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<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 12/31/99
----------------
If amended report check here: [ ]
Name of Institutional Manager:
Susan R. Shapiro
- -------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Susan R. Shapiro (617) 951-7209
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 9th day of
February, 2000
Susan R. Shapiro
---------------------------------
---------------------------------
Name and 13f file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report):
1. Francis L. Coolidge 28-3602
2. Nicholas A. Grace 28-3488
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 1
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------- ----------- ------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 58,100.00 1600 X 1600 0 0
3,756,963.90 103462 X 0 103462 0
2,490,747.00 68592 X 1 0 68592 0
23,966.25 660 X 2 0 660 0
399,437.50 11000 X 3 0 11000 0
---------------- --------- ------- ---------- ---
6,729,214.65 185314 1600 183714 0
AIR PRODS & CHEMS INC 009158106 474,640.87 14142 X 0 14142 0
536,463.00 15984 X 1 0 15984 0
53,700.00 1600 X 3 0 1600 0
---------------- --------- ------- ---------- ---
1,064,803.87 31726 0 31726 0
AMERICAN EXPRESS CO 025816109 1,358,761.25 8173 X 0 8173 0
1,230,250.00 7400 X 1 0 7400 0
---------------- --------- ------- ---------- ---
2,589,011.25 15573 0 15573 0
AMERICAN HOME PRODS CORP 026609107 97,771.75 2491 X 2491 0 0
1,897,227.25 48337 X 0 48337 0
1,111,756.25 28325 X 1 0 28325 0
98,910.00 2520 X 3 0 2520 0
---------------- --------- ------- ---------- ---
3,205,665.25 81673 2491 79182 0
AMERICAN INTL GROUP INC 026874107 325,348.14 3009 X 3009 0 0
7,570,371.99 70015 X 0 70015 0
2,724,750.00 25200 X 1 0 25200 0
854,728.13 7905 X 3 0 7905 0
---------------- --------- ------- ---------- ---
11,475,198.26 106129 3009 103120 0
ANHEUSER BUSCH COS IN 035229103 1,483,555.50 20932 X 0 20932 0
ARCHSTONE CMNTYS TR 039581103 129,478.00 6316 X 6316 0 0
1,422,700.00 69400 X 0 69400 0
625,352.50 30505 X 1 0 30505 0
84,050.00 4100 X 3 0 4100 0
---------------- --------- ------- ---------- ---
SUBTOTALS FOR THIS PAGE 28,809,029.28 551668 13416 538252 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 2
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------- ----------- ------------- -------- ---- --- --- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
---------------- --------- ------- ---------- ---
2,261,580.50 110321 6316 104005 0
AT&T CORP 001957109 228,656.25 4500 X 0 4500 0
30,487.50 600 X 1 0 600 0
--------------- -------- ------- ---------- ---
259,143.75 5100 0 5100 0
ATLANTIC RICHFIELD CO 048825103 629,028.00 7272 X 0 7272 0
429,040.00 4960 X 1 0 4960 0
---------------- --------- ------- ---------- ---
1,058,068.00 12232 0 12232 0
AUTOMATIC DATA PROCESSING 053015103 71,815.38 1333 X 1333 0 0
1,579,884.38 29325 X 0 29325 0
---------------- --------- ------- ---------- ---
1,651,699.76 30658 1333 29325 0
BELL ATLANTIC CORP 077853109 875,788.14 14226 X 0 14226 0
633,478.14 10290 X 1 0 10290 0
25,610.00 416 X 2 0 416 0
47,280.00 768 X 3 0 768 0
---------------- --------- ------- ---------- ---
1,582,156.28 25700 0 25700 0
BELLSOUTH CORP 079860102 42,131.25 900 X 900 0 0
419,440.00 8960 X 0 8960 0
33,705.00 720 X 1 0 720 0
---------------- --------- ------- ---------- ---
495,276.25 10580 900 9680 0
BOSTON SCIENTIFIC CORP 101137107 97,343.76 4450 X 0 4450 0
140,000.00 6400 X 1 0 6400 0
---------------- --------- ------- ---------- ---
237,343.76 10850 0 10850 0
BRISTOL MYERS SQUIBB CO 110122108 41,721.88 650 X 650 0 0
2,698,249.94 42037 X 0 42037 0
641,875.00 10000 X 1 0 10000 0
---------------- --------- ------- ---------- ---
SUBTOTALS FOR THIS PAGE 8,665,534.62 147807 2883 144924 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 3
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------- ----------- ------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
38,512.50 600 X 2 0 600 0
38,512.50 600 X 3 0 600 0
---------------- --------- ------- ---------- ---
3,458,871.82 53887 650 53237 0
CHEVRON CORP 166751107 897,001.88 10355 X 0 10355 0
69,300.00 800 X 1 0 800 0
14,726.25 170 X 2 0 170 0
15,592.50 180 X 3 0 180 0
---------------- --------- ------- ---------- ---
996,620.63 11505 0 11505 0
CISCO SYS INC 17275R102 109,696.00 1024 X 1024 0 0
6,601,363.89 61623 X 0 61623 0
1,893,327.25 17674 X 1 0 17674 0
72,202.25 674 X 2 0 674 0
224,962.50 2100 X 3 0 2100 0
---------------- --------- ------- ---------- ---
8,901,551.89 83095 1024 82071 0
CITIGROUP INC 172967101 198,358.88 3562 X 3562 0 0
3,276,708.27 58841 X 0 58841 0
803,960.44 14437 X 1 0 14437 0
27,119.81 487 X 2 0 487 0
54,295.31 975 X 3 0 975 0
---------------- --------- ------- ---------- ---
4,360,442.71 78302 3562 74740 0
COCA COLA CO 191216100 806,354.75 13843 X 0 13843 0
COLGATE PALMOLIVE CO 194162103 1,313,000.00 20200 X 0 20200 0
CVS CORP 126650100 8,971.88 225 X 225 0 0
261,181.26 6550 X 0 6550 0
23,925.00 600 X 1 0 600 0
---------------- --------- ------- ---------- ---
294,078.14 7375 225 7150 0
DISNEY WALT CO 254687106 89,212.50 3050 X 3050 0 0
---------------- --------- ------- ---------- ---
SUBTOTALS FOR THIS PAGE 16,838,285.62 218570 7861 210709 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 4
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------- ----------- ------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,702,203.75 58195 X 0 58195 0
592,488.00 20256 X 1 0 20256 0
146,250.00 5000 X 3 0 5000 0
---------------- --------- ------- ---------- ---
2,530,154.25 86501 3050 83451 0
DOW CHEM CO 260543103 679,082.25 5082 X 0 5082 0
90,196.88 675 X 1 0 675 0
150,328.13 1125 X 3 0 1125 0
---------------- --------- ------- ---------- ---
919,607.26 6882 0 6882 0
DU PONT E I DE NEMOURS 263534109 28,523.88 433 X 433 0 0
2,521,168.06 38272 X 0 38272 0
447,291.25 6790 X 1 0 6790 0
16,468.75 250 X 2 0 250 0
32,937.50 500 X 3 0 500 0
---------------- --------- ------- ---------- ---
3,046,389.44 46245 433 45812 0
DUKE ENERGY CORP 264399106 246,865.64 4925 X 0 4925 0
18,796.88 375 X 2 0 375 0
---------------- --------- ------- ---------- ---
265,662.52 5300 0 5300 0
EMERSON ELEC CO 291011104 309,825.00 5400 X 0 5400 0
EXXON MOBIL CORPORATION 30231G102 435,762.57 5409 X 5409 0 0
7,729,408.03 95943 X 0 95943 0
3,420,200.38 42454 X 1 0 42454 0
8,056.25 100 X 2 0 100 0
634,429.69 7875 X 3 0 7875 0
---------------- --------- ------- ---------- ---
12,227,856.92 151781 5409 146372 0
FEDERAL NATL MTG ASSN 313586109 26,535.94 425 X 425 0 0
1,542,830.67 24710 X 0 24710 0
749,250.00 12000 X 1 0 12000 0
31,218.75 500 X 2 0 500 0
---------------- --------- ------- ---------- ---
SUBTOTALS FOR THIS PAGE 21,560,118.25 336694 6267 330427 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 5
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------- ----------- ------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
---------------- --------- ------- ---------- ---
2,349,835.36 37635 425 37210 0
FIRST DATA CORP 319963104 241,631.26 4900 X 0 4900 0
GANNETT INC 364730101 301,781.25 3700 X 0 3700 0
652,500.00 8000 X 1 0 8000 0
---------------- --------- ------- ---------- ---
954,281.25 11700 0 11700 0
GENERAL ELEC CO 369604103 397,088.50 2566 X 2566 0 0
15,910,466.50 102814 X 0 102814 0
6,973,344.50 45062 X 1 0 45062 0
61,900.00 400 X 2 0 400 0
928,500.00 6000 X 3 0 6000 0
---------------- --------- ------- ---------- ---
24,271,299.50 156842 2566 154276 0
GENERAL MLS INC 370334104 17,875.00 500 X 500 0 0
1,045,687.50 29250 X 0 29250 0
250,250.00 7000 X 3 0 7000 0
---------------- --------- ------- ---------- ---
1,313,812.50 36750 500 36250 0
GTE CORP 362320103 1,633,663.01 23152 X 0 23152 0
1,876,962.50 26600 X 1 0 26600 0
---------------- --------- ------- ---------- ---
3,510,625.51 49752 0 49752 0
HEINZ H J CO 423074103 244,846.88 6150 X 0 6150 0
HEWLETT PACKARD CO 428236103 151,628.75 1333 X 1333 0 0
4,844,043.75 42585 X 0 42585 0
1,029,437.50 9050 X 1 0 9050 0
273,000.00 2400 X 3 0 2400 0
---------------- --------- ------- ---------- ---
6,298,110.00 55368 1333 54035 0
HOME DEPOT INC 437076102 56,718.75 825 X 825 0 0
---------------- --------- ------- ---------- ---
SUBTOTALS FOR THIS PAGE 36,891,325.65 322287 5224 317063 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 6
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
---------------
4,727,662.54 68766 X 0 68766 0
1,897,500.00 27600 X 1 0 27600 0
61,875.00 900 X 3 0 900 0
-------------- -------- ------- ---------- ----
6,743,756.29 98091 825 97266 0
IBM CORP 459200101 1,499,462.50 13900 X 0 13900 0
125,998.00 1168 X 1 0 1168 0
-------------- -------- ------- ---------- ----
1,625,460.50 15068 0 15068 0
ILLINOIS TOOL WKS INC 452308109 229,712.50 3400 X 0 3400 0
INTEL CORP 458140100 96,716.60 1175 X 1175 0 0
2,926,603.16 35555 X 0 35555 0
1,337,570.00 16250 X 1 0 16250 0
41,156.00 500 X 2 0 500 0
246,936.00 3000 X 3 0 3000 0
-------------- -------- ------- ---------- ----
4,648,981.76 56480 1175 55305 0
JOHNSON & JOHNSON 478160104 2,073,693.50 22238 X 0 22238 0
111,900.00 1200 X 1 0 1200 0
-------------- -------- ------- ---------- ----
2,185,593.50 23438 0 23438 0
KIMBERLY CLARK CORP 494368103 161,368.88 2466 X 2466 0 0
1,834,671.28 28037 X 0 28037 0
667,462.50 10200 X 1 0 10200 0
16,359.38 250 X 2 0 250 0
83,432.82 1275 X 3 0 1275 0
-------------- -------- ------- ---------- ----
2,763,294.86 42228 2466 39762 0
LILLY ELI & CO 532457108 452,200.00 6800 X 0 6800 0
LUCENT TECHNOLOGIES INC 549463107 724,050.00 9654 X 0 9654 0
39,000.00 520 X 1 0 520 0
-------------- -------- ------- ---------- ----
SUBTOTALS FOR THIS PAGE 19,355,330.66 254854 3641 251213 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 7
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
---------------
-------------- ------- ------- ---------- ----
763,050.00 10174 0 10174 0
MAY DEPT STORES CO 577778103 87,075.00 2700 X 2700 0 0
119,550.75 3707 X 0 3707 0
31,443.75 975 X 1 0 975 0
163,056.00 5056 X 3 0 5056 0
-------------- ------ ------- ---------- ----
401,125.50 12438 2700 9738 0
MCDONALDS CORP 580135101 17,455.31 433 433 0 0
1,811,885.63 44946 X 0 44946 0
548,250.00 13600 X 1 0 13600 0
40,312.50 1000 X 2 0 1000 0
203,578.13 5050 X 3 0 5050 0
-------------- ------ ------- ---------- ----
2,621,481.57 65029 433 64596 0
MCI WORLDCOM INC 55268BL06 23,877.90 450 450 0 0
1,747,066.47 32925 X 0 32925 0
720,316.65 13575 X 1 0 13575 0
59,694.75 1125 X 3 0 1125 0
-------------- ------ ------- ---------- ----
2,550,955.77 48075 450 47625 0
MERCK & CO INC 589331107 181,406.25 2700 2700 0 0
5,257,623.46 78253 X 0 78253 0
2,015,625.00 30000 X 1 0 30000 0
-------------- ------ ------- ---------- ----
7,454,654.71 110953 2700 108253 0
MICROSOFT CORP 594918104 37,943.75 325 325 0 0
6,701,917.00 57404 X 0 57404 0
2,988,800.00 25600 X 1 0 25600 0
297,712.50 2550 X 3 0 2550 0
-------------- ------ ------- ---------- ----
10,026,373.25 85879 325 85554 0
MINNESOTA MNG & MFG CO 604059105 7,830.00 80 80 0 0
-------------- ------ ------- ---------- ----
SUBTOTALS FOR THIS PAGE 23,062,420.80 322454 6688 315766 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 8
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
---------------
820,624.62 8384 X 0 8384 0
97,483.50 996 X 1 0 996 0
-------------- --------- ------- ---------- ----
925,938.12 9460 80 9380 0
NEW CENTURY ENERGIES INC 64352U103 220,522.51 7260 X 0 7260 0
PFIZER INC 717081103 68,118.75 2100 X 2100 0 0
5,013,312.98 154553 X 0 154553 0
4,106,587.50 126600 X 1 0 126600 0
535,218.75 16500 X 3 0 16500 0
-------------- --------- ------- ---------- ----
9,723,237.98 299753 2100 297653 0
PROCTER & GAMBLE CO 742718109 1,234,112.00 11264 X 0 11264 0
1,183,275.00 10800 X 1 0 10800 0
-------------- --------- ------- ---------- ----
2,417,387.00 22064 0 22064 0
SARA LEE CORP 803111103 5,515.63 250 X 250 0 0
293,431.25 13300 X 0 13300 0
-------------- --------- ------- ---------- ----
298,946.88 13550 250 13300 0
SBC COMMUNICATIONS INC 78387G103 147,322.50 3022 X 3022 0 0
2,440,961.25 50071 X 0 50071 0
571,350.00 11720 X 1 0 11720 0
34,125.00 700 X 2 0 700 0
-------------- --------- ------- ---------- ----
3,193,758.75 65513 3022 62491 0
STATE STR CORP 857477103 292,250.00 4000 X 0 4000 0
SYSCO CORP 871829107 656,737.50 16600 X 0 16600 0
TELLABS INC 879664100 374,595.33 5836 X 0 5836 0
TEXACO INC 881694103 238,975.00 4400 X 0 4400 0
94,177.88 1734 X 1 0 1734 0
-------------- --------- ------- ---------- ----
SUBTOTALS FOR THIS PAGE 18,428,696.95 450090 5372 444718 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 9
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ---------------------------- ------------ -------------- -------- ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
---------------
-------------- --------- ------- ---------- ----
333,152.88 6134 0 6134 0
TYCO INTL LTD NEW 902124106 103,350.00 2650 X 0 2650 0
193,752.00 4968 X 1 0 4968 0
-------------- --------- ------- ---------- ----
297,102.00 7618 0 7618 0
UNION PAC CORP 907818108 176,497.50 4040 X 0 4040 0
73,395.00 1680 X 3 0 1680 0
-------------- --------- ------- ---------- ----
249,892.50 5720 0 5720 0
WACHOVIA CORP NEW 929771103 234,600.00 3450 X 0 3450 0
WAL MART STORES INC 931142103 1,124,663.76 16270 X 0 16270 0
179,725.00 2600 X 3 0 2600 0
-------------- --------- ------- ---------- ----
1,304,388.76 18870 0 18870 0
WEYERHAEUSER CO 962166104 430,875.00 6000 X 0 6000 0
============== ========= ======= ========== ====
TOTALS FOR COMMON 176,127,600.09 2646082 51352 2594730 0
============== ========= ======= ========== ====
GRAND TOTALS 176,127,600.09 2646082 51352 2594730 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 10
As of 12/31/1999
<S> <C>
MGR Client Name
------ ----------------------------------------
1 FRANCIS L COOLIDGE
2 NICHOLAS A GRACE
3 EDWARD P LAWRENCE
</TABLE>
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