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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Date of report (Date of earliest event reported) September 27, 2000
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Stockwalk.com Group, Inc.
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(Exact Name of Registrant as Specified in Its Charter)
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Minnesota 0-22247 41-1756256
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(State or Other Jurisdiction of (Commission File Number) (IRS Employer
Incorporation) Identification No.)
5500 Wayzata Boulevard, Suite 800, Minneapolis, Minnesota 55416
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(Address of Principal Executive Offices) (Zip Code)
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763.542.6000
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(Registrant's Telephone Number, Including Area Code)
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(Former Name or Former Address, if Changed Since Last Report)
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ITEM 5. OTHER EVENTS.
The registrant has announced that it has settled the NASD arbitration case filed
against Dain Rauscher by John G. Kinnard and Company, Incorporated, which is now
part of the registrant. The announcement is attached hereto as Exhibit 99.1.
FORWARD LOOKING STATEMENTS
Information contained herein and in the Exhibit attached hereto may contain
forward looking statements that involve risks and uncertainties with respect to
the fair value of assets acquired, the amount of liabilities assumed and
otherwise. These forward looking statements include the words "believes,"
"expects," "anticipates" and similar expressions. These forward looking
statements involve certain risks and uncertainties, including those related to
general economic and business conditions, changes in market conditions and
competitive pressures.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
STOCKWALK.COM GROUP, INC.
Dated: September 27, 2000 By: /s/ Philip T. Colton
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Name: Philip T. Colton
Title: Senior Vice President and General Counsel
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EXHIBIT INDEX
99.1 Press Release
Exhibit Index-1
