ALLIANCE GLOBAL SMALL CAP FUND INC
NSAR-A, 2000-03-28
Previous: SEQUA CORP /DE/, 10-K, 2000-03-28
Next: MERIDIAN MEDICAL TECHNOLOGIES INC, SC 13G, 2000-03-28



<PAGE>      PAGE  1
000 A000000 01/31/2000
000 C000000 0000095669
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 ALLIANCE GLOBAL SMALL CAP FUND, INC.
001 B000000 811-01415
001 C000000 2013194105
002 A000000 500 PLAZA DRIVE
002 B000000 SECAUCUS
002 C000000 NJ
002 D010000 07094
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 ALLIANCE CAPITAL MANAGEMENT L.P.
008 B000001 A
008 C000001 801-32361
008 D010001 NEW YORK
008 D020001 NY
008 D030001 10105
011 A000001 ALLIANCE FUND DISTRIBUTORS, INC.
011 B000001 8-30851
011 C010001 NEW YORK
011 C020001 NY
011 C030001 10105
012 A000001 ALLIANCE FUND SERVICES, INC.
012 B000001 84-0001187
012 C010001 SECAUCUS
012 C020001 NJ
012 C030001 07096
013 A000001 ERNST & YOUNG LLP
013 B010001 NEW YORK
013 B020001 NY
<PAGE>      PAGE  2
013 B030001 10019
014 A000001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP.
014 B000001 8-00017574
015 A000001 STATE STREET BANK AND TRUST CO.
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02110
015 E010001 X
018  000000 Y
019 A000000 Y
019 B000000   52
019 C000000 ALLIANCECA
020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
020 B000001 13-5674085
020 C000001     34
020 A000002 MORGAN STANLEY & CO., INC.
020 B000002 13-2655998
020 C000002     32
020 A000003 SALOMON SMITH BARNEY, INC.
020 B000003 13-1912900
020 C000003     19
020 A000004 HSBC JAMES CAPEL & CO.INC.
020 C000004     19
020 A000005 CS FIRST BOSTON
020 C000005     14
020 A000006 SBC WARBURG DILLON READ, INC.
020 B000006 13-3340045
020 C000006     12
020 A000007 BERNSTEIN (SANFORD) & CO., INC.
020 B000007 13-2625874
020 C000007     10
020 A000008 SCHRODER SECURITIES
020 C000008     10
020 A000009 WEST LB SECURITIES
020 C000009     10
020 A000010 KLIENWORT BENSON SECURITIES
020 C000010      9
021  000000      336
022 A000001 STATE STREET BANK & TRUST CO.
022 B000001 04-1867445
022 C000001    611853
022 D000001         0
022 A000002 GOLDMAN, SACHS & CO.
022 B000002 113-510880
022 C000002      4353
022 D000002       363
022 A000003 CS FIRST BOSTON
022 C000003      2631
022 D000003      1121
022 A000004 LEHMAN BROTHERS, INC.
<PAGE>      PAGE  3
022 B000004 13-2518466
022 C000004      1303
022 D000004      2191
022 A000005 BANK AMERICA SECURITIES LLC.
022 C000005      1526
022 D000005      1638
022 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
022 B000006 13-5674085
022 C000006      1537
022 D000006       999
022 A000007 SALOMON SMITH BARNEY, INC.
022 B000007 13-1912900
022 C000007       888
022 D000007      1202
022 A000008 MORGAN STANLEY & CO., INC.
022 B000008 13-3224016
022 C000008      1168
022 D000008       290
022 A000009 KNIGHT SECURITIES
022 C000009       877
022 D000009       566
022 A000010 ICE SECURITIES
022 C000010      1315
022 D000010         0
023 C000000     638320
023 D000000      14051
024  000000 N
025 D000001       0
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 N
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027  000000 Y
028 A010000      2949
028 A020000         0
028 A030000         0
028 A040000      3735
028 B010000      2646
028 B020000         0
<PAGE>      PAGE  4
028 B030000         0
028 B040000      2453
028 C010000      7484
028 C020000         0
028 C030000         0
028 C040000      7647
028 D010000      9548
028 D020000      1799
028 D030000         0
028 D040000      6494
028 E010000      3699
028 E020000         4
028 E030000         0
028 E040000      2652
028 F010000      6082
028 F020000         0
028 F030000         0
028 F040000      3526
028 G010000     32408
028 G020000      1803
028 G030000         0
028 G040000     26507
028 H000000     23810
029  000000 Y
030 A000000  90006
030 B000000  4.25
030 C000000  4.25
031 A000000   2246
031 B000000      0
032  000000  87760
033  000000      0
034  000000 Y
035  000000  27130
036 A000000 Y
036 B000000      0
037  000000 N
038  000000      0
039  000000 N
040  000000 Y
041  000000 Y
042 A000000   0
042 B000000   0
042 C000000 100
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000    336
044  000000 295036
045  000000 Y
<PAGE>      PAGE  5
046  000000 N
047  000000 Y
048  000000  1.000
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 N
052  000000 N
053 A000000 N
054 A000000 Y
054 B000000 Y
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 N
054 H000000 Y
054 I000000 N
054 J000000 N
054 K000000 N
054 L000000 N
054 M000000 Y
054 N000000 N
054 O000000 N
055 A000000 Y
055 B000000 N
056  000000 Y
057  000000 N
058 A000000 N
058 B000000 N
<PAGE>      PAGE  6
058 C000000 N
058 D000000 N
058 E000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000      250
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 Y
066 D000000 N
066 E000000 N
066 F000000 N
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 Y
070 B020000 N
070 C010000 N
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
<PAGE>      PAGE  7
070 G020000 N
070 H010000 N
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 Y
070 K020000 Y
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 Y
070 N010000 N
070 N020000 N
070 O010000 N
070 O020000 N
070 P010000 Y
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 N
070 R020000 N
071 A000000     88655
071 B000000     86009
071 C000000    124141
071 D000000   69
072 A000000 12
072 B000000      125
072 C000000      498
072 D000000        0
072 E000000        0
072 F000000      642
072 G000000       64
072 H000000        0
072 I000000      226
072 J000000      110
072 K000000        0
072 L000000       70
072 M000000       11
072 N000000       24
072 O000000        0
072 P000000        0
072 Q000000        0
072 R000000       27
072 S000000       16
072 T000000      336
072 U000000        0
072 V000000        0
072 W000000        6
072 X000000     1531
<PAGE>      PAGE  8
072 Y000000       13
072 Z000000     -896
072AA000000    11567
072BB000000        0
072CC010000    23364
072CC020000        0
072DD010000        0
072DD020000        0
072EE000000     2074
073 A010000   0.0000
073 A020000   0.0000
073 B000000   0.2000
073 C000000   0.0000
074 A000000      179
074 B000000        0
074 C000000     5274
074 D000000        0
074 E000000        0
074 F000000   151229
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000     1289
074 K000000        0
074 L000000      296
074 M000000        0
074 N000000   158267
074 O000000     2873
074 P000000      233
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000      880
074 S000000        0
074 T000000   154281
074 U010000     6940
074 U020000     3816
074 V010000    14.86
074 V020000    13.39
074 W000000   0.0000
074 X000000    17486
074 Y000000        0
075 A000000        0
075 B000000   128329
076  000000     0.00
077 A000000 Y
077 B000000 N
077 C000000 N
077 D000000 N
077 E000000 N
<PAGE>      PAGE  9
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 Y
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
080 A000000 ICI MUTUAL INSURANCE CO.
080 B000000 GULF INSURANCE CO., CHUBB
080 C000000    83000
081 A000000 Y
081 B000000 105
082 A000000 N
082 B000000        0
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 Y
085 B000000 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
SIGNATURE   JOHN COPPONI
TITLE       ASST. SECRETARY


WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>



<ARTICLE> 6
<CIK> 0000095669
<NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.
<SERIES>
   <NUMBER> 001
   <NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          JUL-31-2000
<PERIOD-START>                             AUG-01-1999
<PERIOD-END>                               JAN-31-2000
<INVESTMENTS-AT-COST>                      121,038,597
<INVESTMENTS-AT-VALUE>                     156,502,865
<RECEIVABLES>                                1,585,221
<ASSETS-OTHER>                                 178,564
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                             158,266,650
<PAYABLE-FOR-SECURITIES>                     2,873,226
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                    1,112,514
<TOTAL-LIABILITIES>                          3,985,740
<SENIOR-EQUITY>                                107,559
<PAID-IN-CAPITAL-COMMON>                   110,758,726
<SHARES-COMMON-STOCK>                        6,939,871
<SHARES-COMMON-PRIOR>                        6,615,487
<ACCUMULATED-NII-CURRENT>                            0
<OVERDISTRIBUTION-NII>                       (920,910)
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                     8,875,786
<ACCUM-APPREC-OR-DEPREC>                    35,459,749
<NET-ASSETS>                               154,280,910
<DIVIDEND-INCOME>                              498,243
<INTEREST-INCOME>                              125,023
<OTHER-INCOME>                                       0
<EXPENSES-NET>                             (1,519,061)
<NET-INVESTMENT-INCOME>                      (895,795)
<REALIZED-GAINS-CURRENT>                    11,566,854
<APPREC-INCREASE-CURRENT>                   23,363,570
<NET-CHANGE-FROM-OPS>                       34,034,629
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                   (1,378,758)
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                      1,951,779
<NUMBER-OF-SHARES-REDEEMED>                (1,717,638)
<SHARES-REINVESTED>                             90,243
<NET-CHANGE-IN-ASSETS>                      39,665,861
<ACCUMULATED-NII-PRIOR>                       (25,115)
<ACCUMULATED-GAINS-PRIOR>                    (617,108)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                          642,000
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                              1,532,000
<AVERAGE-NET-ASSETS>                        86,665,911
<PER-SHARE-NAV-BEGIN>                            11.66
<PER-SHARE-NII>                                 (0.07)
<PER-SHARE-GAIN-APPREC>                           3.47
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                       (0.20)
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                              14.86
<EXPENSE-RATIO>                                   2.12
[AVG-DEBT-OUTSTANDING]                               0
[AVG-DEBT-PER-SHARE]                                 0


</TABLE>
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>



<ARTICLE> 6
<CIK> 0000095669
<NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.
<SERIES>
   <NUMBER> 002
   <NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          JUL-31-2000
<PERIOD-START>                             AUG-01-1999
<PERIOD-END>                               JAN-31-2000
<INVESTMENTS-AT-COST>                      121,038,597
<INVESTMENTS-AT-VALUE>                     156,502,865
<RECEIVABLES>                                1,585,221
<ASSETS-OTHER>                                 178,564
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                             158,266,650
<PAYABLE-FOR-SECURITIES>                     2,873,226
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                    1,112,514
<TOTAL-LIABILITIES>                          3,985,740
<SENIOR-EQUITY>                                107,559
<PAID-IN-CAPITAL-COMMON>                   110,758,726
<SHARES-COMMON-STOCK>                        3,063,792
<SHARES-COMMON-PRIOR>                        2,857,724
<ACCUMULATED-NII-CURRENT>                            0
<OVERDISTRIBUTION-NII>                       (920,910)
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                     8,875,786
<ACCUM-APPREC-OR-DEPREC>                    35,459,749
<NET-ASSETS>                               154,280,910
<DIVIDEND-INCOME>                              498,243
<INTEREST-INCOME>                              125,023
<OTHER-INCOME>                                       0
<EXPENSES-NET>                             (1,519,061)
<NET-INVESTMENT-INCOME>                      (895,795)
<REALIZED-GAINS-CURRENT>                    11,566,854
<APPREC-INCREASE-CURRENT>                   23,363,570
<NET-CHANGE-FROM-OPS>                       34,034,629
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                     (559,969)
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        486,936
<NUMBER-OF-SHARES-REDEEMED>                  (327,472)
<SHARES-REINVESTED>                             46,604
<NET-CHANGE-IN-ASSETS>                      39,665,861
<ACCUMULATED-NII-PRIOR>                       (25,115)
<ACCUMULATED-GAINS-PRIOR>                    (617,108)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                          642,000
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                              1,532,000
<AVERAGE-NET-ASSETS>                        33,021,993
<PER-SHARE-NAV-BEGIN>                            10.57
<PER-SHARE-NII>                                 (0.11)
<PER-SHARE-GAIN-APPREC>                           3.13
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                       (0.20)
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                              13.39
<EXPENSE-RATIO>                                   2.88
[AVG-DEBT-OUTSTANDING]                               0
[AVG-DEBT-PER-SHARE]                                 0


</TABLE>
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>



<ARTICLE> 6
<CIK> 0000095669
<NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.
<SERIES>
   <NUMBER> 003
   <NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          JUL-31-2000
<PERIOD-START>                             AUG-01-1999
<PERIOD-END>                               JAN-31-2000
<INVESTMENTS-AT-COST>                      121,038,597
<INVESTMENTS-AT-VALUE>                     156,502,865
<RECEIVABLES>                                1,585,221
<ASSETS-OTHER>                                 178,564
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                             158,266,650
<PAYABLE-FOR-SECURITIES>                     2,873,226
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                    1,112,514
<TOTAL-LIABILITIES>                          3,985,740
<SENIOR-EQUITY>                                107,559
<PAID-IN-CAPITAL-COMMON>                   110,758,726
<SHARES-COMMON-STOCK>                          720,181
<SHARES-COMMON-PRIOR>                          666,351
<ACCUMULATED-NII-CURRENT>                            0
<OVERDISTRIBUTION-NII>                       (920,910)
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                     8,875,786
<ACCUM-APPREC-OR-DEPREC>                    35,459,749
<NET-ASSETS>                               154,280,910
<DIVIDEND-INCOME>                              498,243
<INTEREST-INCOME>                              125,023
<OTHER-INCOME>                                       0
<EXPENSES-NET>                             (1,519,061)
<NET-INVESTMENT-INCOME>                      (895,795)
<REALIZED-GAINS-CURRENT>                    11,566,854
<APPREC-INCREASE-CURRENT>                   23,363,570
<NET-CHANGE-FROM-OPS>                       34,034,629
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                     (131,883)
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        170,236
<NUMBER-OF-SHARES-REDEEMED>                  (127,336)
<SHARES-REINVESTED>                             10,930
<NET-CHANGE-IN-ASSETS>                      39,665,861
<ACCUMULATED-NII-PRIOR>                       (25,115)
<ACCUMULATED-GAINS-PRIOR>                    (617,108)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                          642,000
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                              1,532,000
<AVERAGE-NET-ASSETS>                         7,787,448
<PER-SHARE-NAV-BEGIN>                            10.59
<PER-SHARE-NII>                                 (0.11)
<PER-SHARE-GAIN-APPREC>                           3.14
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                       (0.20)
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                              13.42
<EXPENSE-RATIO>                                   2.88
[AVG-DEBT-OUTSTANDING]                               0
[AVG-DEBT-PER-SHARE]                                 0


</TABLE>
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>



<ARTICLE> 6
<CIK> 0000095669
<NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.
<SERIES>
   <NUMBER> 004
   <NAME> ALLIANCE GLOBAL SMALL CAP FUND, INC.

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          JUL-31-2000
<PERIOD-START>                             AUG-01-1999
<PERIOD-END>                               JAN-31-2000
<INVESTMENTS-AT-COST>                      121,038,597
<INVESTMENTS-AT-VALUE>                     156,502,865
<RECEIVABLES>                                1,585,221
<ASSETS-OTHER>                                 178,564
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                             158,266,650
<PAYABLE-FOR-SECURITIES>                     2,873,226
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                    1,112,514
<TOTAL-LIABILITIES>                          3,985,740
<SENIOR-EQUITY>                                107,559
<PAID-IN-CAPITAL-COMMON>                   110,758,726
<SHARES-COMMON-STOCK>                           32,057
<SHARES-COMMON-PRIOR>                           16,058
<ACCUMULATED-NII-CURRENT>                            0
<OVERDISTRIBUTION-NII>                       (920,910)
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                     8,875,786
<ACCUM-APPREC-OR-DEPREC>                    35,459,749
<NET-ASSETS>                               154,280,910
<DIVIDEND-INCOME>                              498,243
<INTEREST-INCOME>                              125,023
<OTHER-INCOME>                                       0
<EXPENSES-NET>                             (1,519,061)
<NET-INVESTMENT-INCOME>                      (895,795)
<REALIZED-GAINS-CURRENT>                    11,566,854
<APPREC-INCREASE-CURRENT>                   23,363,570
<NET-CHANGE-FROM-OPS>                       34,034,629
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                       (3,350)
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                         16,202
<NUMBER-OF-SHARES-REDEEMED>                      (440)
<SHARES-REINVESTED>                                237
<NET-CHANGE-IN-ASSETS>                      39,665,861
<ACCUMULATED-NII-PRIOR>                       (25,115)
<ACCUMULATED-GAINS-PRIOR>                    (617,108)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                          642,000
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                              1,532,000
<AVERAGE-NET-ASSETS>                           255,606
<PER-SHARE-NAV-BEGIN>                            11.74
<PER-SHARE-NII>                                 (0.06)
<PER-SHARE-GAIN-APPREC>                           3.50
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                       (0.20)
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                              14.98
<EXPENSE-RATIO>                                   1.81
[AVG-DEBT-OUTSTANDING]                               0
[AVG-DEBT-PER-SHARE]                                 0


</TABLE>

[DESCRIPTION]Report of 10f-3 Transactions
Securities Purchased in Underwritings Involving
Transactions with Donaldson, Lufkin, & Jenrette Securities Corporation
Subject to Rule 10f-3 Under the Investment Company Act of 1940
GLOBAL SMALL CAP PORTFOLIO
<TABLE>
10f-3 TRANSACTIONS FOR THE PERIOD AUGUST 1,1999 THROUGH AUGUST 31, 1999
<CAPTION>
                                                                         Total   % of
                                                              Shares     Shares  Offering                        Shares
                          Date     Shares   % of FundPrice perPurchased bOffered PurchasedPurchased              Held
Security*                 PurchasedPurchasedAssets   Share    Fund Group (000)   By Group From                   08/31/99
<C>                       <C>      <C>      <C>      <C>      <C>        <C>     <C>      <C>                    <C>
1-800 Flowres.com, Inc.   08/02/99 200      0.00%    $21.00   33,700     6,000   0.56%    Goldman Sachs & Co.    0
The Acrerley Group, Inc.  08/02/99 13,400   0.00%    $15.25   595,600    4,200   14.18%   Salomon Smith Barney   13,400
Homestore.com             08/04/99 900      0.00%    $20.00   157,400    7,000   2.25%    Morgan Stanley         0
Internet Gold             08/05/99 50,000   0.00%    $12.00   50,000     4,500   1.11%    Lehman Brothers        0
Agile Software Corp.      08/19/99 100      0.00%    $21.00   13,000     3,000   0.43%    Morgan Stanley         0
</TABLE>
<TABLE>
10f-3 TRANSACTIONS FOR THE PERIOD OF SEPTEMBER 1,1999 THROUGH NOVEMBER 30,1999
<CAPTION>
                                                                         Total
                          Date     Shares   % of FundPrice perPurchased bOffered Purchased                       Held
Security*                 PurchasedPurchasedAssets   Share    Fund Group (000)   By Group Broker(s)              11/30/99
<C>                       <C>      <C>      <C>      <C>      <C>        <C>     <C>      <C>                    <C>
SDL Inc.                  09/21/99 100      0.00%    $82.00   14,800     2,950   0.50%    CIBC World Markets     0
Trintech Group PLC        09/23/99 200      0.00%    $11.55   47,300     5,800   0.82%    DB Clearing Services   0
Foundary Networks         09/28/99 400      0.00%    $25.00   83,500     5,000   1.67%    DB Clearing Services   0
Telemate.Net Software, Inc09/29/99 100      0.00%    $14.00   23,700     3,500   0.68%    Soundview Technology   0
Internap Network Services 09/29/99 500      0.00%    $20.00   112,200    8,700   1.29%    Morgan Stanley  & Co.  0
DII Group Inc.            09/29/99 3,400    0.00%    $33.00   669,800    6,000   11.16%   Salomon Smith Barney   3,400
Acme Communications       09/30/99 1,100    0.00%    $23.00   60,300     5,000   1.21%    DB Clearing Services   0
Illuminet Holdings, Inc.  10/07/99 100      0.00%    $19.00   22,500     3,900   0.58%    Morgan Stanley & Co.   0
World Wrestling Federation10/18/99 2,400    0.00%    $17.00   133,000    10,000  1.33%    Bear Stearns Sec.      0
Radio Unica Communications10/18/99 1,500    0.00%    $16.00   79,600     6,840   1.16%    Salomon Smith Barney   0
Martha Stewart Living Omni10/18/99 600      0.00%    $18.00   31,200     7,200   0.43%    Morgan Stanley & Co,   0
Crossroads Systems        10/19/99 100      0.00%    $18.00   9,500      3,500   0.27%    SG Cowen Securities    0
Aether Systems Inc.       10/20/99 400      0.00%    $16.00   89,400     6,000   1.49%    Merrill Lynch          0
Calpine Corp.             10/27/99 10,200   0.00%    $46.31   447,200    7,200   6.21%    CS First Boston Corp.  7,100
Predictive Systems Inc.   10/27/99 100      0.00%    $18.00   31,300     4,000   0.78%    BancBoston Robertson   0
Expedia, Inc.             11/09/99 200      0.00%    $14.00   8,300      5,200   0.16%    Goldman Sachs & Co.    0
Somera Communications     11/12/99 1,300    0.00%    $12.00   49,600     8,500   0.58%    Lehman Brothers        0
Metasolv Software         11/17/99 500      0.00%    $19.00   18,300     5,000   0.37%    Morgan Stanley & Co.   0
Symyx Technologies Inc.   11/17/99 6,700    0.00%    $14.00   134,100    5,538   2.42%    CS First Boston Corp.  6,700
Exactis Com Inc.          11/19/99 200      0.00%    $14.00   7,900      3,800   0.02%    Thomas Weisel Partn.   0
Mediaplex                 11/19/99 600      0.00%    $12.00   21,400     6,000   0.21%    Lehman Bros Inc.       0
Deltathree.com            11/22/99 400      0.00%    $15.00   13,800     600     0.23%    Lehman Bros Inc.       0
Smartkids.com             11/23/99 100      0.00%    $14.00   3,100      4,500   0.07%    Lewco Secs Agent       0
The Management Network Gro11/23/99 500      0.00%    $17.00   20,000     4,615   0.43%    Lewco Secs Agent       0
</TABLE>
<TABLE>
10f-3 TRANSACTIONS FOR THE PERIOD OF DECEMBER 1,1999 THROUGH JANUARY 31, 2000
<CAPTION>
                                                                         Total
                          Date     Shares   % of FundPrice perPurchased bOffered Purchased                       Held
Security*                 PurchasedPurchasedAssets   Share    Fund Group (000)   By Group Broker(s)              01/31/00
<C>                       <C>      <C>      <C>      <C>      <C>        <C>     <C>      <C>                    <C>
Harris Interactive, Inc.  12/06/99 300      0.00%    $14.00   9,800      5,800   0.17%    Lehman Bros Inc.       0
Classic Communications Inc12/07/99 5,100    0.00%    $25.00   89,900     8,250   1.09%    Goldman Sachs & Co.    18,000
Free Markets Inc.         12/09/99 500      0.00%    $48.00   17,500     3,600   0.49%    Morgan Stanley & Co.   0
Tularik Inc.              12/09/99 1,700    0.00%    $14.00   50,200     6,950   0.72%    Lehman Bros Inc.       0
Medicalogic Inc.          12/10/99 300      0.00%    $17.00   8,000      5,300   0.15%    Pershing               0
Tritel Inc.               12/13/99 500      0.00%    $18.00   23,000     9,375   0.25%    Goldman Sachs & Co.    0
Xpedior Inc.              12/16/99 200      0.00%    $19.00   7,000      8,535   0.08%    First Union Capital    0
Packaging Corp of America 01/27/00 45,400   0.00%    $12.00   738,500    46,250  1.60%    Goldman Sachs & Co.    28,200
Extensity, Inc.           01/27/00 700      0.00%    $20.00   23,800     4,000   0.60%    DB Clearing Services   0
Caminus                   01/28/00 600      0.00%    $16.00   22,500     4,372   0.51%    DB Clearing Services   0
SBA Communications Corp.  01/28/00 4,700    0.00%    $27.00   181,300    6,000   3.02%    Lehman Bros Inc.       7,600
</TABLE>
* Unless otherwise indicated, the securities were part of an issue registered
under the Securities Act of 1933 and offered to the public.
**Indicates the puchase of an Eligible Rule 144A Security.
1) Purchases by all Alliance Funds, including the Fund, may not exceed: (a) if
purchased in an offering other than an Eligible Rule 144A Offering, 25% of the
principal amount of the offering of such class; or (b) if purchased in an
Eligible Rule 144A Offering, 25% of the total of (i) the principal amount
of the offering of such class sold by underwriters or members of the
selling syndicate to qualified institutional buyers, plus (ii) the principal
amount of the offering of such class in any concurrent public offering.



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission