UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-5392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Miranda
Title: Chief Compliance Officer
Phone: 212-702-3500
Signature, Place, and Date of Signing:
Andrew M. Miranda New York, New York April 24, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 221
Form 13F Information Table Value Total: $709,989
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
Rochdale Investment Management Inc.
FORM 13F
March 31, 2000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T Corp. COM 001957109 878 15587 SH SOLE 15587
Abbott Laboratories COM 002824100 312 8865 SH SOLE 8865
Aetna Inc Com COM 008117103 4528 81590 SH SOLE 81590
Alcoa Inc Com formerly Aluminu COM 013817101 247 3510 SH SOLE 3510
American Home Prods Corp COM 026609107 243 4520 SH SOLE 4520
American International Group I COM 026874107 11726 107090 SH SOLE 107090
American Power Conversion Corp COM 029066107 9879 230741 SH SOLE 230741
Amgen Inc COM 031162100 658 10729 SH SOLE 10729
Associates First Cap Corp Cl A COM 046008108 4526 211724 SH SOLE 211724
Atlantic Richfield Co Com COM 048825103 568 6685 SH SOLE 6685
Automatic Data Processing COM 053015103 264 5468 SH SOLE 5468
B M C Software Inc. COM 055921100 5929 120238 SH SOLE 120238
Bank One Corp Com COM 06423a103 250 7244 SH SOLE 7244
Bank of America Corp New Co COM 060505104 4936 94126 SH SOLE 94126
Bard (c.R.), Inc. COM 067383109 1254 32410 SH SOLE 32410
Bed Bath & Beyond Inc COM 075896100 7614 193371 SH SOLE 193371
Bell Atlantic Corp COM 077853109 8186 133915 SH SOLE 133915
Bellsouth Corp COM 079860102 609 13000 SH SOLE 13000
Benton Oil & Gas Co COM 083288100 644 223950 SH SOLE 223950
Best Buy Company Inc COM 086516101 5441 63266 SH SOLE 63266
Bowater Inc COM 102183100 4518 84642 SH SOLE 84642
Bristol-Myers Squibbco COM 110122108 7988 137731 SH SOLE 137731
Carnival Corp COM 143658102 3689 148660 SH SOLE 148660
CenturyTel Inc. COM 156700106 3373 90845 SH SOLE 90845
Chase Manhattan Corpcom New COM 16161A108 9482 108755 SH SOLE 108755
Checkpoint Sys Inc COM 162825103 3481 415690 SH SOLE 415690
Chevron Corp COM 166751107 616 6667 SH SOLE 6667
Cisco Systems Inc COM 17275r102 29038 375587 SH SOLE 375587
Citigroup Inc Com COM 172967101 780 13032 SH SOLE 13032
Coca-Cola Company COM 191216100 614 13081 SH SOLE 13081
Comcast Corp Specialclass A Co COM 200300200 1342 30979 SH SOLE 30979
Computer Associates Internatio COM 204912109 1554 26261 SH SOLE 26261
Computer Sciences Corp. COM 205363104 3502 44258 SH SOLE 44258
Compuware Corp COM 205638109 3131 149098 SH SOLE 149098
Conagra Inc COM 205887102 189 10400 SH SOLE 10400
Contifinancial Inc. COM 21075v107 3 59160 SH SOLE 59160
Cvs Corp Com COM 126650100 290 7717 SH SOLE 7717
DVI Inc COM 233343102 6875 482427 SH SOLE 482427
De Rosa Foods Inc COM 241493105 0 25000 SH SOLE 25000
Dell Computer Corp COM 247025109 6234 115568 SH SOLE 115568
Deluxe Corp COM 248019101 4548 171637 SH SOLE 171637
Dendrite Intl Inc Com COM 248239105 2853 136280 SH SOLE 136280
Disney Walt Company Holding Co COM 254687106 320 7758 SH SOLE 7758
Dow Chem Co COM 260543103 325 2850 SH SOLE 2850
E M C Corp (mass) COM 268648102 8985 71313 SH SOLE 71313
Electronic Data Sys Corp New COM 285661104 670 10438 SH SOLE 10438
Emerson Electric Co COM 291011104 260 4895 SH SOLE 4895
Enron Corp COM 293561106 11033 147357 SH SOLE 147357
Exodus Communications Com COM 302088109 552 3930 SH SOLE 3930
Express Scripts Inc Cl A COM 302182100 3150 75113 SH SOLE 75113
Exxon Mobil Corp Com COM 30231g102 10102 129611 SH SOLE 129611
Federated Department Stores In COM 31410H101 5024 118915 SH SOLE 118915
Finova Group Inc COM 317928109 1917 114012 SH SOLE 114012
First Health Group Corp Com COM 320960107 327 10440 SH SOLE 10440
Fleetboston Finl Corp Com COM 339030108 3296 90290 SH SOLE 90290
Fnma Com COM 313586109 861 15229 SH SOLE 15229
Forest Laboratories Inc. COM 345838106 10190 120586 SH SOLE 120586
G T E Corporation COM 362320103 872 12287 SH SOLE 12287
General Electric Co COM 369604103 4740 30456 SH SOLE 30456
Gillette Company COM 375766102 445 11800 SH SOLE 11800
Global Industries Ltd COM 379336100 462 31600 SH SOLE 31600
Graham Field Health Pr Com COM 384632105 3 10000 SH SOLE 10000
Healthsouth Corp COM 421924101 140 24700 SH SOLE 24700
Henley Healthcare Inc Com COM 42550v107 29 15000 SH SOLE 15000
Hewlett-Packard Ca COM 428236103 434 3268 SH SOLE 3268
Home Depot Inc COM 437076102 798 12377 SH SOLE 12377
Hon Industries Inc. COM 438092108 4746 184304 SH SOLE 184304
Honeywell Intl Inc Com COM 438516106 3847 73022 SH SOLE 73022
Hooper Holmes Inc. COM 439104100 10693 311645 SH SOLE 311645
Hormel Foods Corp Com COM 440452100 5587 339871 SH SOLE 339871
I2 Technologies Inc Com COM 465754109 2209 18100 SH SOLE 18100
Intel Corp COM 458140100 1246 9453 SH SOLE 9453
Intelligent Med Imaging Inc Co COM 45815T106 22 49500 SH SOLE 49500
Interpublic Group Ofcos Inc COM 460690100 7920 167619 SH SOLE 167619
Intl Business Machines Corp COM 459200101 2454 20797 SH SOLE 20797
Intl Game Technology COM 459902102 6560 302484 SH SOLE 302484
Johnson & Johnson COM 478160104 1601 22785 SH SOLE 22785
Johnson Controls COM 478366107 4966 91850 SH SOLE 91850
Kinder Morgan Energy Partners COM 494550106 222 5600 SH SOLE 5600
Level Three Communications COM 52729n100 419 3963 SH SOLE 3963
Lexmark Intl Group Inc-Cl A COM 529771107 6709 63443 SH SOLE 63443
Lilly Eli & Co COM 532457108 290 4626 SH SOLE 4626
Linear Technology Corp Com COM 535678106 8074 147136 SH SOLE 147136
Lone Star Liquidating Tr Ctf COM 54229r102 1 15604 SH SOLE 15604
Lowes Cos Inc COM 548661107 6322 108301 SH SOLE 108301
Lucent Technologies Inc Com COM 549463107 2581 42141 SH SOLE 42141
Mcdonald's Corp COM 580135101 327 8736 SH SOLE 8736
Mci Worldcom Inc Com COM 55268b106 6959 153366 SH SOLE 153366
Mead Corp COM 582834107 5405 154710 SH SOLE 154710
Medquist Inc Com COM 584949101 4449 164010 SH SOLE 164010
Medtronic Inc COM 585055106 444 8632 SH SOLE 8632
Merck & Co Inc COM 589331107 1838 29591 SH SOLE 29591
Mercury Interactive Corp COM 589405109 532 6724 SH SOLE 6724
Metris Companies Inc. COM 591598107 9904 254753 SH SOLE 254753
Microsoft Corp COM 594918104 1587 14880 SH SOLE 14880
Millipore Corp. COM 601073109 4105 72743 SH SOLE 72743
Minnesota Mining & Manufactur COM 604059105 304 3429 SH SOLE 3429
Morgan Stanley Dean Witter & C COM 617446448 8845 106725 SH SOLE 106725
Motorola Inc COM 620076109 1323 9059 SH SOLE 9059
N T L Inc Com COM 629407107 298 3210 SH SOLE 3210
Newell Rubbermaid Inc Com COM 651229106 3456 139283 SH SOLE 139283
Nova Corp Ga Com COM 669784100 4338 148942 SH SOLE 148942
Om Group Inc Com COM 670872100 9043 198741 SH SOLE 198741
Oracle Corp Formerly Oracle Sy COM 68389X105 355 4546 SH SOLE 4546
Outback Steakhouse Inc COM 689899102 9570 298471 SH SOLE 298471
Paychex Inc COM 704326107 7064 135039 SH SOLE 135039
Pfizer Inc COM 717081103 1647 45059 SH SOLE 45059
Procter & Gamble Co COM 742718109 310 5494 SH SOLE 5494
Progress Software Corp Com COM 743312100 8717 371936 SH SOLE 371936
Provident Financial Group COM 743866105 4721 138590 SH SOLE 138590
Providian Financial Corp Com COM 74406a102 5834 67347 SH SOLE 67347
Quaker Oats COM 747402105 3376 55693 SH SOLE 55693
RSTK Microsoft Corp. COM 594918138 605 5670 SH SOLE 5670
Radian Group Inc Com COM 750236101 3728 78282 SH SOLE 78282
Rational Software Corp. COM 75409p202 15568 203673 SH SOLE 203673
Red Hat Inc Com COM 756577102 626 14777 SH SOLE 14777
Royal Caribbean Cruises Ltd COM v7780t103 3486 124487 SH SOLE 124487
Rstk Ariba Inc Com COM 04033v997 0 10000 SH SOLE 10000
S B C Communications Inc COM 78387G103 792 18811 SH SOLE 18811
Sanmina Corp Com COM 800907107 9362 138561 SH SOLE 138561
Santa Fe Snyder Corp Com COM 80218k105 5689 598790 SH SOLE 598790
Schering-Plough Corp COM 806605101 7308 196850 SH SOLE 196850
Sealed Air Corp (new) COM 81211k100 4388 80794 SH SOLE 80794
Solectron Corp Com COM 834182107 2806 69936 SH SOLE 69936
Sun Microsystems Inc. COM 866810104 939 10018 SH SOLE 10018
Super Valu Stores COM 868536103 2736 144475 SH SOLE 144475
Tenet Healthcare Corp COM 88033G100 4799 206430 SH SOLE 206430
Texas Instruments Inc COM 882508104 13847 86542 SH SOLE 86542
Thermo Instrs Sys Inc COM 883559106 352 16705 SH SOLE 16705
Time Warner Hldgs COM 887315109 300 3002 SH SOLE 3002
Tribune Corp. COM 896047107 1197 32730 SH SOLE 32730
Tyco Intl Ltd New COM 902124106 9919 197882 SH SOLE 197882
Unisys Corp COM 909214108 2981 116028 SH SOLE 116028
United Technologies Corp Del C COM 913017109 6149 97315 SH SOLE 97315
Valassis Communications Inc. COM 918866104 5107 153292 SH SOLE 153292
Veritas Software Co. COM 923436109 5877 44863 SH SOLE 44863
Vicor Corp COM 925815102 12234 679691 SH SOLE 679691
Warner Lambert Co COM 934488107 6743 69021 SH SOLE 69021
Wells Fargo & Co New Com COM 949746101 2593 63639 SH SOLE 63639
Xilinx Inc COM 983919101 7592 91749 SH SOLE 91749
Zions Bancorporation COM 989701107 4392 105675 SH SOLE 105675
Rstk Intouch Inc PFD 46116b232 0 16667 SH SOLE 16667
ABB Ltd COM- FOREIGN STO 5661190 1227 10700 SH SOLE 10700
Allied Irish Bks P L C Sponsd COM- FOREIGN STO 2019703 596 30873 SH SOLE 30873
Almanij NV COM- FOREIGN STO 4021104 367 10301 SH SOLE 10301
AraCruz Celulose SA Spon ADR COM- FOREIGN STO 2058579 391 18450 SH SOLE 18450
Baja Auto Ltd GDR COM- FOREIGN STO 4039077 248 26137 SH SOLE 26137
Bank of Ireland COM- FOREIGN STO 0764403 770 108949 SH SOLE 108949
Bp Amoco P L C Sponsored ADR COM- FOREIGN STO 055622104 338 6340 SH SOLE 6340
CIA Cervejaria Brahma Sponsd A COM- FOREIGN STO 2208783 761 46830 SH SOLE 46830
Cemig SA Spons ADR COM- FOREIGN STO 2178938 688 39370 SH SOLE 39370
City Devs Ltd Ord COM- FOREIGN STO 6197928 767 169452 SH SOLE 169452
Creative Technology Limited COM- FOREIGN STO 6207582 381 12000 SH SOLE 12000
Credit Suisee Group COM- FOREIGN STO 4245614 258 1300 SH SOLE 1300
Crh Ord 0.25 COM- FOREIGN STO 0182704 1059 59132 SH SOLE 59132
DBS Group Holdings Ltd COM- FOREIGN STO 6175203 792 60000 SH SOLE 60000
DNB Holdings ASA COM- FOREIGN STO 4263304 969 253205 SH SOLE 253205
Daiwa Securities Grp Inc. COM- FOREIGN STO 6251448 789 42000 SH SOLE 42000
Delhaize Freres Et Cie SA NPV COM- FOREIGN STO 4262118 352 6541 SH SOLE 6541
Eircom PLC COM- FOREIGN STO 0723147 2061 467000 SH SOLE 467000
Elan Corp Plc - Spon ADR COM- FOREIGN STO 284131208 2575 54214 SH SOLE 54214
Ericsson L M Tel Co ADR Class COM- FOREIGN STO 294821400 404 4310 SH SOLE 4310
Fortis (B) COM- FOREIGN STO 5596593 607 23705 SH SOLE 23705
Groupe Bruxelles Lambert COM- FOREIGN STO 4391551 1231 5789 SH SOLE 5789
Grupo Televisa Sa De Cv Spon G COM- FOREIGN STO 40049J206 702 10325 SH SOLE 10325
Hyundai Motor Co. Ltd Sp GDR COM- FOREIGN STO 4443021 550 158327 SH SOLE 158327
Hyundai Mtr Co Sp GDR PFD144A COM- FOREIGN STO 449187509 283 81402 SH SOLE 81402
India Fund Inc COM- FOREIGN STO 454089103 2645 155573 SH SOLE 155573
Itc Ltd GDR COM- FOREIGN STO 4438094 678 35322 SH SOLE 35322
Japan Otc Equity Fd Com COM- FOREIGN STO 471091108 1027 95000 SH SOLE 95000
Koninklijke Philips Electrs N COM- FOREIGN STO 2425720 286 1672 SH SOLE 1672
Korea Elec Power Corp Sp ADR COM- FOREIGN STO 2480495 998 63109 SH SOLE 63109
Korea Fund COM- FOREIGN STO 500634100 1663 111300 SH SOLE 111300
KredietBank NV Belgium Shs COM- FOREIGN STO 4497749 584 16309 SH SOLE 16309
Ktc Korea Telecom COM- FOREIGN STO 50063p103 543 12400 SH SOLE 12400
L.G. Chemical Ltd Spons GDR COM- FOREIGN STO 2523055 662 20204 SH SOLE 20204
Mahanagar Tele GDR Regs COM- FOREIGN STO 5374227 808 56713 SH SOLE 56713
Natsteel Electronics Ltd COM- FOREIGN STO 6073750 1382 211240 SH SOLE 211240
Nestle Reg SF10 COM- FOREIGN STO 4616696 1369 765 SH SOLE 765
NetCom ASA COM- FOREIGN STO 5062469 2243 45000 SH SOLE 45000
Nokia Corp Sponsored ADR COM- FOREIGN STO 2640891 710 3198 SH SOLE 3198
Norsk Hydro ASA COM- FOREIGN STO 4645805 1313 34800 SH SOLE 34800
Norsk Hydro As ADR COM- FOREIGN STO 2642819 1295 34014 SH SOLE 34014
Orkla Asa Cl A COM- FOREIGN STO 5459715 564 37000 SH SOLE 37000
Oversea-Chinese Banking ORD COM- FOREIGN STO 6663689 964 155585 SH SOLE 155585
Petroleo Brasileiro SA Sponsor COM- FOREIGN STO 2683410 1651 60850 SH SOLE 60850
Petroleum Geo-Services A/S ADR COM- FOREIGN STO 716597109 1320 76228 SH SOLE 76228
Petron Corp COM- FOREIGN STO 6684130 6 95000 SH SOLE 95000
Ranbaxy Laboratories Ltd GDR COM- FOREIGN STO 4720423 259 12116 SH SOLE 12116
Reliance Inds Inc. GDS COM- FOREIGN STO 4731146 765 53008 SH SOLE 53008
Reliance Inds Sponsored GDR COM- FOREIGN STO 2730598 700 31208 SH SOLE 31208
Roche Holdings Genushi F COM- FOREIGN STO 4745772 1312 121 SH SOLE 121
Ryanair Holdings Plc ADR COM- FOREIGN STO 783513104 1769 38552 SH SOLE 38552
S K Telecom COM- FOREIGN STO 2495648 1818 46610 SH SOLE 46610
Samsung Electron SP GDR N/V COM- FOREIGN STO 2127800 1215 12870 SH SOLE 12870
Singapore Airlines COM- FOREIGN STO 5255288 572 61200 SH SOLE 61200
Singapore Press Holdings COM- FOREIGN STO 6133966 904 56700 SH SOLE 56700
Singapore Telecom COM- FOREIGN STO 6810753 542 380000 SH SOLE 380000
Sm Prime Holdings Inc COM- FOREIGN STO 6818843 37 270674 SH SOLE 270674
Storebrand Asa Ord A COM- FOREIGN STO 4852832 745 122530 SH SOLE 122530
Suimitomo Elec Ind COM- FOREIGN STO 6858708 732 52000 SH SOLE 52000
Swiss Reinsurance Pv10 COM- FOREIGN STO 4850029 216 125 SH SOLE 125
SwissCom COM- FOREIGN STO 5533976 1149 3000 SH SOLE 3000
Takeda Chemical Inds Stk COM- FOREIGN STO 6870445 923 13000 SH SOLE 13000
Telecomunicacoes Brasileiras S COM- FOREIGN STO 879287308 538 3600 SH SOLE 3600
Telecomunicacoes De Sao Paulo COM- FOREIGN STO 87929a102 1030 34700 SH SOLE 34700
Telefonos De Mexico Sa De Cv A COM- FOREIGN STO 879403780 249 3730 SH SOLE 3730
Tokyo Electron COM- FOREIGN STO 6895675 905 6000 SH SOLE 6000
Total Fina S A COM- FOREIGN STO 4905413 1086 7262 SH SOLE 7262
Ubs AG COM- FOREIGN STO 5485958 1365 5200 SH SOLE 5200
Unibanco-Sponsored GDR COM- FOREIGN STO 2000815 992 31258 SH SOLE 31258
United O/S Bank Foreign COM- FOREIGN STO 6916780 954 155967 SH SOLE 155967
Vodafone AirTouch ADS COM- FOREIGN STO 92857T107 280 5047 SH SOLE 5047
Webs Index Fd Inc Japan Webs COM- FOREIGN STO 92923h889 11633 705000 SH SOLE 705000
Danka Business Sys Plc CONV 236277AB5 50 70000 PRN SOLE 70000
Hexcel Corp New CONV 428291AA6 33 50000 PRN SOLE 50000
Kollmorgen Corp Sub Deb Conv CONV 500440AA0 15 15000 PRN SOLE 15000
Rochdale Alpha Portfolio 771193307 8283 272458.891SH SOLE 272458.891
Rochdale Atlas Portfolio 771193208 60212 1588717.277SH SOLE 1588717.277
Rochdale Magna Portfolio 771193109 15738 470489.867SH SOLE 470489.867
California St Vets Bds Ser An 130623CT6 32 25000 PRN SOLE 25000
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