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Previous: SHAPIRO SUSAN R, 13F-HR, 2000-02-14 |
Next: INSTITUTIONAL VENTURE PARTNERS VI, SC 13G, 2000-02-14 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report the Calendar Quarter Ended 12/31/99
--------
If amended report check here: [_]
Name of Institutional Manager:
Robert N. Shapiro
- ------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Robert N. Shapiro (617) 951-7217
- ------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on his behalf in the City of Boston and State of Massachusetts on the 9th
day of February, 2000
Robert N. Shapiro
-------------------------------------
-------------------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Susan R. Shapiro 28-5292
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 1
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 289,773.76 7980 X 7980 0 0
3,260,753.58 89797 X 0 89797 0
65,362.50 1800 X 4 0 1800 0
----------------- -------------- ------------- ---------- ---------
3,615,889.84 99577 7980 91597 0
AIR PRODS & CHEMS INC 009158106 216,478.13 6450 X 6450 0 0
401,071.87 11950 X 0 11950 0
----------------- -------------- ------------- ---------- ---------
617,550.00 18400 6450 11950 0
ALLAIRE CORP 016714107 292,624.00 2000 X 2000 0 0
ALLMERICA FINL CORP 019754100 261,437.50 4700 X 0 4700 0
AMERICA ONLINE INC DEL 02364J104 3,793.75 50 X 50 0 0
291,891.13 3847 X 0 3847 0
----------------- -------------- ------------- ---------- ---------
295,684.88 3897 50 3847 0
AMERICAN EXPRESS CO 025816109 70,656.25 425 X 425 0 0
1,172,062.50 7050 X 0 7050 0
332,500.00 2000 X 2 0 2000 0
----------------- -------------- ------------- ---------- ---------
1,575,218.75 9475 425 9050 0
AMERICAN HOME PRODS CORP 026609107 298,300.00 7600 X 7600 0 0
2,997,679.50 76374 X 750 75624 0
282,600.00 7200 X 1 0 7200 0
114,806.25 2925 X 2 0 2925 0
58,875.00 1500 X 3 0 1500 0
----------------- -------------- ------------- ---------- ---------
3,752,260.75 95599 8350 87249 0
AMERICAN INTL GROUP INC 026874107 625,935.66 5789 X 5789 0 0
6,484,905.16 59976 X 250 59726 0
1,303,122.51 12052 X 1 0 12052 0
422,228.14 3905 X 2 0 3905 0
60,766.25 562 X 3 0 562 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 19,307,623.44 315932 31294 284638 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 2
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
68,226.88 631 X 4 0 631 0
----------------- -------------- ------------- ---------- ---------
8,965,184.60 82915 6039 76876 0
AMGEN INC 031162100 282,291.40 4700 X 4700 0 0
276,285.20 4600 X 0 4600 0
----------------- -------------- ------------- ---------- ---------
558,576.60 9300 4700 4600 0
ANHEUSER BUSCH COS IN 035229103 141,750.00 2000 X 2000 0 0
131,118.75 1850 X 0 1850 0
----------------- -------------- ------------- ---------- ---------
272,868.75 3850 2000 1850 0
APPLIED MATLS INC 038222105 12,668.70 100 X 100 0 0
297,714.45 2350 X 0 2350 0
----------------- -------------- ------------- ---------- ---------
310,383.15 2450 100 2350 0
APPLIED MICRO CIRCUITS CORP 03822W109 338,230.50 2658 X 0 2658 0
ARCHSTONE CMNTYS TR 039581103 182,962.50 8925 X 8925 0 0
1,285,862.50 62725 X 0 62725 0
103,525.00 5050 X 1 0 5050 0
185,525.00 9050 X 2 0 9050 0
35,875.00 1750 X 3 0 1750 0
----------------- -------------- ------------- ---------- ---------
1,793,750.00 87500 8925 78575 0
AT&T CORP 001957109 45,578.82 897 X 897 0 0
543,795.39 10702 X 0 10702 0
----------------- -------------- ------------- ---------- ---------
589,374.21 11599 897 10702 0
ATLANTIC RICHFIELD CO 048825103 4,325.00 50 X 50 0 0
630,931.00 7294 X 0 7294 0
259,500.00 3000 X 1 0 3000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 4,826,166.09 128332 16672 111660 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 3
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
894,756.00 10344 50 10294 0
AUTOMATIC DATA PROCESSING 053015103 613,097.50 11380 X 11380 0 0
1,286,912.14 23887 X 0 23887 0
646,500.00 12000 X 1 0 12000 0
----------------- -------------- ------------- ---------- ---------
2,546,509.64 47267 11380 35887 0
AUTOZONE INC 053332102 204,861.25 6340 X 6340 0 0
287,581.25 8900 X 0 8900 0
----------------- -------------- ------------- ---------- ---------
492,442.50 15240 6340 8900 0
BELL ATLANTIC CORP 077853109 17,052.81 277 X 277 0 0
679,711.59 11041 X 0 11041 0
----------------- -------------- ------------- ---------- ---------
696,764.40 11318 277 11041 0
BELLSOUTH CORP 079860102 15,729.00 336 X 336 0 0
602,196.00 12864 X 0 12864 0
----------------- -------------- ------------- ---------- ---------
617,925.00 13200 336 12864 0
BOEING CO 097023105 1,133,564.26 27356 X 0 27356 0
BRISTOL MYERS SQUIBB CO 110122108 51,350.00 800 X 800 0 0
2,756,596.39 42946 X 0 42946 0
834,437.50 13000 X 1 0 13000 0
51,350.00 800 X 2 0 800 0
----------------- -------------- ------------- ---------- ---------
3,693,733.89 57546 800 56746 0
BROADCOM CORP 111320107 326,850.00 1200 X 1200 0 0
313,231.25 1150 X 0 1150 0
----------------- -------------- ------------- ---------- ---------
640,081.25 2350 1200 1150 0
CABOT CORP 127055101 33,720.63 1655 X 1655 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 9,854,741.57 175932 21988 153944 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 4
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,923,705.64 94415 X 0 94415 0
----------------- -------------- ------------- ---------- ---------
1,957,426.27 96070 1655 94415 0
CABOT OIL & GAS CORP CL A 127097103 429,527.32 26741 X 0 26741 0
CARNIVAL CRUISE LINES A 143658102 66,937.50 1400 X 1400 0 0
310,781.25 6500 X 0 6500 0
----------------- -------------- ------------- ---------- ---------
377,718.75 7900 1400 6500 0
CENDANT CORP 151313103 273,593.75 10300 X 10300 0 0
CHEVRON CORP 166751107 276,940.13 3197 X 0 3197 0
17,325.00 200 X 1 0 200 0
----------------- -------------- ------------- ---------- ---------
294,265.13 3397 0 3397 0
CISCO SYS INC 17275R102 1,353,845.75 12638 X 12638 0 0
12,218,463.28 114058 X 525 113533 0
1,028,185.75 9598 X 1 0 9598 0
683,029.00 6376 X 2 0 6376 0
37,493.75 350 X 3 0 350 0
----------------- -------------- ------------- ---------- ---------
15,321,017.53 143020 13163 129857 0
CITIGROUP INC 172967101 970,410.38 17426 X 17426 0 0
4,692,173.17 84259 X 824 83435 0
429,462.01 7712 X 1 0 7712 0
220,578.20 3961 X 2 0 3961 0
43,826.06 787 X 3 0 787 0
----------------- -------------- ------------- ---------- ---------
6,356,449.82 114145 18250 95895 0
CLOROX CO 189054109 133,493.75 2650 X 2650 0 0
193,943.75 3850 X 0 3850 0
----------------- -------------- ------------- ---------- ---------
327,437.50 6500 2650 3850 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 25,303,715.44 406418 45763 360655 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 5
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
CMGI INC 125750109 553,750.00 2000 X 2000 0 0
678,343.75 2450 X 0 2450 0
27,687.50 100 X 4 0 100 0
----------------- -------------- ------------- ---------- ---------
1,259,781.25 4550 2000 2550 0
COBALT NETWORKS INC 19074R101 162,562.50 1500 X 1500 0 0
157,143.75 1450 X 0 1450 0
----------------- -------------- ------------- ---------- ---------
319,706.25 2950 1500 1450 0
COCA COLA CO 191216100 171,837.50 2950 X 2950 0 0
626,944.75 10763 X 0 10763 0
15,145.00 260 X 4 0 260 0
----------------- -------------- ------------- ---------- ---------
813,927.25 13973 2950 11023 0
COLGATE PALMOLIVE CO 194162103 468,000.00 7200 X 0 7200 0
COMCAST CORP CL A SPL 200300200 541,013.40 10700 X 0 10700 0
COMMUNITY FIRST BANKSHARES INC 203902101 204,687.00 12996 X 0 12996 0
COMVERSE TECHNOLOGY INC 205862402 260,550.00 1800 X 1800 0 0
COPPER MTN NETWORKS INC 217510106 315,217.50 6466 X 0 6466 0
COVAD COMMUNICATIONS GROUP 222814204 194,381.08 3475 X 3475 0 0
184,592.10 3300 X 0 3300 0
----------------- -------------- ------------- ---------- ---------
378,973.18 6775 3475 3300 0
CVS CORP 126650100 97,693.75 2450 X 2450 0 0
352,893.76 8850 X 0 8850 0
67,787.50 1700 X 2 0 1700 0
----------------- -------------- ------------- ---------- ---------
518,375.01 13000 2450 10550 0
DISNEY WALT CO 254687106 407,745.00 13940 X 13940 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 5,487,975.84 94350 28115 66235 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 6
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,717,383.50 92902 X 1650 91252 0
179,799.75 6147 X 1 0 6147 0
93,600.00 3200 X 2 0 3200 0
----------------- -------------- ------------- ---------- ---------
3,398,528.25 116189 15590 100599 0
DOLLAR GEN CORP 256669102 191,100.00 8400 X 8400 0 0
127,400.00 5600 X 0 5600 0
----------------- -------------- ------------- ---------- ---------
318,500.00 14000 8400 5600 0
DOUBLECLICK INC 258609304 5,061.24 20 X 20 0 0
1,197,236.32 4731 X 0 4731 0
----------------- -------------- ------------- ---------- ---------
1,202,297.56 4751 20 4731 0
DOW CHEM CO 260543103 13,362.50 100 X 100 0 0
263,909.38 1975 X 0 1975 0
----------------- -------------- ------------- ---------- ---------
277,271.88 2075 100 1975 0
DU PONT E I DE NEMOURS 263534109 291,496.88 4425 X 4425 0 0
2,071,110.03 31440 X 0 31440 0
131,750.00 2000 X 1 0 2000 0
46,112.50 700 X 2 0 700 0
----------------- -------------- ------------- ---------- ---------
2,540,469.41 38565 4425 34140 0
E M C CORP MASS 268648102 480,700.00 4400 X 4400 0 0
1,092,500.00 10000 X 0 10000 0
----------------- -------------- ------------- ---------- ---------
1,573,200.00 14400 4400 10000 0
E PIPHANY INC 26881V100 357,000.00 1600 X 1600 0 0
EASTERN ENTERPRISES 27637F100 290,059.38 5050 X 5050 0 0
109,131.25 1900 X 0 1900 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 9,658,712.73 184590 25645 158945 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 7
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
399,190.63 6950 5050 1900 0
EASTMAN KODAK CO 277461109 326,148.75 4923 X 0 4923 0
EMERSON ELEC CO 291011104 11,475.00 200 X 200 0 0
238,106.25 4150 X 0 4150 0
----------------- -------------- ------------- ---------- ---------
249,581.25 4350 200 4150 0
EXTREME NETWORKS INC 30226D106 200,400.00 2400 X 2400 0 0
EXXON MOBIL CORPORATION 30231G102 624,520.51 7752 X 7752 0 0
7,496,824.05 93056 X 0 93056 0
1,048,601.50 13016 X 1 0 13016 0
934,847.25 11604 X 2 0 11604 0
48,337.50 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
10,153,130.81 126028 7752 118276 0
FEDERAL HOME LN MTG CORP 313400301 265,903.13 5650 X 0 5650 0
FEDERAL NATL MTG ASSN 313586109 261,925.31 4195 X 4195 0 0
2,380,429.75 38125 X 0 38125 0
81,168.76 1300 X 2 0 1300 0
----------------- -------------- ------------- ---------- ---------
2,723,523.82 43620 4195 39425 0
FIRST DATA CORP 319963104 54,243.75 1100 X 1100 0 0
271,218.76 5500 X 0 5500 0
----------------- -------------- ------------- ---------- ---------
325,462.51 6600 1100 5500 0
FORD MTR CO DEL 345370100 10,662.50 200 X 200 0 0
530,352.75 9948 X 0 9948 0
----------------- -------------- ------------- ---------- ---------
541,015.25 10148 200 9948 0
GANNETT INC 364730101 244,687.50 3000 X 0 3000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,029,853.02 206719 15847 190872 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 8
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
GAP INC 364760108 159,850.00 3475 X 3475 0 0
419,290.00 9115 X 0 9115 0
----------------- -------------- ------------- ---------- ---------
579,140.00 12590 3475 9115 0
GENENTECH INC COM NEW 368710406 390,050.00 2900 X 0 2900 0
GENERAL ELEC CO 369604103 1,792,778.75 11585 X 11585 0 0
13,989,709.50 90402 X 500 89902 0
1,640,350.00 10600 X 1 0 10600 0
1,234,131.25 7975 X 2 0 7975 0
123,800.00 800 X 3 0 800 0
108,325.00 700 X 4 0 700 0
----------------- -------------- ------------- ---------- ---------
18,889,094.50 122062 12085 109977 0
GENERAL MTRS CORP 370442105 351,226.00 4832 X 0 4832 0
GENERAL MTRS CORP CL H NEW 370442832 144,000.00 1500 X 1500 0 0
125,760.00 1310 X 0 1310 0
----------------- -------------- ------------- ---------- ---------
269,760.00 2810 1500 1310 0
GILLETTE CO 375766102 278,839.38 6770 X 6770 0 0
427,526.25 10380 X 0 10380 0
32,950.00 800 X 4 0 800 0
----------------- -------------- ------------- ---------- ---------
739,315.63 17950 6770 11180 0
GLOBAL TELESYSTEMS GROUP 37936U104 194,600.00 5600 X 5600 0 0
52,125.00 1500 X 0 1500 0
----------------- -------------- ------------- ---------- ---------
246,725.00 7100 5600 1500 0
GTE CORP 362320103 14,112.50 200 X 200 0 0
587,080.02 8320 X 0 8320 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 22,066,503.65 178764 29630 149134 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 9
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
601,192.52 8520 200 8320 0
HEWLETT PACKARD CO 428236103 1,815,563.75 15961 X 0 15961 0
341,250.00 3000 X 1 0 3000 0
244,562.50 2150 X 2 0 2150 0
22,750.00 200 X 4 0 200 0
----------------- -------------- ------------- ---------- ---------
2,424,126.25 21311 0 21311 0
HOME DEPOT INC 437076102 1,147,953.13 16698 X 16698 0 0
7,248,587.56 105434 X 0 105434 0
1,361,250.00 19800 X 1 0 19800 0
----------------- -------------- ------------- ---------- ---------
9,757,790.69 141932 16698 125234 0
IBM CORP 459200101 293,420.00 2720 X 2720 0 0
2,189,431.00 20296 X 0 20296 0
----------------- -------------- ------------- ---------- ---------
2,482,851.00 23016 2720 20296 0
ILLINOIS TOOL WKS INC 452308109 60,806.25 900 X 900 0 0
371,593.76 5500 X 0 5500 0
23,646.88 350 X 4 0 350 0
----------------- -------------- ------------- ---------- ---------
456,046.89 6750 900 5850 0
INTEL CORP 458140100 345,710.40 4200 X 4200 0 0
5,561,821.84 67570 X 525 67045 0
181,086.40 2200 X 1 0 2200 0
308,505.38 3748 X 2 0 3748 0
90,543.20 1100 X 3 0 1100 0
90,543.20 1100 X 4 0 1100 0
----------------- -------------- ------------- ---------- ---------
6,578,210.42 79918 4725 75193 0
INTERPUBLIC GROUP COS 460690100 848,006.25 14700 X 0 14700 0
ISS GROUP INC 450306105 656,483.75 9230 X 0 9230 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 23,203,515.25 296857 25043 271814 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 10
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
JOHNSON & JOHNSON 478160104 177,175.00 1900 X 1900 0 0
983,787.50 10550 X 600 9950 0
----------------- -------------- ------------- ---------- ---------
1,160,962.50 12450 2500 9950 0
JONES INTERCABLE INC CL A 480206200 762,432.00 11000 X 11000 0 0
KANA COMMUNICATIONS INC 483600102 574,000.00 2800 X 2800 0 0
KEYNOTE SYSTEMS INC 493308100 263,656.25 3575 X 0 3575 0
KIMBERLY CLARK CORP 494368103 193,040.63 2950 X 2950 0 0
2,411,371.94 36850 X 0 36850 0
390,989.06 5975 X 1 0 5975 0
140,690.64 2150 X 2 0 2150 0
26,175.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ---------
3,162,267.27 48325 2950 45375 0
KVH INDS INC 482738101 416,756.57 136106 X 0 136106 0
LILLY ELI & CO 532457108 9,975.00 150 X 150 0 0
688,940.00 10360 X 0 10360 0
23,275.00 350 X 1 0 350 0
----------------- -------------- ------------- ---------- ---------
722,190.00 10860 150 10710 0
LOCKHEED MARTIN CORP 539830109 210,743.75 9634 X 0 9634 0
LUCENT TECHNOLOGIES INC 549463107 255,075.00 3401 X 3401 0 0
3,386,925.00 45159 X 531 44628 0
213,750.00 2850 X 1 0 2850 0
----------------- -------------- ------------- ---------- ---------
3,855,750.00 51410 3932 47478 0
MAXIM INTEGRATED PRODS 57772K101 94,374.00 2000 X 2000 0 0
188,748.00 4000 X 0 4000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 11,411,880.34 292160 25332 266828 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 11
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
283,122.00 6000 2000 4000 0
MAY DEPT STORES CO 577778103 257,193.75 7975 X 0 7975 0
321,210.00 9960 X 1 0 9960 0
----------------- -------------- ------------- ---------- ---------
578,403.75 17935 0 17935 0
MBIA INC 55262C100 235,543.75 4460 X 0 4460 0
MBNA CORP 55262L100 370,927.00 13612 X 0 13612 0
MCDONALDS CORP 580135101 471,172.50 11688 X 11688 0 0
2,438,906.32 60500 X 0 60500 0
205,593.75 5100 X 1 0 5100 0
223,734.38 5550 X 2 0 5550 0
----------------- -------------- ------------- ---------- ---------
3,339,406.95 82838 11688 71150 0
MCI WORLDCOM INC 55268B106 407,516.20 7680 X 7680 0 0
2,859,378.70 53888 X 675 53213 0
258,677.26 4875 X 1 0 4875 0
79,593.01 1500 X 2 0 1500 0
----------------- -------------- ------------- ---------- ---------
3,605,165.17 67943 8355 59588 0
MEAD CORP 582834107 1,071,603.13 24670 X 0 24670 0
MEDIAONE GROUP INC 58440J104 520,020.63 6770 X 0 6770 0
MEDTRONIC INC 585055106 222,268.75 6100 X 6100 0 0
677,737.50 18600 X 0 18600 0
----------------- -------------- ------------- ---------- ---------
900,006.25 24700 6100 18600 0
MERCK & CO INC 589331107 415,890.64 6190 X 6190 0 0
3,521,364.13 52411 X 550 51861 0
698,750.00 10400 X 2 0 10400 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,257,081.40 311929 32883 279046 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 12
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
4,636,004.77 69001 6740 62261 0
MICROSOFT CORP 594918104 1,241,636.25 10635 X 10635 0 0
6,879,260.25 58923 X 475 58448 0
426,137.50 3650 X 1 0 3650 0
26,268.75 225 X 2 0 225 0
----------------- -------------- ------------- ---------- ---------
8,573,302.75 73433 11110 62323 0
MOTOROLA INC 620076109 14,725.00 100 X 100 0 0
618,450.00 4200 X 0 4200 0
----------------- -------------- ------------- ---------- ---------
633,175.00 4300 100 4200 0
MUTUAL RISK MGMT LTD 628351108 183,256.25 10900 X 0 10900 0
NET2PHONE INC 64108N106 119,436.20 2600 X 2600 0 0
119,436.20 2600 X 0 2600 0
----------------- -------------- ------------- ---------- ---------
238,872.40 5200 2600 2600 0
NEXTEL COMMUN INC CL A 65332V103 5,156.25 50 X 50 0 0
283,593.75 2750 X 0 2750 0
----------------- -------------- ------------- ---------- ---------
288,750.00 2800 50 2750 0
NORTHERN TR CORP 665859104 90,630.00 1710 X 1710 0 0
506,044.00 9548 X 0 9548 0
----------------- -------------- ------------- ---------- ---------
596,674.00 11258 1710 9548 0
OPEN MKT INC 68370M100 393,264.38 8715 X 0 8715 0
OPENTV INC G67543101 160,500.00 2000 X 2000 0 0
112,350.00 1400 X 0 1400 0
----------------- -------------- ------------- ---------- ---------
272,850.00 3400 2000 1400 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 11,180,144.78 120006 17570 102436 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 13
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
ORACLE CORP 68389X105 336,186.00 3000 X 3000 0 0
243,734.85 2175 X 0 2175 0
----------------- -------------- ------------- ---------- ---------
579,920.85 5175 3000 2175 0
PE CORP BIOSYSTEMS GROUP 69332S102 372,968.75 3100 X 3100 0 0
409,062.50 3400 X 0 3400 0
----------------- -------------- ------------- ---------- ---------
782,031.25 6500 3100 3400 0
PFIZER INC 717081103 538,300.33 16595 X 16595 0 0
3,452,777.31 106444 X 0 106444 0
171,918.75 5300 X 2 0 5300 0
----------------- -------------- ------------- ---------- ---------
4,162,996.39 128339 16595 111744 0
PHONE COM INC 71920Q100 417,373.20 3600 X 3600 0 0
55,070.08 475 X 0 475 0
----------------- -------------- ------------- ---------- ---------
472,443.28 4075 3600 475 0
PROCTER & GAMBLE CO 742718109 87,650.00 800 X 800 0 0
928,542.24 8475 X 400 8075 0
----------------- -------------- ------------- ---------- ---------
1,016,192.24 9275 1200 8075 0
PROGRESSIVE CORP OHIO 743315103 5,637,937.50 77100 X 0 77100 0
QLT PHOTOTHERAPEUTICS INC 746927102 458,250.00 7800 X 7800 0 0
RAVISENT TECHNOLOGIES INC 754440105 280,590.10 7300 X 7300 0 0
247,918.65 6450 X 0 6450 0
----------------- -------------- ------------- ---------- ---------
528,508.75 13750 7300 6450 0
RED HAT INC 756577102 390,812.50 1850 X 0 1850 0
REDBACK NETWORKS INC 757209101 230,750.00 1300 X 1300 0 0
177,500.00 1000 X 0 1000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 14,437,342.76 256164 43895 212269 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 14
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
408,250.00 2300 1300 1000 0
SBC COMMUNICATIONS INC 78387G103 443,868.75 9105 X 9105 0 0
4,133,951.25 84799 X 500 84299 0
234,000.00 4800 X 1 0 4800 0
333,937.50 6850 X 2 0 6850 0
29,250.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
5,175,007.50 106154 9605 96549 0
SCHERING PLOUGH CORP 806605101 69,918.75 1650 X 1650 0 0
1,030,348.13 24315 X 0 24315 0
16,950.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ---------
1,117,216.88 26365 1650 24715 0
SCHOLASTIC CORP 807066105 1,368,114.00 22000 X 0 22000 0
SDL INC 784076101 283,400.00 1300 X 0 1300 0
SONY CORP 835699307 327,462.50 1150 X 1150 0 0
128,137.50 450 X 0 450 0
----------------- -------------- ------------- ---------- ---------
455,600.00 1600 1150 450 0
STATE STR CORP 857477103 131,512.50 1800 X 1800 0 0
87,675.00 1200 X 0 1200 0
43,837.50 600 X 4 0 600 0
----------------- -------------- ------------- ---------- ---------
263,025.00 3600 1800 1800 0
STEELCASE INC CL A 858155203 480,036.00 40003 X 0 40003 0
STRYKER CORP 863667101 269,727.25 3874 X 3874 0 0
278,500.00 4000 X 0 4000 0
27,850.00 400 X 4 0 400 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 9,718,476.63 209296 18079 191217 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 15
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
576,077.25 8274 3874 4400 0
SUN MICROSYSTEMS INC 866810104 123,899.20 1600 X 1600 0 0
278,773.20 3600 X 0 3600 0
----------------- -------------- ------------- ---------- ---------
402,672.40 5200 1600 3600 0
TELESYSTEM INTL WIRELESS INC 879946101 221,637.50 5950 X 5950 0 0
SUB VTG SHS
TELLABS INC 879664100 266,376.05 4150 X 0 4150 0
TEXAS INSTRS INC 882508104 222,237.50 2300 X 2300 0 0
683,621.88 7075 X 0 7075 0
----------------- -------------- ------------- ---------- ---------
905,859.38 9375 2300 7075 0
TEXTRON INC 883203101 613,500.00 8000 X 0 8000 0
TIMBERLAND CO CL A 887100105 26,144,149.50 494452 X 0 494452 0
TIME WARNER INC 887315109 14,462.50 200 X 200 0 0
191,628.13 2650 X 0 2650 0
----------------- -------------- ------------- ---------- ---------
206,090.63 2850 200 2650 0
TYCO INTL LTD NEW 902124106 85,800.00 2200 X 2200 0 0
858,429.00 22011 X 0 22011 0
----------------- -------------- ------------- ---------- ---------
944,229.00 24211 2200 22011 0
UNITED HEALTHCARE CORP 910581107 345,312.50 6500 X 0 6500 0
UNITED PARCEL SVC INC CL B 911312106 165,600.00 2400 X 2400 0 0
207,000.00 3000 X 0 3000 0
----------------- -------------- ------------- ---------- ---------
372,600.00 5400 2400 3000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 30,422,426.96 566088 14650 551438 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 16
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
VERTEX PHARMACEUTICALS 92532F100 948,185.00 27091 X 0 27091 0
WACHOVIA CORP NEW 929771103 477,700.00 7025 X 0 7025 0
462,400.00 6800 X 1 0 6800 0
48,960.00 720 X 2 0 720 0
----------------- -------------- ------------- ---------- ---------
989,060.00 14545 0 14545 0
WAL MART STORES INC 931142103 41,475.01 600 X 600 0 0
2,096,215.70 30325 X 0 30325 0
553,000.00 8000 X 2 0 8000 0
----------------- -------------- ------------- ---------- ---------
2,690,690.71 38925 600 38325 0
WALGREEN CO 931422109 158,359.50 5414 X 5414 0 0
46,800.00 1600 X 0 1600 0
64,203.75 2195 X 4 0 2195 0
----------------- -------------- ------------- ---------- ---------
269,363.25 9209 5414 3795 0
WARNER LAMBERT CO 934488107 61,453.13 750 X 750 0 0
354,789.38 4330 X 0 4330 0
----------------- -------------- ------------- ---------- ---------
416,242.51 5080 750 4330 0
WASHINGTON TR BANCORP 940610108 524,139.75 29529 X 0 29529 0
WRIGLEY WM JR CO 982526105 99,525.00 1200 X 1200 0 0
132,700.00 1600 X 0 1600 0
----------------- -------------- ------------- ---------- ---------
232,225.00 2800 1200 1600 0
XEROX CORP 984121103 68,062.50 3000 X 3000 0 0
226,875.00 10000 X 0 10000 0
----------------- -------------- ------------- ---------- ---------
294,937.50 13000 3000 10000 0
YAHOO INC 984332106 346,149.60 800 X 800 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 6,710,993.32 140979 11764 129215 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN>: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFIRMATION PAGE 17
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
YOUNG BROADCASTING INC CL A 987434107 178,500.00 3500 X 3500 0 0
678,300.00 13300 X 0 13300 0
----------------- -------------- ------------- ---------- ---------
856,800.00 16800 3500 13300 0
================= ============== ============= ========== =========
TOTALS FOR COMMON 234,733,953.22 3901315 407670 3493646 0
================= ============== ============= ========== =========
GRAND TOTALS 234,733,953.22 3901315 407670 3493646 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
<S> <C>
MGR Client Name
------ ----------------------------------------
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/09/2000 at 09:59 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 19
BUSINESS DATE: 02/09/2000 R33.110.002
As of 12/31/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C> <C>
ASOF## = 12/31/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 32769/1/1
====================================================== End of Report ==============================================================
</TABLE>
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