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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Juno Online Services, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
482048 10 5
-------------------------------------
(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the following box to designate the rule pursuant to which the Schedule is
filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/X/ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
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<TABLE>
<CAPTION>
CUSIP NO. 482048 10 5
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<S> <C>
1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
David E. Shaw
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
.............................................................................................................
(b) XXX
.............................................................................................................
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3. SEC Use only
....................................................................................................
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4. Citizenship or Place of Organization United States
..........................................................................
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5. Sole Voting Power 2,834,459
...............................................................................
--------------------------------------------------------------------------------------------------------
14,269,089
This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
5,559,697 shares held by D. E. Shaw & Co., L.P., (iii) 777,038 shares held
by D. E. Shaw Investment Group, L.P. and (iv) 7,824,727 shares held by Shaw
Family Trust IV. D. E. Shaw & Co., Inc., which is wholly owned by David E.
6. Shared Voting Power Shaw, is the general partner of D. E. Shaw & Co., L.P. D. E. Shaw & Co.,
L.P. is the general partner of D. E. Shaw Investment Group, L.P. David E.
Shaw is the trustee of the Shaw Family Trust IV. David E. Shaw disclaims
beneficial ownership of the shares held by D. E. Shaw & Co., L.P., D. E.
Number of Shaw Investment group, L.P. and Shaw Family Trust IV except to the extent
Shares of his pecuniary interest therein.
Beneficially --------------------------------------------------------------------------------------------------------
Owned by 7. Sole Dispositive Power 2,834,459
Each .........................................................................
Reporting --------------------------------------------------------------------------------------------------------
Person With: 14,269,089
This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
5,559,697 shares held by D. E. Shaw & Co., L.P., (iii) 777,038 shares
held by D. E. Shaw Investment Group, L.P. and (iv) 7,824,727 shares
held by Shaw Family Trust IV. D. E. Shaw & Co., Inc., which is wholly
8. Shared Dispositive Power owned by David E. Shaw, is the general partner of D. E. Shaw & Co.,
L.P. D. E. Shaw & Co., L.P. is the general partner of D. E. Shaw
Investment Group, L.P. David E. Shaw is the trustee of the Shaw Family
Trust IV. David E. Shaw disclaims beneficial ownership of the shares
held by D. E. Shaw & Co., L.P., D. E. Shaw Investment group, L.P. and
Shaw Family Trust IV except to the extent of his pecuniary interest
therein.
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 17,103,548
.................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
.............................
11. Percent of Class Represented by Amount in Row (9) 49.1%
............................................................
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12. Type of Reporting Person (See Instructions) IN
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............................................................................................................................
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</TABLE>
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<TABLE>
<CAPTION>
CUSIP NO. 482048 10 5
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<S> <C>
1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
D. E. Shaw & Co., Inc.
13-3839469
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
.............................................................................................................
(b) XXX
.............................................................................................................
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3. SEC Use only
....................................................................................................
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4. Citizenship or Place of Organization Delaware
..........................................................................
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5. Sole Voting Power Not applicable
...............................................................................
--------------------------------------------------------------------------------------------------------
6,444,362
This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
5,559,697 shares held by D. E. Shaw & Co., L.P. and (iii) 777,038 shares
6. Shared Voting Power held by D. E. Shaw Investment Group, L.P. D. E. Shaw & Co., Inc., which is
wholly owned by David E. Shaw, is the general partner of D. E. Shaw & Co.,
L.P. D. E. Shaw & Co., L.P. is the general partner of D. E. Shaw
Investment Group, L.P.
Number of --------------------------------------------------------------------------------------------------------
Shares 7. Sole Dispositive Power Not applicable
Beneficially .........................................................................
Owned by --------------------------------------------------------------------------------------------------------
Each 6,444,362
Reporting This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
Person With: 5,559,697 shares held by D. E. Shaw & Co., L.P. and (iii) 777,038
8. Shared Dispositive Power shares held by D. E. Shaw Investment Group, L.P. D. E. Shaw & Co.,
Inc., which is wholly owned by David E. Shaw, is the general partner of
D. E. Shaw & Co., L.P. D. E. Shaw & Co., L.P. is the general partner
of D. E. Shaw Investment Group, L.P.
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,444,362
.................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
.............................
11. Percent of Class Represented by Amount in Row (9) 18.5%
............................................................
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12. Type of Reporting Person (See Instructions) CO
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<TABLE>
<CAPTION>
CUSIP NO. 482048 10 5
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<S> <C>
1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
D. E. Shaw & Co., L.P.
13-3695715
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
.............................................................................................................
(b) XXX
.............................................................................................................
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3. SEC Use only
....................................................................................................
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4. Citizenship or Place of Organization Delaware
..........................................................................
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5. Sole Voting Power Not applicable
...............................................................................
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6,336,735
This includes (i) 5,559,697 shares held by D. E. Shaw & Co., L.P. and (ii)
6. Shared Voting Power 777,038 shares held by D. E. Shaw Investment Group, L.P. D. E. Shaw & Co.,
L.P. is the general partner of D. E. Shaw Investment Group, L.P.
Number of --------------------------------------------------------------------------------------------------------
Shares 7. Sole Dispositive Power Not applicable
Beneficially .........................................................................
Owned by --------------------------------------------------------------------------------------------------------
Each 6,336,735
Reporting This includes (i) 5,559,697 shares held by D. E. Shaw & Co., L.P. and
Person With: 8. Shared Dispositive Power (ii) 777,038 shares held by D. E. Shaw Investment Group, L.P. D. E.
Shaw & Co., L.P. is the general partner of D. E. Shaw Investment Group,
L.P.
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,336,735
.................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
.............................
11. Percent of Class Represented by Amount in Row (9) 18.2%
............................................................
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12. Type of Reporting Person (See Instructions) PN
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</TABLE>
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<CAPTION>
CUSIP NO. 482048 10 5
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<S> <C>
1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Shaw Family Trust IV
13-7191043
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
.............................................................................................................
(b) XXX
.............................................................................................................
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3. SEC Use only
....................................................................................................
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4. Citizenship or Place of Organization New York
..........................................................................
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5. Sole Voting Power Not applicable
...............................................................................
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7,824,727
This amount consists solely of shares held directly by the Shaw Family Trust
6. Shared Voting Power IV. David E. Shaw is the trustee of the Shaw Family Trust IV.
Number of --------------------------------------------------------------------------------------------------------
Shares 7. Sole Dispositive Power Not applicable
Beneficially .........................................................................
Owned by --------------------------------------------------------------------------------------------------------
Each 7,824,727
Reporting This amount consists solely of shares held directly by the Shaw Family
Person With: 8. Shared Dispositive Power Trust IV. David E. Shaw is the trustee of the Shaw Family Trust IV.
- ----------------------------------------------------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person 7,824,727
.................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
.............................
11. Percent of Class Represented by Amount in Row (9) 22.5%
............................................................
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12. Type of Reporting Person (See Instructions) OO
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............................................................................................................................
............................................................................................................................
............................................................................................................................
............................................................................................................................
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............................................................................................................................
</TABLE>
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<TABLE>
<CAPTION>
CUSIP NO. 482048 10 5
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<S> <C>
1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Derrick Cephas
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
.............................................................................................................
(b) XXX
.............................................................................................................
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3. SEC Use only
....................................................................................................
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4. Citizenship or Place of Organization United States
..........................................................................
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5. Sole Voting Power 2,800
...............................................................................
--------------------------------------------------------------------------------------------------------
6,444,362
This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
5,559,697 shares held by D. E. Shaw & Co., L.P. and (iii) 777,038 shares
held by D. E. Shaw Investment Group, L.P. Derrick Cephas is a member of
6. Shared Voting Power the board of directors of D. E. Shaw & Co., Inc. D. E. Shaw & Co., Inc.,
Number of which is wholly owned by David E. Shaw, is the general partner of D. E.
Shares Shaw & Co., L.P. D. E. Shaw & Co., L.P. is the general partner of D. E.
Beneficially Shaw Investment Group, L.P. Derrick Cephas disclaims beneficial ownership
Owned by of these shares except to the extent of his pecuniary interest therein.
Each --------------------------------------------------------------------------------------------------------
Reporting 7. Sole Dispositive Power 2,800
Person With: .........................................................................
--------------------------------------------------------------------------------------------------------
6,444,362
This includes (i) 107,627 shares held by D. E. Shaw & Co., Inc., (ii)
5,559,697 shares held by D. E. Shaw & Co., L.P. and (iii) 777,038
shares held by D. E. Shaw Investment Group, L.P. Derrick Cephas is a
member of the board of directors of D. E. Shaw & Co., Inc. D. E. Shaw
8. Shared Dispositive Power & Co., Inc., which is wholly owned by David E. Shaw, is the general
partner of D. E. Shaw & Co., L.P. D. E. Shaw & Co., L.P. is the
general partner of D. E. Shaw Investment Group, L.P. Derrick Cephas
disclaims beneficial ownership of these shares except to the extent of
his pecuniary interest therein.
- ----------------------------------------------------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,447,162
.................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
.............................
11. Percent of Class Represented by Amount in Row (9) 18.5%
............................................................
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12. Type of Reporting Person (See Instructions) IN
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............................................................................................................................
............................................................................................................................
............................................................................................................................
............................................................................................................................
............................................................................................................................
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ITEM 1.
(a) Name of Issuer:
Juno Online Services, Inc.
(b) Address of Issuer's Principal Executive Offices:
1540 Broadway
New York, New York 10036
ITEM 2.
(a)-(c) Name, Address and Citizenship of Persons Filing:
This statement is filed by and on behalf of (i) David E. Shaw,
a United States citizen, (ii) D. E. Shaw & Co., Inc., a
Delaware company, (iii) D. E. Shaw & Co., L.P., a Delaware
limited partnership, (iv) Shaw Family Trust IV, a trust
organized under the laws of New York and (v) Derrick Cephas, a
United States citizen. The business address for each of these
entities is 120 West 45th Street, New York, NY 10036.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
482048 10 5
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO Sections 240.13D-1(B) OR
240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILIng is a:
Not applicable.
ITEM 4. OWNERSHIP
See items 5-11 of cover sheets hereto.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that that information set forth in this statement is true, complete and
correct.
Date: February 11, 2000
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
D. E. SHAW & CO., INC.
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
President
D. E. SHAW & CO., L.P.
By: D. E. Shaw & Co., Inc.,
its general partner
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
President
SHAW FAMILY TRUST IV
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
Trustee
By: /s/ DERRICK CEPHAS
------------------
Derrick Cephas
<PAGE>
EXHIBITS
Exhibit I Joint Filing Agreement, dated February 11, 2000 among the
signatories to this Schedule 13G.
<PAGE>
Exhibit I
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this Schedule 13G shall be filed on behalf of each of
the undersigned without the necessity of filing additional joint filing
agreements. The undersigned acknowledge that each shall be responsible for the
timely filing of such amendments, and the completeness and accuracy of the
information concerning it contained therein, but shall not be responsible for
the completeness and accuracy of the information concerning the others, except
to the extent that it knows or has reason to believe that such information is
inaccurate.
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
D. E. SHAW & CO., INC.
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
President
D. E. SHAW & CO., L.P.
By: D. E. Shaw & Co., Inc.,
its general partner
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
President
SHAW FAMILY TRUST IV
By: /s/ DAVID E. SHAW
-----------------
David E. Shaw
Trustee
By: /s/ DERRICK CEPHAS
------------------
Derrick Cephas
