UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
FNB Bancshares, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
302932 10 8
(CUSIP Number)
V. Stephen Moss, President and CEO
217 North Granard Street
Gaffney, SC 29341
Telephone: (864) 488-2265
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
December 31, 1999
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
schedule is filed.
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
Cusip No. 302932 10 8
SCHEDULE 13G
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Haskell D. Mallory
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY OWNED BY
EACH REPORTING PERSON 31,876
WITH
- --------------------------------------------------------------------------------
6 SHARED VOTING POWER
- --------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
31,876
- --------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,876
- --------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
-2-
<PAGE>
Cusip No. 302932 10 8
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Harold D. Pennington, Sr.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY OWNED BY
EACH REPORTING PERSON 32,000
WITH
- --------------------------------------------------------------------------------
6 SHARED VOTING POWER
- --------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
32,000
- --------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,000
- --------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
-3-
<PAGE>
Cusip No. 302932 10 8
Item 1(a). Name of Issuer
The name of the issuer is FNB Bancshares, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices
The principal executive offices of the issuer are located at 217
North Granard Street, Gaffney, South Carolina 29341
Item 2(a). Name of Persons Filing
This statement is being filed by Haskell D. Mallory and Harold D.
Pennington, Sr.
Item 2(b). Address of Principal Business Office or, if none, Residence
217 North Granard Street, Gaffney, South Carolina 29341
Item 2(c). Citizenship
Haskell D. Mallory - United States of America
Harold D. Pennington, Sr. - United States of America
Item 2(d). Title of Class of Securities
This statement relates to Common Stock.
Item 2(e). CUSIP Number
The CUSIP Number for FNB Bancshares, Inc. is 302932 10 8
Item 3. This statement is not being filed pursuant to Rules 13 d-1(b) or
13 d-2 (b)
-4-
<PAGE>
Cusip No. 302932 10 8
Item 4. Ownership
(a) Amount Beneficially Owned:
Haskell D. Mallory 31,876
Harold D. Pennington, Sr. 32,000
(b) Percent of Class:
Haskell D. Mallory 5.2%
Harold D. Pennington, Sr. 5.2%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote
Haskell D. Mallory 31,876
Harold D. Pennington, Sr. 32,000
(ii) shared power to vote or to direct the vote
Haskell D. Mallory 0
Harold D. Pennington, Sr. 0
(iii) sole power to dispose or to direct the disposition of
Haskell D. Mallory 31,876
Harold D. Pennington, Sr. 32,000
(iv) shared power to dispose or to direct the disposition of
Haskell D. Mallory 0
Harold D. Pennington, Sr. 0
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Exhibits 1. Joint Filing Agreement
-5-
<PAGE>
Cusip No. 302932 10 8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: April 27, 2000
/s/ Haskell D. Mallory
-------------------------------
Haskell D. Mallory
/s/ Harold D. Pennington, Sr.
-------------------------------
Harold D. Pennington, Sr.
-6-
Exhibit No. 1
JOINT FILING AGREEMENT
JOINT FILING AGREEMENT AMONG Haskell D. Mallory and Harold D.
Pennington, Sr.
WHEREAS, in accordance with Rule 13d-l (k) under the Securities
Exchange Act of 1934 (the "Act"), only one statement containing the information
required by Schedule 13G and any amendments thereto need be filed whenever two
or more persons are required to file such a statement or any amendments thereto
with respect to the same securities, provided that said persons agree in writing
that such statement or any amendment thereto is filed on behalf of them.
NOW, THEREFORE, in consideration of the premises and mutual agreement
contained herein, the parties hereto agree as follows:
Haskell D. Mallory and Harold D. Pennington, Sr. do hereby agree, in
accordance with Rule 13d-1 (k) under the Act, to file a Schedule 13G and any
amendments thereto, relating to their ownership of the common stock of FNB
Bancshares, Inc. and do hereby further agree that said Schedule 13G shall be
filed on behalf of each of them.
Date: April 27, 2000
/s/ Haskell D. Mallory
-----------------------------
Haskell D. Mallory
/s/ Harold D. Pennington, Sr.
-----------------------------
Harold D. Pennington, Sr.
