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Previous: SHAPIRO SUSAN R, 13F-HR, 2000-05-19 |
Next: CALIFORNIA COMMUNITY BANCSHARES CORP, 10-Q, 2000-05-19 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 3/31/2000
-----------
If amended report check here: [_]
Name of Institutional Manager:
Robert N. Shapiro
- ------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Robert N. Shapiro (617) 951-7217
- ------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 17 day of
May , 2000
Robert N. Shapiro
---------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Edward P. Lawrence 28-4738
3. Edward J. Joyce 28-6740
4. Susan R. Shapiro 28-5292
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ----------------------- --------- ------------- ----- ---- --- ---- ----- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 212,180.63 6030 X 6030 0 0
3,057,793.78 86900 X 0 86900 0
56,300.00 1600 X 4 0 1600 0
------------- ------ ----- ------
3,326,274.41 94530 6030 88500 0
AIR PRODS & CHEMS INC 009158106 180,578.13 6350 X 6350 0 0
425,140.64 14950 X 0 14950 0
------------- ------ ----- ------ ----------
605,718.77 21300 6350 14950 0
AIRGATE PCS INC 009367103 358,700.00 3400 X 3400 0 0
ALLMERICA FINL CORP 019754100 241,485.00 4735 X 0 4735 0
AMERICA ONLINE INC DEL 02364J104 207,168.00 3072 X 0 3072 0
AMERICAN EXPRESS CO 025816109 160,107.81 1075 X 1075 0 0
1,083,520.32 7275 X 0 7275 0
297,875.00 2000 X 2 0 2000 0
------------- ------ ----- ------ ----------
1,541,503.13 10350 1075 9275 0
AMERICAN HOME PRODS CORP 026609107 412,531.25 7675 X 7675 0 0
4,492,102.50 83574 X 925 82649 0
387,000.00 7200 X 1 0 7200 0
157,218.75 2925 X 2 0 2925 0
80,625.00 1500 X 3 0 1500 0
------------- ------ ----- ------ ----------
5,529,477.50 102874 8600 94274 0
AMERICAN INTL GROUP INC 026874107 616,813.50 5633 X 5633 0 0
6,378,156.00 58248 X 425 57823 0
1,319,694.00 12052 X 1 0 12052 0
427,597.50 3905 X 2 0 3905 0
54,750.00 500 X 3 0 500 0
69,094.50 631 X 4 0 631 0
------------- ------- ----- ------ ----------
8,866,105.50 80969 6058 74911 0
AMGEN INC 031162100 196,400.00 3200 X 3200 0 0
------------- ------ ----- ------ ----------
SUBTOTALS FOR THIS PAGE 20,872,832.31 324430 34713 289717 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------------------- --------- ------------ ------ ---- --- ---- ----- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
85,925.00 1400 X 0 1400 0
------------ ------ ----- ------ ----
282,325.00 4600 3200 1400 0
APACHE CORP 037411105 308,450.00 6200 X 0 6200 0
APPLIED MATLS INC 038222105 80,112.50 850 X 850 0 0
414,700.00 4400 X 0 4400 0
------------ ------ ----- ------ ----
494,812.50 5250 850 4400 0
APPLIED MICRO CIRCUITS CORP 03822W109 797,729.59 5316 X 0 5316 0
ARCHSTONE CMNTYS TR 039581103 186,914.07 9375 X 9375 0 0
1,355,251.62 67975 X 0 67975 0
100,684.38 5050 X 1 0 5050 0
190,901.57 9575 X 2 0 9575 0
61,806.25 3100 X 3 0 3100 0
------------ ------ ----- ------ ----
1,895,557.89 95075 9375 85700 0
AT&T CORP 001957109 25,340.63 450 X 450 0 0
428,087.63 7602 X 0 7602 0
------------ ------ ----- ------ ----
453,428.26 8052 450 7602 0
ATLANTIC RICHFIELD CO 048825103 4,250.00 50 X 50 0 0
585,480.00 6888 X 0 6888 0
255,000.00 3000 X 1 0 3000 0
------------ ------ ----- ------ ----
844,730.00 9938 50 9888 0
AUTOMATIC DATA PROCESSING 053015103 481,535.00 9980 X 9980 0 0
1,351,579.00 28012 X 0 28012 0
579,000.00 12000 X 1 0 12000 0
------------ ------ ----- ------ ----
2,412,114.00 49992 9980 40012 0
AUTOZONE INC 053332102 175,935.00 6340 X 6340 0 0
246,975.00 8900 X 0 8900 0
------------ ------ ----- ------ ----
SUBTOTALS FOR THIS PAGE 7,715,657.24 196463 27045 169418 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- -------- ---- --- ---- ----------- ---------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- ----------- ---------- ------
422,910.00 15240 6340 8900 0
BALLARD PWR SYS INC 05858H104 126,750.00 1500 X 1500 0 0
270,400.00 3200 X 0 3200 0
-------------- -------- ----------- --------- ------
397,150.00 4700 1500 3200 0
BELL ATLANTIC CORP 077853109 16,931.63 277 X 277 0 0
666,629.25 10906 X 0 10906 0
-------------- -------- ----------- --------- ------
683,560.88 11183 277 10906 0
BELLSOUTH CORP 079860102 403,125.00 8600 X 0 8600 0
BOEING CO 097023105 79,406.25 2100 X 2100 0 0
1,054,288.13 27882 X 0 27882 0
-------------- -------- ----------- --------- ------
1,133,694.38 29982 2100 27882 0
BRISTOL MYERS SQUIBB CO 110122108 46,400.00 800 X 800 0 0
2,437,160.00 42020 X 0 42020 0
754,000.00 13000 X 1 0 13000 0
46,400.00 800 X 2 0 800 0
-------------- -------- ----------- --------- ------
3,283,960.00 56620 800 55820 0
BROADCOM CORP 111320107 595,043.75 2450 X 2450 0 0
370,384.38 1525 X 0 1525 0
-------------- -------- ----------- --------- ------
965,428.13 3975 2450 1525 0
CABOT CORP 127055101 50,477.50 1655 X 1655 0 0
2,922,357.50 95815 X 0 95815 0
-------------- -------- ----------- --------- ------
2,972,835.00 97470 1655 95815 0
CABOT OIL & GAS CORP CL A 127097103 483,009.32 26741 X 0 26741 0
CATERPILLAR INC 149123101 80,846.88 2050 X 2050 0 0
260,287.50 6600 X 0 6600 0
-------------- -------- ----------- --------- ------
SUBTOTALS FOR THIS PAGE 10,663,897.09 247921 10832 237089 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- -------- ---- --- --- ---------- --------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- ----------- --------- ------
341,134.38 8650 2050 6600 0
CHEVRON CORP 166751107 295,522.69 3197 X 0 3197 0
18,487.50 200 X 1 0 200 0
-------------- -------- ----------- --------- ------
314,010.19 3397 0 3397 0
CISCO SYS INC 17275R102 1,531,782.66 19813 X 19813 0 0
17,325,232.69 224095 X 1050 223045 0
1,441,714.18 18648 X 1 0 18648 0
985,882.63 12752 X 2 0 12752 0
54,118.40 700 X 3 0 700 0
-------------- -------- ----------- --------- ------
21,338,730.56 276008 20863 255145 0
CITIGROUP INC 172967101 781,548.41 13053 X 13053 0 0
5,338,395.27 89159 X 824 88335 0
461,756.00 7712 X 1 0 7712 0
237,164.89 3961 X 2 0 3961 0
47,121.63 787 X 3 0 787 0
-------------- -------- ----------- --------- ------
6,865,986.20 114672 13877 100795 0
CLEAR CHANNEL COMM INC 184502102 214,093.75 3100 X 0 3100 0
CLOROX CO 189054109 62,700.00 1900 X 1900 0 0
207,900.00 6300 X 0 6300 0
-------------- -------- ----------- --------- ------
270,600.00 8200 1900 6300 0
CMGI INC 125750109 294,611.20 2600 X 2600 0 0
237,955.20 2100 X 0 2100 0
22,662.40 200 X 4 0 200 0
-------------- -------- ----------- --------- ------
555,228.80 4900 2600 2300 0
COCA COLA CO 191216100 117,343.75 2500 X 2500 0 0
506,361.77 10788 X 0 10788 0
12,203.75 260 X 4 0 260 0
-------------- -------- ----------- --------- ------
SUBTOTALS FOR THIS PAGE 30,194,558.77 423825 41740 382085 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Report Run: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
----------------- ------------- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
635,909.27 13548 2500 11048 0
COLGATE PALMOLIVE CO 194162103 405,900.00 7200 X 0 7200 0
COMMUNITY FIRST BANKSHARES INC 203902101 207,936.00 12996 X 0 12996 0
COMVERSE TECHNOLOGY INC 205862402 340,200.00 1800 X 1800 0 0
COPPER MTN NETWORKS INC 217510106 286,779.50 3500 X 0 3500 0
COVAD COMM GROUP 222814204 251,937.50 3475 X 3475 0 0
195,750.00 2700 X 0 2700 0
----------------- ------------- ------------ --------- ---------
447,687.50 6175 3475 2700 0
CVS CORP 126650100 13,522.50 360 X 360 0 0
190,066.25 5060 X 0 5060 0
----------------- ------------- ------------ --------- ---------
203,588.75 5420 360 5060 0
DEERE & CO 244199105 76,000.00 2000 X 2000 0 0
250,800.00 6600 X 0 6600 0
----------------- ------------- ------------ --------- ---------
326,800.00 8600 2000 6600 0
DELL COMPUTER CORP 247025109 194,173.20 3600 X 3600 0 0
318,228.30 5900 X 0 5900 0
----------------- ------------- ------------ --------- ---------
512,401.50 9500 3600 5900 0
DISNEY WALT CO 254687106 716,306.25 17365 X 17365 0 0
4,195,207.50 101702 X 1650 100052 0
253,563.75 6147 X 1 0 6147 0
132,000.00 3200 X 2 0 3200 0
----------------- ------------- ------------ --------- ---------
5,297,077.50 128414 19015 109399 0
DOLLAR GEN CORP 256669102 349,590.00 13008 X 13008 0 0
219,300.00 8160 X 0 8160 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 8,597,260.75 204773 43258 161515 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
----------------- ------------- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
568,890.00 21168 13008 8160 0
DOUBLECLICK INC 258609304 637,773.50 6812 X 0 6812 0
DOW CHEM CO 260543103 96,900.00 850 X 850 0 0
336,300.00 2950 X 0 2950 0
----------------- ------------- ------------ --------- ---------
433,200.00 3800 850 2950 0
DU PONT E I DE NEMOURS 263534109 234,248.45 4425 X 4425 0 0
1,709,351.92 32290 X 0 32290 0
105,875.00 2000 X 1 0 2000 0
37,056.25 700 X 2 0 700 0
----------------- ------------- ------------ --------- ---------
2,086,531.62 39415 4425 34990 0
E M C CORP MASS 268648102 163,800.00 1300 X 1300 0 0
1,102,500.00 8750 X 0 8750 0
----------------- ------------- ------------ --------- ---------
1,266,300.00 10050 1300 8750 0
E PIPHANY INC 26881V100 213,699.20 1600 X 1600 0 0
EASTERN ENTERPRISES 27637F100 302,368.76 5050 X 5050 0 0
113,762.50 1900 X 0 1900 0
----------------- ------------- ------------ --------- ---------
416,131.26 6950 5050 1900 0
ECHOSTAR COMM CORP CL A 278762109 35,550.00 450 X 450 0 0
181,700.00 2300 X 0 2300 0
----------------- ------------- ------------ --------- ---------
217,250.00 2750 450 2300 0
EMERSON ELEC CO 291011104 87,656.25 1650 X 1650 0 0
395,781.25 7450 X 0 7450 0
----------------- ------------- ------------ --------- ---------
483,437.50 9100 1650 7450 0
ESPEED INC CL A 296643109 209,500.00 4000 X 4000 0 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 5,963,823.08 84477 19325 65152 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ---------- ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
EXTREME NETWORKS INC 30226D106 189,600.00 2400 X 2400 0 0
150,100.00 1900 X 0 1900 0
----------------- ------------ ----------- ---------- ----------
339,700.00 4300 2400 1900 0
EXXON MOBIL CORP 30231G102 689,902.76 8852 X 8852 0 0
7,257,540.06 93120 X 0 93120 0
1,014,434.50 13016 X 1 0 13016 0
884,123.00 11344 X 2 0 11344 0
46,762.50 600 X 3 0 600 0
----------------- ------------ ----------- ---------- ----------
9,892,762.82 126932 8852 118080 0
FEDERAL HOME LN MTG CORP 313400301 249,659.38 5650 X 0 5650 0
FEDERAL NATL MTG ASSN 313586109 237,279.69 4195 X 4195 0 0
2,058,875.06 36400 X 0 36400 0
73,531.26 1300 X 2 0 1300 0
----------------- ------------ ----------- ---------- ----------
2,369,686.01 41895 4195 37700 0
FORD MTR CO DEL 345370100 114,843.75 2500 X 2500 0 0
636,142.50 13848 X 0 13848 0
----------------- ------------ ----------- ---------- ----------
750,986.25 16348 2500 13848 0
GANNETT INC 364730101 211,125.00 3000 X 0 3000 0
GAP INC 364760108 173,098.44 3475 X 3475 0 0
454,040.94 9115 X 0 9115 0
----------------- ------------ ----------- ---------- ----------
627,139.38 12590 3475 9115 0
GENENTECH INC COM NEW 368710406 167,200.00 1100 X 1100 0 0
471,200.00 3100 X 0 3100 0
----------------- ------------ ----------- ---------- ----------
638,400.00 4200 1100 3100 0
GENERAL ELEC CO 369604103 1,545,823.13 9933 X 9933 0 0
13,937,308.21 89557 X 500 89057 0
1,649,625.00 10600 X 1 0 10600 0
----------------- ------------ ----------- ---------- ----------
SUBTOTALS FOR THIS PAGE 32,212,215.18 325005 32955 292050 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,217,765.63 7825 X 2 0 7825 0
93,375.00 600 X 3 0 600 0
108,937.50 700 X 4 0 700 0
----------------- ------------ ----------- ---------- ----------
18,552,834.47 119215 10433 108782 0
GILLETTE CO 375766102 90,450.00 2400 X 2400 0 0
293,962.50 7800 X 0 7800 0
30,150.00 800 X 4 0 800 0
----------------- ------------ ----------- ---------- ----------
414,562.50 11000 2400 8600 0
GTE CORP 362320103 580,070.00 8170 X 0 8170 0
HALLIBURTON CO 406216101 238,525.00 5800 X 0 5800 0
HEWLETT PACKARD CO 428236103 2,120,817.88 15961 X 0 15961 0
398,625.00 3000 X 1 0 3000 0
285,681.25 2150 X 2 0 2150 0
26,575.00 200 X 4 0 200 0
----------------- ------------ ----------- ---------- ----------
2,831,699.13 21311 0 21311 0
HOME DEPOT INC 437076102 1,097,951.25 17023 X 17023 0 0
6,676,395.00 103510 X 0 103510 0
1,277,100.00 19800 X 1 0 19800 0
----------------- ------------ ----------- ---------- ----------
9,051,446.25 140333 17023 123310 0
IBM CORP 459200101 247,800.00 2100 X 2100 0 0
2,424,428.00 20546 X 0 20546 0
----------------- ------------ ----------- ---------- ----------
2,672,228.00 22646 2100 20546 0
ILLINOIS TOOL WKS INC 452308109 49,725.00 900 X 900 0 0
303,875.00 5500 X 0 5500 0
----------------- ------------ ----------- ---------- ----------
353,600.00 6400 900 5500 0
INKTOMI CORP 457277101 596,700.00 3060 X 3060 0 0
97,500.00 500 X 0 500 0
----------------- ------------ ----------- ---------- ----------
SUBTOTALS FOR THIS PAGE 18,256,409.01 228345 25483 202862 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
694,200.00 3560 3060 500 0
INTEL CORP 458140100 712,459.81 5400 X 5400 0 0
9,405,129.13 71285 X 525 70760 0
290,261.40 2200 X 1 0 2200 0
494,499.89 3748 X 2 0 3748 0
145,130.70 1100 X 3 0 1100 0
112,146.45 850 X 4 0 850 0
----------------- -------------- ------------- ---------- ----------
11,159,627.38 84583 5925 78658 0
INTERPUBLIC GROUP COS 460690100 694,575.00 14700 X 0 14700 0
ISS GROUP INC 450306105 492,795.00 4230 X 0 4230 0
JOHNSON & JOHNSON 478160104 186,162.50 2650 X 2650 0 0
762,212.50 10850 X 600 10250 0
----------------- -------------- ------------- ---------- ----------
948,375.00 13500 3250 10250 0
KANA COMMUNICATIONS INC 483600102 380,800.00 5600 X 5600 0 0
KEYNOTE SYSTEMS INC 493308100 365,543.75 3575 X 0 3575 0
KIMBERLY CLARK CORP 494368103 168,187.51 3000 X 3000 0 0
2,234,090.66 39850 X 250 39600 0
334,973.44 5975 X 1 0 5975 0
120,534.38 2150 X 2 0 2150 0
22,425.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ----------
2,880,210.99 51375 3250 48125 0
KVH INDS INC 482738101 881,708.96 116106 X 0 116106 0
LILLY ELI & CO 532457108 81,412.50 1300 X 1300 0 0
777,176.25 12410 X 0 12410 0
21,918.75 350 X 1 0 350 0
----------------- -------------- ------------- ---------- ----------
880,507.50 14060 1300 12760 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 18,684,143.58 307729 19325 288404 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
LUCENT TECHNOLOGIES INC 549463107 226,686.25 3701 X 3701 0 0
3,035,243.75 49555 X 628 48927 0
174,562.50 2850 X 1 0 2850 0
----------------- -------------- ------------- ---------- ----------
3,436,492.50 56106 4329 51777 0
MARRIOTT INTL NEW CL A 571903202 140,238.00 4452 X 4452 0 0
110,880.00 3520 X 0 3520 0
----------------- -------------- ------------- ---------- ----------
251,118.00 7972 4452 3520 0
MAXIM INTEGRATED PRODS 57772K101 284,248.00 4000 X 4000 0 0
284,248.00 4000 X 0 4000 0
----------------- -------------- ------------- ---------- ----------
568,496.00 8000 4000 4000 0
MBIA INC 55262C100 218,662.50 4200 X 0 4200 0
MBNA CORP 55262L100 347,106.00 13612 X 0 13612 0
MCDONALDS CORP 580135101 436,839.00 11688 X 11688 0 0
2,503,190.64 66975 X 450 66525 0
190,612.50 5100 X 1 0 5100 0
207,431.25 5550 X 2 0 5550 0
----------------- -------------- ------------- ---------- ----------
3,338,073.39 89313 12138 77175 0
MEAD CORP 582834107 856,667.50 24520 X 0 24520 0
MEDTRONIC INC 585055106 401,212.50 7800 X 7800 0 0
1,239,643.75 24100 X 0 24100 0
----------------- -------------- ------------- ---------- ----------
1,640,856.25 31900 7800 24100 0
MERCK & CO INC 589331107 384,553.75 6190 X 6190 0 0
3,256,219.77 52414 X 550 51864 0
646,100.00 10400 X 2 0 10400 0
----------------- -------------- ------------- ---------- ----------
4,286,873.52 69004 6740 62264 0
MICROSOFT CORP 594918104 1,339,812.50 12610 X 12610 0 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 16,284,158.16 317237 52069 265168 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------------------- ---------- -------------- --------- ---- --- ---- ------------ --------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
6,585,162.50 61978 X 475 61503 0
417,031.25 3925 X 1 0 3925 0
31,875.00 300 X 2 0 300 0
--------------- --------- ------------ --------- ------
8,373,881.25 78813 13085 65728 0
MILLIPORE CORP 601073109 208,818.75 3700 X 0 3700 0
MOTOROLA INC 620076109 131,400.00 900 X 900 0 0
547,500.00 3750 X 0 3750 0
--------------- --------- ------------ --------- ------
678,900.00 4650 900 3750 0
MUTUAL RISK MGMT LTD 628351108 218,000.00 10900 X 0 10900 0
NATIONAL CITY CORP 635405103 132,536.25 6426 X 6426 0 0
98,587.50 4780 X 0 4780 0
--------------- --------- ------------ --------- ------
231,123.75 11206 6426 4780 0
NEXTEL COMMUN INC CL A 65332V103 66,712.50 450 X 450 0 0
429,925.00 2900 X 0 2900 0
--------------- --------- ------------ --------- ------
496,637.50 3350 450 2900 0
NORTHERN TR CORP 665859104 20,268.60 300 X 300 0 0
569,412.54 8428 X 0 8428 0
--------------- --------- ------------ --------- ------
589,681.14 8728 300 8428 0
OPENTV INC G67543101 378,800.00 3200 X 3200 0 0
142,050.00 1200 X 0 1200 0
--------------- --------- ------------ --------- ------
520,850.00 4400 3200 1200 0
ORACLE CORP 68389X105 62,449.60 800 X 800 0 0
288,829.40 3700 X 0 3700 0
--------------- --------- ------------ --------- ------
351,279.00 4500 800 3700 0
PE CORP BIOSYSTEMS GROUP 69332S102 598,300.00 6200 X 6200 0 0
--------------- --------- ------------ --------- ------
SUBTOTALS FOR THIS PAGE 10,927,658.89 123837 18751 105086 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ----------- ----------------- ------------- ---- --- ---- ------------ --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
559,700.00 5800 X 0 5800 0
----------------- ------------- ------------ --------- --------
1,158,000.00 12000 6200 5800 0
PFIZER INC 717081103 685,364.08 18745 X 18745 0 0
3,793,505.67 103754 X 0 103754 0
193,781.25 5300 X 2 0 5300 0
14,625.00 400 X 4 0 400 0
----------------- ------------- ------------ --------- --------
4,687,276.00 128199 18745 109454 0
PHONE COM INC 71920Q100 593,775.00 3640 X 3640 0 0
1,743,316.88 10687 X 0 10687 0
----------------- ------------- ------------ --------- --------
2,337,091.88 14327 3640 10687 0
PROCTER & GAMBLE CO 742718109 70,625.00 1250 X 1250 0 0
501,437.50 8875 X 250 8625 0
----------------- ------------- ------------ --------- --------
572,062.50 10125 1500 8625 0
PROGRESSIVE CORP OHIO 743315103 5,791,550.88 76142 X 0 76142 0
QLT PHOTOTHERAPEUTICS INC 746927102 430,950.00 7800 X 7800 0 0
REDBACK NETWORKS INC 757209101 389,918.10 1300 X 1300 0 0
239,949.60 800 X 0 800 0
----------------- ------------- ------------ --------- --------
629,867.70 2100 1300 800 0
SAFEWAY INC NEW 786514208 250,685.00 5540 X 5540 0 0
323,085.00 7140 X 0 7140 0
----------------- ------------- ------------ --------- --------
573,770.00 12680 5540 7140 0
SBC COMMUNICATIONS INC 78387G103 325,626.25 7730 X 7730 0 0
3,596,357.23 85373 X 500 84873 0
202,200.00 4800 X 1 0 4800 0
288,556.25 6850 X 2 0 6850 0
25,275.00 600 X 3 0 600 0
----------------- ------------- ------------ --------- --------
SUBTOTALS FOR THIS PAGE 20,020,283.69 362526 46755 315771 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
4,438,014.73 105353 8230 97123 0
SCHERING PLOUGH CORP 806605101 713,356.88 19215 X 0 19215 0
14,850.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ----------
728,206.88 19615 0 19615 0
SCHOLASTIC CORP 807066105 1,186,614.00 22000 X 0 22000 0
SCIENT CORP 80864H109 3,264,550.62 35998 X 0 35998 0
SDL INC 784076101 340,600.00 1600 X 0 1600 0
SONY CORP 835699307 392,175.00 1400 X 1400 0 0
212,895.00 760 X 0 760 0
----------------- -------------- ------------- ---------- ----------
605,070.00 2160 1400 760 0
STATE STR CORP 857477103 145,312.50 1500 X 1500 0 0
116,250.00 1200 X 0 1200 0
43,593.75 450 X 4 0 450 0
----------------- -------------- ------------- ---------- ----------
305,156.25 3150 1500 1650 0
STEELCASE INC CL A 858155203 513,516.00 42793 X 0 42793 0
STRYKER CORP 863667101 270,211.50 3874 X 3874 0 0
279,000.00 4000 X 0 4000 0
27,900.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ----------
577,111.50 8274 3874 4400 0
SUN MICROSYSTEMS INC 866810104 299,849.60 3200 X 3200 0 0
309,219.90 3300 X 0 3300 0
----------------- -------------- ------------- ---------- ----------
609,069.50 6500 3200 3300 0
SYBRON INTL CORP 87114F106 237,800.00 8200 X 8200 0 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 8,367,694.75 150290 18174 132116 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
TELESYSTEM INTL WIRELESS INC 879946101 224,475.00 6150 X 6150 0 0
SUB VTG SHS
TELLABS INC 879664100 220,444.00 3500 X 0 3500 0
TEXAS INSTRS INC 882508104 496,000.00 3100 X 3100 0 0
960,000.00 6000 X 0 6000 0
----------------- -------------- ------------- ---------- ----------
1,456,000.00 9100 3100 6000 0
TEXTRON INC 883203101 487,000.00 8000 X 0 8000 0
TIMBERLAND CO CL A 887100105 25,219,602.00 494502 X 0 494502 0
TIME WARNER INC 887315109 55,000.00 550 X 550 0 0
300,000.00 3000 X 0 3000 0
----------------- -------------- ------------- ---------- ----------
355,000.00 3550 550 3000 0
TYCO INTL LTD NEW 902124106 122,806.26 2450 X 2450 0 0
1,875,226.44 37411 X 250 37161 0
----------------- -------------- ------------- ---------- ----------
1,998,032.70 39861 2700 37161 0
UNITED PARCEL SVC INC CL B 911312106 188,964.00 3000 X 3000 0 0
62,988.00 1000 X 0 1000 0
----------------- -------------- ------------- ---------- ----------
251,952.00 4000 3000 1000 0
UNITED HEALTHCARE CORP 91324P102 387,562.50 6500 X 0 6500 0
VERISIGN INC 92343E102 17,192.50 115 X 115 0 0
190,612.50 1275 X 0 1275 0
----------------- -------------- ------------- ---------- ----------
207,805.00 1390 115 1275 0
VERTEX PHARMACEUTICALS 92532F100 1,268,183.89 27091 X 0 27091 0
WACHOVIA CORP NEW 929771103 331,056.26 4900 X 0 4900 0
459,425.00 6800 X 1 0 6800 0
48,645.00 720 X 2 0 720 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 32,915,183.35 616064 15615 600449 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------ ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
839,126.26 12420 0 12420 0
WAL MART STORES INC 931142103 159,612.50 2825 X 2825 0 0
3,028,400.00 53600 X 275 53325 0
279,675.00 4950 X 1 0 4950 0
452,000.00 8000 X 2 0 8000 0
----------------- -------------- ------------- ---------- ----------
3,919,687.50 69375 3100 66275 0
WARNER LAMBERT CO 934488107 339,952.50 3480 X 0 3480 0
WASHINGTON TR BANCORP 940610108 472,464.00 29529 X 0 29529 0
WATERS CORP 941848103 200,025.00 2100 X 0 2100 0
WHIRLPOOL CORP 963320106 82,075.00 1400 X 1400 0 0
290,193.75 4950 X 0 4950 0
----------------- -------------- ------------- ---------- ----------
372,268.75 6350 1400 4950 0
MCI WORLDCOM INC 98157D106 422,534.40 9325 X 9325 0 0
3,468,656.26 76551 X 813 75738 0
231,091.20 5100 X 1 0 5100 0
133,670.40 2950 X 2 0 2950 0
----------------- -------------- ------------- ---------- ----------
4,255,952.26 93926 10138 83788 0
WRIGLEY WM JR CO 982526105 92,175.00 1200 X 1200 0 0
122,900.00 1600 X 0 1600 0
----------------- -------------- ------------- ---------- ----------
215,075.00 2800 1200 1600 0
XEROX CORP 984121103 260,000.00 10000 X 0 10000 0
================= ============== ============= ========== ==========
TOTALS FOR COMMON 251,711,200.86 4130481 421878 3708604 0
================= ============== ============= ========== ==========
GRAND TOTALS 251,711,200.86 4130481 421878 3708604 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/16/2000 at 11:56 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 05/16/2000 R33.110.003
As of 03/31/2000
MGR Client Name
------ ----------------------------------------
<S> <C>
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
</TABLE>
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