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Previous: CF&I STEEL L P, 10-Q, 1999-11-15 |
Next: SHAPIRO ROBERT N, 13F-HR, 1999-11-15 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/99
-------
If amended report check here: [_]
Name of Institutional Manager:
Susan R. Shapiro
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Susan R. Shapiro (617) 951-7209
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 3 day of
November , 1999
Susan R. Shapiro
----------------------------------
__________________________________
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report):
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Edward P. Lawrence 28-4738
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ------------ ---- --- --- ------------ --------- ---------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 58,700.00 1600 X 1600 0 0
3,810,464.34 103863 X 0 103863 0
2,516,469.00 68592 X 1 0 68592 0
24,213.75 660 X 2 0 660 0
403,562.50 11000 X 3 0 11000 0
----------------- ------------- ------------ --------- ---------
6,813,409.59 185715 1600 184115 0
AIR PRODS & CHEMS INC 009158106 64,350.00 2200 X 2200 0 0
451,678.50 15442 X 0 15442 0
350,532.00 11984 X 1 0 11984 0
46,800.00 1600 X 3 0 1600 0
----------------- ------------- ------------ --------- ---------
913,360.50 31226 2200 29026 0
AMERICAN EXPRESS CO 025816109 1,164,105.00 8623 X 0 8623 0
999,000.00 7400 X 1 0 7400 0
----------------- ------------- ------------ --------- ---------
2,163,105.00 16023 0 16023 0
AMERICAN HOME PRODS CORP 026609107 103,376.50 2491 X 2491 0 0
1,898,085.50 45737 X 0 45737 0
1,175,487.50 28325 X 1 0 28325 0
104,580.00 2520 X 3 0 2520 0
----------------- ------------- ------------ --------- ---------
3,281,529.50 79073 2491 76582 0
AMERICAN INTL GROUP INC 026874107 281,155.89 3234 X 3234 0 0
6,058,848.32 69692 X 0 69692 0
2,190,825.00 25200 X 1 0 25200 0
9,737.00 112 X 2 0 112 0
687,240.94 7905 X 3 0 7905 0
----------------- ------------- ------------ --------- ---------
9,227,807.15 106143 3234 102909 0
AMERITECH CORP NEW 030954101 40,050.00 600 X 600 0 0
421,593.00 6316 X 0 6316 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 22,860,854.74 425096 10125 414971 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ----------- ---- --- ---- ------------ --------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- ----------- ------------ --------- ---------
461,643.00 6916 600 6316 0
ANHEUSER BUSCH COS IN 035229103 1,466,548.25 20932 X 0 20932 0
ARCHSTONE CMNTYS TR 039581103 124,741.00 6316 X 6316 0 0
1,370,650.00 69400 X 0 69400 0
602,473.75 30505 X 1 0 30505 0
80,975.00 4100 X 3 0 4100 0
----------------- ----------- ------------ --------- ---------
2,178,839.75 110321 6316 104005 0
AT&T CORP 001957109 235,987.50 5425 X 0 5425 0
26,100.00 600 X 1 0 600 0
----------------- ----------- ------------ --------- ---------
262,087.50 6025 0 6025 0
ATLANTIC RICHFIELD CO 048825103 644,481.00 7272 X 0 7272 0
439,580.00 4960 X 1 0 4960 0
----------------- ----------- ------------ --------- ---------
1,084,061.00 12232 0 12232 0
AUTOMATIC DATA PROCESSING 053015103 59,485.13 1333 X 1333 0 0
1,335,403.13 29925 X 0 29925 0
----------------- ----------- ------------ --------- ---------
1,394,888.26 31258 1333 29925 0
BAKER HUGHES INC 057224107 213,353.00 7357 X 0 7357 0
BELL ATLANTIC CORP 077853109 957,587.64 14226 X 0 14226 0
692,645.64 10290 X 1 0 10290 0
28,002.00 416 X 2 0 416 0
51,696.00 768 X 3 0 768 0
----------------- ----------- ------------ --------- ---------
1,729,931.28 25700 0 25700 0
BELLSOUTH CORP 079860102 40,500.00 900 X 900 0 0
403,200.00 8960 X 0 8960 0
32,400.00 720 X 1 0 720 0
----------------- ----------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 8,805,809.04 224405 8549 215856 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ----------- ---- --- --- ------------ ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- ----------- ------------ ---------- ---------
476,100.00 10580 900 9680 0
BOSTON SCIENTIFIC CORP 101137107 709,087.50 28650 X 0 28650 0
158,400.00 6400 X 1 0 6400 0
9,900.00 400 X 3 0 400 0
----------------- ----------- ------------ ---------- ---------
877,387.50 35450 0 35450 0
BRISTOL MYERS SQUIBB CO 110122108 43,875.00 650 X 650 0 0
2,856,397.50 42317 X 0 42317 0
675,000.00 10000 X 1 0 10000 0
40,500.00 600 X 2 0 600 0
40,500.00 600 X 3 0 600 0
----------------- ----------- ------------ --------- ---------
3,656,272.50 54167 650 53517 0
CHEVRON CORP 166751107 919,006.25 10355 X 0 10355 0
71,000.00 800 X 1 0 800 0
15,087.50 170 X 2 0 170 0
15,975.00 180 X 3 0 180 0
----------------- ----------- ------------ --------- ---------
1,021,068.75 11505 0 11505 0
CISCO SYS INC 17275R102 70,207.49 1024 X 1024 0 0
4,161,576.29 60698 X 0 60698 0
1,211,764.79 17674 X 1 0 17674 0
46,210.79 674 X 2 0 674 0
143,980.20 2100 X 3 0 2100 0
----------------- ----------- ------------ --------- ---------
5,633,739.56 82170 1024 81146 0
CITIGROUP INC 172967101 156,728.00 3562 X 3562 0 0
2,475,748.00 56267 X 0 56267 0
635,228.00 14437 X 1 0 14437 0
21,428.00 487 X 2 0 487 0
42,900.00 975 X 3 0 975 0
----------------- ----------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 14,520,500.31 259020 5236 253784 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- ------------ ----------- ---------- ----------
3,332,032.00 75728 3562 72166 0
COCA COLA CO 191216100 764,424.75 15843 X 0 15843 0
COLGATE PALMOLIVE CO 194162103 1,125,450.00 24600 X 0 24600 0
CVS CORP 126650100 9,182.81 225 X 225 0 0
579,537.53 14200 X 0 14200 0
24,487.50 600 X 1 0 600 0
----------------- ------------ ----------- ---------- ----------
613,207.84 15025 225 14800 0
DISNEY WALT CO 254687106 79,300.00 3050 X 3050 0 0
1,678,820.00 64570 X 0 64570 0
526,656.00 20256 X 1 0 20256 0
130,000.00 5000 X 3 0 5000 0
----------------- ------------ ----------- ---------- ----------
2,414,776.00 92876 3050 89826 0
DOW CHEM CO 260543103 577,442.25 5082 X 0 5082 0
76,696.88 675 X 1 0 675 0
127,828.13 1125 X 3 0 1125 0
----------------- ------------ ----------- ---------- ----------
781,967.26 6882 0 6882 0
DU PONT E I DE NEMOURS 263534109 26,196.50 433 X 433 0 0
2,315,456.00 38272 X 0 38272 0
410,795.00 6790 X 1 0 6790 0
15,125.00 250 X 2 0 250 0
30,250.00 500 X 3 0 500 0
----------------- ------------ ----------- ---------- ----------
2,797,822.50 46245 433 45812 0
DUKE ENERGY CORP 264399106 271,490.64 4925 X 0 4925 0
20,671.88 375 X 2 0 375 0
----------------- ------------ ----------- ---------- ----------
292,162.52 5300 0 5300 0
----------------- ------------ ----------- ---------- ----------
SUBTOTALS FOR THIS PAGE 8,789,810.87 206771 3708 203063 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ---------------- ------------ ---- --- --- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
EMERSON ELEC CO 291011104 341,212.50 5400 X 0 5400 0
EXXON CORP 302290101 230,508.00 3033 X 3033 0 0
6,018,440.00 79190 X 0 79190 0
2,704,840.00 35590 X 1 0 35590 0
7,600.00 100 X 2 0 100 0
598,500.00 7875 X 3 0 7875 0
---------------- ------------ ------------ --------- ---------
9,559,888.00 125788 3033 122755 0
FEDERAL NATL MTG ASSN 313586109 15,671.88 250 X 250 0 0
1,549,008.17 24710 X 0 24710 0
752,250.00 12000 X 1 0 12000 0
31,343.75 500 X 2 0 500 0
---------------- ------------ ------------ --------- ---------
2,348,273.80 37460 250 37210 0
FIRST DATA CORP 319963104 214,987.50 4900 X 0 4900 0
GANNETT INC 364730101 255,993.75 3700 X 0 3700 0
553,500.00 8000 X 1 0 8000 0
---------------- ------------ ------------ --------- ---------
809,493.75 11700 0 11700 0
GENERAL ELEC CO 369604103 304,231.38 2566 X 2566 0 0
12,460,800.24 105099 X 0 105099 0
5,342,663.39 45062 X 1 0 45062 0
47,425.00 400 X 2 0 400 0
711,375.00 6000 X 3 0 6000 0
---------------- ------------ ------------ --------- ---------
18,866,495.01 159127 2566 156561 0
GENERAL MLS INC 370334104 20,281.25 250 X 250 0 0
1,186,453.13 14625 X 0 14625 0
283,937.50 3500 X 3 0 3500 0
---------------- ------------ ------------ --------- ---------
1,490,671.88 18375 250 18125 0
GTE CORP 362320103 1,779,810.00 23152 X 0 23152 0
---------------- ------------ ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 35,410,832.44 385902 6099 379803 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ---------------- ------------ ---- --- --- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,044,875.00 26600 X 1 0 26600 0
---------------- ------------ ----------- --------- ---------
3,824,685.00 49752 0 49752 0
HEINZ H J CO 423074103 264,450.00 6150 X 0 6150 0
HEWLETT PACKARD CO 428236103 120,969.75 1333 X 1333 0 0
4,042,912.50 44550 X 0 44550 0
821,287.50 9050 X 1 0 9050 0
217,800.00 2400 X 3 0 2400 0
---------------- ------------ ----------- --------- ---------
5,202,969.75 57333 1333 56000 0
HOME DEPOT INC 437076102 37,743.75 550 X 550 0 0
3,105,555.78 45254 X 0 45254 0
1,262,700.00 18400 X 1 0 18400 0
41,175.00 600 X 3 0 600 0
---------------- ------------ ----------- --------- ---------
4,447,174.53 64804 550 64254 0
IBM CORP 459200101 1,681,900.00 13900 X 0 13900 0
141,328.00 1168 X 1 0 1168 0
---------------- ------------ ----------- --------- ---------
1,823,228.00 15068 0 15068 0
ILLINOIS TOOL WKS INC 452308109 253,512.50 3400 X 0 3400 0
INTEL CORP 458140100 87,316.60 1175 X 1175 0 0
2,595,718.16 34930 X 0 34930 0
1,207,570.00 16250 X 1 0 16250 0
37,156.00 500 X 2 0 500 0
222,936.00 3000 X 3 0 3000 0
---------------- ------------ ----------- --------- ---------
4,150,696.76 55855 1175 54680 0
JOHNSON & JOHNSON 478160104 2,043,116.26 22238 X 0 22238 0
110,250.00 1200 X 1 0 1200 0
---------------- ------------ ----------- --------- ---------
SUBTOTALS FOR THIS PAGE 20,340,272.80 252648 3058 249590 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ----------- ---- --- --- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- ----------- ----------- ---------- ----------
2,153,366.26 23438 0 23438 0
KIMBERLY CLARK CORP 494368103 130,081.50 2466 X 2466 0 0
1,432,795.50 27162 X 0 27162 0
538,050.00 10200 X 1 0 10200 0
13,187.50 250 X 2 0 250 0
67,256.25 1275 X 3 0 1275 0
----------------- ----------- ----------- ---------- ----------
2,181,370.75 41353 2466 38887 0
LILLY ELI & CO 532457108 436,475.00 6800 X 0 6800 0
LUCENT TECHNOLOGIES INC 549463107 609,695.25 9398 X 0 9398 0
33,735.00 520 X 1 0 520 0
----------------- ----------- ----------- ---------- ----------
643,430.25 9918 0 9918 0
MAY DEPT STORES CO 577778103 98,381.25 2700 X 2700 0 0
135,073.82 3707 X 0 3707 0
35,526.57 975 X 1 0 975 0
184,228.00 5056 X 3 0 5056 0
----------------- ----------- ----------- ---------- ----------
453,209.64 12438 2700 9738 0
MCDONALDS CORP 580135101 18,727.25 433 X 433 0 0
1,892,014.50 43746 X 0 43746 0
588,200.00 13600 X 1 0 13600 0
43,250.00 1000 X 2 0 1000 0
218,412.50 5050 X 3 0 5050 0
----------------- ----------- ----------- ---------- ----------
2,760,604.25 63829 433 63396 0
MCI WORLDCOM INC. 55268B106 1,241,640.72 17275 X 0 17275 0
456,406.25 6350 X 1 0 6350 0
53,906.25 750 X 3 0 750 0
----------------- ----------- ----------- ---------- ----------
1,751,953.22 24375 0 24375 0
----------------- ----------- ----------- ---------- ----------
SUBTOTALS FOR THIS PAGE 8,227,043.11 158713 5599 153114 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ------------ ---- --- --- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
MERCK & CO INC 589331107 180,178.75 2780 X 2780 0 0
4,960,619.15 76538 X 0 76538 0
1,944,375.00 30000 X 1 0 30000 0
----------------- ------------ ----------- --------- ---------
7,085,172.90 109318 2780 106538 0
MICROSOFT CORP 594918104 29,432.65 325 X 325 0 0
5,206,409.38 57490 X 0 57490 0
2,318,387.20 25600 X 1 0 25600 0
230,933.10 2550 X 3 0 2550 0
----------------- ------------ ----------- --------- ---------
7,785,162.33 85965 325 85640 0
MINNESOTA MNG & MFG CO 604059105 7,685.00 80 X 80 0 0
805,427.87 8384 X 0 8384 0
95,678.25 996 X 1 0 996 0
----------------- ------------ ----------- --------- ---------
908,791.12 9460 80 9380 0
MOBIL CORP 607059102 181,350.00 1800 X 1800 0 0
1,278,719.00 12692 X 0 12692 0
523,900.00 5200 X 1 0 5200 0
----------------- ------------ ----------- --------- ---------
1,983,969.00 19692 1800 17892 0
NEW CENTURY ENERGIES INC 64352U103 242,756.25 7260 X 0 7260 0
PFIZER INC 717081103 75,337.50 2100 X 2100 0 0
5,600,402.91 156109 X 0 156109 0
4,541,775.00 126600 X 1 0 126600 0
591,937.50 16500 X 3 0 16500 0
----------------- ------------ ----------- --------- ---------
10,809,452.91 301309 2100 299209 0
PROCTER & GAMBLE CO 742718109 1,056,000.00 11264 X 0 11264 0
1,012,500.00 10800 X 1 0 10800 0
----------------- ------------ ----------- --------- ---------
2,068,500.00 22064 0 22064 0
----------------- ------------ ----------- --------- ---------
SUBTOTALS FOR THIS PAGE 30,883,804.51 555068 7085 547983 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ------------ ---- --- --- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
RAYTHEON CO CL B 755111408 307,675.00 6200 X 0 6200 0
SARA LEE CORP 803111103 17,531.25 750 X 750 0 0
513,081.25 21950 X 0 21950 0
---------------- ---------- ---------- --------- ---------
530,612.50 22700 750 21950 0
SBC COMMUNICATIONS INC 78387G103 114,022.56 2233 X 2233 0 0
2,173,271.12 42561 X 0 42561 0
598,452.50 11720 X 1 0 11720 0
35,743.75 700 X 2 0 700 0
----------------- ----------- ----------- ---------- ----------
2,921,489.93 57214 2233 54981 0
STATE STR CORP 857477103 258,500.00 4000 X 0 4000 0
SYSCO CORP 871829107 582,037.50 16600 X 0 16600 0
TELLABS INC 879664100 332,284.33 5836 X 0 5836 0
TEXACO INC 881694103 277,750.00 4400 X 0 4400 0
109,458.75 1734 X 1 0 1734 0
----------------- ----------- ----------- ---------- ----------
387,208.75 6134 0 6134 0
TYCO INTL LTD NEW 902124106 193,593.75 1875 X 0 1875 0
256,473.00 2484 X 1 0 2484 0
41,300.00 400 X 3 0 400 0
----------------- ----------- ----------- ---------- ----------
491,366.75 4759 0 4759 0
UNION PAC CORP 907818108 194,172.50 4040 X 0 4040 0
80,745.00 1680 X 3 0 1680 0
----------------- ----------- ----------- ---------- ----------
274,917.50 5720 0 5720 0
WACHOVIA CORP NEW 929771103 271,256.26 3450 X 0 3450 0
WAL MART STORES INC 931142103 555,054.38 11670 X 0 11670 0
----------------- ----------- ----------- ---------- ----------
SUBTOTALS FOR THIS PAGE 6,912,402.90 144283 2983 141300 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ --------- ----------------- ------------ ---- --- --- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
123,662.50 2600 X 3 0 2600 0
----------------- ------------ ----------- --------- ---------
678,716.88 14270 0 14270 0
WEYERHAEUSER CO 962166104 345,750.00 6000 X 0 6000 0
================= ============ =========== ========= =========
TOTALS FOR COMMON 157,220,743.22 2620506 52442 2568064 0
================= ============ =========== ========= =========
GRAND TOTALS 157,220,743.22 2620506 52442 2568064 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
MGR Client Name
------ --------------------------------
<S> <C>
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:51 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C>
ASOF## = 09/30/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000,000
AF# = 113
EMPL# = 33569/1/1
========================================= End of Report =========================================
</TABLE>
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