SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
Logic Works, Inc.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
54140E1
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 30 Pages
<PAGE>
CUSIP NO. 54140E1 13G Page 2 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Geocapital II, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 3 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Geocapital III, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 4 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Softven Management
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 5 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Geocapital Management, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 6 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BVA Associates
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b)|_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 7 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BVA Associates III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 8 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen J. Clearman
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 18,619 shares
-----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
-----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 18,619 shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
477,199 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 9 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Charles Federman
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,872 shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 3,872 shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
462,452 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 10 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lawrence W. Lepard
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 11 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Richard A. Vines
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF -0- shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0- shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
458,580 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 12 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Irwin Lieber
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 48,342 shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 48,342 shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
506,922 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.4%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 54140E1 13G Page 13 of 30 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James J. Harrison
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
Not applicable
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 32,356 shares
----------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 458,580 shares
----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 32,356 shares
----------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
458,580 shares
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
490,936 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |_|
SHARES*
Not applicable
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Item 1(a). Name of Issuer:
Logic Works, Inc. (the "Company").
Item 1(b). Address of Issuer's Principal Executive Offices:
111 Campus Drive, Princeton, NJ 08540.
Item 2(a). Name of Persons Filing:
This statement is being filed by Geocapital II, L.P.
("Geocapital II"), Softven Management ("Softven"), BVA
Associates ("BVA"), Geocapital III, L.P. ("Geocapital III"),
Geocapital Management, L.P. ("Geocapital Management"), BVA
Associates III ("BVA III") and Stephen J. Clearman, Charles
Federman, Richard A. Vines, Lawrence W. Lepard, Irwin Lieber
and James J. Harrison. Mr. Federman is the managing partner of
both BVA and BVA III. BVA and Messrs. Clearman, Harrison and
Lieber are general partners of Softven, the sole general
partner of Geocapital II. BVA III and Messrs. Clearman, Vines
and Lepard are general partners of Geocapital Management, the
sole general partner of Geocapital III. Geocapital II,
Softven, BVA, Geocapital III, Geocapital Management, BVA III,
and Messrs. Clearman, Federman, Vines, Lepard, Lieber and
Harrison are sometimes referred to collectively herein as the
"Reporting Persons."
Item 2(b). Address of Principal Business Office or, if None, Residence:
The address of the principal business office of
Geocapital II, Geocapital Management, BVA, Geocapital III,
Softven and BVA III and Messrs. Clearman, Federman, Vines and
Lepard is One Bridge Plaza, Fifth Floor, Fort Lee, New Jersey
07024. The address of the principal business office of Mr.
Lieber is c/o Geocapital Corporation, 767 Fifth Avenue, 45th
Floor, New York, NY 10153. The address of the principal
business office of Mr. Harrison is 777-80 San Antonio Road,
Palo Alto, CA 94303.
Item 2(c). Citizenship:
Geocapital II, Geocapital Management, and Geocapital
III are limited partnerships organized under the laws of the
State of Delaware. Softven and BVA are general partnerships
organized under the laws of the State of Delaware. BVA III is
a general partnership organized under the laws of New Jersey.
Messrs. Clearman, Federman, Vines, Lepard, Lieber and Harrison
are all United States citizens.
Item 2(d). Title of Class of Securities:
Common Stock, $.01 par value per share ("Common Stock")
Item 2(e). CUSIP Number:
54140E1
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15
of the Securities Exchange Act of 1934
(the "Act").
(b) [ ] Bank as defined in Section 3(a)(6)of
the Act.
(c) [ ] Insurance Company as defined in
Section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under
Section 8 of the Investment Company
Act of 1940.
Page 14 of 30 pages
<PAGE>
(e) [ ] Investment Adviser registered under
Section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
of the Act.
(g) [ ] Parent Holding Company, in accordance with
Rule 13d-1(b)(ii)(G) of the Act.
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)
(ii)(H) of the Act.
Not applicable.
Item 4. Ownership:
(a) Amount Beneficially Owned: Each of the Reporting Persons,
with the exception of Messrs. Clearman, Federman, Harrison
and Lieber, may be deemed to own beneficially 458,580 shares
of Common Stock. Mr. Clearman may be deemed to own
beneficially 477,199 shares of Common Stock. Mr. Federman may
be deemed to own beneficially 462,452 shaes of Common Stock.
Mr. Harrison may be deemed to own beneficially 490,936 shares
of Common Stock. Mr. Lieber may be deemed to own beneficially
506,922 shares of Common Stock.
Geocapital II is the record owner of 229,290 shares (the
"Geocapital II Shares") of Common Stock; Geocapital III is the
record owner of 229,290 shares (the "Geocapital III Shares")
of Common Stock. As the sole general partner of Geocapital II,
Softven may be deemed to own beneficially all of the shares of
Common Stock that Geocapital II may be deemed to own
beneficially. As general partners of Softven, BVA and Messrs.
Clearman, Lieber and Harrison may each be deemed to own
beneficially all of the shares of Common Stock that Geocapital
II may be deemed to own beneficially. As managing partner of
BVA, Mr. Federman may be deemed to own beneficially all of the
shares of Common Stock that Geocapital II may be deemed to own
beneficially. As the sole general partner of Geocapital III,
Geocapital Management may be deemed to own beneficially all of
the shares of Common Stock that Geocapital III may be deemed
to own beneficially. As general partners of Geocapital
Management, BVA III and Messrs. Clearman, Lepard and Vines may
each be deemed to own beneficially all of the shares of Common
Stock that Geocapital III may be deemed to own beneficially.
As managing partner of BVA III, Mr. Federman may be deemed to
own beneficially all of the shares of Common Stock that
Geocapital III may be deemed to own beneficially. By virtue of
the affiliate relationships between Geocapital II and
Geocapital III, Geocapital II and Geocapital III may each be
deemed to own beneficially all of the Geocapital II Shares and
Geocapital III Shares, a total of 458,580 shares (the
"Geocapital Shares"). Therefore, each Reporting Person, with
the exception of Messrs. Clearman, Federman, Harrison and
Lieber, may be deemed to own beneficially a total of 458,580
shares. In addition to the 458,580 Geocapital Shares,
Mr. Clearman is the owner of record of 18,619 shares of
Common Stock and may thus be deemed to own beneficially
477,199 shares of Common Stock. In addition to the 458,580
Geocapital Shares, Mr. Federman is the owner of record of
3,872 shares of Common Stock and may thus be deemed to own
beneficially 462,452 shares of Common Stock. In addition to
the 458,580 Geocapital Shares, Mr. Harrison is the owner of
record of 32,356 shares of Common Stock and may thus be
deemed to own beneficially 490,936 shares of Common Stock.
In addition to the 458,580 Geocapital Shares, Mr. Lieber is
the owner of record of 48,342 shares of Common Stock and may
thus be deemed to own beneficially 502,922 shares of Common
Stock.
(b) Percent of Class: 3.9% for all Reporting Persons except
Messrs. Clearman, Federman, Harrison and Lieber; 4.1% for
Mr. Clearman; 4.0% for Mr. Federman; 4.2% for Mr. Harrison;
and 4.4% for Mr. Lieber. The foregoing percentages are
calculated based on the 11,640,000 shares reported to be
outstanding in the Company's Quarterly Report on Form 10-Q
for the quarter ended September 30, 1996.
Page 15 of 30 Pages
<PAGE>
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
0 shares for all Reporting Persons except
Messrs. Clearman, Federman, Harrison and
Lieber; 18,619 shares for Mr. Clearman;
3,872 sharees for Mr. Federman; 32,356
shares for Mr. Harrison; and 48,342 shares
for Mr. Lieber.
(ii) Shared power to vote or to direct the vote:
458,580 shares for all Reporting Persons
except Messrs. Clearman, Federman, Harrison
and Lieber; 477,199 shares for Mr. Clearman;
462,452 shares for Mr. Federman; 490,936
shares for Mr. Harrison; and 506,922 shares
for Mr. Lieber
(iii) Sole power to dispose or to direct the
disposition of: 0 shares for all Reporting
Persons except Messrs. Clearman, Federman,
Harrison and Lieber; 18,619 shares for Mr.
Clearman; 3,872 shares for Mr. Federman;
32,356 shares for Mr. Harrison; and 48,342
shares for Mr. Lieber.
(iv) Shared power to dispose or to direct the
disposition of: 458,580 shares for all
Reporting Persons except Messrs. Clearman,
Federman, Harrison and Lieber; 477,199
shares for Mr. Clearman; 462,452 shares
for Mr. Federman; 490,936 shares for Mr.
Harrison; and 506,922 shares for Mr. Lieber.
Each Reporting Person expressly disclaims beneficial ownership
of any shares of Common Stock of Logic Works, Inc., except in
the case of Geocapital II, for the 229,290 shares that it
owns of record, in the case of Geocapital III, for the 229,290
shares that it owns of record, in the case of Mr. Clearman,
for the 18,619 shares that he owns of record, in the case of
Mr. Federman, for the 3,872 shares that he owns of record,
in the case of Mr. Harrison, for the 32,356 shares that he
owns of record, and in the case of Mr. Lieber, for the 48,342
shares that he owns of record.
Item 5. Ownership of Five Percent or Less of a Class:
Each of the Reporting Persons has ceased to be the beneficial
owner of more than five percent of the Common Stock of Logic
Works, Inc. [X]
Item 6. Ownership of More than Five Percent on Behalf of Another
Person:
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company:
Not applicable.
Item 8. Identification and Classification of Members of the Group:
Not applicable. Geocapital II, L.P., Softven Management, BVA
Associates, Geocapital III, L.P., Geocapital Management, L.P.,
BVA Associates III and Messrs. Clearman, Federman, Vines,
Lepard, Lieber and Harrison expressly disclaim membership in a
"group" as defined in Rule 13d-5(b)(1).
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification:
Not applicable.
Page 16 of 30 pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of its or his knowledge and
belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: February 13, 1997
GEOCAPITAL II, L.P.
By: Softven Management
By: *
-------------------
Stephen J. Clearman
General Partner
SOFTVEN MANAGEMENT
By: *
-------------------
Stephen J. Clearman
General Partner
BVA ASSOCIATES
By: *
----------------
Charles Federman
Managing Partner
GEOCAPITAL III, L.P.
By: Geocapital Management, L.P.
By: /s/ Richard A. Vines
--------------------
Richard A. Vines
General Partner
GEOCAPITAL MANAGEMENT , L.P.
By: /s/ Richard A. Vines
--------------------
Richard A. Vines
General Partner
Page 17 of 30 pages
<PAGE>
BVA ASSOCIATES III
By: *
----------------
Charles Federman
Managing Partner
/s/ Richard A. Vines
- --------------------
Richard A. Vines
*
- -------------------
Stephen J. Clearman
*
- ------------------
Lawrence W. Lepard
*
- ----------------
Charles Federman
*
- ------------
Irwin Lieber
*
- -----------------
James J. Harrison
*By: /s/ Richard A. Vines
--------------------
Richard A. Vines
Attorney-in-Fact
- --------------------------------------------------------------------------------
This Schedule 13G was executed by Richard A. Vines pursuant to a Power of
Attorney which was previously filed with the Securities and Exchange Commission
as Exhibit 2 to a Schedule 13D for NETCOM On-Line Communication Services, Inc.
on February 15, 1995, a copy of which is attached hereto as Exhibit 2.
Page 18 of 30 pages
<PAGE>
Exhibit 1
AGREEMENT
Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934,
the undersigned hereby agree that only one statement containing the information
required by Schedule 13G need be filed with respect to the ownership by each of
the undersigned of shares of stock of Logic Works, Inc.
This Agreement may be executed in any number of counterparts, each of
which shall be deemed an original.
EXECUTED this 13th day of February, 1997.
GEOCAPITAL II, L.P.
By: Softven Management
By: *
-------------------
Stephen J. Clearman
General Partner
SOFTVEN MANAGEMENT
By: *
-------------------
Stephen J. Clearman
General Partner
BVA ASSOCIATES
By: *
----------------
Charles Federman
Managing Partner
GEOCAPITAL III, L.P.
By: Geocapital Management, L.P.
By: /s/ Richard A. Vines
--------------------
Richard A. Vines
General Partner
Page 19 of 30 pages
<PAGE>
GEOCAPITAL MANAGEMENT , L.P.
By: /s/ Richard A. Vines
--------------------
Richard A. Vines
General Partner
BVA ASSOCIATES III
By: *
----------------
Charles Federman
Managing Partner
/s/ Richard A. Vines
- --------------------
Richard A. Vines
*
- -------------------
Stephen J. Clearman
*
- -------------------
Lawrence W. Lepard
*
- ----------------
Charles Federman
*
- ------------
Irwin Lieber
*
- -----------------
James J. Harrison
*By: /s/ Richard A. Vines
----------------
Richard A. Vines
Attorney-in-Fact
- --------------------------------------------------------------------------------
This Agreement was executed by Richard A. Vines pursuant to a Power of Attorney
which was previously filed with the Securities and Exchange Commission as
Exhibit 2 to a Schedule 13D for NETCOM On-Line Communication Services, Inc. on
February 15, 1995, a copy of which is attached hereto as Exhibit 2.
Page 20 of 30 pages
<PAGE>
Exhibit 2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below hereby constitutes and appoints Richard A. Vines his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all regulations promulgated thereunder, and to file the same, with all exhibits
thereto, and any other documents in connection therewith, with the Securities
and Exchange Commission, and with any other entity when and if such is mandated
by the Exchange Act or by the By-laws of the National Association of Securities
Dealers, Inc., granting unto said attorney-in-fact full power and authority to
do and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes, may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 9th
day of February, 1995.
/s/ Stephen J. Clearman
---------------------------------
Stephen J. Clearman
---------------------------------
Irwin Lieber
---------------------------------
James J. Harrison
---------------------------------
Lawrence W. Lepard
---------------------------------
Charles Federman
<PAGE>
STATE OF NEW JERSEY )
) ss.:
COUNTY OF )
On this 9th day of February, 1995, before me personally appeared Stephen
J. Clearman to me known and known to me to be the individual described in, and
who executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
/s/ Margaret Ehrlich
---------------------------------
Notary Public
My Commission Expires: Margaret Ehrlich
----------------
NOTARY PUBLIC OF NEW JERSEY
MY COMMISSION EXPIRES MAY 25, 199?
STATE OF NEW YORK )
) ss.:
COUNTY OF )
On this day __ of February, 1995, before me personally appeared Irwin
Lieber to me known and known to me to be the individual described in, and who
executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
----------------------------------
Notary Public
My Commission Expires:
------------
<PAGE>
Exhibit 2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below hereby constitutes and appoints Richard A. Vines his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all regulations promulgated thereunder, and to file the same, with all exhibits
thereto, and any other documents in connection therewith, with the Securities
and Exchange Commission, and with any other entity when and if such is mandated
by the Exchange Act or by the By-laws of the National Association of Securities
Dealers, Inc., granting unto said attorney-in-fact full power and authority to
do and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes, may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 9th
day of February, 1995.
---------------------------------
Stephen J. Clearman
/s/ Irwin Lieber
---------------------------------
Irwin Lieber
---------------------------------
James J. Harrison
---------------------------------
Lawrence W. Lepard
---------------------------------
Charles Federman
<PAGE>
STATE OF NEW JERSEY )
) ss.:
COUNTY OF )
On this ___ day of February, 1995, before me personally appeared Stephen
J. Clearman to me known and known to me to be the individual described in, and
who executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
----------------------------------
Notary Public
My Commission Expires:______________
STATE OF NEW YORK )
) ss.:
COUNTY OF ROCKLAND )
On this 9th day of February, 1995, before me personally appeared Irwin
Lieber to me known and known to me to be the individual described in, and who
executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
/s/ Jeanne E. Flaherty
----------------------------------
Notary Public
My Commission Expires: 4/30/95
Jeanne E. Flaherty
Notary Public, State of New York
No. 4615696
Qualified in Rockland County
Term Expires April 30, 1995
<PAGE>
Exhibit 2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below hereby constitutes and appoints Richard A. Vines his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all regulations promulgated thereunder, and to file the same, with all exhibits
thereto, and any other documents in connection therewith, with the Securities
and Exchange Commission, and with any other entity when and if such is mandated
by the Exchange Act or by the By-laws of the National Association of Securities
Dealers, Inc., granting unto said attorney-in-fact full power and authority to
do and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes, may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 9th
day of February, 1995.
---------------------------------
Stephen J. Clearman
---------------------------------
Irwin Lieber
/s/ James J. Harrison
---------------------------------
James J. Harrison
---------------------------------
Lawrence W. Lepard
---------------------------------
Charles Federman
<PAGE>
CALIFORNIA ALL PURPOSE ACKNOWLEDGMENT No.5907
================================================================================
State of California
County of Santa Clara
On 2/9/95 before me, Patricia R. Gekas, Notary Public
----------- -----------------------------------------------------
DATE NAME, TITLE OF OFFICER-E.G.,"JANE DOE, NOTARY PUBLIC"
personally appeared James J. Harrison
----------------------------------------------------
NAME(S} OF SIGNER(S)
|X| personally known to me - OR - |_| proved to me on the basis of
satisfactory evidence to be the person
whose name, is subscribed to the within
instrument and acknowledged to me that
[SEAL} he executed the same in his authorized
capacity, and that by his signature, on
the instrument the person, or the entity
upon behalf of which the person acted,
executed the instrument.
WITNESS my hand and official seal.
/s/Patricia R. Gekas
---------------------------------------
SIGNATURE OF NOTARY
- ------------------------------------OPTIONAL-----------------------------------
Though the data below is not required by law, it may prove valuable to persons
relying on the document and could prevent fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
|X| INDIVIDUAL
|_| CORPORATE OFFICER Power of Attorney
---------------------------------
- ------------------------------- TITLE OR TYPE OF DOCUMENT
TITLE(S)
|_| PARTNER(S) |_| LIMITED 2
|_| GENERAL ---------------------------------
NUMBER OF PAGES
|_| ATTORNEY-IN-FACT
|_| TRUSTEE(S)
|_| GUARDIAN/CONSERVATOR
|_| OTHER: 2/9/95
------------------------- ---------------------------------
DATE OF DOCUMENT
-------------------------------
-------------------------------
SIGNER IS REPRESENTING:
NAME OF PERSON(S) OR ENTITY(IES}
4 others
- ----------------------------------- ---------------------------------
SIGNER(S) OTHER THAN NAMED ABOVE
- -----------------------------------
- -----------------------------------
================================================================================
(C)1993 NATIONAL NOTARY A5SOCIATION -
8236 Remmet Ave., P.O.Box 7184 - Canoga Park, CA 91308-7184
<PAGE>
Exhibit 2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below hereby constitutes and appoints Richard A. Vines his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all regulations promulgated thereunder, and to file the same, with all exhibits
thereto, and any other documents in connection therewith, with the Securities
and Exchange Commission, and with any other entity when and if such is mandated
by the Exchange Act or by the By-laws of the National Association of Securities
Dealers, Inc., granting unto said attorney-in-fact full power and authority to
do and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes, may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 13th
day of February, 1995.
---------------------------------
Stephen J. Clearman
---------------------------------
Irwin Lieber
---------------------------------
James J. Harrison
/s/ Lawrence W. Lepard
---------------------------------
Lawrence W. Lepard
---------------------------------
Charles Federman
<PAGE>
STATE OF CALIFORNIA )
) ss.:
COUNTY OF )
On this ___ day of February, 1995, before me personally appeared James J.
Harrison to me known and known to me to be the individual described in, and who
executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
----------------------------------
Notary Public
My Commission Expires:______________
STATE OF NEW JERSEY )
) ss.:
COUNTY OF BERGEN )
On this 13th day of February, 1995, before me personally appeared Lawrence
W. Lepard to me known and known to me to be the individual described in, and who
executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
/s/ Anne G. Gilmen
----------------------------------
Notary Public
My Commission Expires: 9-19-95
-----------
<PAGE>
Exhibit 2
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears
below hereby constitutes and appoints Richard A. Vines his true and lawful
attorney-in-fact, with full power of substitution, to sign any and all
instruments, certificates and documents that may be necessary, desirable or
appropriate to be executed on behalf of himself as an individual or in his
capacity as a general partner of any partnership, pursuant to section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all regulations promulgated thereunder, and to file the same, with all exhibits
thereto, and any other documents in connection therewith, with the Securities
and Exchange Commission, and with any other entity when and if such is mandated
by the Exchange Act or by the By-laws of the National Association of Securities
Dealers, Inc., granting unto said attorney-in-fact full power and authority to
do and perform each and every act and thing necessary, desirable or appropriate,
fully to all intents and purposes as he might or could do in person, thereby
ratifying and confirming all that said attorney-in-fact, or his substitutes, may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 9th
day of February, 1995.
---------------------------------
Stephen J. Clearman
---------------------------------
Irwin Lieber
---------------------------------
James J. Harrison
---------------------------------
Lawrence W. Lepard
/s/ Charles Federman
---------------------------------
Charles Federman
<PAGE>
STATE OF CALIFORNIA )
) ss.:
COUNTY OF SAN MATEO )
On this 9 day of February, 1995, before me personally appeared Charles
Federman to me known and known to me to be the individual described in, and who
executed the foregoing certificate, and he thereupon duly acknowledged to me
that he executed the same.
/s/ Sylvia A. Yacoub
[SEAL] ----------------------------------
Notary Public
My Commission Expires: 3-21-97
------------
