UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment |_|; Amendment Number:________
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Williams, Jones & Associates, Inc.
Address: 717 Fifth Avenue
24th Floor
New York, NY 10048
13F File Number:
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Donahue Ross
Title: Portfolio Administrator
Phone: 212-935-8757
Signature, Place, and Date of Signing:
/s/ Patricia Ross New York, NY 1-11-00
- -------------------- ------------- -------
(Signature) (City, State) (Date)
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 346
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,241,483,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
59 WALL STR FDS INC EUROPEAN E MUTUAL FUNDS 316821107 314 7650 SH DEFINED 0 7650 0
ABABE (AmericasBaby.Com) COM BLANK 2815 2815 SH DEFINED 0 2815 0
ABBOTT LABS COM 002824100 6504 179112 SH DEFINED 0 179112 0
ABN AMRO CAPITAL 7.50% PFD PREFERRED STOCKS 00371Q202 375 18000 SH DEFINED 0 18000 0
ABN AMRO OBLIGATIE GROEIFONDS FOREIGN COMMON S 000028499 251 2000 SH DEFINED 0 2000 0
AGILENT TECHNOLOGIES INC COM COM 00846U101 387 5000 SH DEFINED 0 5000 0
AKAMAI TECHNOLOGIES INC COM COM 00971T101 1679 5125 SH DEFINED 0 5125 0
ALCOA INC COM COM 013817101 428 5158 SH DEFINED 0 5158 0
ALLSTATE CORP COM 020002101 628 26102 SH DEFINED 0 26102 0
AMERICA ONLINE INC COM COM 02364J104 5243 69100 SH DEFINED 0 69100 0
AMERICAN AIRLINES PFD 7.875% PREFERRED STOCKS 001765866 411 20000 SH DEFINED 0 20000 0
AMERICAN EXPRESS COM 025816109 956 5750 SH DEFINED 0 5750 0
AMERICAN EXPRESS CO CAP TR I 7 PREFERRED STOCKS 02583Y205 704 34850 SH DEFINED 0 34850 0
AMERICAN FINL HLDGS INC FLA CO COM 026090100 628 50000 SH DEFINED 0 50000 0
AMERICAN GENERAL CORP COM 026351106 289 3810 SH DEFINED 0 3810 0
AMERICAN HOME PRODS CORP COM 026609107 2595 66124 SH DEFINED 0 66124 0
AMERICAN INTL GROUP COM 026874107 24200 223813 SH DEFINED 0 223251 562
AMERICAN TOWER CORP CL A COM 029912201 5403 176800 SH DEFINED 0 176800 0
AMFM INC COM 001693100 3644 46570 SH DEFINED 0 46570 0
AMGEN INC COM 031162100 1393 23200 SH DEFINED 0 23200 0
ANADARKO PETE CORP COM COM 032511107 4820 141250 SH DEFINED 0 141250 0
ANDOVER BANCORP INC DEL COM COM 034258103 476 17000 SH DEFINED 0 17000 0
ANHEUSER BUSCH COS INC COM 035229103 745 10514 SH DEFINED 0 10514 0
APPLIED MATLS INC COM 038222105 760 6000 SH DEFINED 0 6000 0
ARGO CAPTIAL TRUST PFD A 11% PREFERRED STOCKS 040129207 206 25000 SH DEFINED 0 25000 0
ARIBA INC COM COM 04033V104 1856 10466 SH DEFINED 0 10466 0
ARKANSAS BEST CORP DEL COM COM 040790107 1945 162048 SH DEFINED 0 162048 0
AT HOME CORP COM SER A COM 045919107 307 7161 SH DEFINED 0 7161 0
AT & T CORP. COM 001957109 11466 225661 SH DEFINED 0 225661 0
ATLANTIC RICHFIELD CO COM 048825103 1933 22350 SH DEFINED 0 22350 0
AT&T LIBERTY MEDIA CL A COM 001957208 23367 411297 SH DEFINED 0 411297 0
AUTOMATIC DATA PROCESSING COM 053015103 303 5630 SH DEFINED 0 5630 0
AUTOTOTE CORP CL A COM 053323101 132 40540 SH DEFINED 0 40540 0
BANCO SANTANDER CENT HISPANOAD COM 05964H105 117 10000 SH DEFINED 0 10000 0
BANK NEW YORK INC COM 064057102 869 21728 SH DEFINED 0 21728 0
BANK ONE PFD 8.00% PREFERRED STOCKS 06421B202 345 15000 SH DEFINED 0 15000 0
BAXTER INTL INC COM COM 071813109 910 14489 SH DEFINED 0 14489 0
BEA SYS INC COM COM 073325102 11340 162150 SH DEFINED 0 162150 0
BEAR STEARNS PFD 7.5% PREFERRED STOCKS 07383J209 677 32250 SH DEFINED 0 32250 0
BELL ATLANTIC CORP COM COM 077853109 1645 26720 SH DEFINED 0 26720 0
BELLSOUTH CORP COM COM 079860102 847 18098 SH DEFINED 0 18098 0
BELO A H CORP COM SER A COM 080555105 606 31806 SH DEFINED 0 31806 0
BERKSHIRE HATHAWAY INC DEL COM 084670108 673 12 SH DEFINED 0 12 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670207 1100 601 SH DEFINED 0 580 21
BERNSTEIN SANFORD C FD INC INT MUTUAL FUNDS 085568707 477 22135 SH DEFINED 0 22135 0
BESTFOODS COM 08658U101 544 10346 SH DEFINED 0 10346 0
BIOGEN N V COM 090597105 1232 14580 SH DEFINED 0 14580 0
BLACKROCK N A GOVT INCM TR COM MUTUAL FUNDS 092475102 635 69541 SH DEFINED 0 69541 0
BLUSOF FUND (Bluestone Softwar COM BLANK BLA 10520 1315 SH DEFINED 0 1315 0
BP AMOCO ADS COM 055622104 2300 38786 SH DEFINED 0 38786 0
BRANDYWINE RLTY TR SH BEN INT COM 105368203 2324 141950 SH DEFINED 0 141950 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 2
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BRISTOL MYERS SQUIBB CO COM COM 110122108 6804 106002 SH DEFINED 0 106002 0
BROADBASE SOFTWARE INC COM COM 11130R100 1131 10050 SH DEFINED 0 10050 0
BT INVT FDS INTL EQUITY FD MUTUAL FUNDS 055922868 202 6323 SH DEFINED 0 6323 0
BURLINGTON INDS INC NEW COM COM 121693105 120 30000 SH DEFINED 0 30000 0
Cat Fund 2 (Ocelet Fund) COM BLANK BLA 515 660 SH DEFINED 0 660 0
CADENCE DESIGNS SYS INC COM 127387108 414 17250 SH DEFINED 0 17250 0
CADIZ INC COM COM 127537108 333 35000 SH DEFINED 0 35000 0
CARDINAL HEALTH INC COM COM 14149Y108 568 11859 SH DEFINED 0 11859 0
CAREMARK RX INC. COM 141705103 74 14630 SH DEFINED 0 14630 0
CAT FUND (Ocelet Fund) COM 0 BLA 2612 2375 SH DEFINED 0 2375 0
CB GLOBAL TELESYS CV 5.750% 07 CONVERTIBLE BOND 37936UAE4 2720 2200000 PRN DEFINED 0 2200000 0
CBS CORPORATION COM 12490K107 1253 19600 SH DEFINED 0 19600 0
CELLNET DATA SYS INC COM 15115M101 13 11500 SH DEFINED 0 11500 0
CELLNET DATA SYS INC RESTRICTE COM 0 352 312380 SH DEFINED 0 312380 0
CENTRAL EUROPEAN EQTY FD INCCO MUTUAL FUNDS 153436100 156 10801 SH DEFINED 0 10801 0
CENTURYTEL INC COM COM 156700106 3544 74800 SH DEFINED 0 74800 0
CHASE MANHATTAN CORPORATION COM 16161A108 427 5496 SH DEFINED 0 5496 0
CHEVRON CORP COM COM 166751107 1203 13886 SH DEFINED 0 13886 0
CHILTON PARTNERS COM 0 3380 1 SH DEFINED 0 1 0
CIENA COM 171779101 7797 135599 SH DEFINED 0 135599 0
CIGNA HIGH INCOME SHARES SH BE MUTUAL FUNDS 12551D109 56 10400 SH DEFINED 0 10400 0
CINCINNATI FINL CORP COM 172062101 895 28692 SH DEFINED 0 28692 0
CINTAS CORP COM 172908105 648 12200 SH DEFINED 0 12200 0
CISCO SYS INC COM 17275R102 27340 255212 SH DEFINED 0 255212 0
CITIGROUP INC. COM 172967101 6887 123667 SH DEFINED 0 123667 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 263 2944 SH DEFINED 0 2944 0
CLOROX CO COM 189054109 1229 24400 SH DEFINED 0 24400 0
CLOSURE MED CORP COM COM 189093107 322 25000 SH DEFINED 0 25000 0
CMG INFORMATION SVCS INC COM COM 125750109 4873 17600 SH DEFINED 0 17600 0
COCA COLA COM 191216100 1033 17740 SH DEFINED 0 17740 0
COLGATE PALMOLIVE CO COM 194162103 6197 95332 SH DEFINED 0 95332 0
COLT FUND (Cobalt Networks) COM 333333333 31025 1825 SH DEFINED 0 1815 10
COMCAST CORP CL A SPL COM 200300200 834 16497 SH DEFINED 0 16497 0
COMFORCE CORP COM COM 20038K109 58 20000 SH DEFINED 0 20000 0
COMMERCIAL BANKSHARES, INC. COM 201607108 625 29755 SH DEFINED 0 29755 0
COMMUNITY BK SYS INC COM 203607106 1516 65550 SH DEFINED 0 65550 0
COMMUNITY CAP TRUST I 144A 9.7 PREFERRED STOCKS 20364EAA5 430 4000 SH DEFINED 0 4000 0
COMMUNITY CAP TRUST I SER B 9. PREFERRED STOCKS 20364EAC1 699 6500 SH DEFINED 0 6500 0
COMPAQ COMPUTER CORP COM 204493100 457 16900 SH DEFINED 0 16900 0
COMPUTER ASSOC INTL INC COM COM 204912109 869 12425 SH DEFINED 0 12425 0
COMPUTER SCIENCES CORP COM 205363104 3893 41144 SH DEFINED 0 41144 0
COMVEN FUND II (VantagePoint V COM 0 1945 1945 SH DEFINED 0 1920 25
COMVEN FUND (VantagePoint Comm COM 0 1436 958 SH DEFINED 0 958 0
CONOCO INC CL B COM 208251405 373 15013 SH DEFINED 0 15013 0
CONSOLIDATED EDISON NY PFD SER PREFERRED STOCKS 209111301 315 4500 SH DEFINED 0 4500 0
CONSTELLATION ENERGY GROUP ICO COM 210371100 241 8300 SH DEFINED 0 8300 0
CONVERGYS CORP COM COM 212485106 1444 46950 SH DEFINED 0 46950 0
COPPER MTN NETWORKS INC COM COM 217510106 2584 53000 SH DEFINED 0 53000 0
CORNERSTONE PPTYS INC CDT-COM COM 21922H103 348 23800 SH DEFINED 0 23800 0
CORNING INC COM 219350105 330 2563 SH DEFINED 0 2563 0
COVAD COMMUNICATIONS COM 222814204 503 9000 SH DEFINED 0 9000 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 3
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COVE FUND (Cove Ventures) COM BLANK BLA 6395 6395 SH DEFINED 0 6370 25
COX COMMUNICATIONS INC NEW COM 224044107 1208 23448 SH DEFINED 0 23448 0
CROWN CORK & SEAL INC COM 228255105 318 14200 SH DEFINED 0 14200 0
CULLEN FROST BANKERS COM 229899109 747 29000 SH DEFINED 0 29000 0
CVS CORPORATION COM 126650100 4750 119120 SH DEFINED 0 119120 0
CYPRESS SEMICONDUCTOR CORP COM COM 232806109 3262 100750 SH DEFINED 0 100750 0
DAYTON HUDSON CORP COM 239753106 1234 16800 SH DEFINED 0 16800 0
DEERE & CO. COM 244199105 332 7665 SH DEFINED 0 7665 0
DISNEY WALT PRODTNS COM 254687106 2186 74731 SH DEFINED 0 74731 0
DLJ CAPITAL TRUST I 8.42% PREFERRED STOCKS 23321W202 404 18325 SH DEFINED 0 18325 0
DOLLAR GEN CORP COM 256669102 2259 99293 SH DEFINED 0 99293 0
DONALDSON LUFKIN&JENRETT NEWCO COM 257661108 327 6750 SH DEFINED 0 6750 0
DOW CHEMICAL COM 260543103 257 1925 SH DEFINED 0 1925 0
DOW JONES & CO INC COM 260561105 340 5000 SH DEFINED 0 5000 0
DRESDNER RCM GLOBAL STRATEGICO MUTUAL FUNDS 26157B101 112 19240 SH DEFINED 0 19240 0
DU PONT E I DE NEMOURS CO COM 263534109 1114 16908 SH DEFINED 0 16908 0
DUFF & PHELPS UTILITIES INCOME COM 264324104 135 16300 SH DEFINED 0 16300 0
E M C CORP MASS COM 268648102 13283 121585 SH DEFINED 0 121585 0
E SPIRE COMMUNICATIONS INC COM COM 269153102 241 41500 SH DEFINED 0 41500 0
EARTHSHELL CORP COM COM 27032B100 248 60082 SH DEFINED 0 60082 0
EATON CORP COM 278058102 265 3650 SH DEFINED 0 3650 0
EDGE PETE CORP DEL COM COM 279862106 45 15500 SH DEFINED 0 15500 0
EDISON INT PFD 7.875% PREFERRED STOCKS 268540200 625 29000 SH DEFINED 0 29000 0
ELAN PLC ADR COM 284131208 294 9980 SH DEFINED 0 9980 0
ELECTRONICS FOR IMAGING INC CO COM 286082102 677 11650 SH DEFINED 0 11650 0
EMERGING GERMANY FD INC COM COM 26156W106 161 10000 SH DEFINED 0 10000 0
EMERSON ELEC CO COM 291011104 333 5800 SH DEFINED 0 5800 0
ENRON CORP COM 293561106 238 5354 SH DEFINED 0 5354 0
ENTERPRISE CAP TRUST I 7.44% PREFERRED STOCKS 293701207 186 10000 SH DEFINED 0 10000 0
EPNET FUND (Eprise) COM BLANK BLA 875 875 SH DEFINED 0 865 10
EQUITY OFFICE PPTYS TR COM COM 294741103 502 20371 SH DEFINED 0 20371 0
EXODUS COMMUNICATIONS INC COM 302088109 325 3660 SH DEFINED 0 3660 0
EXXON MOBIL CORPORATION COM 30231G102 9702 120423 SH DEFINED 0 119763 660
EYE FUND (Earthwatch) COM 0 1003 1003 SH DEFINED 0 1003 0
FDX CORP COM COM 31304N107 8097 197800 SH DEFINED 0 197800 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 3537 56656 SH DEFINED 0 56656 0
FIFTH 3RD BANCORP COM 316773100 1558 21229 SH DEFINED 0 21229 0
FIRST COMWLTH FD INC MUTUAL FUNDS 31983F102 92 10000 SH DEFINED 0 10000 0
FIRST DATA CORP COM COM 319963104 311 6300 SH DEFINED 0 6300 0
FIRST WASHINGTON RLTY TR INCCO COM 337489504 258 13800 SH DEFINED 0 13800 0
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 937 26912 SH DEFINED 0 26912 0
FRANKLIN N Y TAX FREE INCOMECO MUTUAL FUNDS 354130106 534 48153 SH DEFINED 0 48153 0
FREMONT GEN CORP COM COM 357288109 74 10000 SH DEFINED 0 10000 0
GABELS RESIDENTIAL PROPERTY TR PREFERRED STOCKS 362418204 1117 61000 SH DEFINED 0 61000 0
GAME FUND (Sega GameWorks) COM 0 2125 2125 SH DEFINED 0 2125 0
GANNETT INC DEL COM 364730101 228 2800 SH DEFINED 0 2800 0
GAP INC COM COM 364760108 2807 61024 SH DEFINED 0 61024 0
GENERAL ELECTRIC COM 369604103 21699 140219 SH DEFINED 0 139869 350
GENERAL INSTR CORP DEL COM COM 370120107 8628 101500 SH DEFINED 0 100500 1000
GENERAL MILLS INC COM 370334104 1015 28400 SH DEFINED 0 28400 0
GENERAL MTRS CORP COM 370442105 446 6129 SH DEFINED 0 6129 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 4
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENRAD INC COM 3724471 4122 255600 SH DEFINED 0 255600 0
GILEAD SCIENCES INC COM COM 375558103 358 6622 SH DEFINED 0 6622 0
GILLETTE CO COM 375766102 3445 83639 SH DEFINED 0 83639 0
GLOBAL CROSSING LTD COM COM G3921A100 2704 54089 SH DEFINED 0 54089 0
GLOBAL TELESYSTEMS GROUP INCCO COM 37936U104 5861 168660 SH DEFINED 0 168660 0
GLOBALSTAR TELECOMMUNICATION COM G3930H104 36293 824834 SH DEFINED 0 824834 0
GREATER COMMUNITY BANK 10% PFD PREFERRED STOCKS 36155N105 450 18000 SH DEFINED 0 18000 0
GREEN STR FINL CORP COM COM 393415104 153 10000 SH DEFINED 0 10000 0
GRUPO TELEVISA SA DE CV GLBL D COM 40049J206 10360 151800 SH DEFINED 0 151800 0
GTE CORP COM 362320103 12455 176514 SH DEFINED 0 176514 0
GUIDANT CORP COM COM 401698105 3526 75025 SH DEFINED 0 75025 0
GUINNESS PEAT GROUP FOREIGN COMMON S G42028103 44 56658 SH DEFINED 0 56658 0
HALLIBURTON CO COM 406216101 213 5300 SH DEFINED 0 5300 0
HEINZ H J CO COM 423074103 1624 40800 SH DEFINED 0 40800 0
HEWLETT PACKARD COM 428236103 9610 84480 SH DEFINED 0 84480 0
HISPANIC BROADCASTING CO COM 43357B104 461 5000 SH DEFINED 0 5000 0
HOME DEPOT INC COM 437076102 12651 184008 SH DEFINED 0 184008 0
HOMEFED CORPORATION COM 43739D208 2028 2317424 SH DEFINED 0 2317424 0
HUDSON CITY BANCORP INC COM COM 443683107 605 45000 SH DEFINED 0 45000 0
HYBRID NETWORKS INC. (RESTRICT COM 442992103 1760 87993 SH DEFINED 0 87992 1
IBM COM 459200101 9024 83653 SH DEFINED 0 83653 0
ICG COMMUNICATIONS, INC. COM 449246107 4236 225900 SH DEFINED 0 225900 0
IKON OFFICE SOLUTIONS INC COM 451713101 82 12000 SH DEFINED 0 12000 0
ILLINOIS TOOL WORKS INC COM 452308109 890 13170 SH DEFINED 0 13170 0
IMATEC LTD COM COM 45246D100 13 20000 SH DEFINED 0 20000 0
IMMUNEX CORP NEW COM COM 452528102 366 3350 SH DEFINED 0 3350 0
ING BANK RENTEGROEI FONDS FOREIGN COMMON S 000028835 385 4580 SH DEFINED 0 4580 0
INKTOMI COM 457277101 18214 205224 SH DEFINED 0 200424 4800
INTEL CORP COM 458140100 7824 95051 SH DEFINED 0 95051 0
INTERDIGITAL COMMUNICATION COM COM 45866A105 300 4000 SH DEFINED 0 4000 0
INTERMEDIA COMM FLA INC COM COM 458801107 2503 64500 SH DEFINED 0 64500 0
INTERNATIONAL SPEEDWAY CORP CL COM 460335201 6712 133250 SH DEFINED 0 133250 0
INTERPUBLIC GROUP COS INC COM 460690100 2158 37400 SH DEFINED 0 37400 0
INVESTORS FINL SERVICES CORPCO COM 461915100 460 10000 SH DEFINED 0 10000 0
JDS UNIPHASE COM COM 46612J101 106228 658520 SH DEFINED 0 657520 1000
JOHNSON & JOHNSON COM 478160104 18301 196257 SH DEFINED 0 195757 500
KANSAS CITY SOUTHERN INDS COM 485170104 373 5000 SH DEFINED 0 5000 0
KEYCORP COM 493267108 513 23188 SH DEFINED 0 23188 0
KIMBERLY CLARK CORP COM 494368103 1584 24202 SH DEFINED 0 24202 0
KROGER CO COM 501044101 235 12472 SH DEFINED 0 12472 0
LABRADOR PARTNERS COM 0 1097 1 SH DEFINED 0 1 0
LANCASTER COLONY CORP COM 513847103 1262 38102 SH DEFINED 0 38102 0
LAUDER ESTEE COS INC CL A COM 518439104 222 4400 SH DEFINED 0 4400 0
LEGG MASON INC COM COM 524901105 1884 51984 SH DEFINED 0 51984 0
LEUCADIA NATL CORP COM 527288104 9175 396755 SH DEFINED 0 396755 0
LIBERATE TECHNOLOGIES COM COM 530129105 1028 4000 SH DEFINED 0 4000 0
LILLY ELI & CO COM 532457108 4652 69957 SH DEFINED 0 69957 0
LORAL SPACE & COMMN. CVT PFD $ CONVERTIBLE PREF G56462149 2408 48650 SH DEFINED 0 48650 0
LORAL SPACE & COMMNS COM G56462107 27080 1113813 SH DEFINED 0 1113813 0
LUCENT TECHNOLOGIES INC COM COM 549463107 5370 71597 SH DEFINED 0 71597 0
LYCOS INC COM COM 550818108 382 4800 SH DEFINED 0 4800 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 5
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MANNESMANN A G ADR SPONSORED COM 563775303 3660 15000 SH DEFINED 0 15000 0
MARSH MCLENNAN COM 571748102 1799 18800 SH DEFINED 0 18800 0
MASS INVESTOR TR CBI MUTUAL FUNDS 575736103 264 12580 SH DEFINED 0 12580 0
MBNA CORP COM 55262L100 3071 112683 SH DEFINED 0 112683 0
MCDONALDS COM 580135101 746 18501 SH DEFINED 0 18501 0
MCI WORLDCOM COM 55268B106 5032 94839 SH DEFINED 0 94839 0
MEDIA ONE FIN TR. 9.04% TR. OR PREFERRED STOCKS 584458202 1466 58200 SH DEFINED 0 58200 0
MEDIAONE GROUP INC COM COM 58440J104 2402 31268 SH DEFINED 0 31268 0
MEDTRONIC INC COM 585055106 6203 170247 SH DEFINED 0 170247 0
MELLON FINL CORP COM 58551A108 439 12896 SH DEFINED 0 11146 1750
MERCK & CO COM 589331107 5797 86281 SH DEFINED 0 85581 700
MERCURY INTERACTIVE CORP COM COM 589405109 1628 15084 SH DEFINED 0 15084 0
MEREDITH CORP COM 589433101 750 18000 SH DEFINED 0 18000 0
MERRILL LYNCH PREF 7.28 PREFERRED STOCKS 59021K205 399 19500 SH DEFINED 0 19500 0
MERRILL LYNCH & CO. INC. COM 590188108 7938 95275 SH DEFINED 0 95275 0
MICROSOFT COM 594918104 2969 25430 SH DEFINED 0 25430 0
MILLENNIUM CHEMICALS INC COM COM 599903101 2342 118562 SH DEFINED 0 118562 0
MILLENNIUM PHARMACTCLS INC COM COM 599902103 1299 10650 SH DEFINED 0 10650 0
MINNESOTA MNG & MFG CO COM 604059105 564 5763 SH DEFINED 0 5763 0
MONSANTO CO COM 611662107 983 27742 SH DEFINED 0 27742 0
MORGAN J.P. & CO INC COM 616880100 4848 38283 SH DEFINED 0 38283 0
MORGAN STANLEY DEAN WITTER DIS COM 617446448 2408 16866 SH DEFINED 0 16866 0
MOTOROLA INC COM 620076109 1839 12492 SH DEFINED 0 12492 0
MUELLER INDS INC COM COM 624756102 1356 37400 SH DEFINED 0 37400 0
MUNDER INCOME FUND MUTUAL FUNDS 997935ZZ7 287 25388 SH DEFINED 0 25388 0
MUNDER INTERMEDIATE FD MUTUAL FUNDS 99292ZZ50 230 27365 SH DEFINED 0 27365 0
MUSIC FUND (Xtra Music) COM BLANK BLA 2002 1105 SH DEFINED 0 1105 0
NATIONAL SVC INDS INC COM 637657107 295 10000 SH DEFINED 0 10000 0
NEWELL RUBBERMAID INC. COM 651229106 561 19360 SH DEFINED 0 19360 0
NEWS CORP LTD SPON ADR PFD PREFERRED STOCKS 652487802 868 25950 SH DEFINED 0 25950 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 15679 152039 SH DEFINED 0 152039 0
NEXTEL STRYPES TR STR YLD PROD CONVERTIBLE PREF 65332Y107 1512 16800 SH DEFINED 0 16800 0
NEXTLINK COMMUNICATIONS INC CL COM 65333H707 4382 52750 SH DEFINED 0 52750 0
NOKIA CORP COM 654902204 1165 6100 SH DEFINED 0 5800 300
NORFOLK SOUTHN CORP COM 655844108 331 16150 SH DEFINED 0 16150 0
NORTEL NETWORKS CORP COM COM 656569100 253 2500 SH DEFINED 0 2500 0
NORTH EUROPEAN OIL RLTY TR UNI COM 659310106 557 37793 SH DEFINED 0 37793 0
NORTH FORK BANCORP INC N Y COM 659424105 1745 100412 SH DEFINED 0 100412 0
OCCIDENTAL PETROLEUM $25 PFD 8 PREFERRED STOCKS 692070204 340 16500 SH DEFINED 0 16500 0
OHIO EDISON TR PFD SER A 9.00% PREFERRED STOCKS 677350209 570 25915 SH DEFINED 0 25915 0
OMNICOM GROUP COM 681919106 1547 15471 SH DEFINED 0 15471 0
ORACLE SYS CORP COM COM 68389X105 303 2700 SH DEFINED 0 2700 0
PACIFIC CENTURY CYBERWORKS COM COM Y6801N100 145 57000 SH DEFINED 0 57000 0
PEPSICO INC COM 713448108 2602 73815 SH DEFINED 0 73815 0
PEREGRINE SYS INC COM COM 71366Q101 855 10150 SH DEFINED 0 10150 0
PFIZER INC COM 717081103 3174 97860 SH DEFINED 0 97860 0
PHILIP MORRIS COM 718154107 1080 46956 SH DEFINED 0 46956 0
PINNACLE WEST CAP CORP COM 723484101 367 12000 SH DEFINED 0 12000 0
PITNEY BOWES INC COM 724479100 232 4800 SH DEFINED 0 4800 0
PMC-SIERRA INC COM COM 69344F106 240 1500 SH DEFINED 0 1500 0
PNC FINANCIAL CORP COM 693475105 1258 28272 SH DEFINED 0 28272 0
</TABLE>
<PAGE>
WILLIAM JONES & ASSOCIATES, INC.
PAGE 6
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POST PROPERTIES COM 737464107 887 23200 SH DEFINED 0 23200 0
PROCTER & GAMBLE CO COM 742718109 4056 37016 SH DEFINED 0 37016 0
PROTEIN FUND (Protein Polymer COM 999999999 900 900 SH DEFINED 0 900 0
Q MED INC COM 747914109 46 10000 SH DEFINED 0 10000 0
QUALCOMM CVT PFD 5.75% - $2.87 CONVERTIBLE PREF 74752R402 28040 28525 SH DEFINED 0 28525 0
QUALCOMM INC COM COM 747525103 172388 978783 SH DEFINED 0 974783 4000
QWEST COMMUNICATIONS INTL INCO COM 749121109 861 20024 SH DEFINED 0 20024 0
REALNETWORKS INC COM COM 75605L104 1074 8925 SH DEFINED 0 8925 0
REGIONS FINL CORP COM COM 758940100 226 9000 SH DEFINED 0 9000 0
REPUBLIC NY CORP COM 760719104 200 2774 SH DEFINED 0 2774 0
ROYAL BANK OF SCOTLAND 8.500% PREFERRED STOCKS 780097853 330 15000 SH DEFINED 0 15000 0
ROYAL BANK OF SCOTLAND GRP PLC PREFERRED STOCKS 780097887 571 28800 SH DEFINED 0 28800 0
ROYAL BANK SCOTLND PLC ADS REP PREFERRED STOCKS 780097861 488 21000 SH DEFINED 0 21000 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 10460 172720 SH DEFINED 0 171920 800
RTS BLACKROCK HIGHT YIELD EXP WARRANT AND RIGH 09248N995 10 10000 SH DEFINED 0 10000 0
SAP AG ADR SPONS PREF COM 803054204 2239 43000 SH DEFINED 0 43000 0
SARA LEE CORP COM COM 803111103 443 20066 SH DEFINED 0 20066 0
SBC COMMUNICATIONS, INC COM 78387G103 952 19527 SH DEFINED 0 19527 0
SCANDINAVIAN BROADCASTING 7.00 CONVERTIBLE BOND 805906AC8 2278 1315000 PRN DEFINED 0 1315000 0
SCHERING PLOUGH CORP COM 806605101 280 6600 SH DEFINED 0 6600 0
SCHLUMBERGER COM 806857108 1765 31448 SH DEFINED 0 31448 0
SCIENTIFIC ATLANTA INC COM 808655104 1601 28650 SH DEFINED 0 28650 0
SEARS ROEBUCK & CO COM 812387108 395 13000 SH DEFINED 0 13000 0
SHELL TRANS & TRADING LTD NEW COM 822703609 368 7500 SH DEFINED 0 7500 0
SHIRE PHARMACEUTICALS GROUP AD COM 82481R106 2678 91946 SH DEFINED 0 91946 0
SIGMA ALDRICH CORP COM 826552101 622 20700 SH DEFINED 0 20700 0
SIX FLAGS OVER TEXAS FUND LTD COM 829993104 47 10000 SH DEFINED 0 10000 0
SOLECTRON CORP COM COM 834182107 2378 25000 SH DEFINED 0 25000 0
SOTHEBY HLDGS INC CL A COM 835898107 1286 42850 SH DEFINED 0 42850 0
SOUTHERN CO COM 842587107 400 17000 SH DEFINED 0 17000 0
SPRINT CORP COM COM 852061100 1079 16032 SH DEFINED 0 16032 0
SPRINT CORP PCS COM SER 1 COM 852061506 421 4108 SH DEFINED 0 4108 0
SPX CORP COM COM 784635104 271 3348 SH DEFINED 0 3348 0
STAPLES COM 499 17500 SH DEFINED 0 17500 0
SUMMIT BANCORP COM COM 866005101 570 18615 SH DEFINED 0 18615 0
SUMMO MINERALS CORP COM COM 86636K106 2 15000 SH DEFINED 0 15000 0
SUN BANCORP INC N J COM COM 86663B102 248 25000 SH DEFINED 0 25000 0
SUN MICROSYSTEM INC COM COM 866810104 15179 196010 SH DEFINED 0 196010 0
SUNTRUST BANKS INC COM 867914103 7806 113440 SH DEFINED 0 113440 0
SYSCO CORPORATION COM 871829107 14262 360495 SH DEFINED 0 360495 0
TCI COMMUNICATIONS FIN 8.72% PREFERRED STOCKS 872285200 1853 73400 SH DEFINED 0 73400 0
TECO ENERGY INC COM 872375100 416 22400 SH DEFINED 0 22400 0
TELEFONICA DE ESPANA S A ORD COM 879382208 312 3960 SH DEFINED 0 3960 0
TELIGENT INC CL A COM 87959Y103 1840 29800 SH DEFINED 0 29800 0
TENNESSEE VALLEY AUTH QIDS 95A COM 880591102 248 10000 SH DEFINED 0 10000 0
TEXACO INC COM 881694103 1181 21750 SH DEFINED 0 21750 0
TEXAS INSTRUMENTS INC COM 882508104 5448 56382 SH DEFINED 0 56382 0
TEXAS UTILS CO COM 882848104 3367 94677 SH DEFINED 0 94677 0
TIME WARNER INC COM 887315109 1540 21300 SH DEFINED 0 21300 0
TIME WARNER PREFERRED TRUST SE PREFERRED STOCKS 88731G204 1337 53750 SH DEFINED 0 53750 0
TRANS MARITIMA MEXICANA S A AD COM 893868208 8878 1893914 SH DEFINED 0 1893914 0
</TABLE>
<PAGE>
WILLIAMS, JONES & ASSOCIATES, INC.
PAGE 7
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRANSCANADA PIPELINE PFD 8.25% PREFERRED STOCKS 893526723 1079 50500 SH DEFINED 0 50500 0
TRANSOCEAN SEDCO FOREX INC COM COM G90078109 205 6088 SH DEFINED 0 6088 0
TRAVELERS P&C CAP I TR PFD SE8 PREFERRED STOCKS 893931204 204 9000 SH DEFINED 0 9000 0
TRIBUNE CO COM COM 896047107 220 4000 SH DEFINED 0 4000 0
TXU CAP TRUST II 8.700% 12/31/ PREFERRED STOCKS 90210S204 1050 42000 SH DEFINED 0 42000 0
TXU ELEC CAP I TOPRS 8.25% PREFERRED STOCKS 87305C201 807 33800 SH DEFINED 0 33800 0
T-NET FUND 2 (Triton Network S COM BLANK 1822 1822 SH DEFINED 0 1822 0
T-NET FUND (Triton Network Sys COM BLANK BLA 3559 3559 SH DEFINED 0 3534 25
U S AIR GROUP INC COM 911905107 357 11150 SH DEFINED 0 11150 0
UCAR INTL INC COM COM 90262K109 730 41000 SH DEFINED 0 41000 0
UNION PAC CORP COM 907818108 1128 25810 SH DEFINED 0 25810 0
UNITED PARCEL SVC INC CL B COM 911312106 1777 25750 SH DEFINED 0 25750 0
UNITED TECHNOLOGIES CORP COM 913017109 666 10250 SH DEFINED 0 10250 0
UNIVERSAL ELECTRS INC COM COM 913483103 789 17150 SH DEFINED 0 17150 0
UROLOGIX INC COM COM 917273104 40 10000 SH DEFINED 0 10000 0
VAN KAMPEN AMERN CAP INTR TMSH MUTUAL FUNDS 920911104 95 21000 SH DEFINED 0 21000 0
VERITAS SOFTWARE CO COM COM 923436109 2772 19371 SH DEFINED 0 19371 0
VODAFONE GROUP PLC COM 92857T107 8018 161986 SH DEFINED 0 161986 0
WAL MART STORES INC COM 931142103 2302 33300 SH DEFINED 0 33300 0
WALKING CO PFD CONV SER C SSR CONVERTIBLE PREF 932035900 23 22500 SH DEFINED 0 22500 0
WARNER LAMBERT CO COM 934488107 3267 39870 SH DEFINED 0 39870 0
WASHINGTON FED INC COM COM 938824109 215 10870 SH DEFINED 0 10870 0
WEINGARTEN REALTY INC COM COM 948741103 215 5510 SH DEFINED 0 5510 0
WELLS FARGO NEW COM 949746101 319 7900 SH DEFINED 0 7900 0
WESTNGHOUSE AIR BRAKE CO NEWCO COM 960386100 16543 931975 SH DEFINED 0 931975 0
WILLAMETTE INDS INC COM 969133107 580 12492 SH DEFINED 0 12492 0
WJ&A Hedge Fund 1-Tr 8 (Digita COM BLANK BLA 1178 950 SH DEFINED 0 950 0
WJ&A Hedge Fund 3-Tr 2 (Pequot COM BLANK BLA 6322 4187 SH DEFINED 0 4187 0
WJ&A HEDGE FUND 1-Tr 1 (Chilto COM 10001 2619 SH DEFINED 0 2619 0
WJ&A HEDGE FUND 1-Tr 2 (PRB Ad COM 0 1376 1298 SH DEFINED 0 1298 0
WJ&A HEDGE FUND 1-Tr 3 (Ailsa COM 0 0 1829 1825 SH DEFINED 0 1800 25
WJ&A HEDGE FUND 1-Tr 4 (Kestre COM BLANK BLA 1475 1475 SH DEFINED 0 1475 0
WJ&A HEDGE FUND 1-Tr 5 (Pequot COM 0 1950 1950 SH DEFINED 0 1925 25
WJ&A HEDGE FUND 1-Tr 6 (Watson COM 0 1299 975 SH DEFINED 0 975 0
WJ&A HEDGE FUND 2 (Grenadier F COM 0 9332 2644 SH DEFINED 0 2644 0
WJ&A HEDGE FUND 3-Tr 1 (New Ca COM 0 8059 2353 SH DEFINED 0 2353 0
WJ&A HEDGE FUND 4-Tr 1 (TM Uti COM BLANK BLA 6540 2764 SH DEFINED 0 2764 0
WJ&A HEDGE FUND 4-Tr 2 (Teleco COM BLANK BLA 2895 2895 SH DEFINED 0 2870 25
XCOM FUND (Xycom Automation) COM BLANK BLA 2860 2860 SH DEFINED 0 2835 25
XILINX INC COM COM 983919101 637 14008 SH DEFINED 0 14008 0
LINE COUNT: 346
</TABLE>
