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Previous: NOGATECH INC, 424B1, 2000-05-19 |
Next: SHAPIRO ROBERT N, 13F-HR, 2000-05-19 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 3/31/2000
If amended report check here: o
Name of Institutional Manager:
Susan R. Shapiro
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Nicholas A. Grace (617) 951-7209
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all the information
contained therein is true, correct and complete. It is understood that all the
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 17th day
of May, 2000
/s/ Susan R. Shapiro
----------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Edward P. Lawrence 28-4738
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 1
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 45,743.75 1300 X 1300 0 0
3,479,586.33 98887 X 0 98887 0
2,413,581.00 68592 X 1 0 68592 0
23,223.75 660 X 2 0 660 0
387,062.50 11000 X 3 0 11000 0
----------------- -------------- ------------- ---------- ----------
6,349,197.33 180439 1300 179139 0
AIR PRODS & CHEMS INC 009158106 365,194.38 12842 X 0 12842 0
113,295.00 3984 X 1 0 3984 0
45,500.00 1600 X 3 0 1600 0
----------------- -------------- ------------- ---------- ----------
523,989.38 18426 0 18426 0
AMERICAN EXPRESS CO 025816109 822,581.83 5523 X 0 5523 0
AMERICAN HOME PRODS CORP 026609107 108,843.75 2025 X 2025 0 0
3,216,453.75 59841 X 0 59841 0
1,522,468.75 28325 X 1 0 28325 0
215,000.00 4000 X 3 0 4000 0
----------------- -------------- ------------- ---------- ----------
5,062,766.25 94191 2025 92166 0
AMERICAN INTL GROUP INC 026874107 309,009.00 2822 X 2822 0 0
7,694,893.50 70273 X 0 70273 0
2,759,400.00 25200 X 1 0 25200 0
646,597.50 5905 X 3 0 5905 0
----------------- -------------- ------------- ---------- ----------
11,409,900.00 104200 2822 101378 0
ANHEUSER BUSCH COS IN 035229103 1,022,892.00 16432 X 0 16432 0
ARCHSTONE CMNTYS TR 039581103 118,628.13 5950 X 5950 0 0
1,488,653.45 74666 X 0 74666 0
608,193.45 30505 X 1 0 30505 0
81,743.75 4100 X 3 0 4100 0
----------------- -------------- ------------- ---------- ----------
2,297,218.78 115221 5950 109271 0
AT&T CORP 001957109 253,406.25 4500 X 0 4500 0
33,787.50 600 X 1 0 600 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 27,775,739.32 539532 12097 527435 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 2
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
287,193.75 5100 0 5100 0
ATLANTIC RICHFIELD CO 048825103 603,245.00 7097 X 0 7097 0
421,600.00 4960 X 1 0 4960 0
----------------- -------------- ------------- ---------- ----------
1,024,845.00 12057 0 12057 0
AUTOMATIC DATA PROCESSING 053015103 38,600.00 800 X 800 0 0
1,513,023.50 31358 X 0 31358 0
----------------- -------------- ------------- ---------- ----------
1,551,623.50 32158 800 31358 0
BAKER HUGHES INC 057224107 222,549.25 7357 X 0 7357 0
BELL ATLANTIC CORP 077853109 894,014.25 14626 X 0 14626 0
628,976.25 10290 X 1 0 10290 0
25,428.00 416 X 2 0 416 0
46,944.00 768 X 3 0 768 0
----------------- -------------- ------------- ---------- ----------
1,595,362.50 26100 0 26100 0
BELLSOUTH CORP 079860102 42,187.50 900 X 900 0 0
476,250.00 10160 X 0 10160 0
33,750.00 720 X 1 0 720 0
----------------- -------------- ------------- ---------- ----------
552,187.50 11780 900 10880 0
BRISTOL MYERS SQUIBB CO 110122108 17,400.00 300 X 300 0 0
2,336,646.00 40287 X 0 40287 0
580,000.00 10000 X 1 0 10000 0
34,800.00 600 X 2 0 600 0
29,000.00 500 X 3 0 500 0
----------------- -------------- ------------- ---------- ----------
2,997,846.00 51687 300 51387 0
CHEVRON CORP 166751107 957,190.31 10355 X 0 10355 0
73,950.00 800 X 1 0 800 0
15,714.38 170 X 2 0 170 0
16,638.75 180 X 3 0 180 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 9,007,907.19 152644 2000 150644 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 3
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
1,063,493.44 11505 0 11505 0
CISCO SYS INC 17275R102 100,505.60 1300 X 1300 0 0
8,740,430.86 113054 X 0 113054 0
2,825,598.98 36548 X 1 0 36548 0
104,216.58 1348 X 2 0 1348 0
363,366.40 4700 X 3 0 4700 0
----------------- -------------- ------------- ---------- ----------
12,134,118.42 156950 1300 155650 0
CITIGROUP INC 172967101 213,274.76 3562 X 3562 0 0
4,019,348.97 67129 X 0 67129 0
1,181,752.88 19737 X 1 0 19737 0
29,159.13 487 X 2 0 487 0
104,781.26 1750 X 3 0 1750 0
----------------- -------------- ------------- ---------- ----------
5,548,317.00 92665 3562 89103 0
COCA COLA CO 191216100 720,819.19 15357 X 0 15357 0
COLGATE PALMOLIVE CO 194162103 1,048,575.00 18600 X 0 18600 0
DISNEY WALT CO 254687106 115,500.00 2800 X 2800 0 0
2,747,043.75 66595 X 0 66595 0
835,560.00 20256 X 1 0 20256 0
206,250.00 5000 X 3 0 5000 0
----------------- -------------- ------------- ---------- ----------
3,904,353.75 94651 2800 91851 0
DOW CHEM CO 260543103 322,848.00 2832 X 0 2832 0
76,950.00 675 X 1 0 675 0
128,250.00 1125 X 3 0 1125 0
----------------- -------------- ------------- ---------- ----------
528,048.00 4632 0 4632 0
DU PONT E I DE NEMOURS 263534109 15,881.25 300 X 300 0 0
2,096,589.76 39605 X 0 39605 0
674,423.75 12740 X 1 0 12740 0
13,234.38 250 X 2 0 250 0
26,468.75 500 X 3 0 500 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 26,710,829.25 436250 7962 428288 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 4
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
2,826,597.89 53395 300 53095 0
DUKE ENERGY CORP 264399106 208,425.00 3970 X 0 3970 0
19,687.50 375 X 2 0 375 0
----------------- -------------- ------------- ---------- ----------
228,112.50 4345 0 4345 0
EMERSON ELEC CO 291011104 286,875.00 5400 X 0 5400 0
EXXON MOBIL CORP 30231G102 347,133.63 4454 X 4454 0 0
7,557,365.67 96967 X 0 96967 0
3,308,758.63 42454 X 1 0 42454 0
7,793.75 100 X 2 0 100 0
613,757.81 7875 X 3 0 7875 0
----------------- -------------- ------------- ---------- ----------
11,834,809.49 151850 4454 147396 0
FEDERAL NATL MTG ASSN 313586109 9,898.44 175 X 175 0 0
1,496,643.79 26460 X 0 26460 0
938,937.50 16600 X 1 0 16600 0
28,281.25 500 X 2 0 500 0
----------------- -------------- ------------- ---------- ----------
2,473,760.98 43735 175 43560 0
GANNETT INC 364730101 260,387.50 3700 X 0 3700 0
563,000.00 8000 X 1 0 8000 0
----------------- -------------- ------------- ---------- ----------
823,387.50 11700 0 11700 0
GENERAL ELEC CO 369604103 326,812.51 2100 X 2100 0 0
15,640,935.07 100504 X 0 100504 0
6,948,967.50 44652 X 1 0 44652 0
62,250.00 400 X 2 0 400 0
887,062.50 5700 X 3 0 5700 0
----------------- -------------- ------------- ---------- ----------
23,866,027.58 153356 2100 151256 0
GENERAL MLS INC 370334104 18,093.75 500 X 500 0 0
479,484.38 13250 X 0 13250 0
144,750.00 4000 X 3 0 4000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 40,155,301.18 388136 7229 380907 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 5
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
642,328.13 17750 500 17250 0
GTE CORP 362320103 1,439,667.00 20277 X 0 20277 0
1,888,600.00 26600 X 1 0 26600 0
----------------- -------------- ------------- ---------- ----------
3,328,267.00 46877 0 46877 0
HEWLETT PACKARD CO 428236103 132,875.00 1000 X 1000 0 0
5,578,491.13 41983 X 0 41983 0
1,202,518.75 9050 X 1 0 9050 0
318,900.00 2400 X 3 0 2400 0
----------------- -------------- ------------- ---------- ----------
7,232,784.88 54433 1000 53433 0
HOME DEPOT INC 437076102 4,363,489.50 67651 X 0 67651 0
1,780,200.00 27600 X 1 0 27600 0
88,687.50 1375 X 3 0 1375 0
----------------- -------------- ------------- ---------- ----------
6,232,377.00 96626 0 96626 0
IBM CORP 459200101 1,522,200.00 12900 X 0 12900 0
137,824.00 1168 X 1 0 1168 0
----------------- -------------- ------------- ---------- ----------
1,660,024.00 14068 0 14068 0
ILLINOIS TOOL WKS INC 452308109 200,668.00 3632 X 0 3632 0
INTEL CORP 458140100 155,025.98 1175 X 1175 0 0
5,053,846.81 38305 X 0 38305 0
2,143,976.26 16250 X 1 0 16250 0
65,968.50 500 X 2 0 500 0
422,198.40 3200 X 3 0 3200 0
----------------- -------------- ------------- ---------- ----------
7,841,015.95 59430 1175 58255 0
JOHNSON & JOHNSON 478160104 1,463,869.50 20838 X 0 20838 0
84,300.00 1200 X 1 0 1200 0
----------------- -------------- ------------- ---------- ----------
1,548,169.50 22038 0 22038 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 28,043,306.33 297104 2175 294929 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 6
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KIMBERLY CLARK CORP 494368103 134,550.00 2400 X 2400 0 0
1,687,649.51 30103 X 0 30103 0
571,837.50 10200 X 1 0 10200 0
14,015.63 250 X 2 0 250 0
177,998.44 3175 X 3 0 3175 0
----------------- -------------- ------------- ---------- ----------
2,586,051.08 46128 2400 43728 0
LILLY ELI & CO 532457108 425,850.00 6800 X 0 6800 0
LUCENT TECHNOLOGIES INC 549463107 677,057.50 11054 X 0 11054 0
31,850.00 520 X 1 0 520 0
----------------- -------------- ------------- ---------- ----------
708,907.50 11574 0 11574 0
MAY DEPT STORES CO 577778103 76,950.00 2700 X 2700 0 0
105,649.50 3707 X 0 3707 0
132,354.00 4644 X 3 0 4644 0
----------------- -------------- ------------- ---------- ----------
314,953.50 11051 2700 8351 0
MCDONALDS CORP 580135101 1,785,740.14 47779 X 0 47779 0
508,300.00 13600 X 1 0 13600 0
37,375.00 1000 X 2 0 1000 0
188,743.75 5050 X 3 0 5050 0
----------------- -------------- ------------- ---------- ----------
2,520,158.89 67429 0 67429 0
MERCK & CO INC 589331107 167,737.50 2700 X 2700 0 0
4,589,732.88 73879 X 0 73879 0
1,863,750.00 30000 X 1 0 30000 0
----------------- -------------- ------------- ---------- ----------
6,621,220.38 106579 2700 103879 0
MICROSOFT CORP 594918104 34,531.25 325 X 325 0 0
6,901,362.50 64954 X 0 64954 0
2,720,000.00 25600 X 1 0 25600 0
300,156.25 2825 X 3 0 2825 0
----------------- -------------- ------------- ---------- ----------
9,956,050.00 93704 325 93379 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 23,133,191.35 343265 8125 335140 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 7
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA MNG & MFG CO 604059105 742,544.76 8384 X 0 8384 0
88,208.25 996 X 1 0 996 0
----------------- -------------- ------------- ---------- ----------
830,753.01 9380 0 9380 0
NEXTEL COMMUN INC CL A 65332V103 222,375.00 1500 X 0 1500 0
ORACLE CORP 68389X105 263,381.18 3374 X 0 3374 0
PFIZER INC 717081103 76,781.25 2100 X 2100 0 0
5,537,500.36 151453 X 0 151453 0
4,263,187.50 116600 X 1 0 116600 0
515,531.25 14100 X 3 0 14100 0
----------------- -------------- ------------- ---------- ----------
10,393,000.36 284253 2100 282153 0
PROCTER & GAMBLE CO 742718109 579,916.00 10264 X 0 10264 0
610,200.00 10800 X 1 0 10800 0
----------------- -------------- ------------- ---------- ----------
1,190,116.00 21064 0 21064 0
SBC COMMUNICATIONS INC 78387G103 121,699.13 2889 X 2889 0 0
2,154,862.31 51154 X 0 51154 0
493,705.00 11720 X 1 0 11720 0
29,487.50 700 X 2 0 700 0
----------------- -------------- ------------- ---------- ----------
2,799,753.94 66463 2889 63574 0
STATE STR CORP 857477103 387,500.00 4000 X 0 4000 0
SUN MICROSYSTEMS INC 866810104 224,887.20 2400 X 0 2400 0
SYSCO CORP 871829107 599,675.00 16600 X 0 16600 0
TELLABS INC 879664100 251,936.00 4000 X 0 4000 0
TEXACO INC 881694103 236,500.00 4400 X 0 4400 0
93,202.50 1734 X 1 0 1734 0
----------------- -------------- ------------- ---------- ----------
329,702.50 6134 0 6134 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 17,493,080.19 419168 4989 414179 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 8
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR (SHARES) SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------- ---------- ----------
COMMON (Cont.)
----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TYCO INTL LTD NEW 902124106 37,593.75 750 X 750 0 0
294,484.38 5875 X 0 5875 0
895,633.50 17868 X 1 0 17868 0
70,175.00 1400 X 3 0 1400 0
----------------- -------------- ------------- ---------- ----------
1,297,886.63 25893 750 25143 0
UNION PAC CORP 907818108 181,735.63 4645 X 0 4645 0
65,730.00 1680 X 3 0 1680 0
----------------- -------------- ------------- ---------- ----------
247,465.63 6325 0 6325 0
WACHOVIA CORP NEW 929771103 209,443.76 3100 X 0 3100 0
WAL MART STORES INC 931142103 12,712.50 225 X 225 0 0
1,820,430.00 32220 X 0 32220 0
675,175.00 11950 X 1 0 11950 0
125,712.50 2225 X 3 0 2225 0
----------------- -------------- ------------- ---------- ----------
2,634,030.00 46620 225 46395 0
WEYERHAEUSER CO 962166104 342,000.00 6000 X 0 6000 0
MCI WORLDCOM INC 98157D106 20,390.40 450 X 450 0 0
2,429,856.00 53625 X 0 53625 0
846,201.60 18675 X 1 0 18675 0
103,084.80 2275 X 3 0 2275 0
----------------- -------------- ------------- ---------- ----------
3,399,532.80 75025 450 74575 0
================= ============== ============= ========== ==========
TOTALS FOR COMMON 180,449,713.63 2739062 46002 2693060 0
================= ============== ============= ========== ==========
GRAND TOTALS 180,449,713.63 2739062 46002 2693060 0
</TABLE>
<PAGE>
REPORT RUN: 05/16/2000 at 01:57 PM
13-F EQUITIES DISCLOSURE BY AFFILIATION
PAGE 9
BUSINESS DATE: 05/16/2000
R33.110.003
As of 03/31/2000
MGR Client Name
- --- -----------
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
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