SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No._______)*
Actuate Software Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
00508B 10 2
- --------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1998
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 22 Pages
Exhibit Index Contained on Page 20
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 2 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel IV L.P. ("A IV")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,665,254 shares, except that A IV Assoc., the general partner of A IV,
BENEFICIALLY and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and
OWNED BY EACH SFP, the general partners of A IV Assoc., may be deemed to have shared
REPORTING voting power with respect to such shares.
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
3,665,254 shares, except that A IV Assoc., the general partner of A IV,
and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and
SFP, the general partners of A IV Assoc., may be deemed to have shared
dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,665,254
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
26.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 3 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Keiretsu L.P. ("AKTSU")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 74,697 shares, except that AP&C, the general partner of AKTSU and
BENEFICIALLY Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of
OWNED BY EACH AP&C, may be deemed to have shared voting powers with respect to such
REPORTING shares.
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
74,697 shares, except that AP&C, the general partner of AKTSU and
Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of
AP&C, may be deemed to have shared dispositive powers with respect to
such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 74,697
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.54%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 4 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Investors '93 L.P. ("AI93")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 145,462 shares, except that Breyer, Evnin, Klingenstein, Patterson,
BENEFICIALLY Sednaoui and Swartz, the general partners of AI93, may be deemed to have
OWNED BY EACH shared voting power with respect to such shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
145,462 shares, except that Breyer, Evnin, Klingenstein, Patterson,
Sednaoui and Swartz, the general partners of AI93 may be deemed to have
shared dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 145,462
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 5 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Swartz Family Partnership L.P. ("SFP")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV.
SFP is a general partner of A IV Assoc., the general partner of A IV and
may be deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,665,254 shares, of which 3,665,254 are shares directly owned by A IV.
SFP is a general partner of A IV Assoc., the general partner of A IV and
may be deemed to have shared dispositive power with respect to such
shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,665,254
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
26.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 6 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel IV Associates L.P. ("A IV Assoc.")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV.
A IV Assoc. is the general partner of A IV and may be deemed to have
shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,665,254 shares, of which 3,665,254 are shares directly owned by A IV.
A IV Assoc. is the general partner of A IV and may be deemed to have
shared dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,665,254
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
26.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 7 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Partners & Co. Inc. ("AP&C")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 74,697 shares, of which 74,697 are shares directly owned by AKTSU. AP&C
is the general partner of AKTSU and may be deemed to have shared voting
power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
74,697 shares, of which 74,697 are shares directly owned by AKTSU. AP&C
is the general partner of AKTSU and may be deemed to have shared
dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 74,697
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.54%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 8 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Ellmore C. Patterson Partners ("ECPP")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 86,490 shares, all of which Arthur C. Patterson may be deemed to have
BENEFICIALLY sole voting power for.
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
86,490 shares, all of which Arthur C. Patterson may be deemed to have
sole dispositive power for.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 86,490
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 9 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
James W. Breyer ("Breyer")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Breyer may be deemed to have shared voting power
with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Breyer may be deemed to have shared dispositive
power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,885,413
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
28.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 10 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Luke B. Evnin ("Evnin")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Evnin may be deemed to have shared voting power
with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Evnin may be deemed to have shared dispositive
power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,885,413
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
28.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 11 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Eugene D. Hill, III ("Hill")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,739,951 shares, of which 3,665,254 are shares directly owned by A IV
and 74,697 are shares directly owned by AKTSU. Hill may be deemed to
have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,739,951 shares, of which 3,665,254 are shares directly owned by A IV
and 74,697 are shares directly owned by AKTSU. Hill may be deemed to
have shared dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,739,951
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
27.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 12 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Paul H. Klingenstein ("Klingenstein")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,810,716 shares, of which 3,665,254 are shares directly owned by A IV,
and 145,462 are shares directly owned by AI93. Klingenstein may be
deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,810,716 shares, of which 3,665,254 are shares directly owned by A IV,
and 145,462 are shares directly owned by AI93. Klingenstein may be
deemed to have shared dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,810,716
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
27.7%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 13 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Arthur C. Patterson ("Patterson")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 86,490 shares of which 86,490 are shares directly owned by Ellmore C.
BENEFICIALLY Patterson Partners. Patterson is the general partner of ECPP and may be
OWNED BY EACH deemed to have sole voting power with respect to such shares.
REPORTING -------- ------------------------------------------------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Patterson may be deemed to have shared voting
power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
86,490 shares of which 86,490 are shares directly owned by Ellmore C.
Patterson Partners (`ECPP"). Patterson is the general partner of ECPP
and may be deemed to have sole dispositive power with respect to such
shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Patterson may be deemed to have shared
dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,971,903
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
28.8%
- ------------ ---------------------------------------------------------------------------------------------------------
TYPE OF REPORTING PERSON* IN
12
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 14 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
G. Carter Sednaoui ("Sednaoui")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Sednaoui may be deemed to have shared voting
power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Sednaoui may be deemed to have shared
dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,885,413
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
28.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 00508B 10 2 13 G Page 15 of 22 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
James R. Swartz ("Swartz")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH -------- ------------------------------------------------------------------------
REPORTING
PERSON 6 SHARED VOTING POWER
WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Swartz may be deemed to have shared voting power
with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
3,885,413 shares, of which 3,665,254 are shares directly owned by A IV,
74,697 are shares directly owned by AKTSU, and 145,462 are shares
directly owned by AI93. Swartz may be deemed to have shared dispositive
power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,885,413
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
28.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
Page 16 of 22
ITEM 1(a). NAME OF ISSUER:
Actuate Software Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
999 Baker Way, Suite 270
San Mateo, California 94404
ITEM 2(a). NAME OF PERSONS FILING:
This Statement is filed by Accel IV L.P. ("A IV"), Accel
Keiretsu L.P. ("AKTSU"), Accel Investors '93 L.P. ("AI93"), Accel IV Associates
L.P. ("A IV Assoc."), Accel Partners & Co. Inc. ("AP&C"), Swartz Family
Partnership L.P. ("SFP"), Ellmore C. Patterson Partners ("ECPP"), James W.
Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul
H. Klingenstein ("Klingenstein"), Arthur C. Patterson ("Patterson"), G. Carter
Sednaoui ("Sednaoui") and James R. Swartz ("Swartz"). The foregoing entities and
individuals are collectively referred to as the "Reporting Persons."
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
The address of the principal business office for each of the
Reporting Persons is:
428 University Avenue
Palo Alto, CA 94301
ITEM 2(c) CITIZENSHIP:
A IV, AKTSU, AI93, A IV Assoc., ECPP and SFP are Delaware
Limited Partnerships, AP&C is a Delaware S Corporation and
Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and
Swartz are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(e). CUSIP NUMBER:
CUSIP # 00508B 10 2
ITEM 3. Not Applicable
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Page 17 of 22
ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1998:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting
Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting
Person.
(iii) Sole power to dispose or to direct the
disposition of:
See Row 7 of cover page for each Reporting
Person.
(iv) Shared power to dispose or to direct the
disposition of:
See Row 8 of cover page for each Reporting
Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable.
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Page 18 of 22
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON:
Under certain circumstances set forth in the
limited partnership agreements of A IV, A IV Assoc., AKTSU,
AI93 and ECPP, the general and/or limited partners of each of
such entities may be deemed to have the right to receive
dividends from, or the proceeds from, the sale of shares of
the issuer owned by each such fund.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10. CERTIFICATION:
Not applicable
<PAGE>
Page 19 of 22
SIGNATURE
---------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1999
Entities:
Accel IV L.P.
Accel Keiretsu L.P.
Accel Investors '93 L.P.
Accel IV Associates L.P.
Accel Partners & Co. Inc. By: /s/ G. Carter Sednaoui
Ellmore C. Patterson Partners ------------------------------------
Swartz Family Partnership L.P. G. Carter Sednaoui, Attorney-in-fact
for above-listed entities
Individuals:
James W. Breyer
Luke B. Evnin
Eugene D. Hill, III
Paul H. Klingenstein
Arthur C. Patterson
G. Carter Sednaoui By: /s/ G. Carter Sednaoui
James R. Swartz ---------------------------------------
G. Carter Sednaoui, Individually and as
Attorney-in-fact for above-listed
individuals
<PAGE>
Page 20 of 22
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 21
Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 22
<PAGE>
Page 21 of 22
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Actuate Software
Corporation shall be filed on behalf of each of the undersigned and that this
Agreement shall be filed as an exhibit to such Schedule 13G.
Dated: February 12, 1999
Entities:
Accel IV L.P.
Accel Keiretsu L.P.
Accel Investors '93 L.P.
Accel IV Associates L.P.
Accel Partners & Co. Inc. By: /s/ G. Carter Sednaoui
Ellmore C. Patterson Partners ------------------------------------
Swartz Family Partnership L.P. G. Carter Sednaoui, Attorney-in-fact
for above-listed entities
Individuals:
James W. Breyer
Luke B. Evnin
Eugene D. Hill, III
Paul H. Klingenstein
Arthur C. Patterson
G. Carter Sednaoui By: /s/ G. Carter Sednaoui
James R. Swartz ---------------------------------------
G. Carter Sednaoui, Individually and as
Attorney-in-fact for above-listed
individuals
<PAGE>
Page 22 of 22
EXHIBIT B
---------
REFERENCE TO G. CARTER SEDNAOUI AS ATTORNEY-IN-FACT
G. Carter Sednaoui has signed the enclosed documents as
Attorney-In-Fact. Note that copies of the applicable Power of Attorneys are
already on file with the appropriate agencies.
