U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kallet, Michael D.
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(Last) (First) (Middle)
17771 Bruce Avenue
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(Street)
Monte Sereno, CA 95030
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
July 1, 1999
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
ICG Communications, Inc. (Symbol: ICGX)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Executive Vice President of Products & Strategic Development
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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<S> <C> <C> <C>
ICG Communications, Inc. Common Stock 1,567* D N/A
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</TABLE>
*Stock held in a revocable living trust.
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Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C>
ICG Communications, Inc.
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Incentive Stock Options
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(8040)(1) 1/21/99 1/21/08 3,809 16.875 D N/A
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Incentive Stock Options 1/21/00 1/21/08 3,809 16.875 D N/A
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Incentive Stock Options 1/21/01 1/21/08 3,809 16.875 D N/A
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Incentive Stock Options 1/21/02 1/21/08 3,809 16.875 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (8041)(1) 1/21/99 1/21/08 4,941 16.875 D N/A
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Non-Qualified Stock
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Options 1/21/00 1/21/08 4,941 16.875 D N/A
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Non-Qualified Stock
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Options 1/21/01 1/21/08 4,941 16.875 D N/A
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Non-Qualified Stock
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Options 1/21/02 1/21/08 4,941 16.875 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(8551) 3/10/00 3/10/09 1,898 18.8125 D N/A
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Incentive Stock Options 3/10/01 3/10/09 1,898 18.8125 D N/A
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Incentive Stock Options 3/10/02 3/10/09 1,898 18.8125 D N/A
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Incentive Stock Options 3/10/03 3/10/09 5,315 18.8125 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (8552) 3/10/00 3/10/09 4,352 18.8125 D N/A
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Non-Qualified Stock
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Options 3/10/01 3/10/09 4,352 18.8125 D N/A
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Non-Qualified Stock
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Options 3/10/02 3/10/09 4,352 18.8125 D N/A
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Non-Qualified Stock
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Options 3/10/03 3/10/09 935 18.8125 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (8596) 6/01/00 5/31/09 7,500 17.875 D N/A
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Non-Qualified Stock
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Options 6/01/01 5/31/09 7,500 17.875 D N/A
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Non-Qualified Stock
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Options 6/01/02 5/31/09 7,500 17.875 D N/A
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Non-Qualified Stock
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Options 6/01/03 5/31/09 7,500 17.875 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(N00442) 1/21/98 1/31/07 675 15.730 D N/A
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Incentive Stock Options 1/31/99 1/31/07 674 15.730 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (N00443) 1/21/98 1/31/07 15,503 15.730 D N/A
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Non-Qualified Stock
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Options 1/21/98 1/31/07 4,718 15.730 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(N00147) 1/21/98 5/05/07 1,644 15.650 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (N00144) 1/21/98 5/05/07 10,759 15.650 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(N00145) 1/21/98 5/05/07 882 15.650 D N/A
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Incentive Stock Options 1/21/98 5/05/07 126 15.650 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (N00146) 1/21/98 5/05/07 8,178 15.650 D N/A
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Non-Qualified Stock
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Options 1/21/98 5/05/07 1,168 15.650 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(N00086) 1/21/98 6/24/07 2,427 18.330 D N/A
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Incentive Stock Options 1/21/98 6/24/07 809 18.330 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (N00087) 1/15/98 6/24/07 16,987 18.330 D N/A
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Non-Qualified Stock
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Options 1/21/98 6/24/07 5,662 18.330 D N/A
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ICG Communications, Inc.
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Non-Qualified Stock
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Options (N00061) 1/21/98 9/08/07 13,954 15.790 D N/A
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Non-Qualified Stock
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Options 1/21/98 9/08/07 10,720 15.790 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(N00062) 1/21/98 9/08/07 606 15.790 D N/A
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Incentive Stock Options 1/21/98 9/08/07 604 15.790 D N/A
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<FN>
(1) Mr. Kallet received the reported options from Netcom On-Line Communication
Services, Inc. which merged with ICG Communications, Inc. on January 21, 1998.
</FN>
</TABLE>
Explanation of Responses:
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
