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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
MEDICAL ALLIANCE, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
58449S 10 5
(CUSIP Number)
Check the following box if a fee is being paid with this statement / /. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 10 Pages
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CUSIP No. 5844S 10 5 13G Page 2 of 10 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Patrick Rivelli
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 900
SHARES -------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
949,193
OWNED BY
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 900
PERSON ------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
949,193
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
950,093
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
16.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------
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CUSIP No. 58449S 10 5 13G Page 3 of 10 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James Silcock
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0
SHARES -------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
949,193
OWNED BY
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
949,193
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
949,193
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
16.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------
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CUSIP No. 58449S 10 5 13G Page 4 of 10 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sunwestern Managers, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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5 SOLE VOTING POWER
NUMBER OF 210,863
SHARES -------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 210,863
PERSON ------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
210,863
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.6%
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12 TYPE OF REPORTING PERSON
CO
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CUSIP No. 58449S 10 5 13G Page 5 of 10 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mapleleaf Capital, Ltd.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
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3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 738,330
SHARES -------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 738,330
PERSON ------------------------------------------------
8 SHARED DISPOSITIVE POWER
WITH
0
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
738,330
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.5%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
<PAGE> 6
Item 1(a). Name of Issuer.
The name of the Issuer is Medical Alliance, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices.
The Issuer's principal executive offices are located at 2445
Gateway Drive, Suite 150, Irving, Texas 75063.
Item 2(a). Name of Persons Filing.
This statement is being filed on behalf of Patrick Rivelli, James
Silcock, Sunwestern Managers, Inc. ("Sunwestern") and Mapleleaf
Capital, Ltd. ("Mapleleaf").
Item 2(b). Address of Principal Business Office or, if none, Residence.
The address of the principal business office of Patrick Rivelli,
James Silcock, Sunwestern and Mapleleaf is 12221 Merit Drive,
Suite 935, Dallas, Texas 75251.
Item 2(c). Citizenship.
Patrick Rivelli and James Silcock are citizens of the United
States. Sunwestern is a Texas corporation. Mapleleaf is a Texas
limited partnership.
Item 2(d). Title of Class of Securities.
This statement relates to shares of Common Stock of the Issuer
(the "Common Stock").
Item 2(e). CUSIP Number.
The CUSIP No. for the shares of Common Stock of the Issuer is
58449S 10 5.
Item 3. Not Applicable.
Page 6 of 10 Pages
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Item 4. Ownership.
(a)-(b) As of December 31, 1996, Patrick Rivelli beneficially
owned 950,093 shares, or 16.1%, of the Common Stock. Mr. Rivelli
beneficially owned 738,330 of such shares as a General Partner of
Mapleleaf, 210,863 of such shares as an officer, director and
shareholder of Sunwestern, and 900 shares in his individual
capacity.
As of December 31, 1996, James Silcock beneficially owned
949,193 shares, or 16.1%, of the Common Stock. Mr. Silcock
beneficially owned 738,330 of such shares as a General Partner of
Mapleleaf and 210,863 of such shares as an officer, director and
shareholder of Sunwestern.
As of December 31, 1996, Mapleleaf beneficially owned
738,330 shares, or 12.5% of the Common Stock.
As of December 31, 1996, Sunwestern beneficially owned
210,863 shares, or 3.6% of the Common Stock by virtue of the fact
that pursuant to a Management Agreement (the "Management
Agreement") between Sunwestern and Sunwestern Investment Fund III
("Investment Fund") and Sunwestern Cayman 1988 Partners
("Investment Partners"), Sunwestern has the power to vote and
dispose of 109,649 of such shares held by Investment Partners and
101,214 of such shares held by Investment Fund. Patrick Rivelli
and James Silcock are the sole shareholders, directors and
officers of Sunwestern.
(c)(i)-(iv) Voting and Dispositive Power
Patrick Rivelli has the sole power to vote or direct the vote of
900 shares of Common Stock. As a General Partner of Mapleleaf and
as a director, shareholder and officer of Sunwestern, Patrick
Rivelli shares power to vote or to direct the vote of 949,193
shares of Common Stock. Patrick Rivelli has the sole power to
dispose or direct the disposition of 900 shares of Common Stock.
As a General Partner of Mapleleaf and as a director, shareholder
and officer of Sunwestern, Patrick Rivelli shares power to dispose
or to direct the disposition of 949,193 shares of Common Stock.
See also Items 5-9 hereof.
James Silcock does not have the sole power to vote or direct the
vote of any shares of Common Stock. As a General Partner of
Mapleleaf and as a director, shareholder and officer of
Sunwestern, James Silcock shares power to vote or to direct the
vote of 949,193 shares of Common Stock. James Silcock does not
have the sole power to dispose or direct the disposition of any
shares of Common Stock. As a General Partner of Mapleleaf and as a
director, shareholder and officer of Sunwestern, James Silcock
shares power to dispose or to direct the disposition of 949,193
shares of Common Stock. See also Items 5-9 hereof.
Page 7 of 10 Pages
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Through its General Partners, Patrick Rivelli and James Silcock,
Mapleleaf has the sole power to vote or to direct the vote of
738,330 shares of Common Stock. Mapleleaf does not share power to
vote or direct the vote of any Common Stock. Through its General
Partners, Patrick Rivelli and James Silcock, Mapleleaf has the
sole power to dispose or direct the disposition 738,330 shares of
Common Stock. Mapleleaf does not share power to dispose or direct
the disposition of any Common Stock. See also Items 5-9 hereof.
Through its officers, directors and shareholders, Patrick Rivelli
and James Silcock, and pursuant to the Management Agreement,
Sunwestern has the sole power to vote or direct the vote of
210,863 shares of Common Stock. Sunwestern does not share power to
vote or direct the vote of any shares of Common Stock. Through its
officers, directors and shareholders, Patrick Rivelli and James
Silcock, and pursuant to the Management Agreement, Sunwestern has
the sole power to dispose or direct the disposition of 210,863
shares of Common Stock. Sunwestern does not share power to dispose
or direct the disposition of any shares of Common Stock. See also
Items 5-9 hereof.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Certain other persons may have the right to receive a portion of
the proceeds from the sale of the shares of Common Stock disclosed herein. None
of such persons' interest exceeds five percent of the outstanding Common Stock.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
Page 8 of 10 Pages
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CUSIP NO. 58449S 10 5 13G PAGE 9 OF 10 PAGES
- ---------------------- ------------------
After reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1997
/s/ Patrick Rivelli
-------------------------------
Patrick Rivelli
/s/ James Silcock
-------------------------------
James Silcock
SUNWESTERN MANAGERS, INC.
By:/s/ James Silcock
----------------------------
Name: James Silcock
--------------------------
Its: Vice President
---------------------------
MAPLELEAF CAPITAL, LTD.
By:/s/ James Silcock
----------------------------
Name: James Silcock
--------------------------
Its: General Partner
---------------------------
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CUSIP NO. 58449S 10 5 13G PAGE 10 OF 10 PAGES
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Exhibit A
Pursuant to Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General Rules
and Regulations of the Securities and Exchange Commission under the Securities
Exchange Act of 1934, as amended, the undersigned agree that the statement to
which this Exhibit is attached is filed on behalf of each of them in the
capacities set forth hereinbelow.
Date: February 13, 1997
/s/ Patrick Rivelli
-------------------------------
Patrick Rivelli
/s/ James Silcock
-------------------------------
James Silcock
SUNWESTERN MANAGERS, INC.
By:/s/ James Silcock
----------------------------
Name: James Silcock
--------------------------
Its: Vice President
---------------------------
MAPLELEAF CAPITAL, LTD.
By:/s/ James Silcock
----------------------------
Name: James Silcock
--------------------------
Its: General Partner
---------------------------
