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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000.
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
Roy A. Hammer 13F No. 28-5798 CIK: 0001008638 CCC: x8ubhi@j
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
-----------------------------------ATTENTION------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 15th day
of November, 2000.
Roy A. Hammer, Trustee
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(Name of Institutional Investment Manager
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6.
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2. Timothy F. Fidgeon 7.
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3. State Street Boston Corporation 28-399 8.
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4. 9.
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5. 10.
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</TABLE>
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<TABLE>
<CAPTION> PAGE:1
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 2588378 88115 xx 88115
ABBOTT LABS COMMON STOCK 002824100 11944846 251140 xx 251140
ACCESS WORLD-WIDE COMMON STOCK 004319109 33440 20193 xx 20193
COMMUNICATIONS, INC.
AGILENT TECHNOLOGIES
INC. COMMON STOCK 00846U101 2034528 41574 xx 41574
ALBERTSONS INC COMMON STOCK 013104104 984690 46890 xx 46890
ALCAN ALUMINUM LTD COMMON STOCK 013716105 448531 15500 xx 15500
ALZA CORP COMMON STOCK 022615108 756875 8750 xx 8750
AMERADA HESS CORP COMMON STOCK 023551104 499153 7457 xx 7457
AMERICAN HOME PRODUCTS COMMON STOCK 026609107 4109266 72650 xx 72650
AMERICAN INTERNATIONAL COMMON STOCK 026874107 558911 5841 xx 5841
GROUP INC
AMGEN INC COMMON STOCK 031162100 14166705 202880 xx 202880
ANADARKO PETROLEUM CORP COMMON STOCK 032511107 624525 9397 xx 9397
ANALOG DEVICES, INC. COMMON STOCK 032654105 9465873 114651 xx 114651
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:2
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARTESYN TECHNOLOGIES
INC. COMMON STOCK 043127109 200963 6900 xx 6900
ASIA TIGERS FUND INC. COMMON STOCK 04516T105 79181 10300 xx 10300
AUTOMATIC DATA
PROCESSING COMMON STOCK 053015103 18664813 279100 xx 279100
AVERY DENNISON CORP COMMON STOCK 053611109 4824623 104035 xx 104035
BP AMOCO PLC ADR COMMON STOCK 055622104 11453247 216099 xx 216099
BAXTER INT'L INC COMMON STOCK 071813109 850003 10650 xx 10650
BELLSOUTH CORP. COMMON STOCK 079860102 1387337 34468 xx 34468
BERKSHIRE HATHAWAY INC CL B 084670207 7259490 3507 xx 3507
BESTFOODS INC COMMON STOCK 08658U101 7467788 102650 xx 102650
BOEING COMPANY COMMON STOCK 097023105 530208 8416 xx 8416
BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 15749305 275699 xx 275699
BURLINGTON RESOURCES INC COMMON STOCK 122014103 2973346 80770 xx 80770
CARDINAL HEALTH CARE INC COMMON STOCK 14149Y108 359717 4079 xx 4079
CHEVRON CORP COMMON STOCK 166751107 3800445 44580 xx 44580
CHIRON CORP COMMON STOCK 170040109 645525 14345 xx 14345
CHUBB CORPORATION COMMON STOCK 171232101 712125 9000 xx 9000
CIENA CORP COMMON STOCK 171779101 287381 2340 xx 2340
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:3
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CISCO SYS INC COMMON STOCK 17275R102 15468785 279978 xx 279978
CINTAS CORP COMMON STOCK 172908105 1058569 24300 xx 24300
CITIGROUP INC. COMMON STOCK 172967101 243281 4500 xx 4500
COASTAL CORP COMMON STOCK 190441105 252025 3400 xx 3400
COCA COLA CO COMMON STOCK 191216100 3229829 58591 xx 58591
COGNEX COMMON STOCK 192422103 2969249 75290 xx 75290
COMERICA INC. COMMON STOCK 200340107 876563 15000 xx 15000
CONEXANT SYSTEMS INC. COMMON STOCK 207142100 442535 10568 xx 10568
CONOCO, INC. CLASS B 208251405 605582 22481 xx 22481
WALT DISNEY COMPANY COMMON STOCK 254687106 2451596 64094 xx 64094
DOVER CORP COMMON STOCK 260003108 344991 7350 xx 7350
DOW CHEMICAL CO COMMON STOCK 260543103 491892 19725 xx 19725
DOW JONES & CO INC COMMON STOCK 260561105 498203646 8234771 xx 8234771
DOW JONES & CO INC CLASS B 260561204 437111230 7224979 xx 7224979
(RESTRICTED)
E I DU PONT DE NEMOURS COMMON STOCK 263534109 2272764 54848 xx 54848
& CO
EMC CORP COMMON STOCK 268648102 30015546 302805 xx 302805
ELAN CORP PLC ADR COMMON STOCK 284131208 1149750 21000 xx 21000
ELECTRONIC DATA SYSTEMS COMMON STOCK 285661104 640138 15425 xx 15425
CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:4
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMERSON ELECTRIC CO COMMON STOCK 291011104 7454085 111255 xx 111255
ENRON CORP COMMON STOCK 293561106 254113 2900 xx 2900
EVERCEL INC. COMMON STOCK 299759100 913924 42632 xx 42632
EXXON MOBIL CORP COMMON STOCK 30231G102 26278863 294854 xx 294854
FEDERAL NATIONAL MTGE COMMON STOCK 313586109 550550 7700 xx 7700
ASSOC
FIRST DATA CORP COMMON STOCK 319963104 550781 14100 xx 14100
FUEL CELL ENERGY INC. COMMON STOCK 35952H106 7597674 78950 xx 78950
GAP INC COMMON STOCK 364760108 230431 11450 xx 11450
GENENTECH INC. COMMON STOCK 368710406 250678 1350 xx 1350
GENERAL ELECTRIC CO COMMON STOCK 369604103 41738925 723535 xx 723535
GENERAL MILLS INC. COMMON STOCK 370334104 2165500 61000 xx 61000
GILLETTE COMPANY COMMON STOCK 375766102 4642056 150350 xx 150350
HELIX TECHNOLOGY CORP COMMON STOCK 423319102 394350 13200 xx 13200
HELMERICH & PAYNE INC COMMON STOCK 423452101 3667591 101525 xx 101525
HERSHEY FOODS COMMON STOCK 427866108 858423 15860 xx 15860
CORPORATION
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:5
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEWLETT-PACKARD CO COMMON STOCK 428236103 10573485 109005 xx 109005
HOME DEPOT INC. COMMON STOCK 437076102 238781 4500 xx 4500
HONEYWELL INTERNATIONAL COMMON STOCK 438516106 1589730 44624 xx 44624
INC
IMS HEALTH INC COMMON STOCK 449934108 435750 21000 xx 21000
INGERSOLL-RAND CO COMMON STOCK 456866102 287938 8500 xx 8500
INTEL CORPORATION COMMON STOCK 458140100 36755381 884340 xx 884340
INTL BUSINESS MACHINES COMMON STOCK 459200101 7154888 63599 xx 63599
INTERPUBLIC GROUP COS COMMON STOCK 460690100 613125 18000 xx 18000
INC
IONICS INC COMMON STOCK 462218108 1010106 47395 xx 47395
JEFFERSON-PILOT CORP COMMON STOCK 475070108 15290269 225271 xx 225271
JOHNSON & JOHNSON COMMON STOCK 478160104 22747247 242153 xx 242153
KEANE INC COMMON STOCK 486665102 917067 52705 xx 52705
KELLOGG CO. COMMON STOCK 487836108 463699 19171 xx 19171
KIMBERLY CLARK CORP COMMON STOCK 494368103 1372988 24600 xx 24600
KOPIN COMMON STOCK 500600101 5191560 288420 xx 288420
LIGHTBRIDGE INC. COMMON STOCK 532226107 336800 28972 xx 28972
ELI LILLY & CO. COMMON STOCK 532457108 1649109 20328 xx 20328
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:6
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 323750 5000 xx 5000
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 6258619 204781 xx 204781
MARRIOTT INTERNATIONAL COMMON STOCK 571903202 983813 27000 xx 27000
INC
MATRITECH INC COMMON STOCK 576818108 698600 99800 xx 99800
MCDONALD'S CORP. COMMON STOCK 580135101 3501267 115984 xx 115984
MERCK & CO INC COMMON STOCK 589331107 29444349 395558 xx 395558
MICROSOFT CORP COMMON STOCK 594918104 16388716 271730 xx 271730
MILLIPORE CORP COMMON STOCK 601073109 300313 6200 xx 6200
MINNESOTA MINING & MFG COMMON STOCK 604059105 8336844 91488 xx 91488
CO.
MOLEX INC COMMON STOCK 608554101 510352 9375 xx 9375
MOTOROLA INC COMMON STOCK 620076109 2718780 96240 xx 96240
NEW YORK TIMES CO. CL A 650111107 10901474 277303 xx 277303
NEWMONT MINING CORP COMMON STOCK 651639106 176086 10358 xx 10358
NOKIA CORP ADR A COMMON STOCK 654902204 4140301 103995 xx 103995
NORFOLK SOUTHERN CORP COMMON STOCK 655844108 562258 38445 xx 38445
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:7
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOVO NORDISK A/S ADR COMMON STOCK 670100205 2242200 20200 xx 20200
ORACLE CORP COMMON STOCK 68389X105 271688 3450 xx 3450
PEPSICO INC COMMON STOCK 713448108 2750340 59790 xx 59790
PFIZER INC COMMON STOCK 717081103 12784269 284490 xx 284490
PHARMACIA CORP COMMON STOCK 71713U102 1431319 23781 xx 23781
PROCTER & GAMBLE CO COMMON STOCK 742718109 11930690 178070 xx 178070
QWEST COMMUNICATIONS COMMON STOCK 749121109 384164 7993 xx 7993
INTL
REUTERS HLDGS CO PLC COMMON STOCK 76132M102 578844 5151 xx 5151
ROCKWELL INT'L CORP COMMON STOCK 773903109 271282 8968 xx 8968
(NEW)
ROYAL DUTCH NY REG SHS PAR
PETROLEUM CO N GLDR 1.25 780257804 2690475 44888 xx 44888
SBC COMMUNICATIONS INC COMMON STOCK 78387G103 2579700 51594 xx 51594
SARA LEE CORP COMMON STOCK 803111103 1297969 63900 xx 63900
SCHLUMBERGER LTD COMMON STOCK 806857108 8182439 99407 xx 99407
THE CHARLES SCHWAB CORP COMMON STOCK 808513105 1397351 39362 xx 39362
SEPRACOR INC COMMON STOCK 817315104 21080166 171820 xx 171820
SEPRACOR INC CONV DEB DTD 817315AF1 3405188 1650000 xx 1650000
12/15/98
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:8
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SONY CORP COMMON STOCK 835699307 201875 2000 xx 2000
STAPLES INC COMMON STOCK 855030102 210543 14840 xx 14840
STATE STREET CORP COMMON STOCK 857477103 14281540 109858 xx 109858
STEELCASE INC CL. A COMMON STOCK 858155203 1013375 60500 xx 60500
TECO ENERGY INC COMMON STOCK 872375100 1362750 47400 xx 47400
TEXAS INSTRUMENTS INC. COMMON STOCK 882508104 335031 7100 xx 7100
TIME WARNER INC COMMON STOCK 887315109 250400 3200 xx 3200
UNION PACIFIC CORP COMMON STOCK 907818108 804868 20704 xx 20704
VA LINUX SYSTEMS INC COMMON STOCK 91819B105 315333 6818 xx 6818
VERIZON COMMUNICATIONS COMMON STOCK 92343V104 705008 14555 xx 14555
INC.
VICOR CORP COMMON STOCK 925815102 3652381 67325 xx 67325
VODAFONE GROUP PLC-SP COMMON STOCK 92857W100 326525 8825 xx 8825
ADR
WAL MART STORES INC COMMON STOCK 931142103 1910563 39700 xx 39700
WALGREEN CO COMMON STOCK 931422109 796688 21000 xx 21000
WELLS FARGO & CO (NEW) COMMON STOCK 949746101 845250 18400 xx 18400
</TABLE>
<PAGE>
<TABLE>
<CAPTION> PAGE:9
AS OF: SEPTEMBER 30, 2000 FORM 13F SEC FILE # ROY A. HAMMER
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
OF CLASS NUMBER MARKET PRINCIPAL DISCRETION (A) (B) (C)
VALUE AMOUNT (A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WORLDCOM INC COMMON STOCK 98157D106 4912154 161717 xx 161717
TRANSOCEAN SEDCO COMMON STOCK G90078109 573704 9786 xx 9786
FOREX INC.
TOTAL 1518486650
</TABLE>
