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Previous: VALLEY FORGE LIFE INSURANCE CO VARIABLE LIFE SEPARATE ACCOUN, NSAR-U, 2000-08-28 |
Next: SHAPIRO ROBERT N, 13F-HR, 2000-08-28 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 6/30/2000
---------
If amended report check here: [_]
Name of Institutional Manager:
Susan R. Shapiro
--------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
----------------------- ------ ---- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Nicholas A. Grace (617)951-7209
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 24 day of
August, 2000
/s/ Susan R. Shapiro
--------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Edward P. Lawrence 28-4738
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 57,931.25 1300 X 1300 0 0
4,466,633.08 100233 X 0 100233 0
2,038,734.38 45750 X 1 0 45750 0
29,411.25 660 X 2 0 660 0
490,187.50 11000 X 3 0 11000 0
----------------- -------------- ------------- ---------- --------
7,082,897.46 158943 1300 157643 0
AGILENT TECHNOLOGIES INC 00846U101 28,025.00 380 X 380 0 0
1,129,776.25 15319 X 0 15319 0
251,635.00 3412 X 1 0 3412 0
67,407.50 914 X 3 0 914 0
----------------- -------------- ------------- ---------- --------
1,476,843.75 20025 380 19645 0
AIR PRODS & CHEMS INC 009158106 365,282.18 11855 X 0 11855 0
122,757.00 3984 X 1 0 3984 0
----------------- -------------- ------------- ---------- --------
488,039.18 15839 0 15839 0
AMERICAN EXPRESS CO 025816109 863,659.14 16569 X 0 16569 0
AMERICAN HOME PRODS CORP 026609107 113,093.75 1925 X 1925 0 0
3,564,950.00 60680 X 0 60680 0
1,664,093.75 28325 X 1 0 28325 0
235,000.00 4000 X 3 0 4000 0
----------------- -------------- ------------- ---------- --------
5,577,137.50 94930 1925 93005 0
AMERICAN INTL GROUP INC 026874107 331,585.00 2822 X 2822 0 0
8,519,572.50 72507 X 0 72507 0
2,961,000.00 25200 X 1 0 25200 0
693,837.50 5905 X 3 0 5905 0
----------------- -------------- ------------- ---------- --------
12,505,995.00 106434 2822 103612 0
ANHEUSER BUSCH COS IN 035229103 1,227,265.00 16432 X 0 16432 0
ARCHSTONE CMNTYS TR 039581103 122,162.50 5800 X 5800 0 0
1,600,033.94 75966 X 0 75966 0
642,511.57 30505 X 1 0 30505 0
----------------- -------------- ------------- ---------- --------
SUBTOTALS FOR THIS PAGE 31,586,545.04 541443 12227 529216 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NON
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- --------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C>
86,356.25 4100 X 3 0 4100 0
----------------- -------------- ------------- ---------- --------
2,451,064.26 116371 5800 110571 0
AUTOMATIC DATA PROCESSING 053015103 21,425.00 400 X 400 0 0
1,647,475.38 30758 X 0 30758 0
----------------- -------------- ------------- ---------- --------
1,668,900.38 31158 400 30758 0
BAKER HUGHES INC 057224107 235,424.00 7357 X 0 7357 0
BELLSOUTH CORP 079860102 38,362.50 900 X 900 0 0
413,292.00 9696 X 0 9696 0
30,690.00 720 X 1 0 720 0
----------------- -------------- ------------- ---------- --------
482,344.50 11316 900 10416 0
BRISTOL MYERS SQUIBB CO 110122108 17,475.00 300 X 300 0 0
2,300,117.75 39487 X 0 39487 0
582,500.00 10000 X 1 0 10000 0
34,950.00 600 X 2 0 600 0
29,125.00 500 X 3 0 500 0
----------------- -------------- ------------- ---------- --------
2,964,167.75 50887 300 50587 0
CHEVRON CORP 166751107 897,570.69 10583 X 0 10583 0
67,850.00 800 X 1 0 800 0
14,418.13 170 X 2 0 170 0
15,266.25 180 X 3 0 180 0
----------------- -------------- ------------- ---------- --------
995,105.07 11733 0 11733 0
CISCO SYS INC 17275R102 68,329.15 1075 X 1075 0 0
6,960,420.38 109506 X 0 109506 0
2,323,063.98 36548 X 1 0 36548 0
63,562.00 1000 X 2 0 1000 0
298,741.40 4700 X 3 0 4700 0
----------------- -------------- ------------- ---------- --------
9,714,116.91 152829 1075 151754 0
CITIGROUP INC 172967101 211,598.00 3512 X 3512 0 0
----------------- -------------- ------------- ---------- --------
SUBTOTALS FOR THIS PAGE 16,358,012.86 272892 6187 266705 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
4,215,090.00 69960 X 0 69960 0
1,189,154.25 19737 X 1 0 19737 0
29,341.75 487 X 2 0 487 0
105,437.50 1750 X 3 0 1750 0
----------------- ------------ ---------- --------- ---------
5,750,621.50 95446 3512 91934 0
COCA COLA CO 191216100 853,348.94 14857 X 0 14857 0
COLGATE PALMOLIVE CO 194162103 1,118,704.50 18684 X 0 18684 0
DISNEY WALT CO 254687106 108,675.01 2800 X 2800 0 0
2,610,916.97 67270 X 0 67270 0
786,186.02 20256 X 1 0 20256 0
194,062.50 5000 X 3 0 5000 0
----------------- ------------ ---------- --------- ---------
3,699,840.50 95326 2800 92526 0
DOW CHEM CO 260543103 256,473.00 8496 X 0 8496 0
61,129.69 2025 X 1 0 2025 0
101,882.81 3375 X 3 0 3375 0
----------------- ------------ ---------- --------- ---------
419,485.50 13896 0 13896 0
DU PONT E I DE NEMOURS 263534109 13,125.00 300 X 300 0 0
1,330,962.50 30422 X 0 30422 0
557,375.00 12740 X 1 0 12740 0
10,937.50 250 X 2 0 250 0
----------------- ------------ ---------- --------- ---------
1,912,400.00 43712 300 43412 0
DUKE ENERGY CORP 264399106 224,090.64 3975 X 0 3975 0
31,006.25 550 X 1 0 550 0
21,140.63 375 X 2 0 375 0
----------------- ------------ ---------- --------- ---------
276,237.52 4900 0 4900 0
EXXON MOBIL CORP 30231G102 349,639.00 4454 X 4454 0 0
7,357,412.50 93725 X 0 93725 0
3,324,396.50 42349 X 1 0 42349 0
7,850.00 100 X 2 0 100 0
----------------- ------------ ---------- --------- ---------
SUBTOTALS FOR THIS PAGE 24,858,338.46 423937 7554 416383 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
618,187.50 7875 X 3 0 7875 0
----------------- ------------ ----------- -------- ---------
11,657,485.50 148503 4454 144049 0
FEDERAL NATL MTG ASSN 313586109 9,132.81 175 X 175 0 0
1,434,373.48 27485 X 0 27485 0
866,312.50 16600 X 1 0 16600 0
26,093.75 500 X 2 0 500 0
----------------- ------------ ----------- -------- ---------
2,335,912.54 44760 175 44585 0
GANNETT INC 364730101 209,343.75 3500 X 0 3500 0
478,500.00 8000 X 1 0 8000 0
----------------- ------------ ----------- -------- ---------
687,843.75 11500 0 11500 0
GENERAL ELEC CO 369604103 275,600.00 5200 X 5200 0 0
15,740,629.00 296993 X 0 296993 0
7,029,708.00 132636 X 1 0 132636 0
63,600.00 1200 X 2 0 1200 0
816,200.00 15400 X 3 0 15400 0
----------------- ------------ ----------- -------- ---------
23,925,737.00 451429 5200 446229 0
GENERAL MLS INC 370334104 15,300.00 400 X 400 0 0
482,562.00 12616 X 0 12616 0
153,000.00 4000 X 3 0 4000 0
----------------- ------------ ----------- -------- ---------
650,862.00 17016 400 16616 0
GTE CORP 362320103 1,262,243.25 20277 X 0 20277 0
1,655,850.00 26600 X 1 0 26600 0
----------------- ------------ ----------- -------- ---------
2,918,093.25 46877 0 46877 0
HEWLETT PACKARD CO 428236103 124,875.00 1000 X 1000 0 0
5,309,185.51 42516 X 0 42516 0
1,117,631.25 8950 X 1 0 8950 0
299,700.00 2400 X 3 0 2400 0
----------------- ------------ ----------- -------- ---------
SUBTOTALS FOR THIS PAGE 37,988,027.80 634323 6775 627548 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
6,851,391.76 54866 1000 53866 0
HOME DEPOT INC 437076102 3,140,120.01 62881 X 0 62881 0
1,378,275.02 27600 X 1 0 27600 0
68,664.06 1375 X 3 0 1375 0
----------------- -------------- ------------- ---------- ---------
4,587,059.09 91856 0 91856 0
IBM CORP 459200101 1,353,754.25 12356 X 0 12356 0
127,969.00 1168 X 1 0 1168 0
----------------- -------------- ------------- ---------- ---------
1,481,723.25 13524 0 13524 0
ILLINOIS TOOL WKS INC 452308109 256,386.00 4498 X 0 4498 0
INTEL CORP 458140100 157,082.23 1175 X 1175 0 0
5,090,667.31 38079 X 0 38079 0
2,172,413.76 16250 X 1 0 16250 0
66,843.50 500 X 2 0 500 0
427,798.40 3200 X 3 0 3200 0
----------------- -------------- ------------- ---------- ---------
7,914,805.20 59204 1175 58029 0
JOHNSON & JOHNSON 478160104 1,905,062.51 18700 X 0 18700 0
122,250.00 1200 X 1 0 1200 0
----------------- -------------- ------------- ---------- ---------
2,027,312.51 19900 0 19900 0
KIMBERLY CLARK CORP 494368103 137,700.00 2400 X 2400 0 0
1,769,215.58 30836 X 0 30836 0
585,225.00 10200 X 1 0 10200 0
14,343.75 250 X 2 0 250 0
182,165.63 3175 X 3 0 3175 0
----------------- -------------- ------------- ---------- ---------
2,688,649.96 46861 2400 44461 0
LILLY ELI & CO 532457108 679,150.00 6800 X 0 6800 0
LUCENT TECHNOLOGIES INC 549463107 17,775.00 300 X 300 0 0
1,124,031.75 18971 X 0 18971 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 20,776,892.76 261914 3875 258039 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
30,810.00 520 X 1 0 520 0
----------------- -------------- ------------- ---------- ---------
1,172,616.75 19791 300 19491 0
MAY DEPT STORES CO 577778103 64,800.00 2700 X 2700 0 0
64,200.00 2675 X 0 2675 0
111,456.00 4644 X 3 0 4644 0
----------------- -------------- ------------- ---------- ---------
240,456.00 10019 2700 7319 0
MCDONALDS CORP 580135101 1,601,717.70 48629 X 0 48629 0
447,950.00 13600 X 1 0 13600 0
32,937.50 1000 X 2 0 1000 0
166,334.38 5050 X 3 0 5050 0
----------------- -------------- ------------- ---------- ---------
2,248,939.58 68279 0 68279 0
MERCK & CO INC 589331107 206,887.50 2700 X 2700 0 0
5,881,275.25 76754 X 0 76754 0
2,298,750.00 30000 X 1 0 30000 0
----------------- -------------- ------------- ---------- ---------
8,386,912.75 109454 2700 106754 0
MICROSOFT CORP 594918104 84,000.00 1050 X 1050 0 0
5,622,960.00 70287 X 0 70287 0
2,048,000.00 25600 X 1 0 25600 0
24,000.00 300 X 2 0 300 0
226,000.00 2825 X 3 0 2825 0
----------------- -------------- ------------- ---------- ---------
8,004,960.00 100062 1050 99012 0
MINNESOTA MNG & MFG CO 604059105 801,686.74 9717 X 0 9717 0
82,170.00 996 X 1 0 996 0
----------------- -------------- ------------- ---------- ---------
883,856.74 10713 0 10713 0
PFIZER INC 717081103 76,800.00 1600 X 1600 0 0
7,063,176.00 147150 X 0 147150 0
5,596,800.00 116600 X 1 0 116600 0
631,200.00 13150 X 3 0 13150 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 33,163,911.07 577547 8050 569497 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
13,367,976.00 278500 1600 276900 0
PROCTER & GAMBLE CO 742718109 484,564.00 8464 X 0 8464 0
618,300.00 10800 X 1 0 10800 0
----------------- -------------- ------------- ---------- ----------
1,102,864.00 19264 0 19264 0
SBC COMMUNICATIONS INC 78387G103 124,949.25 2889 X 2889 0 0
2,225,731.50 51462 X 0 51462 0
506,890.00 11720 X 1 0 11720 0
30,275.00 700 X 2 0 700 0
----------------- -------------- ------------- ---------- ----------
2,887,845.75 66771 2889 63882 0
STATE STR CORP 857477103 424,250.00 4000 X 0 4000 0
SUN MICROSYSTEMS INC 866810104 227,342.50 2500 X 0 2500 0
SYSCO CORP 871829107 678,212.50 16100 X 0 16100 0
TELLABS INC 879664100 273,748.00 4000 X 0 4000 0
TEXACO INC 881694103 213,000.00 4000 X 0 4000 0
92,335.50 1734 X 1 0 1734 0
----------------- -------------- ------------- ---------- ----------
305,335.50 5734 0 5734 0
TYCO INTL LTD NEW 902124106 35,531.25 750 X 750 0 0
663,250.02 14000 X 0 14000 0
846,496.50 17868 X 1 0 17868 0
108,962.50 2300 X 3 0 2300 0
----------------- -------------- ------------- ---------- ----------
1,654,240.27 34918 750 34168 0
WAL MART STORES INC 931142103 33,134.38 575 X 575 0 0
2,224,036.93 38595 X 0 38595 0
688,618.76 11950 X 1 0 11950 0
128,215.63 2225 X 3 0 2225 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 10,627,844.22 206632 4214 202418 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 08/24/2000 R33.110.003
As of 06/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3,074,005.70 53345 575 52770 0
WALGREEN CO 931422109 257,500.00 8000 X 0 8000 0
WEYERHAEUSER CO 962166104 258,000.00 6000 X 0 6000 0
WORLDCOM INC 98157D106 20,643.75 450 X 450 0 0
2,868,334.47 62525 X 0 62525 0
888,828.15 19375 X 1 0 19375 0
104,365.64 2275 X 3 0 2275 0
----------------- ------------- ------------ ---------- ---------
3,882,172.01 84625 450 84175 0
================= ============= ============ ========== =========
TOTALS FOR COMMON 179,757,244.22 3017313 49332 2967981 0
================= ============= ============ ========== =========
GRAND TOTALS 179,757,244.22 3017313 49332 2967981 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 08/24/2000 at 10:12 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 08/24/2000 R33.110.003
<S> <C> <C>
As of 06/30/2000
MGR Client Name
------ ----------------------------------------
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
</TABLE>
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