TRI CONTINENTAL CORP
NSAR-A, 1995-08-30
Previous: TIDEWATER INC, SC 13D/A, 1995-08-30
Next: SELIGMAN CAPITAL FUND INC, NSAR-A, 1995-08-30



<PAGE>      PAGE  1
000 A000000 06/30/95
000 C000000 099614
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 TRI-CONTINENTAL CORPORATION
001 B000000 811-266
001 C000000 2128501864
002 A000000 100 PARK AVENUE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10017
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
007 C011100 11
007 C011200 12
007 C011300 13
007 C011400 14
007 C011500 15
007 C011600 16
007 C011700 17
007 C011800 18
007 C011900 19
007 C012000 20
008 A000001 J. & W. SELIGMAN & CO. INCORPORATED
008 B000001 A
008 C000001 801-15798
008 D010001 NEW YORK
008 D020001 NY
008 D030001 10017
008 A000002 SELIGMAN HENDERSON CO.
008 B000002 S
008 C000002 801-40670
<PAGE>      PAGE  2
008 D010002 NEW YORK
008 D020002 NY
008 D030002 10017
012 A000001 SELIGMAN DATA CORP.
012 B000001 84-1895
012 C010001 NEW YORK
012 C020001 NY
012 C030001 10017
013 A000001 DELOITTE & TOUCHE LLP
013 B010001 NEW YORK
013 B020001 NY
013 B030001 10281
014 A000001 SELIGMAN SERVICES, INC.
014 B000001 8-47717
015 A000001 INVESTORS FIDUCIARY TRUST COMPANY
015 B000001 C
015 C010001 KANSAS CITY
015 C020001 MO
015 C030001 64105
015 C040001 1716
015 E010001 X
015 A000003 CHASE MANHATTAN BANK
015 B000003 S
015 C010003 NEW YORK
015 C020003 NY
015 C030003 10036
015 E040003 X
018  000000 Y
019 A000000 Y
019 B000000   44
019 C000000 JWSELIGMAN
020 A000001 PAINEWEBBER INC.
020 B000001 13-2638166
020 C000001    247
020 A000002 SMITH BARNEY, INC.
020 B000002 13-1912900
020 C000002    162
020 A000003 SALOMON BROTHERS INC.
020 B000003 13-3082694
020 C000003    141
020 A000004 GOLDMAN SACHS & CO.
020 B000004 13-5108880
020 C000004    133
020 A000005 PRUDENTIAL SECURITIES, INC.
020 B000005 22-2347336
020 C000005    119
020 A000006 PERSHING- DIV. OF DONALDSON LUFKIN & JENRETTE
020 B000006 13-2741729
020 C000006    105
020 A000007 UBS PHILLIPS & DREW SECURITIES CORPORATION
020 B000007 NA FOREIGN
<PAGE>      PAGE  3
020 C000007    101
020 A000008 MORGAN STANLEY & CO., INC.
020 B000008 13-2655998
020 C000008     91
020 A000009 CS FIRST BOSTON CORPORATION
020 B000009 13-5659485
020 C000009     88
020 A000010 MERRIL LYNCH PIERCE FENNER & SMITH INC.
020 B000010 13-5674085
020 C000010     80
021  000000     2055
022 A000001 FIRST NATIONAL BANK OF CHICAGO
022 B000001 36-0899825
022 C000001   5531570
022 D000001         0
022 A000002 BANK OF MONTREAL-TORONTO
022 B000002 13-4941092
022 C000002   4239000
022 D000002         0
022 A000003 CANADIAN IMPERIAL BK OF COMMERCE-GRAND CAYMAN
022 B000003 13-1942440
022 C000003   1206000
022 D000003         0
022 A000004 ABN-AMRO BANK-GRAND CAYMAN
022 B000004 13-5268975
022 C000004    646000
022 D000004         0
022 A000005 UNION BANK OF SWITZERLAND-GRAND CAYMAN
022 B000005 13-2795530
022 C000005    522001
022 D000005     31779
022 A000006 RABO BANK-GRAND CAYMAN
022 B000006 13-3036591
022 C000006    485500
022 D000006         0
022 A000007 SOCIETY NATIONAL BANK-GRAND CAYMAN
022 B000007 34-0797057
022 C000007    218000
022 D000007         0
022 A000008 NATIONAL WESTMINSTER BANK-GRAND CAYMAN
022 B000008 13-5634601
022 C000008    104000
022 D000008         0
022 A000009 SWISS BANK-GRAND CAYMAN
022 B000009 13-5424347
022 C000009     94000
022 D000009         0
022 A000010 DEUTSCHE BANK SECURITIES CORPORATION
022 B000010 13-2730828
022 C000010         0
022 D000010     54894
<PAGE>      PAGE  4
023 C000000   13179018
023 D000000     195029
024  000000 N
025 D000001       0
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 Y
026 C000000 Y
026 D000000 Y
026 E000000 N
026 F000000 Y
026 G010000 N
026 G020000 N
026 H000000 Y
027  000000 N
028 A010000         0
028 A020000         0
028 A030000         0
028 A040000         0
028 B010000         0
028 B020000         0
028 B030000         0
028 B040000         0
028 C010000         0
028 C020000         0
028 C030000         0
028 C040000         0
028 D010000         0
028 D020000         0
028 D030000         0
028 D040000         0
028 E010000         0
028 E020000         0
028 E030000         0
028 E040000         0
028 F010000         0
028 F020000         0
028 F030000         0
028 F040000         0
028 G010000         0
028 G020000         0
028 G030000         0
028 G040000         0
028 H000000         0
030 A000000      0
<PAGE>      PAGE  5
030 B000000  0.00
030 C000000  0.00
031 A000000      0
031 B000000      0
032  000000      0
033  000000      0
035  000000      0
036 B000000      0
038  000000      0
042 A000000   0
042 B000000   0
042 C000000   0
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000      0
044  000000      0
045  000000 Y
046  000000 N
047  000000 N
048  000000  0.000
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 N
052  000000 Y
053 A000000 N
054 A000000 Y
<PAGE>      PAGE  6
054 B000000 Y
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 Y
054 H000000 Y
054 I000000 N
054 J000000 Y
054 K000000 N
054 L000000 N
054 M000000 Y
054 N000000 N
054 O000000 Y
055 A000000 N
055 B000000 N
056  000000 Y
057  000000 N
058 A000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000        0
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 N
066 D000000 N
066 E000000 Y
066 F000000 N
066 G000000 N
067  000000 N
<PAGE>      PAGE  7
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 N
070 B020000 N
070 C010000 N
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 N
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 Y
070 K020000 N
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 Y
070 N010000 Y
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 Y
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 Y
070 R020000 N
071 A000000    709949
071 B000000    819426
071 C000000   2022149
071 D000000   35
072 A000000  6
072 B000000     7100
072 C000000    31565
072 D000000        0
072 E000000      120
072 F000000     4653
072 G000000        0
072 H000000        0
<PAGE>      PAGE  8
072 I000000     1644
072 J000000        0
072 K000000      112
072 L000000      218
072 M000000       99
072 N000000       38
072 O000000        0
072 P000000        0
072 Q000000        0
072 R000000       43
072 S000000       69
072 T000000        0
072 U000000        0
072 V000000      183
072 W000000       97
072 X000000     7156
072 Y000000        0
072 Z000000    31629
072AA000000   140578
072BB000000    38662
072CC010000   189367
072CC020000        0
072DD010000    31985
072DD020000        0
072EE000000        0
073 A010000   0.3700
073 A020000   0.0000
073 B000000   0.0000
073 C000000   0.0000
074 A000000    54255
074 B000000        0
074 C000000   137000
074 D000000    98473
074 E000000    92555
074 F000000  1909665
074 G000000        0
074 H000000        0
074 I000000    29230
074 J000000    30734
074 K000000      739
074 L000000    10070
074 M000000      169
074 N000000  2362890
074 O000000    28574
074 P000000     1168
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000    15918
074 S000000    37637
<PAGE>      PAGE  9
074 T000000  2279593
074 U010000    83895
074 U020000        0
074 V010000    27.17
074 V020000     0.00
074 W000000   0.0000
074 X000000    48489
074 Y000000        0
075 A000000        0
075 B000000  2165999
076  000000    22.63
077 A000000 Y
077 B000000 N
077 C000000 Y
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078  000000 N
080 C000000        0
081 B000000   0
082 B000000        0
083 B000000        0
084 B000000        0
086 A010000    823
086 A020000  17344
086 B010000   1072
086 B020000  22776
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
087 A010000 TRI-CONTINENTAL - COMMON STOCK
087 A020000 895436103
087 A030000 TY
<PAGE>      PAGE  10
087 B010000 TRI-CONTINENTAL - PREFERRED STOCK
087 B020000 895436202
087 B030000 TY,
087 C010000 TRI-CONTINENTAL - WARRANT
087 C020000 895436111
088 A000000 N
088 B000000 N
088 C000000 N
088 D000000 Y
SIGNATURE   THOMAS G. ROSE                               
TITLE       TREASURER           
 


<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 099614
<NAME> TRI-CONTINENTAL CORPORATION
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1995
<PERIOD-END>                               JUN-30-1995
<INVESTMENTS-AT-COST>                          1886123
<INVESTMENTS-AT-VALUE>                         2266879
<RECEIVABLES>                                    41587
<ASSETS-OTHER>                                   54424
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                 2362890
<PAYABLE-FOR-SECURITIES>                         28574 
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                        17086
<TOTAL-LIABILITIES>                              45660
<SENIOR-EQUITY>                                  37637
<PAID-IN-CAPITAL-COMMON>                       1795501
<SHARES-COMMON-STOCK>                            83895
<SHARES-COMMON-PRIOR>                            84144
<ACCUMULATED-NII-CURRENT>                         1438                              
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                         101916
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                        380738
<NET-ASSETS>                                   2317230
<DIVIDEND-INCOME>                                31565
<INTEREST-INCOME>                                 7100
<OTHER-INCOME>                                     120
<EXPENSES-NET>                                  (7156)
<NET-INVESTMENT-INCOME>                          31629
<REALIZED-GAINS-CURRENT>                        101916
<APPREC-INCREASE-CURRENT>                       189367
<NET-CHANGE-FROM-OPS>                           322912
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                      (31985)
<DISTRIBUTIONS-OF-GAINS>                             0   
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                            579
<NUMBER-OF-SHARES-REDEEMED>                     (1072)
<SHARES-REINVESTED>                                244
<NET-CHANGE-IN-ASSETS>                          285493
<ACCUMULATED-NII-PRIOR>                           1794
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                             4653
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                   7156
<AVERAGE-NET-ASSETS>                           2165999
<PER-SHARE-NAV-BEGIN>                            23.70
<PER-SHARE-NII>                                    .38
<PER-SHARE-GAIN-APPREC>                           3.47
<PER-SHARE-DIVIDEND>                             (.38)
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              27.17
<EXPENSE-RATIO>                                    .67
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        
                                                


</TABLE>

                              1995 ANNUAL MEETING

                          TRI-CONTINENTAL CORPORATION

                           MEETING DATE: MAY 18, 1995

Proposals:

1.  Election of Directors:

                              FOR                              WITHHELD

John R. Galvin             61,914,053                            1,836,308
Alice S. Ilchman           62,348,755                            1,401,879
Frank A. McPherson         62,301,746                            1,449,663

Other Directors whose term did not expire:

                                 Fred E. Brown
                                 John E. Merow
                                Betsy S. Michel
                               William C. Morris
                                James C. Pitney
                                James Q. Riordan
                              Ronald T. Schroeder
                                Robert L. Shafer
                                James N. Whitson
                                 Brian T. Zino

2.  Ratification of the selection of Deloitte & Touche LLP as auditors.

        FOR                        AGAINST                          ABSTAIN

     62,871,701                     680,262                          727,991


3.  Declassification of the Board of Directors. (Stockholder Proposal No. 1)
    (The proposal if approved would provide for annual election of directors.

        FOR                        AGAINST                          ABSTAIN

     6,462,686                   44,130,437                        2,691,561

4.  Declassification of the Board of Directors. (Stockholder Proposal No. 2)
    (The proposal if approved would provide for annual election of directors.

        FOR                        AGAINST                          ABSTAIN

     6,841,543                   43,800,181                        2,642,959


5. Imposing additional qualifications on Directors. (Stockholder Proposal No. 3)
   (The proposal would provide that directors of the  Corporation  would not be
   associated with any other Seligman Fund or Seligman Organization.)

        FOR                        AGAINST                          ABSTAIN

     9,051,938                   41,542,431                        2,690,313


6. Conversion from closed-end fund to an open-end fund. (Stockholder Proposal 
   No. 4):
      (The proposal would change the status of the Fund from a closed-end Fund
   to an open-end Fund.)

        FOR                        AGAINST                          ABSTAIN

     6,342,682                   43,796,903                        2,369,720






© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission