD MUTUAL FUNDS 99292ZZ50 230 27365 SH DEFINED 0 27365 0
MUSIC FUND (Xtra Music) COM BLANK BLA 2002 1105 SH DEFINED 0 1105 0
NATIONAL SVC INDS INC COM 637657107 315 10000 SH DEFINED 0 10000 0
NEWELL RUBBERMAID INC. COM 651229106 547 19160 SH DEFINED 0 19160 0
NEWS CORP LTD SPON ADR PFD PREFERRED STOCKS 652487802 387 14500 SH DEFINED 0 14500 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 10653 157099 SH DEFINED 0 157099 0
NEXTEL STRYPES TR STR YLD PROD CONVERTIBLE PREF 65332Y107 1190 20500 SH DEFINED 0 20500 0
NEXTLINK COMMUNICATIONS INC CL COM 65333H707 2639 50900 SH DEFINED 0 50900 0
NOKIA CORP COM 654902204 539 6000 SH DEFINED 0 5700 300
NORFOLK SOUTHN CORP COM 655844108 405 16550 SH DEFINED 0 16550 0
NORTH EUROPEAN OIL RLTY TR UNI COM 659310106 562 37793 SH DEFINED 0 37793 0
NORTH FORK BANCORP INC N Y COM 659424105 2085 106912 SH DEFINED 0 106912 0
OCCIDENTAL PETROLEUM $25 PFD 8 PREFERRED STOCKS 692070204 375 16500 SH DEFINED 0 16500 0
OHIO EDISON TR PFD SER A 9.00% PREFERRED STOCKS 677350209 646 25915 SH DEFINED 0 25915 0
OMNICOM GROUP COM 681919106 1233 15571 SH DEFINED 0 15571 0
PEPSICO INC COM 713448108 2436 79865 SH DEFINED 0 79865 0
PFIZER INC COM 717081103 2996 83510 SH DEFINED 0 83510 0
PHILIP MORRIS COM 718154107 1404 41062 SH DEFINED 0 41062 0
PHILLIPS PETROLEUM COMPANY COM 718507106 202 4152 SH DEFINED 0 4152 0
PINNACLE WEST CAP CORP COM 723484101 437 12000 SH DEFINED 0 12000 0
PITNEY BOWES INC COM 724479100 293 4800 SH DEFINED 0 4800 0
PNC FINANCIAL CORP COM 693475105 1538 29197 SH DEFINED 0 29197 0
POST PROPERTIES COM 737464107 912 23200 SH DEFINED 0 23200 0
PRIME RETAIL INC COM COM 741570105 111 15000 SH DEFINED 0 15000 0
PROCTER & GAMBLE CO COM 742718109 3367 35916 SH DEFINED 0 35916 0
PROTEIN FUND (Protein Polymer COM 999999999 900 900 SH DEFINED 0 900 0
PWG CAP TR II PF TR SECS8.08% PREFERRED STOCKS 69366F208 290 12000 SH DEFINED 0 12000 0
Q MED INC COM 747914109 33 10000 SH DEFINED 0 10000 0
QUALCOMM CVT PFD 5.75% - $2.87 CONVERTIBLE PREF 74752R402 8499 33525 SH DEFINED 0 33525 0
QUALCOMM INC COM COM 747525103 75207 397524 SH DEFINED 0 396524 1000
QWEST COMMUNICATIONS INTL INCO COM 749121109 474 16028 SH DEFINED 0 16028 0
REALNETWORKS INC COM COM 75605L104 638 6100 SH DEFINED 0 6100 0
RECOVERY ENGINEERING COM 756269106 640 18100 SH DEFINED 0 18100 0
REDWOOD MTG INVS LTD PARTNERSH COM 758059307 27 26806 SH DEFINED 0 26806 0
REGIONS FINL CORP COM COM 758940100 270 9000 SH DEFINED 0 9000 0
REPUBLIC NY CORP COM 760719104 303 4924 SH DEFINED 0 4924 0
RICEX CO COM COM 762875102 17 30000 SH DEFINED 0 30000 0
ROGERS COMMUNICATIONS INC 2.00 CONVERTIBLE BOND 775109AE1 473 600000 PRN DEFINED 0 600000 0
ROYAL BANK OF SCOTLAND GRP PLC PREFERRED STOCKS 780097887 639 29300 SH DEFINED 0 29300 0
ROYAL BANK SCOTLND PLC ADS REP PREFERRED STOCKS 780097861 575 23000 SH DEFINED 0 23000 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 9702 164270 SH DEFINED 0 163470 800
SAFEWAY INC COM NEW COM 786514208 345 9076 SH DEFINED 0 9076 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 6
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SAP AG ADR SPONS PREF COM 803054204 1850 49000 SH DEFINED 0 49000 0
SARA LEE CORP COM COM 803111103 516 22066 SH DEFINED 0 22066 0
SBC COMMUNICATIONS, INC COM 78387G103 802 15706 SH DEFINED 0 15706 0
SCANDINAVIAN BROADCASTING 7.00 CONVERTIBLE BOND 805906AC8 1683 1315000 PRN DEFINED 0 1315000 0
SCHERING PLOUGH CORP COM 806605101 314 7200 SH DEFINED 0 7200 0
SCHLUMBERGER COM 806857108 1885 30248 SH DEFINED 0 30248 0
SCIENTIFIC ATLANTA INC COM 808655104 1271 25650 SH DEFINED 0 25650 0
SEARS ROEBUCK & CO COM 812387108 433 13800 SH DEFINED 0 13800 0
SFX ENTMT INC CL A COM 784178105 207 6750 SH DEFINED 0 6750 0
SHELL TRANS & TRADING LTD NEW COM 822703609 341 7500 SH DEFINED 0 7500 0
SHIRE PHARMACEUTICALS GROUP AD COM 82481R106 2635 91446 SH DEFINED 0 91446 0
SIGMA ALDRICH CORP COM 826552101 1969 62000 SH DEFINED 0 62000 0
SIMON PPTY GROUP INC NEW COM COM 828806109 294 13090 SH DEFINED 0 13090 0
SIX FLAGS OVER TEXAS FUND LTD COM 829993104 47 10000 SH DEFINED 0 10000 0
SOUTHERN CO COM 842587107 438 17000 SH DEFINED 0 17000 0
SOVRAN SELF STORAGE COM 84610H108 216 9500 SH DEFINED 0 9500 0
SPRINT CORP COM COM 852061100 870 16032 SH DEFINED 0 16032 0
SPRINT CORP PCS COM SER 1 COM 852061506 306 4109 SH DEFINED 0 4109 0
SPX CORP COM COM 784635104 304 3348 SH DEFINED 0 3348 0
STAPLES COM 670 23500 SH DEFINED 0 23500 0
STATE STREET CORP COM 857477103 200 3100 SH DEFINED 0 3100 0
SUMMIT BANCORP COM COM 866005101 1084 33411 SH DEFINED 0 33411 0
SUN BANCORP INC N J COM COM 86663B102 560 35000 SH DEFINED 0 35000 0
SUN MICROSYSTEM INC COM COM 866810104 8992 96685 SH DEFINED 0 96685 0
SUNTRUST BANKS INC COM 867914103 7449 113300 SH DEFINED 0 113300 0
SYSCO CORPORATION COM 871829107 9953 283875 SH DEFINED 0 283875 0
TC PIPELINES LP UNIT COM LP IN COM 87233Q108 375 21000 SH DEFINED 0 21000 0
TCI COMMUNICATIONS FIN 8.72% PREFERRED STOCKS 872285200 1920 76400 SH DEFINED 0 76400 0
TECO ENERGY INC COM 872375100 473 22400 SH DEFINED 0 22400 0
TELIGENT INC CL A COM 87959Y103 1481 29800 SH DEFINED 0 29800 0
TENNESSEE VALLEY AUTH QIDS 95A COM 880591102 249 10000 SH DEFINED 0 10000 0
TEXACO INC COM 881694103 1764 27950 SH DEFINED 0 27950 0
TEXAS INSTRUMENTS INC COM 882508104 4699 57132 SH DEFINED 0 57132 0
TEXAS UTILS CO COM 882848104 3323 89066 SH DEFINED 0 89066 0
THOMAS & BETTS CORP COM 884315102 290 5689 SH DEFINED 0 5689 0
TIME WARNER INC COM 887315109 1258 20700 SH DEFINED 0 20700 0
TIME WARNER PREFERRED TRUST SE PREFERRED STOCKS 88731G204 1424 57250 SH DEFINED 0 57250 0
TRANS MARITIMA MEXICANA S A AD COM 893868208 4760 1290814 SH DEFINED 0 1290814 0
TRANSCANADA PIPELINE PFD 8.25% PREFERRED STOCKS 893526723 1271 53500 SH DEFINED 0 53500 0
TRAVELERS P&C CAP I TR PFD SE8 PREFERRED STOCKS 893931204 319 13000 SH DEFINED 0 13000 0
TXU ELEC CAP I TOPRS 8.25% PREFERRED STOCKS 87305C201 969 37800 SH DEFINED 0 37800 0
T-NET FUND (Triton Network Sys COM BLANK BLA 3549 3549 SH DEFINED 0 3524 25
U S AIR GROUP INC COM 911905107 480 18300 SH DEFINED 0 18300 0
UCAR INTL INC COM COM 90262K109 1095 48000 SH DEFINED 0 48000 0
UNION PAC CORP COM 907818108 1240 25810 SH DEFINED 0 25810 0
UNITED TECHNOLOGIES CORP COM 913017109 608 10250 SH DEFINED 0 10250 0
UNIVERSAL ELECTRS INC COM COM 913483103 397 17150 SH DEFINED 0 17150 0
UROLOGIX INC COM COM 917273104 34 10000 SH DEFINED 0 10000 0
VAN KAMPEN AMERN CAP INTR TMSH MUTUAL FUNDS 920911104 125 21000 SH DEFINED 0 21000 0
VERITAS SOFTWARE CO COM COM 923436109 981 12914 SH DEFINED 0 12914 0
VODAFONE GROUP PLC COM 92857T107 6309 132681 SH DEFINED 0 132681 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC. PAGE 7
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COM 931142103 1180 24800 SH DEFINED 0 24800 0
WALKING CO PFD CONV SER C SSR CONVERTIBLE PREF 932035900 23 22500 SH DEFINED 0 22500 0
WARNER LAMBERT CO COM 934488107 2713 40870 SH DEFINED 0 40870 0
WASHINGTON FED INC COM COM 938824109 336 14500 SH DEFINED 0 14500 0
WEINGARTEN REALTY INC COM COM 948741103 206 5510 SH DEFINED 0 5510 0
WELLS FARGO NEW COM 949746101 254 6400 SH DEFINED 0 6400 0
WILLAMETTE INDS INC COM 969133107 539 12492 SH DEFINED 0 12492 0
WJ&A Hedge Fund 1-Tr 8 (Digita COM BLANK BLA 1083 950 SH DEFINED 0 950 0
WJ&A Hedge Fund 3-Tr 2 (Pequot COM BLANK BLA 4459 4095 SH DEFINED 0 4095 0
WJ&A HEDGE FUND 1-Tr 1 (Chilto COM 8569 2619 SH DEFINED 0 2619 0
WJ&A HEDGE FUND 1-Tr 2 (PRB Ad COM 0 1482 1398 SH DEFINED 0 1398 0
WJ&A HEDGE FUND 1-Tr 3 (Ailsa COM 0 0 1702 1925 SH DEFINED 0 1900 25
WJ&A HEDGE FUND 1-Tr 4 (Kestre COM BLANK BLA 1475 1475 SH DEFINED 0 1475 0
WJ&A HEDGE FUND 1-Tr 5 (Pequot COM 0 1950 1950 SH DEFINED 0 1925 25
WJ&A HEDGE FUND 1-Tr 6 (Watson COM 0 1287 975 SH DEFINED 0 975 0
WJ&A HEDGE FUND 2 (Grenadier F COM 0 8380 2644 SH DEFINED 0 2644 0
WJ&A HEDGE FUND 3-Tr 1 (New Ca COM 0 6105 2378 SH DEFINED 0 2378 0
WJ&A HEDGE FUND 4-Tr 1 (TM Uti COM BLANK BLA 6029 2764 SH DEFINED 0 2764 0
XCOM FUND (Xycom Automation) COM BLANK BLA 2850 2850 SH DEFINED 0 2825 25
XILINX INC COM COM 983919101 459 7004 SH DEFINED 0 7004 0
</TABLE>
LINE COUNT: 326
