SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
RealNetworks, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
75605L 10 4
- --------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1998
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 18 Pages
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 2 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel IV L.P. ("A IV")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,474,030 shares, except that A IV Assoc., the general partner of A IV,
BENEFICIALLY and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and
OWNED BY EACH SFP, the general partners of A IV Assoc., may share voting power with
REPORTING respect to such shares.
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See reponse to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,474,030 shares, except that A IV Assoc., the general partner of A IV,
and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and
SFP, the general partners of A IV Assoc., may share dispositive power
with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,474,030
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 3 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Keiretsu L.P. ("AKTSU")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 30,547 shares, except that AP&C, the general partner of AKTSU, and
BENEFICIALLY Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of
OWNED BY EACH AP&C, may be deemed to have shared voting power with respect to such
REPORTING shares.
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
30,547 shares, except that AP&C, the general partner of AKTSU, and
Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of
AP&C, may be deemed to have shared dispositive power with respect to
such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 30,547
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 4 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Investors '95 L.P. ("AI95")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 61,241 shares, except that Breyer, Evnin, Hill, Klingenstein, Patterson,
BENEFICIALLY Sednaoui and Swartz, the general partners of AI95, may be deemed to have
OWNED BY EACH shared voting power with respect to such shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
61,241 shares, except that Breyer, Evnin, Hill, Klingenstein, Patterson,
Sednaoui and Swartz, the general partners of AI95, may be deemed to have
shared dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 61,241
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 5 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel IV Associates L.P. ("A IV Assoc.")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,474,030 shares, of which 1,474,030 are shares directly owned by A IV.
A IV Assoc. is the general partner of A IV and may be deemed to have
shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,474,030 shares, of which 1,474,030 are shares directly owned by A IV.
A IV Assoc. is the general partner of A IV and may be deemed to have
shared dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,474,030
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 6 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Swartz Family Partnership L.P. ("SFP")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,474,030 shares, of which 1,474,030 are shares directly owned by A IV.
SFP is a general partner of A IV Assoc., the general partner of A IV,
and may be deemed to have shared voting power with respect to such
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,474,030 shares, of which 1,474,030 are shares directly owned by A IV.
SFP is a general partner of A IV Assoc., the general partner of A IV,
and may be deemed to have shared dispositive power with respect to such
shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,474,030
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 7 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Partners & Co. Inc. ("AP&C")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 189 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
30,547 shares, all of which are directly owned by AKTSU. AP&C is the
general partner of AKTSU and may be deemed to have shared voting power
with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
189 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
30,547 shares, all of which are directly owned by AKTSU. AP&C is the
general partner of AKTSU and may be deemed to have shared voting power
with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 30,736
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 8 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Investors '93 L.P. ("AI93")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 7,170 shares, except that Breyer, Evnin, Klingenstein, Patterson,
BENEFICIALLY Sednaoui and Swartz, the general partners of AI93, may be deemed to have
OWNED BY EACH shared voting power with respect to such shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
7,170 shares, except that Breyer, Evnin, Klingenstein, Patterson,
Sednaoui and Swartz, the general partners of AI93, may be deemed to have
shared dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 7,170
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 9 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Accel Japan L.P. ("AJ")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 15,502 shares, except that Breyer, Klingenstein, Patterson, Sednaoui and
BENEFICIALLY Swartz, the general partners of AJ, may be deemed to have shared voting
OWNED BY EACH power with respect to such shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
15,502 shares, except that Breyer, Klingenstein, Patterson, Sednaoui and
Swartz, the general partners of AI93, may be deemed to have shared
dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 15,502
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 10 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
James W. Breyer ("Breyer")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 39,426 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Breyer may be deemed to have shared voting power with respect to such
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
39,426 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Breyer may be deemed to have shared dispositive power with respect to
such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,628,105
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 11 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Luke B. Evnin ("Evnin")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 11,387
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,573,177 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93 and 189 of which
are shares directly owned by AP&C. Evnin may be deemed to have shared
voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
11,387
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,573,177 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93 and 189 are
shares directly owned by AP&C. Evnin may be deemed to have shared
dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,584,564
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 12 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Eugene D. Hill, III ("Hill")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 4,613 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,566,007 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, and 189 are shares directly owned by AP&Co. Hill may be
deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
4,613 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,566,007 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, and 189 are shares directly owned by AP&Co. Hill may be
deemed to have shared dispositive power with respect to such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,570,620
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 13 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Paul H. Klingenstein ("Klingenstein")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 22,774 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,557,943 shares, of which 1,474,030 are shares directly owned by A IV,
61,241 of which are directly owned by AI95, 7,170 are owned directly by
AI93 and 15,502 of which are directly owned by AJ. Klingenstein may be
deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
22,774 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,557,943 shares, of which 1,474,030 are shares directly owned by A IV,
61,241 of which are directly owned by AI95, 7,170 are owned directly by
AI93 and 15,502 of which are directly owned by AJ. Klingenstein may be
deemed to have shared dispositive power with respect to such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,580,717
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.2%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 14 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Arthur C. Patterson ("Patterson")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 88,069 shares, of which 56,482 shares are directly owned by Ellmore C.
BENEFICIALLY Patterson Partners ("ECPP"). Patterson is the general partner of ECPP
OWNED BY EACH and may be deemed to have sole voting power with respect to such shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Patterson may be deemed to have shared voting power with respect to such
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
88,069 shares, of which 56,482 shares are directly owned by ECPP.
Patterson is the general partner of ECPP and may be deemed to have sole
voting power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Patterson may be deemed to have shared dispositive power with respect to
such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,676,748
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 15 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
G. Carter Sednaoui ("Sednaoui")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Sednaoui may be deemed to have shared voting power with respect to such
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Sednaoui may be deemed to have shared dispositive power with respect to
such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,588,679
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- ---------------------------------------
CUSIP NO. 75605L 10 4 13 G Page 16 of 18 Pages
- ---------------------------------------------------------- ---------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
James R. Swartz ("Swartz")
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 2,163 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Swartz may be deemed to have shared voting power with respect to such
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
2,163 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,588,679 shares, of which 1,474,030 are shares directly owned by A IV,
30,547 are shares directly owned by AKTSU, 61,241 are shares directly
owned by AI95, 7,170 are shares directly owned by AI93, 15,502 are
shares directly owned by AJ, and 189 are shares directly owned by AP&C.
Swartz may be deemed to have shared dispositive power with respect to
such shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,590,842
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
o SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
This statement amends the Statement on Schedule 13G filed by
Accel IV L.P.("A IV"), Accel Japan L.P. ("AJ"), Accel Keiretsu
L.P.("AKTSU"), Accel Investors `93 L.P. ("AI93"), Accel
Investors `95 L.P. ("AI95"), Accel IV Associates L.P. ("A IV
Assoc."), Accel Partners & Co., Inc. ("AP&C"), Swartz Family
Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke B.
Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul H.
Klingenstein ("Klingenstein"), Arthur C. Patterson
("Patterson"), G. Carter Sednaoui ("Sednaoui"), and James R.
Swartz ("Swartz") (collectively referred to as the "Reporting
Persons"). Only those Items as to which there has been a
change of information are included in this Amendment.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
The address of the principal business office of each of the
Reporting Persons is:
428 University Avenue
Palo Alto, CA 94301
ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1998:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting
Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting
Person.
(iii) Sole power to dispose or to direct the
disposition of:
See Row 7 of cover page for each Reporting
Person.
(iv) Shared power to dispose or to direct the
disposition of:
See Row 8 of cover page for each Reporting
Person.
<PAGE>
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1999
Entities:
Accel IV L.P.
Accel Japan L.P.
Accel Keiretsu L.P.
Accel Investors '93 L.P.
Accel Investors '95 L.P. By: /s/ G. Carter Sednaoui
Accel IV Associates L.P. ------------------------------------
Swartz Family Partnership L.P. G. Carter Sednaoui, Attorney-in-fact
for above-listed entities
Individuals:
James W. Breyer
Luke B. Evnin
Eugene D. Hill, III
Paul H. Klingenstein
Arthur C. Patterson By: /s/ G. Carter Sednaoui
G. Carter Sednaoui ---------------------------------------
James R. Swartz G. Carter Sednaoui, Individually and as
Attorney-in-fact for above-listed
individuals
