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Previous: TORRAY ROBERT E & CO INC, 13F-HR, 2000-02-14 |
Next: TRANSCANADA PIPELINES LTD, SC 13G, 2000-02-14 |
Cover Page
FORM 13F
Trainer, Wortham & Co.,Inc.
December 31, 1999
Institutional Investment Manager Filing this Report:
Name: Trainer, Wortnam & Company, Inc.
Address: 845 Third Avenue
New York, NY 10022
I represent that I am authorized to submit this Form and that all
information in this Form and the attachments to it is true, correct
and complete and I understand that all required items, statements
and schedules are integral parts of this Form and that the submission
of any amendement represents that all unamended items, statements and
schedules remain true, correct and complete as previously submitted.
I am signing this report as required by the Securities Exchange Act of 1934.
Name, Title and Telephone Number of Person Submitting Report:
SONNY DEGADY CONTROLLER 212-759.7755
Signature, Place and Date of Signing:
/s/ SONNY DEGADY NEW YORK, NY FEBRUARY 14, 2000.
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BATTLE MOUNTAIN GOLD CV 6% u07159AA1 60 100000 PRN Sole 100000
MASCOTECH INC CONVERTIBLE NOTE 574670AB1 73 100000 PRN Sole 100000
A T & T CORP. COM 001957109 12896 253788 SH Sole 200876 35650 17262
ABBOTT LABORATORIES COM 002824100 7814 215196 SH Sole 120058 24728 70410
797 21950 SH Defined 5000 14950 2000
145 4000 SH Other 4000
ABLATION TECHNOLOGIES INC. COM 200 133334 SH Sole 66667 66667
100 66667 SH Defined 66667
ACCELR8 COM 004304200 700 546000 SH Sole 223080 63000 259920
506 395000 SH Defined 395000
ACE LTD COM G0070K103 1000 59950 SH Sole 59950
ADELPHIA COMMUNICATION INC CLA COM 006848105 2756 42000 SH Sole 42000
AES CORP COM 00130H105 1210 16185 SH Sole 12710 3475
AFFILIATED COMPUTER SERVICES, COM 008190100 506 11000 SH Defined 11000
AGILENT TECHNOLOGIES INC. COM 00846U101 5087 65800 SH Sole 65800
ALLIED CAPITAL CORP COM 01903Q108 4289 234234 SH Sole 137303 50000 46931
366 20000 SH Defined 20000
ALLMERICA FINANCIAL CORP COM 019754100 1376 24740 SH Sole 17640 7100
ALTERA CORPORATION COM 021441100 32975 665331 SH Sole 186417 11200 467714
6532 131800 SH Defined 90000 41800
AMERICA ONLINE INC. COM 02364J104 72944 961371 SH Sole 549279 34900 377192
6730 88700 SH Defined 79300 5000 4400
AMERICAN EXPRESS CO COM 025816109 424 2553 SH Sole 1325 1228
AMERICAN HOME PRODUCTS CORP COM 026609107 2933 74721 SH Sole 41841 8600 24280
AMERICAN INTERNATIONAL GROUP COM 026874107 70260 649803 SH Sole 363028 18359 268416
2596 24012 SH Defined 3687 16749 3576
304 2811 SH Other 2811
AMERICAN PAD & PAPER COM 028816106 54 224800 SH Sole 66500 25900 132400
0 2000 SH Other 2000
AMERICAN STANDARD COMPANIES, I COM 029712106 1695 36950 SH Sole 14050 10700 12200
46 1000 SH Other 1000
AMFM CORP COM 001693100 8997 114975 SH Sole 107275 7700
AMGEN COM 031162100 52945 881500 SH Sole 456150 60600 364750
5018 83550 SH Defined 79550 4000
AMSOUTH BANCORPORATION COM 032165102 18744 970542 SH Sole 892648 6550 71344
ANADARKO PETRO CORP COM 032511107 6783 198775 SH Sole 189475 9300
ANHEUSER BUSCH COMPANIES INC COM 035229103 9909 139814 SH Sole 28500 29674 81640
113 1600 SH Other 1600
APARTMENT INVESTMENT & MANAGEM COM 03748R101 7067 177498 SH Sole 46448 2000 129050
119 3000 SH Defined 1500 1500
APPLIED MATERIALS INC. COM 038222105 1052 8300 SH Sole 8300
101 800 SH Defined 800
APTARGROUP, INC COM 038336103 1022 40684 SH Sole 40684
ARMOR HOLDINGS, INC. COM 042260109 4796 365400 SH Sole 262175 4500 98725
591 45000 SH Defined 2500 29500 13000
ASSOCIATED ESTATES REALTY CORP COM 045604105 55 7000 SH Sole 7000
23 3000 SH Defined 3000
ASTORIA FINANCIAL CORP. COM 046265104 1748 57444 SH Sole 16745 3450 37249
315 10350 SH Defined 10350
AT&T CORP LIBERTY MEDIA A COM 001957208 28458 500902 SH Sole 217652 6000 277250
ATLANTIC RICHFIELD CO COM 048825103 1353 15643 SH Sole 7757 1296 6590
259 3000 SH Other 3000
AUTODESK INC COM 052769106 682 20206 SH Sole 6104 8000 6102
418 12394 SH Defined 12394
AUTOMATIC DATA PROCESSING INC COM 053015103 417 7745 SH Sole 1880 5865
AXA FINANCIAL COM 002451102 272 8000 SH Sole 8000
AXENT TECHNOLOGIES COM 05459C108 922 43893 SH Sole 37626 6267
BANC ONE CORPORATION COM 06423A103 232 7260 SH Sole 5734 60 1466
44 1372 SH Defined 1372
BANK OF AMERICA CORPORATION COM 060505104 7007 139617 SH Sole 73643 65974
28 560 SH Defined 560
BANK OF NEW YORK CO INC COM 064057102 1116 27904 SH Sole 9504 18400
280 7000 SH Other 7000
BAXTER INTERNATIONAL INC COM 071813109 4240 67502 SH Sole 63352 4150
BECTON DICKINSON & CO COM 075887109 1159 43032 SH Sole 23032 8800 11200
BELL ATLANTIC COM 077853109 2415 39229 SH Sole 24029 15200
BELL SOUTH CORP COM 079860102 797 17032 SH Sole 13536 3496
112 2400 SH Defined 2400
BERKSHIRE HATHAWAY INC.CL B COM 084670207 785 429 SH Sole 313 116
BESTFOODS INC. COM 08658U101 204 3872 SH Sole 672 3200
168 3200 SH Defined 3200
BIOSAFE ALLERGY SERVICES COM 140 20000 SH Sole 10000 10000
70 10000 SH Defined 10000
BIOSAFE DIAGNOSTIC PRODUCTS COM 192 48000 SH Sole 24000 24000
96 24000 SH Defined 24000
BIOSAFE DIAGNOSTIC PRODUCTS COM 2097691X6 512 128000 SH Sole 64000 64000
256 64000 SH Defined 64000
BIOSAFE LABORATORIES COM 800 100000 SH Sole 50000 50000
400 50000 SH Defined 50000
BIOSAFE MEDICAL TECHNOLOGY RES COM 1250 50000 SH Sole 25000 25000
625 25000 SH Defined 25000
BIOSAFE ULTIMATE HEALTH CLUB COM 792 132000 SH Sole 66000 66000
396 66000 SH Defined 66000
BLYTH INDUSTRIES COM 09643P108 4725 192350 SH Sole 93750 31300 67300
32 1300 SH Defined 1300
37 1500 SH Other 1500
BP AMOCO PLC SPONS ADR COM 055622104 6282 105911 SH Sole 40555 24942 40414
358 6032 SH Defined 4022 2010
471 7940 SH Other 7940
BRISTOL-MYERS SQUIBB CORP COM 110122108 13530 210781 SH Sole 90533 16272 103976
1780 27738 SH Defined 8000 16338 3400
308 4800 SH Other 4800
BROADCOM CORPORATION CLASS A COM 111320107 9685 35557 SH Sole 24807 10750
2724 10000 SH Defined 10000
BRUNSWICK CORP COM 117043109 1631 73300 SH Sole 17600 7900 47800
31 1400 SH Other 1400
BUCKEYE PARTNERS LP COM 118230101 1258 48400 SH Sole 14100 29600 4700
BUFFETS COM 119882108 100 10000 SH Sole 10000
BURLINGTON NORTHERN SANTA FE COM 12189T104 2754 113577 SH Sole 23409 48030 42138
13 540 SH Defined 540
26 1071 SH Other 1071
BURLINGTON RESOURCES COM 122014103 423 12807 SH Sole 6749 6058
466 14099 SH Defined 13228 871
C & F FINANCIAL CORP. COM 174993105 298 17920 SH Sole 17920
C B S INC COM 12490K107 30816 481964 SH Sole 367464 26600 87900
384 6000 SH Defined 2000 4000
CABLEVISION SYSTEMS CORPORATIO COM 12686C109 279 3700 SH Sole 3700
CAMBRIDGE COMMUNICATIONS 7/14/ COM camb1 92 15282 SH Sole 7641 7641
46 7641 SH Defined 7641
CAMPBELL SOUP COM 134429109 282 7300 SH Sole 4000 3300
CAPITAL ONE FINANCIAL CORP. COM 14040H105 4294 89100 SH Sole 59250 29850
CEDAR FAIR L.P. COM 150185106 194 10000 SH Sole 10000
CENDANT CORPORATION COM 151313103 2136 80410 SH Sole 47384 3937 29089
269 10125 SH Defined 3375 6750
CHASE MANHATTAN CORPORATION (N COM 16161A108 731 9406 SH Sole 6696 2710
CHEMFIRST INC. COM 16361A106 4726 216038 SH Sole 78525 65000 72513
CHESAPEAKE CORP COM 165159104 4469 146531 SH Sole 10000 5500 131031
CHEVRON CORPORATION COM 166751107 7500 86583 SH Sole 27702 21326 37555
260 3000 SH Defined 3000
CIGNA CORPORATION COM 125509109 359 4461 SH Sole 480 3981
CISCO SYSTEMS, INC. COM 17275R102 151562 1414815 SH Sole 612013 27050 775752
6982 65175 SH Defined 30200 28375 6600
CITIGROUP INC. COM 172967101 52051 934704 SH Sole 578639 30487 325578
3450 61949 SH Defined 52762 8137 1050
111 2000 SH Other 2000
CLEAR CHANNEL COMMUNICATIONS, COM 184502102 59497 666628 SH Sole 375524 20000 271104
3836 42975 SH Defined 38175 3000 1800
71 800 SH Other 800
CMGI INC. COM 125750109 35245 127295 SH Sole 39670 87625
3987 14400 SH Defined 14400
CNET, INC. COM 125945105 8617 151850 SH Sole 131600 4200 16050
3235 57000 SH Defined 55000 2000
COCA COLA CO COM 191216100 3126 53667 SH Sole 31149 11500 11018
25 435 SH Defined 435
COLGATE-PALMOLIVE CO COM 194162103 1938 29808 SH Sole 14160 9200 6448
130 2000 SH Defined 2000
COMCAST CORP SPECIAL CLASS A COM 200300200 6229 123192 SH Sole 80567 42625
COMERICA INC COM 200340107 227 4865 SH Sole 4865
COMMERCE BANCORP NJ COM 200519106 315 7788 SH Sole 4301 3487
COMPUTER ASSOC INTL INC COM 204912109 3995 57127 SH Sole 3000 54127
COMPUWARE CORPORATION COM 205638109 4951 132900 SH Sole 122250 10650
CONOCO INC - CLASS A COM 208251306 379 15333 SH Sole 3333 3000 9000
69 2800 SH Defined 2800
CONVERGENT COMMUNICATIONS, INC COM 211914403 159 10000 SH Sole 10000
COPPER MOUNTAIN NETWORKS INC. COM 217510106 2196 45056 SH Sole 38622 6434
CORNING INC COM 219350105 1897 14716 SH Sole 2932 5456 6328
77 600 SH Defined 600
COVAD COMMUNICATIONS GROUP COM 222814204 968 17300 SH Sole 17300
COX COMMUNICATIONS INC NEW CL COM 224044107 4166 80900 SH Sole 78515 2385
CRESCENT REAL ESTATE EQUITIES COM 225756105 248 13500 SH Sole 6500 7000
CROWN CORK & SEAL COM 228255105 201 9000 SH Sole 9000
CVS CORP. COM 126650100 4423 110915 SH Sole 93217 9200 8498
CYPROS PHARMACEUTICAL CORPORAT COM 232808105 2 10000 SH Sole 10000
DEAN FOODS CO COM 242361103 331 8325 SH Sole 6750 1575
DELL COMPUTER CORP. COM 247025109 6336 124226 SH Sole 87726 36500
DIONEX CORP COM 254546104 2050 49768 SH Sole 11400 8668 29700
165 4000 SH Other 4000
DOUBLECLICK INC. COM 258609304 40134 158593 SH Sole 93598 64995
759 3000 SH Defined 2000 1000
DOW CHEMICAL CO COM 260543103 588 4397 SH Sole 2190 2207
DU PONT ( E. I. ) DE NEMOURS & COM 263534109 4734 71869 SH Sole 7070 2502 62297
13 200 SH Defined 200
138 2100 SH Other 2100
DUKE ENERGY CORPORATION COM 264399106 562 11216 SH Sole 8566 2650
25 500 SH Defined 500
E M C CORP COM 268648102 76064 696239 SH Sole 398234 298005
382 3500 SH Defined 100 2000 1400
EASTMAN KODAK CO COM 277461109 4456 67256 SH Sole 29327 7307 30622
13 200 SH Defined 200
53 800 SH Other 800
ELI LILLY & COMPANY COM 532457108 44356 667007 SH Sole 241304 55600 370103
1004 15100 SH Defined 6400 5200 3500
645 9700 SH Other 9700
EMERSON ELECTRIC CO COM 291011104 361 6286 SH Sole 4540 1146 600
315 5492 SH Defined 5492
ENRON CORP COM 293561106 2420 54530 SH Sole 28400 6400 19730
151 3400 SH Defined 3400
EQUITY OFFICE PROPERTIES TR. COM 294741103 173 7031 SH Sole 7031
693 28126 SH Defined 28126
ERICSSON L M TEL ADR DEP DEB COM 294821509 244 12600 SH Sole 12600
EXCITE@HOME COM 045919107 789 18400 SH Sole 18400
EXODUS COMMUNICATIONS COM 302088109 1288 14500 SH Sole 14500
EXXON MOBIL CORP. COM 30231G102 42304 525103 SH Sole 205085 69610 250408
2472 30688 SH Defined 19154 10534 1000
1115 13840 SH Other 13840
F5 NETWORKS INC. COM 315616102 912 8000 SH Sole 3000 5000
FAMILY DOLLAR STORES, INC. COM 307000109 1276 78199 SH Sole 75299 2900
FANNIE MAE COM 313586109 40037 641238 SH Sole 349013 13675 278550
2796 44785 SH Defined 35400 7585 1800
FDX CORPORATION COM 31304N107 239 5840 SH Sole 4000 1840
FEDERAL HOME LOAN COM 313400301 472 10020 SH Sole 9620 400
FIRST COMMONWEALTH FINAL CORP COM 319829107 205 17052 SH Sole 17052
FIRST REPUBLIC BANK COM 336158100 1534 65276 SH Sole 26258 12729 26289
131 5576 SH Defined 5576
FIRST UNION CORP COM 337358105 5916 179609 SH Sole 67042 1620 110947
176 5334 SH Defined 1134 4200
FIRSTAR CORPORATION COM 33763V109 454 21492 SH Sole 21492
18 873 SH Defined 873
FLEET BOSTON FINANCIAL CORP COM 339030108 226 6506 SH Sole 4730 1776
16 473 SH Defined 473
FORT JAMES COM 347471104 753 27500 SH Sole 9156 13750 4594
FRITZ COMPANIES COM 358846103 178 16937 SH Sole 16937
FX ENERGY, INC. COM 302695101 54 10000 SH Sole 10000
G T E CORP COM 362320103 4270 60510 SH Sole 24574 16335 19601
513 7270 SH Defined 6000 1270
90 1270 SH Other 1270
GAP STORES COM 364760108 5209 113237 SH Sole 106282 6955
GENERAL ELECTRIC CO COM 369604103 102218 660534 SH Sole 301925 45056 313553
8834 57088 SH Defined 42775 13513 800
1859 12010 SH Other 12010
GENERAL MOTORS CORP COM 370442105 260 3581 SH Sole 3581
GILLETTE CO COM 375766102 4131 100302 SH Sole 53300 10600 36402
315 7646 SH Defined 5000 2646
GLENAYRE TECHNOLOGIES INC COM 377899109 149 13200 SH Sole 13000 200
GLOBAL MARINE, INC. COM 379352404 647 38900 SH Sole 28000 10900
GUIDANT CORP. COM 401698105 1743 37084 SH Sole 400 36684
GULFMARK OFFSHORE INC. COM 402629109 799 54600 SH Sole 28116 26484
629 43000 SH Defined 10000 33000
H J HEINZ CO COM 423074103 1497 37600 SH Sole 22600 7500 7500
HALLIBURTON CO COM 406216101 460 11432 SH Sole 5432 6000
HARTE-HANKS INC. COM 416196103 8900 409200 SH Sole 263995 900 144305
405 18600 SH Defined 2000 6600 10000
HARTFORD FINANCIAL SERVICES GR COM 416515104 2973 62758 SH Sole 39832 7426 15500
47 1000 SH Defined 1000
85 1800 SH Other 1800
HEALTH CARE PROPERTY INVS COM 421915109 602 25230 SH Sole 6960 2000 16270
24 1000 SH Defined 1000
HEWLETT-PACKARD CO COM 428236103 1404 12338 SH Sole 4138 8200
171 1500 SH Defined 1500
239 2100 SH Other 2100
HNC SOFTWARE INC. COM 40425P107 294 2784 SH Sole 2784
HOME DEPOT INC COM 437076102 50247 730864 SH Sole 342757 9450 378657
1095 15927 SH Defined 4050 11877
247 3600 SH Other 3600
HONEYWELL COM 438516106 137 2368 SH Sole 1818 550
115 2000 SH Defined 2000
HRPT PROPERTIES TRUST COM 40426W101 157 17500 SH Sole 2000 15500
208 23100 SH Defined 13500 9600
HUBBELL CORP CLASS A COM 443510102 967 34400 SH Sole 9600 11200 13600
35 1260 SH Defined 1260
HUBBELL INC CLASS B COM 443510201 2627 96392 SH Sole 24381 21260 50751
2 62 SH Defined 62
23 840 SH Other 840
ILLINOIS TOOL WORKS INC. COM 452308109 227 3360 SH Sole 3360
INFINITY BROADCASTING CLASS A COM 45662S102 34568 955251 SH Sole 753146 43200 158905
3252 89875 SH Defined 88000 1875
72 2000 SH Other 2000
ING GROEP N.V. ADR COM 456837103 416 6822 SH Sole 5570 1252
INGERSOLL RAND COM 456866102 379 6891 SH Sole 6891
INKTOMI, INC COM 457277101 5670 63892 SH Sole 58892 5000
3639 41000 SH Defined 41000
INTEL CORP COM 458140100 78568 954506 SH Sole 431989 69888 452629
8897 108090 SH Defined 72600 34290 1200
263 3200 SH Other 3200
INTERNATIONAL BUSINESS MACHINE COM 459200101 72284 670075 SH Sole 350812 17430 301833
2584 23950 SH Defined 15440 6310 2200
104 960 SH Other 960
INTL FLAVORS & FRAGRANCES INC COM 459506101 222 5900 SH Sole 5900
ISS GROUP INC. COM 450306105 5457 76726 SH Sole 65201 11525
J.P. MORGAN & CO., INC. COM 616880100 1269 10019 SH Sole 3345 4400 2274
237 1868 SH Defined 300 1000 568
JACK HENRY & ASSOCIATES COM 426281101 2899 53998 SH Sole 22420 31578
JEFFERSON PILOT COM 475070108 5453 79898 SH Sole 34200 19012 26686
77 1125 SH Defined 1125
JOHNSON & JOHNSON COM 478160104 41194 441758 SH Sole 305180 35287 101291
5332 57180 SH Defined 31500 22180 3500
522 5600 SH Other 5600
JSB FINANCIAL INC. COM 46624M100 571 11000 SH Sole 5158 5842
KEANE INC COM 486665102 867 27000 SH Sole 18000 9000
1831 57000 SH Defined 32000 25000
KELLOGG CO COM 487836108 2270 73664 SH Sole 20000 53664
KIMBERLY CLARK CORP COM 494368103 3566 54489 SH Sole 22989 10200 21300
KINNEVIK A B-B FREE SHARES SWE COM 514441286 291 9410 SH Sole 8000 1410
495 16000 SH Defined 6000 10000
KLA-TENCOR CORPORATION COM 482480100 265 2380 SH Sole 380 2000
KNIGHTSBRIDGE TANKERS LTD. COM G5299G106 201 14900 SH Sole 14900
KRONOS INC COM 501052104 241 4020 SH Sole 4020
LAKELAND BANCORP INC COM 511637100 265 24346 SH Sole 24346
LASALLE RE HOLDINGS LTD. COM G5383Q101 410 24850 SH Sole 1500 20450 2900
LEE ENTERPRISES COM 523768109 639 20000 SH Sole 20000
LEE ENTERPRISES CLASS B COM 523768109 2351 73170 SH Sole 73170
LONGVIEW FIBRE COM COM 543213102 519 36425 SH Sole 36425
LOWES CO COM 548661107 260 4350 SH Sole 1950 2400
LUCENT TECHNOLOGIES, INC. COM 549463107 43781 583745 SH Sole 466578 20105 97062
4985 66464 SH Defined 47392 14472 4600
MARSH & MCLENNAN COM 571748102 1176 12287 SH Sole 320 11967
MCDONALDS CORP. COM 580135101 1907 47296 SH Sole 35400 4000 7896
MCI WORLDCOM,INC. COM 55268B106 62075 1169852 SH Sole 721603 21895 426354
3109 58597 SH Defined 53100 4297 1200
80 1500 SH Other 1500
MEDIA MAP COMMON COM 327 202920 SH Sole 101460 101460
163 101460 SH Defined 101460
MEDIA-GENERAL INC CLASS A COM 584404107 478 9200 SH Sole 9200
MEDIAONE GROUP INC. COM 58440J104 62556 814394 SH Sole 437259 33450 343685
3226 42000 SH Defined 37000 3000 2000
77 1000 SH Other 1000
MEDICAL ASSURANCE COM 58449U100 1955 92270 SH Sole 92270
MEDIMMUNE, INC. COM 584699102 224 1350 SH Sole 1350
MEDSCAPE INC. COM 585046105 795 79500 SH Sole 63500 16000
MEDTRONIC INC. COM 585055106 7256 199138 SH Sole 178488 20650
MERCK & CO INC COM 589331107 54747 814837 SH Sole 384135 61579 369123
4124 61382 SH Defined 38900 21282 1200
242 3600 SH Other 3600
MERIDIAN RESOURCES COM 58977Q109 525 171298 SH Sole 115100 1296 54902
7 2160 SH Other 2160
MERRILL LYNCH & COMPANY INC COM 590188108 3628 43546 SH Sole 43546
MESSAGEMEDIA INC. COM 590787107 436 31000 SH Sole 31000
1322 94000 SH Defined 62000 32000
METAL ARTS COMPANY, INC. COM 591052105 1 10000 SH Sole 10000
MICROSOFT CORP COM 594918104 59517 509782 SH Sole 261299 28600 219883
222 1900 SH Defined 900 1000
MIDAMERICAN ENERGY HOLDINGS CO COM 59562V107 625 18559 SH Sole 1687 16872
MILLICOM INTL CELLULAR S.a. COM L6388F102 1902 30500 SH Sole 11289 19211
780 12500 SH Defined 12500
MINNESOTA MINING & MFG CO COM 604059105 2193 22409 SH Sole 2428 19981
225 2300 SH Defined 300 2000
MONTANA POWER CO COM 612085100 4306 119400 SH Sole 66825 6000 46575
MORGAN STANLEY DEAN WITTER COM 617446448 14015 98180 SH Sole 76705 21475
MOTOROLA INC. COM 620076109 2440 16570 SH Sole 9300 7270
294 2000 SH Defined 2000
Mc GRAW HILL COMPANIES INC. COM 580645109 1154 18726 SH Sole 18726
NABORS INDUSTRIES, INC. COM 629568106 226 7300 SH Sole 7300
NATIONAL CITY CORP COM 635405103 7315 308820 SH Sole 306660 2160
11886 501793 SH Defined 501793
NATIONAL DATA CORP. COM 635621105 20715 610381 SH Sole 205888 11550 392943
1098 32350 SH Defined 9000 18750 4600
NATIONAL SEMICONDUCTOR COM 637640103 257 6000 SH Sole 6000
NCR CORP COM 62886E108 3852 101690 SH Sole 47413 10125 44152
NEOTHERAPEUTICS, INC. COM 640656104 1420 107200 SH Defined 107200
NETCOM SYSTEMS AB-B COM W5707Z110 382 5410 SH Sole 4000 1410
NETWORK ACCESS SOLUTIONS CORP. COM 64120S109 495 15000 SH Sole 15000
NEW CENTURY ENERGIES INC. COM 64352U103 522 17191 SH Sole 8275 8916
33 1100 SH Other 1100
NEWS LTD ADR COM 652487703 7714 201675 SH Sole 189725 11950
NEXTEL COMMUNICATIONS, INC. COM 65332V103 6507 63100 SH Sole 31100 4200 27800
3094 30000 SH Defined 15000 15000
NOKIA CORP SPON ADR COM 654902204 210 1100 SH Sole 1100
NORTH EUROPEAN OIL ROYALTY TR COM 659310106 1048 71050 SH Sole 29350 5200 36500
41 2750 SH Defined 2000 750
NORTH WEST NATURAL GAS COM 667655104 826 37650 SH Sole 14250 4500 18900
78 3550 SH Defined 2050 1500
72 3300 SH Other 3300
NORTHPOINT COMMUNICATIONS COM 666610100 1119 46608 SH Sole 39958 6650
NOVACARE, INC. COM 669930109 13 70000 SH Sole 70000
NOVELLUS SYSTEMS INC. COM 670008101 19028 155288 SH Sole 65001 10600 79687
5293 43200 SH Defined 31800 11400
OMNI COM GROUP INC COM 681919106 352 3517 SH Sole 3517
OPEN MARKET INC. COM 68370M100 3440 76229 SH Sole 65343 10886
P N C FINANCIAL CORP COM 693475105 559 12553 SH Sole 370 12008 175
PAN SMAK PIZZA, INC. COM 697921104 0 225000 SH Sole 225000
0 450000 SH Defined 450000
PAYLESS SHOESOURCE, INC. COM 704379106 235 5000 SH Sole 3700 1300
PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 11460 95250 SH Sole 87150 8100
PENTON MEDIA COM 709668107 752 31324 SH Sole 31324
PEOPLES HERITAGE FINANCIAL GRO COM 711147108 5352 355325 SH Sole 339775 15550
PEPSICO INC COM 713448108 23071 654493 SH Sole 234330 82178 337985
127 3600 SH Defined 1600 2000
211 6000 SH Other 6000
PETROLEUM GEO SERVICES-A D R COM 716597109 5689 319365 SH Sole 122357 7000 190008
1229 69000 SH Defined 40000 29000
PFIZER INC COM 717081103 47654 1469108 SH Sole 542917 227754 698437
915 28200 SH Defined 3300 18000 6900
701 21600 SH Other 21600
PHARMACIA & UPJOHN SUBSIDIARY COM 716941109 277 6160 SH Sole 2500 3660
PHILIP MORRIS COS COM 718154107 622 27040 SH Sole 12675 3984 10381
PHILLIPS PETROLEUM CO COM 718507106 995 21178 SH Sole 7879 3599 9700
19 400 SH Other 400
PHONE.COM INC. COM 71920Q100 1615 13928 SH Sole 11938 1990
PIEDMONT MINING COMPANY COM 720172105 1 16129 SH Sole 16129
PIMCO ADVISORS HOLDINGS LP COM 69338P102 387 10264 SH Sole 3340 5000 1924
PITNEY BOWES INC COM 724479100 5216 107960 SH Sole 88200 6000 13760
556 11500 SH Other 11500
PITTWAY CORP (NEW) COM 725790109 1046 23204 SH Sole 23204
PITTWAY NEW CLASS A COM 725790208 1768 39444 SH Sole 39444
PLUM CREEK TIMBER COMPANY INC. COM 729251108 1965 78600 SH Sole 28950 7350 42300
37 1500 SH Defined 1500
POTOMAC ELECTRIC POWER COMPANY COM 737679100 1158 50500 SH Sole 10000 31000 9500
92 4000 SH Defined 4000
PRISON REALTY CORP COM 74264N105 70 13750 SH Sole 13750
PROCTER & GAMBLE CO COM 742718109 6117 55829 SH Sole 36899 18930
110 1000 SH Defined 1000
PROTECTIVE LIFE CORP COM 743674103 509 16000 SH Sole 16000
QLT PHOTOTHERAPEUTICS INC. COM 746927102 3114 53000 SH Sole 28000 25000
3055 52000 SH Defined 22000 30000
QUAKER CITY BANCORP COM 74731K106 470 28905 SH Sole 28905
QUAKER OATS CO COM 747402105 295 4500 SH Sole 4500
164 2500 SH Defined 2500
QUALCOMM INC. COM 747525103 8736 49600 SH Sole 20800 28800
QWEST COMMUNICATIONS COM 749121109 34226 795959 SH Sole 630609 25125 140225
3481 80950 SH Defined 72150 4800 4000
R F S HOTEL INVESTORS INC. COM 74955J108 790 75700 SH Sole 14100 11500 50100
125 12000 SH Defined 5000 7000
RALSTON-RALSTON PURINA GROUP COM 751277302 511 18318 SH Sole 18318
REUTERS GROUP PLC A.D.R. COM 76132M102 484 5993 SH Sole 5993
ROYAL DUTCH PTLM CO 10 GLDS COM 780257804 1303 21508 SH Sole 14308 7200
RPM, INC./OHIO COM 749685103 2768 271700 SH Sole 125680 46000 100020
16 1562 SH Defined 1562
40 3906 SH Other 3906
SAFECO CORP COM 786429100 2610 104935 SH Sole 104935
SAFEWAY INC. COM 786514208 3272 91525 SH Sole 83725 7800
SANMINA CORPORATION COM 800907107 24162 241918 SH Sole 178143 14725 49050
3995 40000 SH Defined 30000 10000
SATCON TECHNOLOGY CORPORATION COM 803893106 319 38250 SH Sole 18350 2500 17400
526 63000 SH Defined 1000 59000 3000
SATX INC. COM 78400J100 5 10000 SH Sole 10000
SBC COMMUNICATIONS COM 78387G103 2954 60603 SH Sole 40043 1200 19360
60 1238 SH Defined 1238
SCHERING-PLOUGH CORP COM 806605101 1540 36348 SH Sole 15148 21200
SCHLUMBERGER LTD COM 806857108 4889 87111 SH Sole 74397 3314 9400
274 4886 SH Defined 4386 500
73 1300 SH Other 1300
SCHWEITZER-MAUDUIT INTERNATION COM 808541106 347 25826 SH Sole 7106 17400 1320
SEAGRAM CO LTD COM 811850106 224 5000 SH Sole 5000
SEEC INC. COM 784110108 67 10000 SH Sole 2500 7500
SEPRACOR INC.. COM 817315104 2847 28700 SH Sole 28700
SIMON PROPERTY GROUP INC. COM 828806109 310 13500 SH Sole 3000 10500
573 25000 SH Defined 25000
SMITHKLINE BEECHAM PLc ADR COM 832378301 243 3794 SH Sole 1706 2088
205 3200 SH Other 3200
SOLECTRON CORP COM 834182107 39187 411952 SH Sole 349177 9200 53575
5517 58000 SH Defined 58000
SONOCO PRODUCTS COM 835495102 5560 244388 SH Sole 86148 29643 128597
31 1368 SH Defined 1368
SOUTH ALABAMA BANCORPORATION I COM 836233104 409 33534 SH Sole 33534
SOUTHTRUST CORP COM 844730101 1125 29751 SH Sole 9900 19851
SPRINT CORP (FON GROUP) COM 852061100 315 4683 SH Sole 4683
277 4110 SH Other 4110
SPRINT CORP (PCS GROUP) COM 852061506 105 1024 SH Sole 1024
105 1027 SH Other 1027
SPYGLASS INC IL COM COM 852192103 758 20000 SH Defined 20000
STANLEY WORKS COM 854616109 2001 66432 SH Sole 8800 20032 37600
STAPLES INC. COM 855030102 7010 337814 SH Sole 300014 37800
STATE STREET CORPORATION COM 857477103 271 3714 SH Sole 2314 1400
STEALTH PROPULSION COMMON COM 125 14024 SH Sole 7012 7012
62 7012 SH Defined 7012
STMICROELECTRONICS NV COM 861012102 20058 132450 SH Sole 58682 73768
4846 32000 SH Defined 17000 15000
STOCKER & YALE, INC. COM 86126T203 92 70000 SH Sole 10000 50000 10000
13 10000 SH Defined 10000
STOCKER & YALE, INC. RESTRICTE COM 86126T443 106 80769 SH Sole 40385 40385
69 52885 SH Defined 52885
STRYKER CORPORATION COM 863667101 2994 43000 SH Sole 43000
SUMMIT PROPERTIES, INC. COM 866239106 210 11750 SH Sole 4750 4000 3000
143 8000 SH Defined 5000 3000
SUN MICROSYSTEMS, INC. COM 866810104 1630 21050 SH Sole 13102 7948
SUNTRUST BANKS INC COM 867914103 1820 26447 SH Sole 13962 12485
TAMRO YHTYMAE OY (FINNISH) COM X8451L104 76 25000 SH Sole 10000 15000
TECHNICLONE CORPORATION COM 878517309 30 56000 SH Sole 56000
TECUMSEH PRODUCTS CO-CL A COM 878895200 965 20450 SH Sole 10500 9950
TELECOMPUTING/NORWAY COM 2944 64000 SH Sole 29500 34500
1656 36000 SH Defined 16000 20000
TELEFONOS DE MEXICO S.A. ADR COM 879403780 225 2000 SH Sole 2000
TELLABS INC COM 879664100 17836 277872 SH Sole 96932 180940
513 8000 SH Defined 8000
TEPPCO PARTNERS L.P. COM 872384102 664 34400 SH Sole 33400 1000
TEXACO INC COM 881694103 2147 39523 SH Sole 10543 12000 16980
187 3440 SH Defined 3440
THE DIAL CORPORATION COM 25247D101 326 13400 SH Sole 13400
THERMO ELECTRON CORP COM 883556102 1713 114225 SH Sole 45737 25012 43476
37 2500 SH Other 2500
THOMPSON'S NUTRITIONAL TECH COM 123123127 540 36000 SH Sole 18000 18000
270 18000 SH Defined 18000
THOMPSON'S NUTRITIONAL TECHNOL COM 296 140796 SH Sole 70398 70398
148 70398 SH Defined 70398
TIFFANY & COMPANY COM 886547104 1345 15075 SH Sole 4000 11075
TIME WARNER INC. COM 887315109 12125 167673 SH Sole 133448 34225
TIMES MIRROR COMPANY-CLASS A COM 887364107 2117 31600 SH Sole 15200 11000 5400
TMP WORLDWIDE INC. COM 872941109 356 2504 SH Sole 2504
TOPJOBS.NET PLC ADR COM 890726102 76 10000 SH Sole 10000
TORCHMARK COM 891027104 474 16300 SH Sole 16000 300
262 9000 SH Defined 9000
TRANSOCEAN SEDCO FOREX INC. COM G90078109 568 16865 SH Sole 14403 642 1820
32 946 SH Defined 849 97
8 252 SH Other 252
TRANSPERFORMANCE COM TRANSFER2 308 80000 SH Sole 40000 40000
154 40000 SH Defined 40000
TROY GROUP INC. COM 89733N106 1125 75000 SH Sole 25000 10000 40000
TV GUIDE, INC. COM 87307Q109 4334 100800 SH Sole 16000 84800
688 16000 SH Defined 16000
TYCO INTERNATIONAL LTD.NEW COM 902124106 541 13878 SH Sole 13878
117 3003 SH Defined 3003
U.S. WEST INC. (NEW) COM 91273H101 3699 51381 SH Sole 25314 5700 20367
72 1000 SH Defined 1000
40 550 SH Other 550
UNION PACIFIC CORP COM 907818108 1387 31745 SH Sole 7875 15320 8550
19 440 SH Defined 440
UNITED SHIPPING TECHNOLOGY COM 911498103 806 100696 SH Sole 50348 50348
201 25174 SH Defined 25174
UNITED TECHNOLOGIES CORP COM 913017109 9798 150735 SH Sole 48455 30180 72100
104 1600 SH Other 1600
UNUMPROVIDENT CORP. COM 91529Y106 1025 31976 SH Sole 31976
USEC INC. COM 90333E108 210 30000 SH Defined 30000
UST CORP COM 902900109 280 8812 SH Sole 8812
USinternetworking, INC. COM 917311805 3564 51000 SH Sole 25500 25500
3773 54000 SH Defined 24000 30000
VARIAN MEDICAL SYSTEMS INC COM 92220P105 3002 100700 SH Sole 100700
VERTEX PHARMACEUTICALS COM 92532F100 308 8794 SH Sole 8794
VIANT CORP COM 92553N107 247 2500 SH Sole 2500
VODAFONE GROUP PLC SPONSORED A COM 92857T107 2254 45526 SH Sole 9085 5250 31191
729 14720 SH Defined 14720
WACHOVIA CORP COM 929771103 369 5427 SH Sole 30 5397
WAL-MART STORES INC. COM 931142103 6594 95396 SH Sole 35830 6000 53566
1618 23400 SH Defined 1600 21800
WALGREEN CO COM 931422109 624 21325 SH Sole 18000 3325
WALT DISNEY PRODUCTIONS COM 254687106 3624 123912 SH Sole 39231 20866 63815
44 1500 SH Defined 1500
WARNER-LAMBERT CO COM 934488107 39071 476837 SH Sole 198328 44800 233709
49 600 SH Defined 600
WASHINGTON POST CO CLASS B COM 939640108 278 500 SH Defined 500
WEATHERFORD INTERNATIONAL COM 947074100 615 15392 SH Sole 6836 8556
WEIS MARKETS INC COM 948849104 1109 25488 SH Sole 10600 14888
WELLS FARGO & CO COM 949746101 597 14755 SH Sole 13755 1000
WESTVACO CORP COM 961548104 4585 140544 SH Sole 3070 137474
WILLIAM WRIGLEY JR CO COM 982526105 340 4100 SH Sole 4100
XEROX CORP COM 984121103 270 11895 SH Sole 11295 600
41 1800 SH Defined 1800
ZALE CORPORATION COM 988858106 9765 201864 SH Sole 190264 11600
VONTOBEL INTERNATIONAL EQUITY FI 023455561 4852 173235 SH Sole 51411 88061 33763
123 4380 SH Defined 4380
AIM CONSTELLATION FUND MF 001413202 219 5415.732 SH Sole 5415.732
CHESTNUT ST EXCH FUND MF 714 1931.000 SH Sole 1931.000
FIDELITY GROWTH COMPANY MF 333 3954.581 SH Sole 991.529 2963.052
FIRST MUTUAL FUND MF 321067100 243931249622.262SH Sole 369808.391 879813.871
THE RESERVE BLUE CHIP GROWTH F MF 000000018 168068102.051 SH Sole 53990.695 14111.356
CAMBRIDGE MEDIA MAP SER B $2 C WT 0 25000 SH Sole 12500 12500
0 12500 SH Defined 12500
COM2001 TECHNOLOGIES WT 0 60600 SH Sole 30300 30300
0 30300 SH Defined 30300
EBEDROOM.COM WARRANTS 3.50 EXP WT 0 10000 SH Sole 5000 5000
0 5000 SH Defined 5000
STEALTH PROPULSION COMMON WARR WT 0 20000 SH Sole 10000 10000
0 10000 SH Defined 10000
STEALTH PROPULSION COMMON WARR WT 400 40000 SH Defined 40000
STEALTH PROPULSION INT'L WT 0 13333 SH Sole 6667 6667
0 6667 SH Defined 6667
STEALTH PROPULSION WARRANTS WT 0 24000 SH Sole 12000 12000
0 12000 SH Defined 12000
UNITED SHIPPING TECHNOLOGY WAR WT 0 22506 SH Sole 11253 11253
0 5626 SH Defined 5626
PRIME PLUS REALITY PRIMEPLR5 0 17000 SH Sole 17000
REPORT SUMMARY 540 DATA RECORDS 2622949 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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