|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: SHAPIRO SUSAN R, 13F-HR, 1999-11-15 |
Next: PNC BANK NATIONAL ASSOCIATION/, 13F-NT, 1999-11-15 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/99
If amended report check here: [_]
Name of Institutional Manager:
Robert N. Shapiro
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Robert N. Shapiro (617) 951-7217
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 3 day
of November , 1999
Robert N. Shapiro
-----------------------------
-----------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Susan R. Shapiro 28-5292
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 292,766.26 7980 X 7980 0 0
3,087,143.10 84147 X 0 84147 0
95,387.50 2600 X 4 0 2600 0
----------------- -------------- ------------- ---------- ---------
3,475,296.86 94727 7980 86747 0
AIR PRODS & CHEMS INC 009158106 154,440.00 5280 X 5280 0 0
242,775.00 8300 X 0 8300 0
58,500.00 2000 X 1 0 2000 0
----------------- -------------- ------------- ---------- ---------
455,715.00 15580 5280 10300 0
ALLMERICA FINL CORP 019754100 223,837.50 4700 X 0 4700 0
AMERICAN EXPRESS CO 025816109 87,750.00 650 X 650 0 0
799,875.00 5925 X 0 5925 0
305,910.00 2266 X 2 0 2266 0
----------------- -------------- ------------- ---------- ---------
1,193,535.00 8841 650 8191 0
AMERICAN HOME PRODS CORP 026609107 244,850.00 5900 X 5900 0 0
2,617,571.00 63074 X 0 63074 0
298,800.00 7200 X 1 0 7200 0
121,387.50 2925 X 2 0 2925 0
62,250.00 1500 X 3 0 1500 0
----------------- -------------- ------------- ---------- ---------
3,344,858.50 80599 5900 74699 0
AMERICAN INTL GROUP INC 026874107 503,281.21 5789 X 5789 0 0
5,016,206.92 57699 X 200 57499 0
1,052,639.25 12108 X 1 0 12108 0
339,490.95 3905 X 2 0 3905 0
48,858.88 562 X 3 0 562 0
54,857.56 631 X 4 0 631 0
----------------- -------------- ------------- ---------- ---------
7,015,334.77 80694 5989 74705 0
AMERITECH CORP NEW 030954101 14,885.25 223 X 223 0 0
472,990.50 7086 X 0 7086 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 16,196,453.38 292450 26022 266428 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
487,875.75 7309 223 7086 0
AMGEN INC 031162100 61,125.00 750 X 750 0 0
187,450.00 2300 X 0 2300 0
----------------- -------------- ------------- ---------- ---------
248,575.00 3050 750 2300 0
ANHEUSER BUSCH COS IN 035229103 140,125.00 2000 X 2000 0 0
129,615.63 1850 X 0 1850 0
----------------- -------------- ------------- ---------- ---------
269,740.63 3850 2000 1850 0
ARCHSTONE CMNTYS TR 039581103 176,268.75 8925 X 8925 0 0
1,198,825.00 60700 X 0 60700 0
99,737.50 5050 X 1 0 5050 0
178,737.50 9050 X 2 0 9050 0
34,562.50 1750 X 3 0 1750 0
----------------- -------------- ------------- ---------- ---------
1,688,131.25 85475 8925 76550 0
AT&T CORP 001957109 40,107.00 922 X 922 0 0
346,999.50 7977 X 375 7602 0
----------------- -------------- ------------- ---------- ---------
387,106.50 8899 1297 7602 0
ATLANTIC RICHFIELD CO 048825103 4,431.25 50 X 50 0 0
618,070.75 6974 X 0 6974 0
265,875.00 3000 X 1 0 3000 0
----------------- -------------- ------------- ---------- ---------
888,377.00 10024 50 9974 0
AUTOMATIC DATA PROCESSING 053015103 516,757.50 11580 X 11580 0 0
927,619.89 20787 X 200 20587 0
535,500.00 12000 X 1 0 12000 0
----------------- -------------- ------------- ---------- ---------
1,979,877.39 44367 11780 32587 0
AUTOZONE INC 053332102 134,700.00 4800 X 4800 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 5,596,507.77 160465 29602 130863 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
112,250.00 4000 X 0 4000 0
----------------- -------------- ------------- ---------- ---------
246,950.00 8800 4800 4000 0
BANK ONE CORPORATION 06423A103 127,831.50 3672 X 3672 0 0
180,711.69 5191 X 0 5191 0
----------------- -------------- ------------- ---------- ---------
308,543.19 8863 3672 5191 0
BEAR STEARNS COS INC 073902108 383,990.63 9990 X 0 9990 0
BELL ATLANTIC CORP 077853109 18,645.56 277 X 277 0 0
765,477.78 11372 X 0 11372 0
----------------- -------------- ------------- ---------- ---------
784,123.34 11649 277 11372 0
BELLSOUTH CORP 079860102 15,120.00 336 X 336 0 0
619,380.00 13764 X 0 13764 0
----------------- -------------- ------------- ---------- ---------
634,500.00 14100 336 13764 0
BOEING CO 097023105 1,114,899.50 26156 X 0 26156 0
BOSTON SCIENTIFIC CORP 101137107 139,837.50 5650 X 5650 0 0
1,304,201.25 52695 X 450 52245 0
284,625.00 11500 X 1 0 11500 0
----------------- -------------- ------------- ---------- ---------
1,728,663.75 69845 6100 63745 0
BRISTOL MYERS SQUIBB CO 110122108 54,000.00 800 X 800 0 0
2,773,980.00 41096 X 0 41096 0
877,500.00 13000 X 1 0 13000 0
54,000.00 800 X 2 0 800 0
----------------- -------------- ------------- ---------- ---------
3,759,480.00 55696 800 54896 0
CABOT CORP 127055101 17,931.25 755 X 755 0 0
2,242,356.25 94415 X 0 94415 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 11,086,737.91 295469 11940 283529 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
2,260,287.50 95170 755 94415 0
CABOT OIL & GAS CORP CL A 127097103 461,282.25 26741 X 0 26741 0
CARNIVAL CRUISE LINES A 143658102 52,200.00 1200 X 1200 0 0
326,250.00 7500 X 0 7500 0
----------------- -------------- ------------- ---------- ---------
378,450.00 8700 1200 7500 0
CENDANT CORP 151313103 182,825.00 10300 X 10300 0 0
122,475.00 6900 X 0 6900 0
----------------- -------------- ------------- ---------- ---------
305,300.00 17200 10300 6900 0
CHEVRON CORP 166751107 283,733.75 3197 X 0 3197 0
17,750.00 200 X 1 0 200 0
----------------- -------------- ------------- ---------- ---------
301,483.75 3397 0 3397 0
CISCO SYS INC 17275R102 880,198.96 12838 X 12838 0 0
7,461,602.51 108830 X 325 108505 0
658,058.08 9598 X 1 0 9598 0
437,151.32 6376 X 2 0 6376 0
23,996.70 350 X 3 0 350 0
----------------- -------------- ------------- ---------- ---------
9,461,007.57 137992 13163 124829 0
CITIGROUP INC 172967101 778,294.00 17689 X 17689 0 0
3,257,540.00 74035 X 412 73623 0
339,328.00 7712 X 1 0 7712 0
174,284.00 3961 X 2 0 3961 0
34,628.00 787 X 3 0 787 0
----------------- -------------- ------------- ---------- ---------
4,584,074.00 104184 18101 86083 0
CLOROX CO 189054109 91,800.00 2400 X 2400 0 0
122,400.00 3200 X 0 3200 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,705,797.57 303814 45164 258650 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
214,200.00 5600 2400 3200 0
COCA COLA CO 191216100 86,850.00 1800 X 1800 0 0
361,296.00 7488 X 0 7488 0
12,545.00 260 X 4 0 260 0
----------------- -------------- ------------- ---------- ---------
460,691.00 9548 1800 7748 0
COLGATE PALMOLIVE CO 194162103 329,400.00 7200 X 0 7200 0
COMCAST CORP CL A SPL 200300200 805,475.00 20200 X 0 20200 0
COMMUNITY FIRST BANKSHARES INC 203902101 210,009.38 12445 X 0 12445 0
CORNERSTONE PPTYS INC 21922H103 122,000.00 8000 X 8000 0 0
198,250.00 13000 X 0 13000 0
----------------- -------------- ------------- ---------- ---------
320,250.00 21000 8000 13000 0
COVAD COMMUNICATIONS GROUP 222814204 151,489.15 3475 X 3475 0 0
143,860.20 3300 X 0 3300 0
----------------- -------------- ------------- ---------- ---------
295,349.35 6775 3475 3300 0
CVS CORP 126650100 276,872.01 6784 X 6784 0 0
1,264,167.23 30975 X 0 30975 0
69,381.25 1700 X 2 0 1700 0
----------------- -------------- ------------- ---------- ---------
1,610,420.49 39459 6784 32675 0
CYTYC CORP 232946103 234,984.84 6074 X 0 6074 0
DEPARTMENT 56 INC 249509100 347,093.75 14500 X 0 14500 0
DISNEY WALT CO 254687106 352,690.00 13565 X 13565 0 0
1,911,078.00 73503 X 625 72878 0
159,822.00 6147 X 1 0 6147 0
83,200.00 3200 X 2 0 3200 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 7,120,463.81 233616 34249 199367 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- --------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- --------
2,506,790.00 96415 14190 82225 0
DOLLAR GEN CORP 256669102 259,350.00 8400 X 8400 0 0
172,900.00 5600 X 0 5600 0
----------------- -------------- ------------- ---------- --------
432,250.00 14000 8400 5600 0
DOUBLECLICK INC 258609304 524,864.75 4406 X 0 4406 0
DU PONT E I DE NEMOURS 263534109 267,712.50 4425 X 4425 0 0
1,740,282.50 28765 X 0 28765 0
121,000.00 2000 X 1 0 2000 0
42,350.00 700 X 2 0 700 0
----------------- -------------- ------------- ---------- --------
2,171,345.00 35890 4425 31465 0
DUKE ENERGY CORP 264399106 78,553.13 1425 X 0 1425 0
93,712.50 1700 X 2 0 1700 0
35,831.25 650 X 3 0 650 0
----------------- -------------- ------------- ---------- --------
208,096.88 3775 0 3775 0
E M C CORP MASS 268648102 314,050.00 4400 X 4400 0 0
399,700.00 5600 X 0 5600 0
----------------- -------------- ------------- ---------- --------
713,750.00 10000 4400 5600 0
EASTERN ENTERPRISES 27637F100 234,509.38 5050 X 5050 0 0
88,231.25 1900 X 0 1900 0
----------------- -------------- ------------- ---------- --------
322,740.63 6950 5050 1900 0
EASTMAN KODAK CO 277461109 372,301.89 4923 X 0 4923 0
EQUITY RESIDENTIAL PPTYS 29476L107 593,250.00 14000 X 0 14000 0
EXXON CORP 302290101 421,800.00 5550 X 5550 0 0
5,515,852.00 72577 X 0 72577 0
----------------- -------------- ------------- ---------- --------
SUBTOTALS FOR THIS PAGE 11,276,251.15 172071 27825 144246 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
608,000.00 8000 X 1 0 8000 0
641,136.00 8436 X 2 0 8436 0
45,600.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
7,232,388.00 95163 5550 89613 0
FEDERAL HOME LN MTG CORP 313400301 353,600.00 6800 X 0 6800 0
FEDERAL NATL MTG ASSN 313586109 262,974.06 4195 X 4195 0 0
2,339,811.01 37325 X 0 37325 0
81,493.76 1300 X 2 0 1300 0
----------------- -------------- ------------- ---------- ---------
2,684,278.83 42820 4195 38625 0
FEDERATED DEPT STORES INC 31410H101 265,401.56 6075 X 0 6075 0
FILENES BASEMENT CORP 316866102 103,494.19 114232 X 0 114232 0
FINANCIAL SEC ASSURN HLDGS LTD 31769P100 258,437.50 5000 X 0 5000 0
FIRST DATA CORP 319963104 48,262.50 1100 X 1100 0 0
443,137.51 10100 X 0 10100 0
----------------- -------------- ------------- ---------- ---------
491,400.01 11200 1100 10100 0
FORD MTR CO DEL 345370100 313,962.00 6248 X 0 6248 0
FORT JAMES CORP 347471104 66,718.75 2500 X 2500 0 0
200,156.25 7500 X 0 7500 0
----------------- -------------- ------------- ---------- ---------
266,875.00 10000 2500 7500 0
FORTE SOFTWARE INC 349546101 1,355,860.00 49304 X 0 49304 0
GANNETT INC 364730101 207,562.50 3000 X 0 3000 0
GAP INC 364760108 111,200.00 3475 X 3475 0 0
291,680.00 9115 X 0 9115 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 7,998,487.59 284305 11270 273035 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
402,880.00 12590 3475 9115 0
GENERAL ELEC CO 369604103 1,397,259.10 11785 X 11785 0 0
10,414,174.44 87837 X 200 87637 0
1,280,475.00 10800 X 1 0 10800 0
1,206,373.45 10175 X 2 0 10175 0
94,850.00 800 X 3 0 800 0
82,993.75 700 X 4 0 700 0
----------------- -------------- ------------- ---------- ---------
14,476,125.74 122097 11985 110112 0
GENERAL MLS INC 370334104 202,812.50 2500 X 0 2500 0
18,253.13 225 X 3 0 225 0
----------------- -------------- ------------- ---------- ---------
221,065.63 2725 0 2725 0
GENERAL MTRS CORP 370442105 138,462.50 2200 X 2200 0 0
637,682.75 10132 X 0 10132 0
----------------- -------------- ------------- ---------- ---------
776,145.25 12332 2200 10132 0
GILLETTE CO 375766102 114,030.00 3360 X 3360 0 0
250,458.75 7380 X 0 7380 0
27,150.00 800 X 4 0 800 0
----------------- -------------- ------------- ---------- ---------
391,638.75 11540 3360 8180 0
GLOBAL TELESYSTEMS GROUP 37936U104 110,426.40 5600 X 5600 0 0
100,566.90 5100 X 0 5100 0
----------------- -------------- ------------- ---------- ---------
210,993.30 10700 5600 5100 0
GTE CORP 362320103 15,375.00 200 X 200 0 0
639,600.00 8320 X 0 8320 0
----------------- -------------- ------------- ---------- ---------
654,975.00 8520 200 8320 0
HARCOURT GEN INC 41163G101 624,375.00 15000 X 0 15000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 17,355,318.67 182914 23345 159569 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ---------------- ------------ ---- --- ---- ------------ ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEWLETT PACKARD CO 428236103 190,575.00 2100 X 2100 0 0
1,661,723.25 18311 X 0 18311 0
272,250.00 3000 X 1 0 3000 0
195,112.50 2150 X 2 0 2150 0
18,150.00 200 X 4 0 200 0
---------------- -------------- ------------- ---------- ----------
2,337,810.75 25761 2100 23661 0
HOME DEPOT INC 437076102 773,060.63 11265 X 11265 0 0
4,712,410.17 68669 X 0 68669 0
905,850.00 13200 X 1 0 13200 0
----------------- -------------- ------------- ---------- ----------
6,391,320.80 93134 11265 81869 0
HUFFY CORP 444356109 172,812.50 17500 X 0 17500 0
IBM CORP 459200101 329,120.00 2720 X 2720 0 0
2,334,816.00 19296 X 0 19296 0
----------------- -------------- ------------- ---------- ----------
2,663,936.00 22016 2720 19296 0
ILLINOIS TOOL WKS INC 452308109 67,106.25 900 X 900 0 0
410,093.76 5500 X 0 5500 0
26,096.88 350 X 4 0 350 0
----------------- -------------- ------------- ---------- ----------
503,296.89 6750 900 5850 0
INSTRON CORP 457776102 334,092.00 15186 X 15186 0 0
1,464,276.00 66558 X 21186 45372 0
----------------- -------------- ------------- ---------- ----------
1,798,368.00 81744 36372 45372 0
INTEL CORP 458140100 367,844.40 4950 X 4950 0 0
4,722,156.04 63545 X 325 63220 0
163,486.40 2200 X 1 0 2200 0
278,521.38 3748 X 2 0 3748 0
81,743.20 1100 X 3 0 1100 0
81,743.20 1100 X 4 0 1100 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 19,563,039.56 323548 58632 264916 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
5,695,494.62 76643 5275 71368 0
INTERPUBLIC GROUP COS 460690100 727,912.50 17700 X 0 17700 0
ISS GROUP INC 450306105 251,517.50 9230 X 0 9230 0
IVEX PACKAGING CORP DEL 465855104 50,000.00 5000 X 5000 0 0
50,000.00 5000 X 0 5000 0
----------------- -------------- ------------- ---------- ----------
100,000.00 10000 5000 5000 0
JOHNS-MANVILLE CORP NEW 478129109 105,000.00 8000 X 8000 0 0
98,437.50 7500 X 0 7500 0
----------------- -------------- ------------- ---------- ----------
203,437.50 15500 8000 7500 0
JOHNSON & JOHNSON 478160104 165,375.00 1800 X 1800 0 0
771,750.00 8400 X 600 7800 0
----------------- -------------- ------------- ---------- ----------
937,125.00 10200 2400 7800 0
JONES INTERCABLE INC CL A 480206200 594,682.00 11000 X 11000 0 0
KIMBERLY CLARK CORP 494368103 151,656.25 2875 X 2875 0 0
1,614,150.00 30600 X 0 30600 0
315,181.25 5975 X 1 0 5975 0
113,412.50 2150 X 2 0 2150 0
----------------- -------------- ------------- ---------- ----------
2,194,400.00 41600 2875 38725 0
KVH INDS INC 482738101 323,251.75 136106 X 0 136106 0
LIBERTY CORP S C 530370105 78,837.50 1700 X 1700 0 0
282,887.50 6100 X 0 6100 0
----------------- -------------- ------------- ---------- ----------
361,725.00 7800 1700 6100 0
LILLY ELI & CO 532457108 565,491.88 8810 X 0 8810 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 6,259,543.13 267946 30975 236971 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
22,465.63 350 X 1 0 350 0
----------------- -------------- ------------- ---------- ----------
587,957.51 9160 0 9160 0
LOCKHEED MARTIN CORP 539830109 310,008.25 9484 X 0 9484 0
LUCENT TECHNOLOGIES INC 549463107 211,103.25 3254 X 3254 0 0
2,277,501.76 35106 X 328 34778 0
----------------- -------------- ------------- ---------- ----------
2,488,605.01 38360 3582 34778 0
MARK IV INDS INC 570387100 98,750.00 5000 X 5000 0 0
276,500.00 14000 X 0 14000 0
----------------- -------------- ------------- ---------- ----------
375,250.00 19000 5000 14000 0
MARRIOTT INTL NEW CL A 571903202 107,868.75 3300 X 3300 0 0
94,140.00 2880 X 0 2880 0
----------------- -------------- ------------- ---------- ----------
202,008.75 6180 3300 2880 0
MAY DEPT STORES CO 577778103 316,459.70 8685 X 0 8685 0
362,917.50 9960 X 1 0 9960 0
----------------- -------------- ------------- ---------- ----------
679,377.20 18645 0 18645 0
MBIA INC 55262C100 245,247.50 5260 X 0 5260 0
MBNA CORP 55262L100 373,372.19 16367 X 0 16367 0
MCDONALDS CORP 580135101 505,506.00 11688 X 11688 0 0
2,506,510.50 57954 X 0 57954 0
220,575.00 5100 X 1 0 5100 0
240,037.50 5550 X 2 0 5550 0
----------------- -------------- ------------- ---------- ----------
3,472,629.00 80292 11688 68604 0
MCI WORLDCOM INC. 55268B106 323,796.92 4505 X 4505 0 0
1,791,484.50 24925 X 225 24700 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 10,284,244.95 223368 28300 195068 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
233,593.76 3250 X 1 0 3250 0
16,171.88 225 X 2 0 225 0
----------------- -------------- ------------- ---------- ----------
2,365,047.06 32905 4730 28175 0
MEAD CORP 582834107 837,718.75 24370 X 0 24370 0
MEDIAONE GROUP INC 58440J104 462,475.63 6770 X 0 6770 0
MEDTRONIC INC 585055106 103,131.25 2900 X 2900 0 0
698,732.00 19648 X 0 19648 0
----------------- -------------- ------------- ---------- ----------
801,863.25 22548 2900 19648 0
MERCK & CO INC 589331107 252,768.77 3900 X 3900 0 0
3,213,727.86 49585 X 200 49385 0
674,050.00 10400 X 2 0 10400 0
----------------- -------------- ------------- ---------- ----------
4,140,546.63 63885 4100 59785 0
MICROSOFT CORP 594918104 965,390.92 10660 X 10660 0 0
5,028,273.93 55523 X 250 55273 0
330,551.30 3650 X 1 0 3650 0
20,376.45 225 X 2 0 225 0
----------------- -------------- ------------- ---------- ----------
6,344,592.60 70058 10910 59148 0
MOBIL CORP 607059102 156,666.25 1555 X 1555 0 0
1,073,592.00 10656 X 0 10656 0
382,850.00 3800 X 1 0 3800 0
342,550.00 3400 X 2 0 3400 0
----------------- -------------- ------------- ---------- ----------
1,955,658.25 19411 1555 17856 0
MUTUAL RISK MGMT LTD 628351108 133,525.00 10900 X 0 10900 0
NORTHERN TR CORP 665859104 142,785.00 1710 X 1710 0 0
484,133.00 5798 X 0 5798 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 15,553,063.75 228925 21175 207750 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
626,918.00 7508 1710 5798 0
PARADYNE NETWORKS INC 69911G107 103,600.00 3700 X 3700 0 0
110,600.00 3950 X 0 3950 0
----------------- -------------- ------------- ---------- ----------
214,200.00 7650 3700 3950 0
PE CORP BIOSYSTEMS GROUP 69332S102 223,975.00 3100 X 3100 0 0
245,650.00 3400 X 0 3400 0
----------------- -------------- ------------- ---------- ----------
469,625.00 6500 3100 3400 0
PFIZER INC 717081103 700,387.64 19523 X 19523 0 0
3,485,041.06 97144 X 0 97144 0
196,415.63 5475 X 2 0 5475 0
----------------- -------------- ------------- ---------- ----------
4,381,844.33 122142 19523 102619 0
PHONE COM INC 71920Q100 227,250.00 1500 X 1500 0 0
PRISON REALTY TRUST INC 74264N105 107,500.00 10000 X 0 10000 0
PROCTER & GAMBLE CO 742718109 89,062.50 950 X 950 0 0
815,625.00 8700 X 250 8450 0
----------------- -------------- ------------- ---------- ----------
904,687.50 9650 1200 8450 0
PROGRESSIVE CORP OHIO 743315103 6,298,106.25 77100 X 0 77100 0
QLT PHOTOTHERAPEUTICS INC 746927102 252,242.10 3300 X 3300 0 0
RAVISENT TECHNOLOGIES INC 754440105 99,187.50 6900 X 6900 0 0
92,718.75 6450 X 0 6450 0
----------------- -------------- ------------- ---------- ----------
191,906.25 13350 6900 6450 0
RITE AID CORP 767754104 102,212.50 7400 X 7400 0 0
82,875.00 6000 X 0 6000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 13,232,448.93 264592 46623 217969 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
185,087.50 13400 7400 6000 0
SARA LEE CORP 803111103 15,193.75 650 X 650 0 0
655,668.75 28050 X 0 28050 0
21,037.50 900 X 3 0 900 0
11,687.50 500 X 4 0 500 0
----------------- -------------- ------------- ---------- ----------
703,587.50 30100 650 29450 0
SBC COMMUNICATIONS INC 78387G103 449,962.75 8812 X 8812 0 0
3,663,836.58 71752 X 0 71752 0
245,100.00 4800 X 1 0 4800 0
349,778.13 6850 X 2 0 6850 0
30,637.50 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ----------
4,739,314.96 92814 8812 84002 0
SCHERING PLOUGH CORP 806605101 71,981.25 1650 X 1650 0 0
1,169,804.38 26815 X 0 26815 0
17,450.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ----------
1,259,235.63 28865 1650 27215 0
SCHOLASTIC CORP 807066105 1,650,000.00 33000 X 0 33000 0
SINCLAIR BROADCAST GRP A 829226109 67,058.80 7400 X 7400 0 0
175,802.80 19400 X 0 19400 0
----------------- -------------- ------------- ---------- ----------
242,861.60 26800 7400 19400 0
STATE STR CORP 857477103 158,331.25 2450 X 2450 0 0
77,550.00 1200 X 0 1200 0
38,775.00 600 X 4 0 600 0
----------------- -------------- ------------- ---------- ----------
274,656.25 4250 2450 1800 0
STEELCASE INC CL A 858155203 557,541.81 40003 X 0 40003 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 9,427,197.75 255832 20962 234870 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STRYKER CORP 863667101 198,058.25 3874 X 3874 0 0
306,750.00 6000 X 0 6000 0
20,450.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ----------
525,258.25 10274 3874 6400 0
TELLABS INC 879664100 278,934.36 4899 X 0 4899 0
TEXAS INSTRS INC 882508104 82,250.00 1000 X 1000 0 0
304,325.00 3700 X 0 3700 0
----------------- -------------- ------------- ---------- ----------
386,575.00 4700 1000 3700 0
TEXTRON INC 883203101 619,000.00 8000 X 0 8000 0
TIMBERLAND CO CL A 887100105 28,298,906.25 724452 X 0 724452 0
TYCO INTL LTD NEW 902124106 113,575.00 1100 X 1100 0 0
915,621.00 8868 X 0 8868 0
----------------- -------------- ------------- ---------- ----------
1,029,196.00 9968 1100 8868 0
UNITED HEALTHCARE CORP 910581107 374,893.75 7700 X 0 7700 0
VERTEX PHARMACEUTICALS 92532F100 841,500.64 27091 X 0 27091 0
WACHOVIA CORP NEW 929771103 552,340.63 7025 X 0 7025 0
534,650.00 6800 X 1 0 6800 0
56,610.00 720 X 2 0 720 0
----------------- -------------- ------------- ---------- ----------
1,143,600.63 14545 0 14545 0
WACKENHUT CORP SER B 929794303 90,000.00 6000 X 6000 0 0
127,500.00 8500 X 0 8500 0
----------------- -------------- ------------- ---------- ----------
217,500.00 14500 6000 8500 0
WACKENHUT CORRECTIONS CORP 929798106 133,750.00 10000 X 0 10000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 33,849,114.88 836129 11974 824155 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC 931142103 560,048.44 11775 X 0 11775 0
380,500.00 8000 X 2 0 8000 0
----------------- -------------- ------------- ---------- ---------
940,548.44 19775 0 19775 0
WARNER LAMBERT CO 934488107 96,243.75 1450 X 1450 0 0
297,360.00 4480 X 0 4480 0
----------------- -------------- ------------- ---------- ---------
393,603.75 5930 1450 4480 0
WASHINGTON TR BANCORP 940610108 450,317.25 29529 X 0 29529 0
XEROX CORP 984121103 125,812.50 3000 X 3000 0 0
482,281.25 11500 X 0 11500 0
----------------- -------------- ------------- ---------- ---------
608,093.75 14500 3000 11500 0
YOUNG BROADCASTING INC CL A 987434107 366,625.00 7000 X 7000 0 0
1,078,925.00 20600 X 0 20600 0
----------------- -------------- ------------- ---------- ---------
1,445,550.00 27600 7000 20600 0
================= ============== ============= ========== =========
TOTALS FOR COMMON 204,342,783.99 4422778 439508 3983270 0
================= ============== ============= ========== =========
GRAND TOTALS 204,342,783.99 4422778 439508 3983270 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 11/03/1999 R33.110.002
As of 09/30/1999
MGR Client Name
------ ----------------------------------------
<S> <C>
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/03/1999 at 01:03 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE 11/03/1999 R33.110.002
As of 09/30/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C> <C>
ASOF## = 09/30/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 32769/1/1
========================================================== End of Report============================================
</TABLE>
|
|