<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
---------------
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Amendment No. 1
Safety 1st, Inc.
(Name of issuer)
Common Stock, par value $.01 per share
(Title of class of securities)
786475-10-3
(CUSIP number)
James T. Byrne, Jr.
Office of the Secretary
Bankers Trust New York Corporation
130 Liberty Street
New York, New York 10006
(212) 250-1869
(Name, address and telephone number of person
authorized to receive notices and communications)
Copy to:
Harvey M. Eisenberg, Esq.
O'Sullivan Graey & Karabell, LLP
30 Rockefeller Plaza
New York, New York 10112
(212) 408-2400
July 30, 1997
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box. / /
(Continued on following pages)
(Page 1 of 8 Pages)
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This Amendment No. 1 amends and supplements the Statement for
Notification by a Five Percent Owner of an Issue on Schedule 13D dated
August 7, 1997 (the "Schedule 13D") of BT Capital Partners, Inc., a Delaware
corporation, with respect to shares of Common Stock, par value $.01 per
share, of Safety 1st, Inc., a Massachusetts corporation.
Unless otherwise indicated, the information set forth in the Schedule
13D remains unchanged and each capitalized term not defined herein shall have
the meaning assigned to such term in the Schedule 13D.
Item 2. Identity and Background.
Item (f).
The name, citizenship, business or residence address, principal
occupation or employment, and name, principal business and address of any
corporation or organization in which such employment is conducted of each
director and executive officer of the Purchaser and BTNY is set forth in
Annex A attached hereto and incorporated into this item 2 by reference.
(Page 2 of 8 Pages)
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SIGNATURE
After reasonable inquiry and to the best of our knowledge and
belief, I certify that the information set forth in this Statement is true,
complete and correct.
Date: August 8, 1997
BANKERS TRUST NEW YORK CORPORATION
By: /s/ James t. Byrne
--------------------------------
Name: James T. Byrne
Title: Senior Vice President
(Page 3 of 8 Pages)
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ANNEX A
BANKERS TRUST NEW YORK CORPORATION
The following sets forth the name, mailing address, occupation or
principal business affiliation and citizenship of each director and executive
officer of BTNY. To the best knowledge and belief of BTNY, none of the
following person beneficially owns any shares of Common Stock.
<TABLE>
<CAPTION>
Name and Mail Address Occupation or Principal Business Citizenship
Affiliation
- -----------------------------------------------------------------------------------------
<S> <C> <C>
George B. Beitzel Retired Senior Vice President and U.S.
29 King Street Director
Chappaqua, NY 10514-3432 International Business Machines
Corporation
Phillip A. Griffiths Chairman U.S.
Institute for Advanced Study Institute for Advanced Study
Olden Lane
Princeton, NJ 08540
William R. Howell Chairman Emeritus U.S.
J.C. Penney Company, Inc. J.C. Penney Company, Inc.
P.O. Box 10001
Dallas, TX 75301-0001
Vernon E. Jordan, Jr. Senior Partner U.S.
Akin, Gump, Strauss,
Hauer & Feld, LLP
1333 New Hampshire Avenue, N.W.
Suite 400
Washington, D.C. 20036
Harnish Maxwell Retired Chairman and Chief U.S.
Philip Morris Companies, Inc. Executive Officer
100 Park Avenue Philip Morris Companies, Inc.
New York, NY 10017
Frank N. Newman Chairman of the Board and Chief U.S.
Bankers Trust Company Executive Officer and President
130 Liberty Street Bankers Trust Company;
New York, NY 10006 Chairman of the Board and Chief
Executive Officer and President
Bankers Trust New York
Corporation
N.J. Nicholas Jr. Investor U.S.
15 West 53rd Street, #34F
New York, NY 10019
</TABLE>
(Page 4 of 8 Pages)
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<TABLE>
<CAPTION>
Name and Mail Address Occupation or Principal Business Citizenship
Affiliation
- -----------------------------------------------------------------------------------------
<S> <C> <C>
Russell E. Palmer Chairman and Chief Executive U.S.
The Palmer Group Officer
3600 Market Street The Palmer Group
Suite 530
Philadelphia, PA 19104
Donald L. Staheli Chairman of the Board and Chief U.S.
39 Locust Street Executive Officer (Retired),
New Canaan, CT 06840 Continental Grain Company
Patricia Carry Stewart Former Vice President U.S.
Bankers Trust Company The Edna McConnell Clark
c/o Office of the Secretary Foundation
130 Liberty Street
New York, NY 10006
George J. Vojta Vice Chairman U.S.
Bankers Trust Company Bankers Trust Company and
130 Liberty Street Bankers Trust New York
New York, NY 10006 Corporation
Paul A. Volcker Director of Various Corporations U.S.
599 Lexington Avenue
40th Floor
New York, NY 10021
- ------------------------------------------------------------------------------------------
EXECUTIVE OFFICERS
- ------------------------------------------------------------------------------------------
Joseph A. Manganello, Jr. Senior Managing Director and U.S.
Bankers Trust Company Chief Credit Officer
130 Liberty Street Bankers Trust Company;
New York, NY 10006 Executive Vice President and Chief
Credit Officer
Bankers Trust New York
Corporation
Richard H. Daniel Senior Managing Director, Chief U.S.
Bankers Trust Company Financial Officer and Controller
130 Liberty Street Bankers Trust Company;
New York, NY 10006 Vice Chairman, Chief Financial
Officer and Controller
Bankers Trust New York
Corporation
Melvin A. Yellin Senior Managing Director and U.S.
Bankers Trust Company General Counsel
130 Liberty Street Bankers Trust Company;
New York, NY 10006 Executive Vice President and
General Counsel
Bankers Trust New York
Corporation
</TABLE>
(Page 5 of 8 Pages)
<PAGE>
<TABLE>
<CAPTION>
Name and Mail Address Occupation or Principal Business Citizenship
Affiliation
- -----------------------------------------------------------------------------------------
<S> <C> <C>
Mary Cirillo Senior Managing Director U.S.
Bankers Trust Company Bankers Trust Company;
130 Liberty Street Executive Vice President
New York, NY 10006 Bankers Trust New York
Corporation
I. David Marshall Senior Managing Director and Canada
Bankers Trust Company Chief Information Officer
130 Liberty Street Bankers Trust Company;
New York, NY 10006 Executive Vice President and Chief
Information Officer
Bankers Trust New York
Corporation
</TABLE>
(Page 6 of 8 Pages)
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BT CAPITAL PARTNERS, INC.
The following sets forth the name, mailing address, occupation or
principal affiliation and citizenship of each director and executive officer
of BT Capital Partners. To the best knowledge and belief of BT Capital
Partners, none of the following persons beneficially owns any shares of
Common Stock.
<TABLE>
<CAPTION>
Name and Mail Address Occupation or Principal Business Citizenship
Affiliation
- -----------------------------------------------------------------------------------------
DIRECTORS
- -----------------------------------------------------------------------------------------
<S> <C> <C>
Douglas Brent President Canada
BT Capital Partners, Inc. BT Capital Partners, Inc.
130 Liberty Street
New York, NY 10006
Carl Mueller Chairman
c/o Bankers Trust Company BT Capital Partners, Inc. U.S.
280 Park Avenue
New York, NY 10006
Alfred Brittain, III Former Chairman U.S.
c/o Bankers Trust Company Bankers Trust New York
280 Park Avenue Corporation
New York, NY 10006
Howard Blauvelt Former CEO of Conoco Oil U.S.
1410 Piper Way
Keswick, VA 22947
George Vojta Vice Chairman U.S.
Bankers Trust Company Bankers Trust New York
130 Liberty Street Corporation
New York, NY 10006
Patrick Callahan, Jr. Partner U.S.
Lazard Freres & Co. Lazard Freres & Co.
200 W. Madison
Chicago, IL 60606
Larry Williams President U.S.
945 East Paces Ferry Road The Breckenridge Group, Inc.
Atlanta, GA 30326
James Hellmuth Former President
270 Park Avenue, 5th Floor BT Capital Corporation U.S.
New York, NY 10006
Hamish Maxwell Former Chairman U.S.
Philip Morris Co. Philip Morris & Companies
100 Park Avenue
10th Floor
New York, NY 10017
</TABLE>
(Page 7 of 8 Pages)
<PAGE>
<TABLE>
<CAPTION>
Name and Mail Address Occupation or Principal Business Citizenship
Affiliation
- -----------------------------------------------------------------------------------------
<S> <C> <C>
Yves De Balman Chairman France
1 Appold Street Bankers Trust International
Broadgate, 4th Floor
London, EC2A 2HE
- -----------------------------------------------------------------------------------------
OFFICERS
- -----------------------------------------------------------------------------------------
Heide Silverstein Treasurer/Secretary U.S.
Bankers Trust Company
130 Liberty Street, 25th Floor
New York, NY 10006
Joseph T. Wood Senior Vice President U.S.
BT Capital Partners, Inc. Bankers Trust New York
130 Liberty Street, 25th Floor Corporation;
New York, NY 10006 Officer
BT Capital Partners, Inc.
</TABLE>
(Page 8 of 8 Pages)
