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OMB APPROVAL
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OMB Number: 3235-0173
Expires: September 30, 1998
Estimated average burden
hours per response......0.25
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY
OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES
AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Paul, Hastings, Janofsky & Walker LLP 1299 Pennsylvania Avenue, N.W., Tenth
Floor, Washington, D.C. 20004-2400
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U-71.
Charles A. Patrizia and Jay A. Morrison - address same as above
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
Paul, Hastings, Janofsky & Walker LLP is retained by a coalition in which
the following registered utility holding companies participated in 1997 and
will participate in 1998.
1. Allegheny Power System, Inc.
10435 Downsville Pike
Hagerstown, MD 21740
2. American Electric Power Company
1 Riverside Plaza
Columbus, OH 43215
3. Central and South West Corporation
1616 Woodall Rogers Expressway
Dallas, TX 75202
4. Cinergy Corporation
221 East 4th Street
Cincinnati, OH 45202
5. Columbia Gas System
12355 Sunrise Valley Drive
Reston, VA 20191-3420
6. Eastern Utilities Associates
1 Liberty Square
Boston, MA 20107
7. Entergy Corporation
225 Baronne Street
New Orleans, LA 70112
8. General Public Utilities Corporation
100 Interpace Parkway
Parsipany, NJ 07054
9. New England Electric System
25 Research Drive
Westborough, MA 01582
10. Southern Company
270 Peachtree Street
Atlanta, GA 30346
In addition, the following subsidiaries of a registered company participate
in the coalition:
1. Union Electric Company
1901 Chouteau Avenue
St. Louis, MO 63103
2. Public Service of Colorado
1225 17th Street
Suite 900
Denver, CO 80202-5509
4. Position or relationship in which the undersigned is employed or retained by
each of the companies named in item 3, and brief description of nature of
services to be rendered in each such position or relationship.
Represent a coalition in which certain registered holding companies and
certain exempt companies participate, regarding possible amendment or repeal
of the Public Utility Holding Company Act, or other Acts and regulations
affecting the business and operations of the companies, in meetings with the
SEC, Department of Energy and FERC staff, with Members and staff of the
House and Senate, and with staff of House and Senate committees.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in item 3. (Use column (a) as
supplementary statement only.)
<TABLE>
<CAPTION>
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Salary or other
compensations
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received to be Person or company from whom
Name of recipient (a) (b) received or to be received
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<S> <C> <C> <C>
Paul, Hastings, Janofsky 50,907.50 45,000.00 See Item 3
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& Walker LLP
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</TABLE>
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See instructions.) Expenses
incurred by the undersigned or any person named in item 2, above, during the
calendar year in connection with the activities described in item 4, above,
and the source of reimbursement for same.
(a) Total amount of routine expenses charged to client, $ -0-
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(b) Itemized list of all other expenses:
Date 4/8/98 Signed /s/ Charles A. Patrizia
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POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
SEC 979 (11-97)
Previous editions obsolete