UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person
Donovan, Paul
Sundstrand Corporation
4949 Harrison Avenue
P.O. Box 7003
Rockford,, IL 61125-7003
U.S.A.
2. Issuer Name and Ticker or Trading Symbol
Sundstrand Corporation
SNS
3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
4. Statement for Month/Year
November 1997
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other
(specify below)
Executive Vice President and Chief Financial Officer
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
<TABLE>
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Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |
| Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership |
| | | | Beneficially |(D)or | |
| | | | | A/| | Owned at |Indir | |
| Date |Code|V| Amount | D | Price | End of Month |ect(I)| |
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<S> <C> <C> <C><C> <C> <C> <C> <C> <C>
Common Stock |11/14/|J(1)|V|5,289.21 |A |$51.50 |5,289.21 |I |401(k) Plan |
|97 | | | | | | | | |
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| | | | | | |55,200 |D |--- |
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Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
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1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
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<S> <C> <C> <C> <C><C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Employee Nonqualified | | | | | | |(2) | |Common Stock| | |70,314(2) |D |--- |
Stock Option (Right to| | | | | | | | | | | | | | |
Buy)w/Tandem Withhold| | | | | | | | | | | | | | |
ing Right | | | | | | | | | | | | | | |
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| | | | | | | | | | | | | | |
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</TABLE>
Explanation of Responses:
(1)Intraplan transfer resulting in the acquisition of issuer securities in the
Sundstrand Corporation Employee
Savings Plan in a transaction exempt under old Rule
16a-8(g)(3).
(2)Of the 70,314 stock options held by the Reporting Person, 5,314 became
exercisable on December 1, 1997, all
with an exercise price of $19.3125; 5,000 became exericsable on November 15,
1997, and 5,000 will become
exercisable on each November 15, 1998, and November 15, 1999, all with an
exercise price of $22.375; 5,000
will become exercisable on each November 19, 1998, November 19, 1999, November
19, 2000, and November
19, 2001, all with an exercise price of $38.9375; and 7,500 will become
exercisable on each November 18, 1999,
November 18, 2000, November 18, 2001, and November 18, 2002, all with an
exercise price of $51.3125. All of
the nonexercisable stock options, in the event of a "Change in Control" as
defined in the Plan under which they
were granted, may become immediately exercisable unless specifically prohibited
by the terms of applicable law.
SIGNATURE OF REPORTING PERSON
Paul Donovan
