CAPITAL BEVERAGE CORP
NT 10-K, 1999-03-31
BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES
Previous: CAPTEC FRANCHISE CAPITAL PARTNERS L P IV, 10-K405, 1999-03-31
Next: CERUS CORP, S-3MEF, 1999-03-31




<PAGE>


                                UNITED STATES
                      SECURITIES AND EXCHANGE COMMISSION
                            Washington, D.C. 20549

                                 FORM 12b-25

                         NOTIFICATION OF LATE FILING

(Check one)
[x] 10-K and Form 10-KSB  [ ] Form 20-F  [ ] Form 11-K
[ ] Form 10-Q and Form 10-QSB  [ ] Form N-SAR

                  For Period Ended December 31, 1998

                  [ ] Transition Report on Form 10-K and Form 10-KSB
                  [ ] Transition Report on Form 20-F
                  [ ] Transition Report on Form 11-K
                  [ ] Transition Report on Form 10-Q and Form 10-QSB
                  [ ] Transition Report on Form N-SAR

                  For the Transition Period Ended:__________

Read Instructions (on back page) Before Preparing Form,  Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify
the item(s) to which the notification relates:

PART I--REGISTRANT INFORMATION

Full Name of Registrant:            Capital Beverage Corporation
                        -------------------------------------------------------

Former Name of Registrant:
                          -----------------------------------------------------

Address of Principal Executive Office (Street and Number):
                                                  
1111 East Tremont Avenue, Bronx, New York  10460
- --------------------------------------------------------------------------------

<PAGE>

PART II--RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25b, the following should
be completed. (Check box if appropriate): [x]
                  
          (a)  The reasons described in reasonable detail in Part III of this
               form could not be eliminated without unreasonable effort or
               expenses;
                  
          (b)  The subject annual report, semi-annual report, transition report
               on Forms 10-K, 10-KSB, Form 20-F, 11-K, Form N-SAR, or portion
               thereof, will be filed on or before the fifteenth calendar day
               following the prescribed due date; or the subject quarterly
               report or transition report on Forms 10-Q, 10-QSB, or portion
               thereof will be filed on or before the fifth calendar day
               following the prescribed due date; and
                  
          (c)  The accountant's statement or other exhibit required by Rule
               12b-25(c) has been attached if applicable.

PART III--NARRATIVE

State below in reasonable detail the reasons why the Forms 10-K, 10-KSB, 20-F,
11-K, 10-Q,10-QSB, N-SAR, or the transition report or portion thereof, could not
be filed within the prescribed time period. (Attach Extra Sheets if Needed)

         The Company has not been able to finalize the financial statements for
the Company's Annual Report on Form 10-KSB by March 31, 1999, the required
filing date, without unreasonable effort.

PART IV--OTHER INFORMATION

(1)      Name and telephone number of person to contact in regard to this
         notification

     Carmine Stella                (718)                     409-2337
     --------------                -----                     --------
        (Name)                  (Area Code)              (Telephone Number)

(2)      Have all other periodic reports required under Section 13 or 15(d) of
         the Securities Exchange Act of 1934 or Section 30 of the Investment
         Company Act of 1940 during the preceding 12 months (or for such shorter
         period that the registrant was required to file such reports) been
         filed? If answer is no, identify report(s). [x] Yes  [ ] No

(3)      Is it anticipated that any significant change in results of operations
         from the corresponding period for the last fiscal year will be
         reflected by the earnings statements to be included in the subject
         report or portion thereof?  [ ] Yes  [x] No

         If so, attach an explanation of the anticipated change, both
         narratively and quantitatively, and, if appropriate, state the reasons
         why a reasonable estimate of the results cannot be made.

<PAGE>

                          Capital Beverage Corporation
                          ----------------------------
                  (Name of Registrant as Specified In Charter)

has caused this notification to be signed on its behalf by the undersigned
hereto duly authorized

Dated: March 30, 1999                  CAPITAL BEVERAGE CORPORATION

                                       By: /s/ Carmine Stella
                                           ---------------------------
                                           Carmine Stella, President

INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.

                                    ATTENTION
     Intention misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).

                              GENERAL INSTRUCTIONS

1.       This form is required by Rule 12b-25 (17 CFR 240.12b-25 of the General
         Rules and Regulations under the Securities Exchange Act of 1934.

2.       One signed original and four conformed copies of this form and
         amendments thereto must be completed and filed with the Securities and
         Exchange Commission, Washington, D.C. 20549, in accordance with Rule
         0-3 of the General Rules and Regulations under the Act. The information
         contained in or filed with the form will be made a matter of public
         record in the Commission files.

3.       A manually signed copy of the form and amendments thereto shall be
         filed with each national securities exchange on which any class of
         securities of the registrant is registered.

4.       Amendments to the notifications must also be filed on form 12b-25 but
         need not restate information that has been correctly furnished. The
         form shall be clearly identified as an amendment notification.



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission