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Previous: SHAPIRO SUSAN R, 13F-HR, 1999-05-04 |
Next: GENEVA CAPITAL MANAGEMENT LTD/WI, 13F-HR, 1999-05-04 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 3/31/99
-------
If amended report check here: [_]
Name of Institutional Manager:
Robert N. Shapiro
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Robert N. Shapiro (617) 951-7217
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 21 day of
April, 1999
Robert N. Shapiro
-----------------------------
-----------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Francis L. Coolidge 28-3602
2. Susan R. Shapiro 28-5292
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 381,521.88 8150 X 8150 0 0
3,946,761.90 84310 X 0 84310 0
121,712.50 2600 X 4 0 2600 0
-------------- -------------- ------------- ---------- ----------
4,449,996.28 95060 8150 86910 0
AIR PRODS & CHEMS INC 009158106 189,060.00 5520 X 5520 0 0
133,575.00 3900 X 0 3900 0
-------------- -------------- ------------- ---------- ----------
322,635.00 9420 5520 3900 0
AIRTOUCH COMMUNICATIONS 00949T100 5,894.13 61 X 61 0 0
253,157.50 2620 X 0 2620 0
-------------- -------------- ------------- ---------- ----------
259,051.63 2681 61 2620 0
AMERICA ONLINE INC DEL 02364J104 203,874.30 1387 X 0 1387 0
AMERICAN EXPRESS CO 025816109 76,537.50 650 X 650 0 0
727,224.00 6176 X 0 6176 0
266,821.50 2266 X 2 0 2266 0
-------------- -------------- ------------- ---------- ----------
1,070,583.00 9092 650 8442 0
AMERICAN HOME PRODS CORP 026609107 384,975.00 5900 X 5900 0 0
3,808,381.50 58366 X 0 58366 0
469,800.00 7200 X 1 0 7200 0
190,856.25 2925 X 2 0 2925 0
97,875.00 1500 X 3 0 1500 0
-------------- -------------- ------------- ---------- ----------
4,951,887.75 75891 5900 69991 0
AMERICAN INTL GROUP INC 026874107 595,706.59 4939 X 4939 0 0
5,767,563.84 47814 X 0 47814 0
1,180,617.20 9788 X 1 0 9788 0
389,015.63 3225 X 2 0 3225 0
54,281.25 450 X 3 0 450 0
60,975.94 506 X 4 0 506 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 19,306,188.41 260251 25220 235032 0
</TABLE>
2
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
8,048,160.45 66721 4939 61782 0
AMERITECH CORP NEW 030954101 35,900.38 623 X 623 0 0
408,330.75 7086 X 0 7086 0
-------------- -------------- ------------- ---------- ----------
444,231.13 7709 623 7086 0
APPLIED INDL TECHNOLOGIES 03820C105 111,250.00 10000 X 0 10000 0
ARCHSTONE CMNTYS TR 039581103 157,478.13 7825 X 7825 0 0
1,087,756.28 54050 X 0 54050 0
101,631.25 5050 X 1 0 5050 0
174,081.25 8650 X 2 0 8650 0
35,218.75 1750 X 3 0 1750 0
-------------- -------------- ------------- ---------- ----------
1,556,165.66 77325 7825 69500 0
ARMSTRONG WORLD INDS INC 042476101 72,300.00 1600 X 1600 0 0
234,975.00 5200 X 0 5200 0
-------------- -------------- ------------- ---------- ----------
307,275.00 6800 1600 5200 0
AT&T CORP 001957109 77,019.06 965 X 965 0 0
482,227.13 6042 X 0 6042 0
-------------- -------------- ------------- ---------- ----------
559,246.19 7007 965 6042 0
ATLANTIC RICHFIELD CO 048825103 12,431.25 170 X 170 0 0
542,880.00 7424 X 0 7424 0
219,375.00 3000 X 1 0 3000 0
-------------- -------------- ------------- ---------- ----------
774,686.25 10594 170 10424 0
AUTOMATIC DATA PROCESSING 053015103 460,917.50 11140 X 11140 0 0
1,420,530.27 34333 X 0 34333 0
496,500.00 12000 X 1 0 12000 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 6,130,802.00 176908 22323 154585 0
</TABLE>
3
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
2,377,947.77 57473 11140 46333 0
AUTOZONE INC 053332102 99,933.75 3290 X 3290 0 0
450,916.88 14845 X 0 14845 0
-------------- -------------- ------------- ---------- ----------
550,850.63 18135 3290 14845 0
BANK ONE CORPORATION 06423A103 218,708.25 3972 X 3972 0 0
776,271.13 14098 X 0 14098 0
-------------- -------------- ------------- ---------- ----------
994,979.38 18070 3972 14098 0
BEAR STEARNS COS INC 073902108 263,700.94 5901 X 5901 0 0
769,205.95 17213 X 0 17213 0
-------------- -------------- ------------- ---------- ----------
1,032,906.89 23114 5901 17213 0
BELL ATLANTIC CORP 077853109 38,093.69 737 X 737 0 0
619,526.41 11986 X 0 11986 0
-------------- -------------- ------------- ---------- ----------
657,620.10 12723 737 11986 0
BELLSOUTH CORP 079860102 13,461.00 336 X 336 0 0
593,245.50 14808 X 0 14808 0
-------------- -------------- ------------- ---------- ----------
606,706.50 15144 336 14808 0
BOEING CO 097023105 13,600.00 400 X 400 0 0
976,854.00 28731 X 0 28731 0
-------------- -------------- ------------- ---------- ----------
990,454.00 29131 400 28731 0
BOSTON SCIENTIFIC CORP 101137107 250,859.38 6175 X 6175 0 0
1,700,968.76 41870 X 0 41870 0
467,187.50 11500 X 1 0 11500 0
-------------- -------------- ------------- ---------- ----------
2,419,015.64 59545 6175 53370 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 7,252,533.14 175862 20811 155051 0
</TABLE>
4
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
BRISTOL MYERS SQUIBB CO 110122108 51,300.00 800 X 800 0 0
2,588,085.00 40360 X 0 40360 0
833,625.00 13000 X 1 0 13000 0
51,300.00 800 X 2 0 800 0
-------------- -------------- ------------- ---------- ----------
3,524,310.00 54960 800 54160 0
CABOT CORP 127055101 16,043.75 755 X 755 0 0
1,968,068.75 92615 X 0 92615 0
-------------- -------------- ------------- ---------- ----------
1,984,112.50 93370 755 92615 0
CABOT OIL & GAS CORP CL A 127097103 386,073.19 26741 X 0 26741 0
CAPITAL ONE FINL CORP 14040H105 90,600.00 600 X 600 0 0
120,800.00 800 X 0 800 0
-------------- -------------- ------------- ---------- ----------
211,400.00 1400 600 800 0
CARNIVAL CRUISE LINES A 143658102 424,824.77 8748 X 0 8748 0
CHEVRON CORP 166751107 288,881.25 3255 X 0 3255 0
17,750.00 200 X 1 0 200 0
-------------- -------------- ------------- ---------- ----------
306,631.25 3455 0 3455 0
CISCO SYS INC 17275R102 759,922.02 6936 X 6936 0 0
4,781,614.30 43643 X 0 43643 0
525,788.03 4799 X 1 0 4799 0
332,849.35 3038 X 2 0 3038 0
-------------- -------------- ------------- ---------- ----------
6,400,173.70 58416 6936 51480 0
CITIGROUP INC 172967101 712,653.44 11157 X 11157 0 0
2,309,720.10 36160 X 0 36160 0
17,565.63 275 X 1 0 275 0
59,084.38 925 X 2 0 925 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 16,336,548.96 295607 20248 275359 0
</TABLE>
5
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
3,099,023.55 48517 11157 37360 0
CMGI INC 125750109 521,726.70 2850 X 2850 0 0
COCA COLA CO 191216100 135,025.00 2200 X 2200 0 0
1,460,725.00 23800 X 0 23800 0
15,957.50 260 X 4 0 260 0
-------------- -------------- ------------- ---------- ----------
1,611,707.50 26260 2200 24060 0
COLGATE PALMOLIVE CO 194162103 368,000.00 4000 X 0 4000 0
COMCAST CORP CL A SPL 200300200 723,649.63 11498 X 0 11498 0
COMMUNITY FIRST BANKSHARES INC 203902101 248,900.00 12445 X 0 12445 0
COMPAQ COMPUTER CORP 204493100 72,881.25 2300 X 2300 0 0
464,063.44 14645 X 0 14645 0
-------------- -------------- ------------- ---------- ----------
536,944.69 16945 2300 14645 0
CONTINENTAL AIRLS CL B 210795308 148,200.00 3900 X 3900 0 0
326,800.00 8600 X 0 8600 0
-------------- -------------- ------------- ---------- ----------
475,000.00 12500 3900 8600 0
CORNERSTONE PPTYS INC 21922H103 117,000.00 8000 X 8000 0 0
190,125.00 13000 X 0 13000 0
-------------- -------------- ------------- ---------- ----------
307,125.00 21000 8000 13000 0
COUNTRYWIDE CR INDS INC 222372104 168,750.00 4500 X 4500 0 0
307,500.00 8200 X 0 8200 0
-------------- -------------- ------------- ---------- ----------
476,250.00 12700 4500 8200 0
CROMPTON & KNOWLES CORP 227111101 63,000.00 4000 X 4000 0 0
283,500.00 18000 X 0 18000 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 5,615,803.52 142198 27750 114448 0
</TABLE>
6
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
13,860.00 880 X 4 0 880 0
-------------- -------------- ------------- ---------- ----------
360,360.00 22880 4000 18880 0
CVS CORP 126650100 163,875.00 3450 X 3450 0 0
1,269,437.50 26725 X 0 26725 0
21,375.00 450 X 1 0 450 0
80,750.00 1700 X 2 0 1700 0
-------------- -------------- ------------- ---------- ----------
1,535,437.50 32325 3450 28875 0
DEVRY INC DEL 251893103 81,200.00 2800 X 2800 0 0
145,000.00 5000 X 0 5000 0
-------------- -------------- ------------- ---------- ----------
226,200.00 7800 2800 5000 0
DISNEY WALT CO 254687106 464,073.79 14910 X 14910 0 0
2,118,772.18 68073 X 0 68073 0
191,325.38 6147 X 1 0 6147 0
-------------- -------------- ------------- ---------- ----------
2,774,171.35 89130 14910 74220 0
DOLE FOOD INC 256605106 87,000.00 2900 X 2900 0 0
225,000.00 7500 X 0 7500 0
-------------- -------------- ------------- ---------- ----------
312,000.00 10400 2900 7500 0
DOLLAR GEN CORP 256669102 161,160.00 4740 X 4740 0 0
757,520.00 22280 X 0 22280 0
-------------- -------------- ------------- ---------- ----------
918,680.00 27020 4740 22280 0
DOUBLECLICK INC 258609304 401,082.58 2203 X 0 2203 0
DOW CHEM CO 260543103 195,693.75 2100 X 0 2100 0
76,879.69 825 X 2 0 825 0
23,296.88 250 X 3 0 250 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 6,477,301.75 172933 28800 144133 0
</TABLE>
7
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
295,870.32 3175 0 3175 0
DU PONT E I DE NEMOURS 263534109 280,151.57 4825 X 4825 0 0
1,527,914.73 26315 X 0 26315 0
116,125.00 2000 X 1 0 2000 0
40,643.75 700 X 2 0 700 0
-------------- -------------- ------------- ---------- ----------
1,964,835.05 33840 4825 29015 0
DUN & BRADSTREET CORP DEL 26483B106 178,125.00 5000 X 5000 0 0
480,937.50 13500 X 0 13500 0
-------------- -------------- ------------- ---------- ----------
659,062.50 18500 5000 13500 0
E M C CORP MASS 268648102 178,850.00 1400 X 1400 0 0
958,125.00 7500 X 0 7500 0
-------------- -------------- ------------- ---------- ----------
1,136,975.00 8900 1400 7500 0
EASTMAN KODAK CO 277461109 314,456.64 4923 X 0 4923 0
EXXON CORP 302290101 426,903.13 6050 X 6050 0 0
5,025,602.40 71222 X 0 71222 0
564,500.00 8000 X 1 0 8000 0
595,265.25 8436 X 2 0 8436 0
42,337.50 600 X 3 0 600 0
-------------- -------------- ------------- ---------- ----------
6,654,608.28 94308 6050 88258 0
FEDERAL HOME LN MTG CORP 313400301 472,828.16 8250 X 0 8250 0
FEDERAL NATL MTG ASSN 313586109 290,503.75 4195 X 4195 0 0
2,453,181.25 35425 X 0 35425 0
90,025.00 1300 X 2 0 1300 0
-------------- -------------- ------------- ---------- ----------
2,833,710.00 40920 4195 36725 0
FEDERATED DEPT STORES INC 31410H101 240,750.00 6000 X 0 6000 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 14,277,225.63 215641 21470 194171 0
</TABLE>
8
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
FILENES BASEMENT CORP 316866102 217,726.19 114232 X 0 114232 0
FINANCIAL SEC ASSURN HLDGS LTD 31769P100 248,125.00 5000 X 0 5000 0
FIRST DATA CORP 319963104 100,890.00 2360 X 2360 0 0
856,282.50 20030 X 0 20030 0
-------------- -------------- ------------- ---------- ----------
957,172.50 22390 2360 20030 0
FORD MTR CO DEL 345370100 348,514.75 6148 X 0 6148 0
FORT JAMES CORP 347471104 126,750.00 4000 X 4000 0 0
237,656.25 7500 X 0 7500 0
-------------- -------------- ------------- ---------- ----------
364,406.25 11500 4000 7500 0
FORTE SOFTWARE INC 349546101 228,031.00 49304 X 0 49304 0
GAP INC 364760108 57,215.63 850 X 850 0 0
397,816.88 5910 X 0 5910 0
-------------- -------------- ------------- ---------- ----------
455,032.51 6760 850 5910 0
GENERAL ELEC CO 369604103 1,275,506.25 11530 X 11530 0 0
11,231,535.04 101528 X 0 101528 0
1,194,750.00 10800 X 1 0 10800 0
1,244,531.25 11250 X 2 0 11250 0
88,500.00 800 X 3 0 800 0
77,437.50 700 X 4 0 700 0
-------------- -------------- ------------- ---------- ----------
15,112,260.04 136608 11530 125078 0
GENERAL MLS INC 370334104 56,671.88 750 X 750 0 0
326,807.82 4325 X 0 4325 0
120,900.00 1600 X 1 0 1600 0
213,993.00 2832 X 2 0 2832 0
22,668.75 300 X 3 0 300 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 18,672,309.69 361749 19490 342259 0
</TABLE>
9
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
741,041.45 9807 750 9057 0
GENERAL MTRS CORP 370442105 191,400.00 2200 X 2200 0 0
1,168,584.00 13432 X 0 13432 0
-------------- -------------- ------------- ---------- ----------
1,359,984.00 15632 2200 13432 0
GILLETTE CO 375766102 130,762.50 2200 X 2200 0 0
1,237,488.75 20820 X 0 20820 0
47,550.00 800 X 4 0 800 0
-------------- -------------- ------------- ---------- ----------
1,415,801.25 23820 2200 21620 0
GTE CORP 362320103 12,100.00 200 X 200 0 0
534,820.00 8840 X 0 8840 0
-------------- -------------- ------------- ---------- ----------
546,920.00 9040 200 8840 0
HEWLETT PACKARD CO 428236103 174,956.26 2580 X 2580 0 0
1,293,048.79 19068 X 0 19068 0
203,437.50 3000 X 1 0 3000 0
145,796.89 2150 X 2 0 2150 0
13,562.50 200 X 4 0 200 0
-------------- -------------- ------------- ---------- ----------
1,830,801.94 26998 2580 24418 0
HOME DEPOT INC 437076102 685,683.75 11015 X 11015 0 0
4,165,023.00 66908 X 0 66908 0
803,025.00 12900 X 1 0 12900 0
-------------- -------------- ------------- ---------- ----------
5,653,731.75 90823 11015 79808 0
HUFFY CORP 444356109 210,000.00 17500 X 0 17500 0
IBM CORP 459200101 294,235.00 1660 X 1660 0 0
1,768,600.50 9978 X 0 9978 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 13,080,074.44 195451 19855 175596 0
</TABLE>
10
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
2,062,835.50 11638 1660 9978 0
ILLINOIS TOOL WKS INC 452308109 55,687.50 900 X 900 0 0
340,312.50 5500 X 0 5500 0
21,656.25 350 X 4 0 350 0
-------------- -------------- ------------- ---------- ----------
417,656.25 6750 900 5850 0
INTEL CORP 458140100 493,331.26 4150 X 4150 0 0
3,716,270.35 31262 X 0 31262 0
41,606.25 350 X 1 0 350 0
154,537.50 1300 X 2 0 1300 0
65,381.25 550 X 3 0 550 0
95,100.00 800 X 4 0 800 0
-------------- -------------- ------------- ---------- ----------
4,566,226.61 38412 4150 34262 0
INTERPUBLIC GROUP COS 460690100 776,725.27 9974 X 0 9974 0
INTERSTATE BAKERIES CORP DEL 46072H108 101,343.75 4700 X 4700 0 0
NEW
254,437.50 11800 X 0 11800 0
-------------- -------------- ------------- ---------- ----------
355,781.25 16500 4700 11800 0
ISS GROUP INC 450306105 256,228.50 3223 X 0 3223 0
JOHNS-MANVILLE CORP NEW 478129109 138,000.00 8000 X 8000 0 0
129,375.00 7500 X 0 7500 0
-------------- -------------- ------------- ---------- ----------
267,375.00 15500 8000 7500 0
JOHNSON & JOHNSON 478160104 252,450.00 2700 X 2700 0 0
1,236,350.50 13223 X 0 13223 0
-------------- -------------- ------------- ---------- ----------
1,488,800.50 15923 2700 13223 0
JONES INTERCABLE INC CL A 480206200 433,807.00 11000 X 11000 0 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 8,562,600.38 117282 31450 85832 0
</TABLE>
11
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
KIMBERLY CLARK CORP 494368103 52,731.25 1100 X 1100 0 0
1,287,121.90 26850 X 0 26850 0
286,426.56 5975 X 1 0 5975 0
20,373.44 425 X 2 0 425 0
-------------- -------------- ------------- ---------- ----------
1,646,653.15 34350 1100 33250 0
KVH INDS INC 482738101 250,979.46 136106 X 0 136106 0
LANCAST INC. 513992941 1,316,000.00 350000 X 0 350000 0
LIBERTY CORP S C 530370105 89,143.75 1700 X 1700 0 0
319,868.75 6100 X 0 6100 0
-------------- -------------- ------------- ---------- ----------
409,012.50 7800 1700 6100 0
LILLY ELI & CO 532457108 808,858.75 9530 X 0 9530 0
29,706.25 350 X 1 0 350 0
-------------- -------------- ------------- ---------- ----------
838,565.00 9880 0 9880 0
LOCKHEED MARTIN CORP 539830109 113,250.00 3000 X 3000 0 0
607,171.00 16084 X 0 16084 0
-------------- -------------- ------------- ---------- ----------
720,421.00 19084 3000 16084 0
LUCENT TECHNOLOGIES INC 549463107 147,528.00 1366 X 1366 0 0
1,111,968.00 10296 X 0 10296 0
-------------- -------------- ------------- ---------- ----------
1,259,496.00 11662 1366 10296 0
MARK IV INDS INC 570387100 65,000.00 5000 X 5000 0 0
214,500.00 16500 X 0 16500 0
-------------- -------------- ------------- ---------- ----------
279,500.00 21500 5000 16500 0
MARRIOTT INTL NEW CL A 571903202 110,962.50 3300 X 3300 0 0
320,782.50 9540 X 0 9540 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 7,152,372.11 603222 15466 587756 0
</TABLE>
12
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
431,745.00 12840 3300 9540 0
MAY DEPT STORES CO 577778103 86,075.00 2200 X 2200 0 0
339,800.63 8685 X 0 8685 0
389,685.00 9960 X 1 0 9960 0
-------------- -------------- ------------- ---------- ----------
815,560.63 20845 2200 18645 0
MBIA INC 55262C100 23,200.00 400 X 400 0 0
342,200.00 5900 X 0 5900 0
-------------- -------------- ------------- ---------- ----------
365,400.00 6300 400 5900 0
MBNA CORP 55262L100 429,630.66 17995 X 0 17995 0
MCDONALDS CORP 580135101 491,776.57 10853 X 10853 0 0
3,314,609.42 73150 X 0 73150 0
231,093.75 5100 X 1 0 5100 0
251,484.38 5550 X 2 0 5550 0
-------------- -------------- ------------- ---------- ----------
4,288,964.12 94653 10853 83800 0
MCI WORLDCOM INC. 55268B106 518,087.70 5850 X 5850 0 0
137,271.10 1550 X 0 1550 0
-------------- -------------- ------------- ---------- ----------
655,358.80 7400 5850 1550 0
MEAD CORP 582834107 735,540.00 23920 X 0 23920 0
MEDIAONE GROUP INC 58440J104 594,345.94 9369 X 9369 0 0
1,444,471.88 22770 X 0 22770 0
-------------- -------------- ------------- ---------- ----------
2,038,817.82 32139 9369 22770 0
MEDTRONIC INC 585055106 208,437.50 2900 X 2900 0 0
783,437.50 10900 X 0 10900 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 10,321,147.03 217052 31572 185480 0
</TABLE>
13
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
991,875.00 13800 2900 10900 0
MERCK & CO INC 589331107 264,412.50 3300 X 3300 0 0
3,724,851.00 46488 X 0 46488 0
833,300.00 10400 X 2 0 10400 0
-------------- -------------- ------------- ---------- ----------
4,822,563.50 60188 3300 56888 0
MICROSOFT CORP 594918104 891,768.75 9950 X 9950 0 0
3,378,862.50 37700 X 0 37700 0
-------------- -------------- ------------- ---------- ----------
4,270,631.25 47650 9950 37700 0
MINNESOTA MNG & MFG CO 604059105 484,637.50 6850 X 0 6850 0
268,850.00 3800 X 1 0 3800 0
38,912.50 550 X 3 0 550 0
-------------- -------------- ------------- ---------- ----------
792,400.00 11200 0 11200 0
MOBIL CORP 607059102 149,600.00 1700 X 1700 0 0
1,126,224.00 12798 X 0 12798 0
334,400.00 3800 X 1 0 3800 0
351,824.00 3998 X 2 0 3998 0
-------------- -------------- ------------- ---------- ----------
1,962,048.00 22296 1700 20596 0
MORGAN J P & CO INC 616880100 178,893.75 1450 X 1450 0 0
883,981.89 7165 X 0 7165 0
308,437.50 2500 X 1 0 2500 0
65,758.88 533 X 2 0 533 0
37,012.50 300 X 3 0 300 0
-------------- -------------- ------------- ---------- ----------
1,474,084.52 11948 1450 10498 0
NORTHERN TR CORP 665859104 151,868.52 1710 X 1710 0 0
1,255,446.42 14136 X 0 14136 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 14,729,042.21 169128 18110 151018 0
</TABLE>
14
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
1,407,314.94 15846 1710 14136 0
OWENS ILL INC NEW 690768403 80,000.00 3200 X 3200 0 0
212,500.00 8500 X 0 8500 0
-------------- -------------- ------------- ---------- ----------
292,500.00 11700 3200 8500 0
PEOPLESOFT INC 712713106 11,334.38 775 X 775 0 0
193,050.01 13200 X 0 13200 0
-------------- -------------- ------------- ---------- ----------
204,384.39 13975 775 13200 0
PFIZER INC 717081103 1,228,631.25 8855 X 8855 0 0
6,150,510.00 44328 X 0 44328 0
256,687.50 1850 X 2 0 1850 0
-------------- -------------- ------------- ---------- ----------
7,635,828.75 55033 8855 46178 0
PROCTER & GAMBLE CO 742718109 156,700.01 1600 X 1600 0 0
1,665,916.93 17010 X 0 17010 0
-------------- -------------- ------------- ---------- ----------
1,822,616.94 18610 1600 17010 0
PROGRESSIVE CORP OHIO 743315103 11,063,850.00 77100 X 0 77100 0
RELIANCE GROUP HLDGS INC 759464100 103,781.25 13500 X 13500 0 0
205,256.25 26700 X 0 26700 0
-------------- -------------- ------------- ---------- ----------
309,037.50 40200 13500 26700 0
RITE AID CORP 767754104 220,000.00 8800 X 0 8800 0
SAFETY KLEEN CORP NEW 78648R203 380,937.50 28750 X 0 28750 0
SARA LEE CORP 803111103 210,375.00 8500 X 8500 0 0
1,481,287.50 59850 X 0 59850 0
294,525.00 11900 X 1 0 11900 0
16,087.50 650 X 2 0 650 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 23,931,430.08 335068 36430 298638 0
</TABLE>
15
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
24,750.00 1000 X 3 0 1000 0
12,375.00 500 X 4 0 500 0
-------------- -------------- ------------- ---------- ----------
2,039,400.00 82400 8500 73900 0
SBC COMMUNICATIONS INC 78387G103 461,116.26 9772 X 9772 0 0
3,311,477.26 70177 X 0 70177 0
226,500.00 4800 X 1 0 4800 0
323,234.38 6850 X 2 0 6850 0
28,312.50 600 X 3 0 600 0
-------------- -------------- ------------- ---------- ----------
4,350,640.40 92199 9772 82427 0
SCHERING PLOUGH CORP 806605101 1,646,450.00 29800 X 0 29800 0
22,100.00 400 X 4 0 400 0
-------------- -------------- ------------- ---------- ----------
1,668,550.00 30200 0 30200 0
SDL INC 784076101 72,600.00 800 X 800 0 0
154,275.00 1700 X 0 1700 0
-------------- -------------- ------------- ---------- ----------
226,875.00 2500 800 1700 0
SINCLAIR BROADCAST GRP A 829226109 107,758.80 7400 X 7400 0 0
282,502.80 19400 X 0 19400 0
-------------- -------------- ------------- ---------- ----------
390,261.60 26800 7400 19400 0
STAPLES INC 855030102 212,043.75 6450 X 6450 0 0
STATE STR CORP 857477103 228,408.25 2777 X 2777 0 0
98,700.00 1200 X 0 1200 0
49,350.00 600 X 4 0 600 0
-------------- -------------- ------------- ---------- ----------
376,458.25 4577 2777 1800 0
STEELCASE INC CLA 858155203 683,483.06 45003 X 0 45003 0
STRYKER CORP 863667101 195,394.88 3874 X 3874 0 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 8,140,831.94 213103 31073 182030 0
</TABLE>
16
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
564,900.00 11200 X 0 11200 0
20,175.00 400 X 4 0 400 0
-------------- -------------- ------------- ---------- ----------
780,469.88 15474 3874 11600 0
TECH SYM CORP 878308105 141,525.00 6800 X 6800 0 0
93,656.25 4500 X 0 4500 0
-------------- -------------- ------------- ---------- ----------
235,181.25 11300 6800 4500 0
TELLABS INC 879664100 247,600.75 2533 X 0 2533 0
TEXTRON INC 883203101 619,000.00 8000 X 0 8000 0
TIMBERLAND CO CL A 887100105 23,095,127.13 366226 X 0 366226 0
TRINITY INDS INC 896522109 132,187.50 4500 X 4500 0 0
293,750.00 10000 X 0 10000 0
-------------- -------------- ------------- ---------- ----------
425,937.50 14500 4500 10000 0
UNITED HEALTHCARE CORP 910581107 399,950.00 7600 X 0 7600 0
USG CORP NEW 903293405 225,536.25 4390 X 4390 0 0
385,312.50 7500 X 0 7500 0
-------------- -------------- ------------- ---------- ----------
610,848.75 11890 4390 7500 0
VERTEX PHARMACEUTICALS 92532F100 684,047.75 27091 X 0 27091 0
WACHOVIA CORP NEW 929771103 667,767.20 8225 X 0 8225 0
584,550.00 7200 X 1 0 7200 0
58,455.00 720 X 2 0 720 0
-------------- -------------- ------------- ---------- ----------
1,310,772.20 16145 0 16145 0
WAL MART STORES INC 931142103 617,656.25 6700 X 0 6700 0
387,187.50 4200 X 2 0 4200 0
-------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 29,218,384.08 487785 15690 472095 0
</TABLE>
17
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST VOTING AUTH (SHARES)
MARKET INVEST AUTH ---------------------------------------
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ -------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------------- ------------- ---------- ----------
1,004,843.75 10900 0 10900 0
WALGREEN CO 931422109 101,700.00 3600 X 3600 0 0
135,600.00 4800 X 0 4800 0
67,800.00 2400 X 4 0 2400 0
-------------- -------------- ------------- ---------- ----------
305,100.00 10800 3600 7200 0
WARNER LAMBERT CO 934488107 49,687.50 750 X 750 0 0
824,547.50 12446 X 0 12446 0
-------------- -------------- ------------- ---------- ----------
874,235.00 13196 750 12446 0
WASHINGTON TR BANCORP 940610108 505,684.15 29529 X 0 29529 0
WRIGLEY WM JR CO 982526105 557,095.00 6160 X 0 6160 0
XEROX CORP 984121103 187,650.00 3600 X 3600 0 0
594,225.00 11400 X 0 11400 0
-------------- -------------- ------------- ---------- ----------
781,875.00 15000 3600 11400 0
YOUNG BROADCASTING INC CL A 987434107 141,437.50 3100 X 3100 0 0
939,875.00 20600 X 0 20600 0
-------------- -------------- ------------- ---------- ----------
1,081,312.50 23700 3100 20600 0
============== ============== ============= ========== ==========
TOTALS FOR COMMON 213,309,897.02 4237625 396808 3840818 0
============== ============== ============= ========== ==========
GRAND TOTALS 213,309,897.02 4237625 396808 3840818 0
</TABLE>
18
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
<TABLE>
<CAPTION>
MGR Client Name
------ -----------
<C> <S>
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
</TABLE>
19
<PAGE>
13-F EQUITIES DISCLOSURE BY AFFILATION
As of 03/31/1999
Produced on trust2>ROPEDS
The parameters used in producing report R33.110.002 were:
<TABLE>
<S> <C> <C>
ASOF## = 03/31/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000,000
AF# = 113
EMPL# = 32769/1/1
</TABLE>
=============================== End of Report ================================
20
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