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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manger Filing this Report:
Name: Osterweis Capital Management, Inc.
Address: One Maritime Plaza
Suite 800
San Francisco, CA 94111
13F File Number: 28-04483
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing ths Report on Behalf of Reporting Manager:
Name: Doretta L. Dunegan
Title: Director of Compliance
Phone: 415-434-4441
Signature, Place, and Date of Signing:
/S/ DORETTA L. DUNEGAN SAN FRANCISCO, CA NOVEMBER 10, 2000
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT
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[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Mangers Reporting for this Manager:
Form 13F File Number Name
28-06550 Osterweis Capital Management, LLC
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 101
Form 13F Information Table Value Total: $1,070,396,000.00
List of Other Included Managers:
No. Form 13F File Number Name
1 28-06550 Osterweis Capital Management, LLC
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Form 13F INFORMATION TABLE
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COUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------- -------------- --------- -------- ------------------- ---------- -------- -----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COM LBRTY MED 001957208 218 12060 SH OTHER 1 0 12060 0
ABBOTT LABS COM 002824100 1484 31219 SH OTHER 1 0 31219 0
ACNIELSEN CORP COM 004833109 19041 797559 SH OTHER 1 0 693232 104327
ADAPTEC INC COM 00651F108 32 1600 SH OTHER 1 0 1600 0
ALZA CORP COM 022615108 462 5333 SH OTHER 1 0 3233 2100
AMERICAN EXPRESS CO COM 025816109 583 9600 SH SOLE 9600 0 0
AMERICAN HOME PRODS CORP COM 026609107 1019 18050 SH OTHER 1 0 18050 0
AMERICAN INTL GROUP INC COM 026874107 1731 18089 SH OTHER 1 0 18089 0
AMERICAN TOWER CORP CL A 029912201 42585 1129950 SH OTHER 1 0 991000 138950
ANADARKO PETE CORP COM 032511107 212 3200 SH OTHER 1 0 3200 0
ANHEUSER BUSCH COS INC COM 035229103 8555 202200 SH OTHER 1 0 198600 3600
ANTIGENICS INC DEL COM 037032109 559 37887 SH OTHER 1 0 37887 0
ASSOCIATES FIRST CAP CORP CL A 046008108 26044 685378 SH OTHER 1 0 599878 82728
AUTOMATIC DATA PROCESSING COM 053015103 977 14600 SH OTHER 1 0 14600 0
AVON PRODS INC COM 054303102 25211 616775 SH OTHER 1 0 522975 93800
BANK AMER CORP COM 060505104 184 3510 SH SOLE 3510 0 0
BANK NEW YORK INC COM 064057102 452 8000 SH OTHER 1 0 8000 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 665 20 SH OTHER 1 0 20 0
BRISTOL MYERS SQUIBB CO COM 110122108 11014 191540 SH OTHER 1 0 189540 2000
CALPINE CORP COM 131347106 119340 1143202 SH OTHER 1 0 987452 155750
CEDAR FAIR L P DEPOSITARY UN 150185106 185 10000 SH OTHER 1 0 10000 0
CHEVRON CORP COM 166751107 591 6928 SH OTHER 1 0 5528 1400
CISCO SYS INC COM 17275R102 265 4800 SH SOLE 4800 0 0
COCA COLA CO COM 191216100 1428 25900 SH OTHER 1 0 19900 6000
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 21060 195000 SH OTHER 1 0 195000 0
CONVERGYS CORP COM 212485106 33950 873300 SH OTHER 1 0 757450 109415
CRESCENT R E EQUITIES INC COM 225756105 24887 1115355 SH OTHER 1 0 981055 134300
DEVON ENERGY CORP NEW COM 25179M103 13047 216916 SH OTHER 1 0 168412 48504
DISNEY WALT CO DISNEY COM 254687106 5334 139438 SH OTHER 1 0 108838 30600
DU PONT E I DE NEMOURS & CO COM 263534109 229 5600 SH OTHER 1 0 5600 0
ECHOSTAR COMMUN CORP NEW CL A 278762109 5829 110500 SH OTHER 1 0 93650 16850
ELAN PLC ADR 284131208 19507 356300 SH OTHER 1 0 323800 32500
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ERICSSON L M TEL CO ADR CL B SEK 294821400 296 20000 SH SOLE 20000 0 0
EXXON MOBIL CORP COM 30231G102 4483 50318 SH OTHER 1 0 48370 1948
FMC CORP COM NEW 302491303 34916 520650 SH OTHER 1 0 468900 51750
FOREST LABS INC COM 345838106 31312 273018 SH OTHER 1 0 207702 65316
GATX CORP COM 361448103 29821 712157 SH OTHER 1 0 622357 89800
GENERAL ELEC CO COM 369604103 8634 149356 SH OTHER 1 0 146164 3192
GENERAL MLS INC COM 370334104 369 10400 SH OTHER 1 0 10400 0
HALLIBURTON CO COM 406216101 216 4402 SH OTHER 1 0 4402 0
HEALTH CARE PPTY INVS INC COM 421915109 12637 425050 SH OTHER 1 0 422650 2400
HEWLETT PACKARD CO COM 428236103 909 9326 SH OTHER 1 0 9326 0
ILLINOIS TOOL WKS INC COM 452308109 279 5000 SH SOLE 5000 0 0
INFOCUS CORP COM 45665B106 31217 589000 SH OTHER 1 0 501500 87500
INGERSOLL RAND CO COM 456866102 595 17525 SH OTHER 1 0 17525 0
INTEL CORP COM 458140100 459 11040 SH OTHER 1 0 11040 0
INTERLINK ELECTRS COM 458751104 246 12700 SH SOLE 12700 0 0
IT GROUP INC COM 465266104 7641 1608603 SH OTHER 1 0 1329874 474245
JOHNSON & JOHNSON COM 478160104 4478 47667 SH OTHER 1 0 47667 0
KIMBERLY CLARK CORP COM 494368103 3091 55375 SH OTHER 1 0 54875 500
KINDER MORGAN EGY PTNS L P UT LTD PT INT 494550106 19302 407437 SH OTHER 1 0 337063 70374
KINDER MORGAN INC KANS COM 49455P101 28237 689750 SH OTHER 1 0 627350 62400
LILLY ELI & CO COM 532457108 13658 168366 SH OTHER 1 0 146766 21600
LOEWS CORP COM 540424108 364 4360 SH OTHER 1 0 4360 0
MGIC INVT CORP WIS COM 552848103 245 4000 SH SOLE 1 4000 0 0
MANOR CARE INC NEW COM 564055101 50316 3207350 SH OTHER 1 0 2736100 471250
MANUFACTURED HOME CMNTYS I COM 564682102 12696 507816 SH OTHER 1 0 469666 38150
MATTEL INC COM 577081102 173 15035 SH OTHER 1 0 15035 0
MCDONALDS CORP COM 580135101 290 9600 SH OTHER 1 0 9600 0
MERCK & CO INC COM 589331107 4712 63306 SH OTHER 1 0 61018 2288
MICROSOFT CORP COM 594918104 794 13164 SH OTHER 1 0 8200 4964
MINNESOTA MNG & MFG CO COM 604059105 560 6148 SH OTHER 1 0 6148 0
NTL INC COM 629407107 28438 614054 SH OTHER 1 0 510874 98709
NEWHALL LD & FARMING CO COM 651426108 8416 357819 SH OTHER 1 0 259319 98500
NEWPARK RES INC COM PAR$0.01NE 651718504 15382 1662945 SH OTHER 1 0 1508545 144005
NEXMED INC COM 652903105 11507 586350 SH OTHER 1 0 528000 52063
OHM CORP SBDBCV08.000 670839AA7 2101 2501000 SH OTHER 1 0 2412000 89000
PEGASUS COMMUNICATIONS CORP CL A 705904100 28170 583094 SH OTHER 1 0 530494 52600
PEPSICO INC COM 713448108 1002 21776 SH OTHER 1 0 17191 1066
PFIZER INC COM 717081103 588 13096 SH OTHER 1 0 7096 6000
PHILIP MORRIS COS INC COM 718154107 216 7340 SH OTHER 1 0 7340 0
PLAYTEX PRODS INC COM 72813P100 4662 394633 SH OTHER 1 0 308233 86400
PRIMEDIA INC COM 74157K101 18927 1155820 SH OTHER 1 0 992987 162833
PROCTER & GAMBLE CO COM 742718109 12398 185046 SH OTHER 1 0 154346 30700
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QUANTUM CORP CV 07.000 747906AC9 4287 5260000 SH OTHER 1 0 4935000 325000
ROYAL DUTCH PETE CO NY REG SHS 1.2 780257804 1968 32826 SH OTHER 1 0 29750 3076
S3 INC COM 784849101 174 16848 SH SOLE 8320 0 8528
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5325 448442 SH OTHER 1 0 363792 84650
SCHLUMBERGER LTD COM 806857108 1904 23130 SH OTHER 1 0 20330 2800
SERVICEMASTER CO COM 81760N109 31785 3218666 SH OTHER 1 0 2928971 289695
SIX FLAGS INC COM 83001P109 30057 1939150 SH OTHER 1 0 1680450 242266
SPIEKER PPTYS INC COM 848497103 230 4000 SH SOLE 4000 0 0
STATE STR CORP COM 857477103 364 2800 SH SOLE 2800 0 0
SUBURBAN PROPANE PARTNERS LP UT LTD PT INT 864482104 2461 111900 SH OTHER 1 0 104000 7900
TANGER FACTORY OUTLET CTRS COM 875465106 1551 70499 SH OTHER 1 0 36424 34075
TORCHMARK CORP COM 891027104 10796 388150 SH OTHER 1 0 311300 76850
TRIBUNE CO NEW COM 896047107 513 11760 SH OTHER 1 0 11760 0
TYCO INTL LTD NEW COM 902124106 2707 52176 SH SOLE 52176 0 0
UNIVERSAL ELECTRS INC COM 913483103 15235 629855 SH OTHER 1 0 544355 85500
VALUEVISION INTL INC CL A 92047K107 27461 1092950 SH OTHER 1 0 984400 98848
VERIZON COMMUNICATIONS COM 92343V104 355 7318 SH OTHER 1 0 5618 17
VIACOM INC CL B 925524308 62342 1065671 SH OTHER 1 0 930429 135242
VOYAGER NET INC COM 92906W101 642 106450 SH OTHER 1 0 103350 31
WALGREEN CO COM 931422109 809 21334 SH OTHER 1 0 21334 0
WELLS FARGO & CO NEW COM 949746101 256 5590 SH OTHER 1 0 5590 0
WESTWOOD ONE INC COM 961815107 8819 411395 SH OTHER 1 0 300326 14889
WORLDCOM INC GA NEW COM 98157D106 332 10947 SH OTHER 1 0 10947 0
CORECOMM LTD COM G2422R109 2092 263491 SH OTHER 1 0 222300 41191
TRANSOCEAN SEDCO FOREX INC COM G90078109 255 4344 SH OTHER 1 0 3592 752
XL CAPITAL LTD CL A G98255105 34180 461900 SH OTHER 1 0 406200 55700
CREATIVE TECHNOLOGY LTD ORD Y1775U107 2281 109920 SH SOLE 109920 0 0
TOTAL 1070396
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