U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Colgan, John V.
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(Last) (First) (Middle)
9371 E. Pioneer Avenue
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(Street)
Parker, CO 80138
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
August 16, 1999
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
###-##-####
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4. Issuer Name and Ticker or Trading Symbol
ICG Communications, Inc. (Symbol: ICGX)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Senior Vice President of Finance and Controller
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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<S> <C> <C> <C>
ICG Communications, Inc. Common Stock 6,243 D
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ICG Communications, Inc. Common Stock 1,400 I In Spouse's name - disclaim beneficial
ownership
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</TABLE>
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Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C>
ICG Communications, Inc.
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Non-Qualified Stock
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Options (0327) 10/07/95 10/07/04 2,208 13.25 D N/A
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Non-Qualified Stock
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Options 10/07/96 10/07/04 2,208 13.25 D N/A
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Non-Qualified Stock
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Options 10/07/97 10/07/04 2,943 13.25 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(0170) 11/13/96 11/13/05 625 10.00 D N/A
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Incentive Stock Options 11/13/97 11/13/05 625 10.00 D N/A
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Incentive Stock Options 11/13/98 11/13/05 625 10.00 D N/A
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Incentive Stock Options 11/13/99 11/13/05 625 10.00 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(0328) 10/07/95 10/07/04 2,293 13.25 D N/A
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Incentive Stock Options 10/07/96 10/07/04 2,292 13.25 D N/A
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Incentive Stock Options 10/07/97 10/07/04 3,056 13.25 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(1184) 04/16/98 04/16/07 250 10.375 D N/A
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Incentive Stock Options 04/16/99 04/16/07 250 10.375 D N/A
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Incentive Stock Options 04/16/00 04/16/07 250 10.375 D N/A
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Incentive Stock Options 04/16/01 04/16/07 250 10.375 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(1350) 10/22/97 10/22/06 750 10.375 D N/A
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Incentive Stock Options 10/22/98 10/22/06 750 10.375 D N/A
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Incentive Stock Options 10/22/99 10/22/06 750 10.375 D N/A
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Incentive Stock Options 10/22/00 10/22/06 750 10.375 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(5610) 06/03/99 06/03/08 500 16.875 D N/A
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Incentive Stock Options 06/03/00 06/03/08 500 16.875 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(5611) 06/03/99 06/03/08 1,438 16.875 D N/A
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Incentive Stock Options 06/03/00 06/03/08 1,438 16.875 D N/A
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Incentive Stock Options 06/03/01 06/03/08 1,437 16.875 D N/A
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Incentive Stock Options 06/03/02 06/03/08 1,437 16.875 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(8760) 06/01/00 05/31/09 500 17.875 D N/A
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Incentive Stock Options 06/01/01 05/31/09 500 17.875 D N/A
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ICG Communications, Inc.
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Incentive Stock Options
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(8761) 06/01/00 05/31/09 1,000 17.875 D N/A
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Incentive Stock Options 06/01/01 05/31/09 1,000 17.875 D N/A
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Incentive Stock Options 06/01/02 05/31/09 1,000 17.875 D N/A
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Incentive Stock Options 06/01/03 05/31/09 1,000 17.875 D N/A
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</TABLE>
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**Signature of Reporting Person Date
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