<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to
Rules 13d-1(b), (c) and (d) and Amendments Thereto
Filed Pursuant to Rule 13d-2(b)
(Amendment No. 23)*
Kellogg Company
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
487836108
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(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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13G
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CUSIP NO. 487836108 Page 2 of 10 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Bank of New York Company, Inc.
(I.R.S. 13-2614959)
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
A New York Corporation
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 277,782
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
134,035,751
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 195,792
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
132,446,633
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
134,313,533
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
33.0%
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TYPE OF REPORTING PERSON*
12
HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
13G
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CUSIP NO. 487836108 Page 3 of 10 Pages
- ----------------------- ----------------------
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Arnold G. Langbo
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
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SOLE VOTING POWER
5
NUMBER OF 1,856,372
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
132,385,855
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 1,856,372
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
132,385,855
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
134,242,227
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
33.0%
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TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
13G
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CUSIP NO. 487836108 Page 4 of 10 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
William C. Richardson
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 3,536
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
133,085,060
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 400
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
133,085,060
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
133,088,596
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
32.7%
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TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
13G
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CUSIP NO. 487836108 Page 5 of 10 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Jonathan T. Walton
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S. Citizen
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
132,363,140
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
132,363,140
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
132,363,140
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
32.5%
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TYPE OF REPORTING PERSON*
12
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Schedule 13G
Issuer: Kellogg Company
Page 6 of 10
This Schedule 13G is being filed as Amendment No. 23 to the Schedule 13G
dated April 23, 1979 filed on behalf of Harris Trust and Savings Bank, Lyle C.
Roll, Russell G. Mawby and William V. Bailey as trustees of the W.K. Kellogg
Foundation Trust (the "Trust") with respect to shares of common stock of Kellogg
Company (the "Shares").
This Amendment No. 23 is being filed by The Bank of New York as trustee of
the Trust, on behalf of the Trust and on behalf of itself, Arnold G. Langbo,
William C. Richardson and Jonathan T. Walton, as all of the trustees of the
Trust for the year ending December 31, 1999.
The number of shares beneficially owned by each of The Bank of New York and
certain of its affiliates, Arnold G. Langbo, William C. Richardson and Jonathan
T. Walton, individually, as fiduciary or otherwise, is hereinafter reported. The
number of Shares beneficially owned collectively by such persons is 136,918,076,
which is 33.6% of the Shares outstanding. Of this amount 132,363,140 Shares, or
32.5% of the Shares outstanding, represent Shares owned in a fiduciary capacity
on behalf of the Trust. Shares owned in other fiduciary capacities are noted on
Exhibit 99.1.
The number of reported Shares for Arnold G. Langbo includes 1,659,717
Shares that Mr. Langbo may acquire within 60 days of December 31, 1999 by
exercising options granted to him under the Kellogg Company Key Employee
Incentive Plan.
Item 1. (a) Name of Issuer:
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Kellogg Company
(b) Address of Issuer's Principal Executive Offices:
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One Kellogg Square
Battle Creek, Michigan 49016-3599
Item 2. (a) Name of Persons Filing:
-----------------------
The Bank of New York Company, Inc.
Arnold G. Langbo
William C. Richardson
Jonathan T. Walton
(b) Address of Principal Business Office:
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Person Filing Address
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The Bank of New York Company, Inc. One Wall Street
New York, NY 10286
Arnold G. Langbo One Kellogg Square
P.O. Box 3599
Battle Creek, Michigan 49016
William C. Richardson W.K. Kellogg Foundation
One Michigan Avenue East
Battle Creek, Michigan 49017
Jonathan T. Walton 37 Warner Rd.
Grosse Pointe Farms,
Michigan 48236
<PAGE>
Schedule 13G
Issuer: Kellogg Company
Page 7 of 10
(c) Citizenship:
------------
The Bank of New York Company, Inc. -A New York Corporation
Arnold G. Langbo -U.S. Citizen
William C. Richardson -U.S. Citizen
Jonathan T. Walton -U.S. Citizen
(d) Title of Class of Securities:
-----------------------------
All persons filing - common stock
(e) CUSIP Number:
-------------
All persons filing - 487836108
Item 3. (a) - (j)
This statement is being filed pursuant to Rule 13d-1(d).
Item 4. Ownership:
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(a) Amount Beneficially Owned as of December 31, 1999:
--------------------------------------------------
The Bank of New York Company, Inc. -134,313,533
Arnold G. Langbo -134,242,227
William C. Richardson -133,088,596
Jonathan T. Walton -132,363,140
(b) Percent of Class:
-----------------
The Bank of New York Company, Inc. - 33.0%
Arnold G. Langbo - 33.0%
William C. Richardson - 32.7%
Jonathan T. Walton - 32.5%
(c) Number of shares as to which such person has:
---------------------------------------------
(i) Sole power to vote or to direct the vote:
The Bank of New York Company, Inc. - 277,782
Arnold G. Langbo - 1,856,372
William C. Richardson - 3,536
Jonathan T. Walton - 0
(ii) Shared power to vote or to direct the vote:
The Bank of New York Company, Inc. -134,035,751
Arnold G. Langbo -132,385,855
William C. Richardson -133,085,060
Jonathan T. Walton -132,363,140
<PAGE>
Schedule 13G
Issuer: Kellogg Company
Page 8 of 10
(iii) Sole power to dispose or to direct the disposition of:
The Bank of New York Company, Inc. - 195,792
Arnold G. Langbo - 1,856,372
William C. Richardson - 400
Jonathan T. Walton - 0
(iv) Shared power to dispose or to direct the disposition of:
The Bank of New York Company, Inc. -132,446,633
Arnold G. Langbo -132,385,855
William C. Richardson -133,085,060
Jonathan T. Walton -132,363,140
Item 5. Ownership of Five Percent or Less of a Class:
---------------------------------------------
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
----------------------------------------------------------------
See Exhibit 99.1
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
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The Bank of New York Company, Inc., a parent holding company, is
filing with respect to its following subsidiaries:
The Bank of New York
One Wall Street
New York, NY 10286
The Bank of New York Trust Company
123 Main Street
White Plains, New York 10601
<PAGE>
Schedule 13G
Issuer: Kellogg Company
Page 9 of 10
Item 8. Identification and Classification of Members of the Group:
----------------------------------------------------------
See Exhibits 99.2 and 99.3
Item 9. Notice of Dissolution of Group:
-------------------------------
Not Applicable
Item 10. Certification:
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Not Applicable
<PAGE>
Schedule 13G
Issuer: Kellogg Company
Page 10 of 10
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: February 11, 2000
The Bank of New York, as trustee of the
W.K. Kellogg Foundation Trust
By /s/Edward F. Rieger
---------------------------------
Edward F. Rieger
Vice President
Arnold G. Langbo
/s/Edward F. Rieger
-------------------------------
By his attorney in fact, Edward F. Rieger
William C. Richardson
/s/Edward F. Rieger
-------------------------------
By his attorney in fact, Edward F. Rieger
Jonathan T. Walton
/s/Edward F. Rieger
-------------------------------
By his attorney in fact, Edward F. Rieger
<PAGE>
FORM 13G
EXHIBIT INDEX
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Exhibit No. Exhibit
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Exhibit 24.1 Power of Attorney of Arnold G. Langbo dated November 12,
1998 (incorporated by reference to Exhibit 24.1 to Amendment
No. 22 to this Schedule 13G filed on February 12, 1999
("Amendment No. 22")).
Exhibit 24.2 Power of Attorney of William C. Richardson dated December 2,
1998 (incorporated by reference to Exhibit 24.2 to Amendment
No. 22).
Exhibit 24.3 Power of Attorney of Jonathan T. Walton dated January 30,
1998 (incorporated by reference to Exhibit 24.3 to Amendment
No. 22).
Exhibit 99.1 Ownership of More Than 5 Percent on Behalf of Another
Person.
Exhibit 99.2 Identity of Each Person Filing This Schedule 13G.
Exhibit 99.3 Agreement Pursuant to Rule 13d-1(k)(1)(iii).
<PAGE>
FORM 13G
Exhibit 99.1
In reply to Item 6 on page 8, as of the year ending December 31, 1999, The
Bank of New York, Arnold G. Langbo, William C. Richardson and Jonathan T. Walton
were trustees of the Trust holding 132,363,140 Shares, or 32.5% of the Shares
outstanding.
For purposes of this Schedule 13G, The Bank of New York Company, Inc. is
reporting on behalf of its subsidiaries, The Bank of New York and The Bank of
New York Trust Company, which hold Shares for various persons in various
fiduciary capacities. As noted in the preceding paragraph, The Bank of New
York's holdings as trustee of the Trust represent 32.5% of the Shares
outstanding as of the year ending December 31, 1999. Additional Shares reported
on page 2 of this Schedule 13G for The Bank of New York Company, Inc. and its
subsidiaries include Shares held in fiduciary capacities for persons other than
the Trust.
As of the year ending December 31, 1999, Arnold G. Langbo was a director
with his wife of the Arnold G. Langbo and Martha M. Langbo Foundation, a
charitable foundation, holding 22,715 Shares.
As of the year ending December 31, 1999, William C. Richardson was co-
trustee with Harris Trust and Savings Bank of the Carrie Staines Kellogg Trust
#5977, holding 721,920 Shares.
W.K. Kellogg Foundation has an interest in Shares held in the Trust and
other persons have interests in the above referred Shares held in other
fiduciary capacities. Except as described hereinabove, no other person is known
to receive or has the power to direct the receipt of dividends from, or the
proceeds from the sale of, Shares reported in this filing.
<PAGE>
FORM 13G
Exhibit 99.2
In response to the information requested by Item 8 on Page 9, the following
is the identity of each person filing this Schedule 13G:
TRUSTEES OF THE W.K. KELLOGG FOUNDATION TRUST
---------------------------------------------
The Bank of New York
Arnold G. Langbo
William C. Richardson
Jonathan T. Walton
Such persons expressly declare that they do not affirm the existence of a
group for purposes other than this joint filing.
<PAGE>
FORM 13G
Exhibit 99.3
Pursuant to Rule 13d-1(k)(1) each of the persons named below agrees to this
joint filing of Form 13G individually and as a trustee of the W.K. Kellogg
Foundation Trust and submits this exhibit as proof of its agreement with the
other persons named below:
The Bank of New York
Arnold G. Langbo
William C. Richardson
Jonathan T. Walton
