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SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Latest 8-K SEC Filings
Current report
LABRANCHE & CO INC, 8-K, 2001-01-19
E TRADE GROUP INC, 8-K, 2001-01-19
MERRILL LYNCH & CO INC, 8-K, 2001-01-18
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2001-01-17
BEAR STEARNS COMPANIES INC, 8-K, 2001-01-11
FIRST ALBANY COMPANIES INC, 8-K, 2001-01-10
BEAR STEARNS COMPANIES INC, 8-K, 2001-01-08
BETHURUM LABORATORIES INC, 8-K, 2001-01-05
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2001-01-05
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2001-01-04
STOCKWALK COM GROUP INC, 8-K, 2001-01-03
EVISION USA COM INC, 8-K, 2001-01-03
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2001-01-02
INTERNATIONAL ASSETS HOLDING CORP, 8-K, 2000-12-29
FIREBRAND FINANCIAL GROUP INC, 8-K, 2000-12-29
BANC STOCK GROUP INC, 8-K, 2000-12-20
GOLDMAN SACHS GROUP INC, 8-K, 2000-12-19
MORGAN KEEGAN INC, 8-K, 2000-12-19
EDWARDS A G INC, 8-K, 2000-12-19
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-12-15
BEAR STEARNS COMPANIES INC, 8-K, 2000-12-15
JWGENESIS FINANCIAL CORP /, 8-K, 2000-12-14
EVISION USA COM INC, 8-K, 2000-12-14
MERRILL LYNCH & CO INC, 8-K, 2000-12-06
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-12-01
KNIGHT TRADING GROUP INC, 8-K, 2000-11-30
PHARMACEUTICAL HOLDRS TRUST, 8-K, 2000-11-28
TELECOM HOLDRS TRUST, 8-K, 2000-11-28
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-11-28
OVVIO BETTER LIFE INC, 8-K, 2000-11-28
DAIN RAUSCHER CORP, 8-K, 2000-11-28
ADVEST GROUP INC, 8-K, 2000-11-27
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-11-22
MERRILL LYNCH & CO INC, 8-K, 2000-11-20
GOLDMAN SACHS GROUP INC, 8-K, 2000-11-15
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-11-14
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2000-11-06
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-11-02
MERRILL LYNCH & CO INC, 8-K, 2000-11-01
WIT SOUNDVIEW GROUP INC, 8-K, 2000-10-31
DAIN RAUSCHER CORP, 8-K, 2000-10-30
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-10-27
ADVEST GROUP INC, 8-K, 2000-10-27
JWGENESIS FINANCIAL CORP /, 8-K, 2000-10-26
LABRANCHE & CO INC, 8-K, 2000-10-23
PAINE WEBBER GROUP INC, 8-K, 2000-10-23
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-10-20
DAIN RAUSCHER CORP, 8-K, 2000-10-20
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2000-10-17
MERRILL LYNCH & CO INC, 8-K, 2000-10-17
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-10-13
PAINE WEBBER GROUP INC, 8-K, 2000-10-11
MERRILL LYNCH & CO INC, 8-K, 2000-10-06
DAIN RAUSCHER CORP, 8-K, 2000-09-29
WIT SOUNDVIEW GROUP INC, 8-K, 2000-09-28
STOCKWALK COM GROUP INC, 8-K, 2000-09-28
BEAR STEARNS COMPANIES INC, 8-K, 2000-09-28
DAIN RAUSCHER CORP, 8-K, 2000-09-28
GLOBALNET FINANCIAL COM INC, 8-K, 2000-09-27
BEAR STEARNS COMPANIES INC, 8-K, 2000-09-27
STOCKWALK COM GROUP INC, 8-K, 2000-09-22
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-09-21
EVISION USA COM INC, 8-K, 2000-09-20
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-09-20
GOLDMAN SACHS GROUP INC, 8-K, 2000-09-19
BEAR STEARNS COMPANIES INC, 8-K, 2000-09-15
INTERNATIONAL ASSETS HOLDING CORP, 8-K, 2000-09-13
MERRILL LYNCH & CO INC, 8-K, 2000-09-13
JWGENESIS FINANCIAL CORP /, 8-K, 2000-09-11
GOLDMAN SACHS GROUP INC, 8-K, 2000-09-11
FIRST ALBANY COMPANIES INC, 8-K, 2000-09-06
RAYMOND JAMES FINANCIAL INC, 8-K, 2000-09-06
KINNARD INVESTMENTS INC, 8-K, 2000-09-06
PAINE WEBBER GROUP INC, 8-K, 2000-08-30
ADVEST GROUP INC, 8-K, 2000-08-24
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-08-22
FIRST ALBANY COMPANIES INC, 8-K, 2000-08-21
KINNARD INVESTMENTS INC, 8-K, 2000-08-18
SOUTHWEST SECURITIES GROUP INC, 8-K, 2000-08-17
GLOBALNET FINANCIAL COM INC, 8-K, 2000-08-17
BEAR STEARNS COMPANIES INC, 8-K, 2000-08-17
GLOBALNET FINANCIAL COM INC, 8-K, 2000-08-15
AMERITRADE HOLDING CORP, 8-K, 2000-08-11
AMERITRADE HOLDING CORP, 8-K, 2000-08-08
STOCKWALK COM GROUP INC, 8-K, 2000-08-08
BETHURUM LABORATORIES INC, 8-K, 2000-08-07
MERRILL LYNCH & CO INC, 8-K, 2000-08-04
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-08-03
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-08-03
MERRILL LYNCH & CO INC, 8-K, 2000-08-02
GOLDMAN SACHS GROUP INC, 8-K, 2000-07-31
RESEARCH PARTNERS INTERNATIONAL INC, 8-K, 2000-07-31
SOUTHWEST SECURITIES GROUP INC, 8-K, 2000-07-26
BEAR STEARNS COMPANIES INC, 8-K, 2000-07-21
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-07-20
KNIGHT TRIMARK GROUP INC, 8-K, 2000-07-19
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-07-19
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2000-07-19
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2000-07-18
E TRADE GROUP INC, 8-K, 2000-07-18
GOLDMAN SACHS GROUP INC, 8-K, 2000-07-18
SCHWAB CHARLES CORP, 8-K, 2000-07-18
MERRILL LYNCH & CO INC, 8-K, 2000-07-18
PAINE WEBBER GROUP INC, 8-K, 2000-07-17
PAINE WEBBER GROUP INC, 8-K, 2000-07-14
TELECOM HOLDRS TRUST, 8-K, 2000-07-07
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-07-07
PHARMACEUTICAL HOLDRS TRUST, 8-K, 2000-07-03
MERRILL LYNCH & CO INC, 8-K, 2000-06-29
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-06-20
E TRADE GROUP INC, 8-K, 2000-06-20
GOLDMAN SACHS GROUP INC, 8-K, 2000-06-20
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-06-19
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-06-16
BEAR STEARNS COMPANIES INC, 8-K, 2000-06-15
ND HOLDINGS INC, 8-K, 2000-06-12
MAXCOR FINANCIAL GROUP INC, 8-K, 2000-06-09
KINNARD INVESTMENTS INC, 8-K, 2000-06-07
STIFEL FINANCIAL CORP, 8-K, 2000-06-05
WIT CAPITAL GROUP INC, 8-K, 2000-05-26
JONES FINANCIAL COMPANIES LP LLP, 8-K, 2000-05-25
MERRILL LYNCH & CO INC, 8-K, 2000-05-24
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-05-23
SCHWAB CHARLES CORP, 8-K, 2000-05-23
BEAR STEARNS COMPANIES INC, 8-K, 2000-05-19
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-05-17
MAXCOR FINANCIAL GROUP INC, 8-K, 2000-05-17
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-05-15
SOUTHWEST SECURITIES GROUP INC, 8-K, 2000-05-12
GOLDMAN SACHS GROUP INC, 8-K, 2000-05-10
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2000-05-09
LEGG MASON INC, 8-K, 2000-05-09
PAINE WEBBER GROUP INC, 8-K, 2000-05-05
OVVIO BETTER LIFE INC, 8-K, 2000-05-04
GOLDMAN SACHS GROUP INC, 8-K, 2000-05-04
MERRILL LYNCH & CO INC, 8-K, 2000-05-03
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-05-02
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-05-01
PAINE WEBBER GROUP INC, 8-K, 2000-04-25
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-04-21
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-04-20
E TRADE GROUP INC, 8-K, 2000-04-17
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-04-17
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2000-04-17
MERRILL LYNCH & CO INC, 8-K, 2000-04-17
WADDELL & REED FINANCIAL INC, 8-K, 2000-04-14
LEGG MASON INC, 8-K, 2000-04-14
BEAR STEARNS COMPANIES INC, 8-K, 2000-04-07
CHAPMAN HOLDINGS INC, 8-K, 2000-03-31
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-03-31
MERRILL LYNCH & CO INC, 8-K, 2000-03-31
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-03-30
OVVIO BETTER LIFE INC, 8-K, 2000-03-29
BEAR STEARNS COMPANIES INC, 8-K, 2000-03-29
CITIZENS BANCORP, 8-K, 2000-03-23
GOLDMAN SACHS GROUP INC, 8-K, 2000-03-21
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-03-20
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-03-20
BEAR STEARNS COMPANIES INC, 8-K, 2000-03-20
LABRANCHE & CO INC, 8-K, 2000-03-17
BEAR STEARNS COMPANIES INC, 8-K, 2000-03-15
LEGG MASON INC, 8-K, 2000-03-10
WADDELL & REED FINANCIAL INC, 8-K, 2000-03-07
ADVEST GROUP INC, 8-K, 2000-03-03
MERRILL LYNCH & CO INC, 8-K, 2000-03-03
WADDELL & REED FINANCIAL INC, 8-K, 2000-02-29
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2000-02-28
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-02-23
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-02-23
SCHWAB CHARLES CORP, 8-K, 2000-02-22
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-02-17
ONLINETRADINGINC COM CORP, 8-K, 2000-02-11
LABRANCHE & CO INC, 8-K, 2000-02-08
ZIEGLER COMPANIES INC, 8-K, 2000-02-07
WIT CAPITAL GROUP INC, 8-K, 2000-02-01
BEAR STEARNS COMPANIES INC, 8-K, 2000-02-01
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-01-31
ONLINETRADINGINC COM CORP, 8-K, 2000-01-28
E TRADE GROUP INC, 8-K, 2000-01-27
MAXCOR FINANCIAL GROUP INC, 8-K, 2000-01-26
FREEDOM SECURITIES CORP /DE/, 8-K, 2000-01-25
MERRILL LYNCH & CO INC, 8-K, 2000-01-25
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-01-21
BEAR STEARNS COMPANIES INC, 8-K, 2000-01-21
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-01-18
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2000-01-18
SCHWAB CHARLES CORP, 8-K, 2000-01-14
ZIEGLER COMPANIES INC, 8-K, 2000-01-14
KNIGHT TRIMARK GROUP INC, 8-K, 2000-01-12
JWGENESIS FINANCIAL CORP /, 8-K, 2000-01-11
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-01-06
GLOBALNET FINANCIAL COM INC, 8-K, 1999-12-30
MERRILL LYNCH & CO INC, 8-K, 1999-12-22
ONLINETRADINGINC COM CORP, 8-K, 1999-12-21
KINNARD INVESTMENTS INC, 8-K, 1999-12-21
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-12-17
KINNARD INVESTMENTS INC, 8-K, 1999-12-17
DAIN RAUSCHER CORP, 8-K, 1999-12-13
KINNARD INVESTMENTS INC, 8-K, 1999-12-10
GLOBALNET FINANCIAL COM INC, 8-K, 1999-12-07
BEAR STEARNS COMPANIES INC, 8-K, 1999-12-07
DAIN RAUSCHER CORP, 8-K, 1999-11-19
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-11-18
GOLDMAN SACHS GROUP INC, 8-K, 1999-11-18
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-11-15
ZIEGLER COMPANIES INC, 8-K, 1999-11-15
SOUTHWEST SECURITIES GROUP INC, 8-K, 1999-11-09
WIT CAPITAL GROUP INC, 8-K, 1999-11-04
BEAR STEARNS COMPANIES INC, 8-K, 1999-11-03
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 1999-10-27
MERRILL LYNCH & CO INC, 8-K, 1999-10-27
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 1999-10-21
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-10-19
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 1999-10-18
BEAR STEARNS COMPANIES INC, 8-K, 1999-10-14
PAINE WEBBER GROUP INC, 8-K, 1999-10-14
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 1999-10-13
MERRILL LYNCH & CO INC, 8-K, 1999-10-12
HAMBRECHT & QUIST GROUP, 8-K, 1999-10-07
RAGEN MACKENZIE GROUP INC, 8-K, 1999-09-30
EVISION USA COM INC, 8-K, 1999-09-27
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-09-23
FREEDOM SECURITIES CORP /DE/, 8-K, 1999-09-22
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-09-21
MERRILL LYNCH & CO INC, 8-K, 1999-09-20
EVISION USA COM INC, 8-K, 1999-09-13
EVISION USA COM INC, 8-K, 1999-09-03
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-08-31
CITIZENS BANCORP, 8-K, 1999-08-30
LABRANCHE & CO INC, 8-K, 1999-08-19
ZIEGLER COMPANIES INC, 8-K, 1999-08-19
JWGENESIS FINANCIAL CORP /, 8-K, 1999-08-13
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 1999-08-12
BEAR STEARNS COMPANIES INC, 8-K, 1999-08-11
ONLINETRADINGINC COM CORP, 8-K, 1999-08-06
BEAR STEARNS COMPANIES INC, 8-K, 1999-08-06
EVISION USA COM INC, 8-K, 1999-08-05
MERRILL LYNCH & CO INC, 8-K, 1999-08-04
AMERITRADE HOLDING CORP, 8-K, 1999-07-29
E TRADE GROUP INC, 8-K, 1999-07-28
BEAR STEARNS COMPANIES INC, 8-K, 1999-07-28
OVVIO BETTER LIFE INC, 8-K, 1999-07-23
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 1999-07-22
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 1999-07-22
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-07-22
BEAR STEARNS COMPANIES INC, 8-K, 1999-07-21
MERRILL LYNCH & CO INC, 8-K, 1999-07-21
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-07-19
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 1999-07-19
PAINE WEBBER GROUP INC, 8-K, 1999-07-16
MERRILL LYNCH & CO INC, 8-K, 1999-07-13
RESEARCH PARTNERS INTERNATIONAL INC, 8-K, 1999-07-12
FREEDOM SECURITIES CORP /DE/, 8-K, 1999-07-09
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-07-08
SCHWAB CHARLES CORP, 8-K, 1999-07-06
WADDELL & REED FINANCIAL INC, 8-K, 1999-06-29
BEAR STEARNS COMPANIES INC, 8-K, 1999-06-28
E TRADE GROUP INC, 8-K, 1999-06-25
MERRILL LYNCH & CO INC, 8-K, 1999-06-25
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-06-23
MAXCOR FINANCIAL GROUP INC, 8-K, 1999-06-22
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-06-22
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 1999-06-21
KIRLIN HOLDING CORP, 8-K, 1999-06-16
JWGENESIS FINANCIAL CORP /, 8-K, 1999-06-15
REALAMERICA CO/NEW, 8-K, 1999-06-15
SIEBERT FINANCIAL CORP, 8-K, 1999-06-14
E TRADE GROUP INC, 8-K, 1999-06-10
SOUTHWEST SECURITIES GROUP INC, 8-K, 1999-06-07
LEGG MASON INC, 8-K, 1999-06-04
KINNARD INVESTMENTS INC, 8-K, 1999-06-04
MERRILL LYNCH & CO INC, 8-K, 1999-06-01
MERRILL LYNCH & CO INC, 8-K, 1999-05-28
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 1999-05-27
MERRILL LYNCH & CO INC, 8-K, 1999-05-26
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-05-19
PAINE WEBBER GROUP INC, 8-K, 1999-05-13
ADVEST GROUP INC, 8-K, 1999-05-11
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 1999-05-10
WADDELL & REED FINANCIAL INC, 8-K, 1999-05-06
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 1999-05-05
JEFFERIES GROUP INC /DE/, 8-K, 1999-04-30
JWGENESIS FINANCIAL CORP /, 8-K, 1999-04-30
RAYMOND JAMES FINANCIAL INC, 8-K, 1999-04-30
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 1999-04-29
LEHMAN BROTHERS HOLDINGS INC, 8-K, 1999-04-20
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 1999-04-19
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 1999-04-19
MERRILL LYNCH & CO INC, 8-K, 1999-04-19
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 1999-04-15
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 1999-04-15
BEAR STEARNS COMPANIES INC, 8-K, 1999-04-15
OVVIO BETTER LIFE INC, 8-K, 1999-04-14
E TRADE GROUP INC, 8-K, 1999-04-13
JEFFERIES GROUP INC, 8-K, 1999-04-13
MERRILL LYNCH & CO INC, 8-K, 1999-04-13
DAIN RAUSCHER CORP, 8-K, 1999-04-09
MERRILL LYNCH & CO INC, 8-K, 1999-03-26
CITIZENS BANCORP, 8-K, 1999-03-22
CHAPMAN HOLDINGS INC, 8-K, 1999-03-19
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