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- -------- U.S. SECURITIES AND EXCHANGE COMMISSION --------------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
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[_] Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287
longer subject to Expires: September 30, 1998
Section 16. Form 4 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden
or Form 5 obligations Section 17(a) of the Public Utility Holding Company Act of 1935 hours per response.......... 0.5
may continue. See or Section 30(f) of the Investment Company Act of 1940 --------------------------------
Instruction 1(b).
(Print or Type Responses)
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1. Name and Address of 2. Issuer Name and Ticker or 6. Relationship of Reporting Person(s) to
Reporting Person* Trading Symbol Issuer (Check all applicable)
HARRIGAN, JR. ARTHUR W. RAGEN MACKENZIE GROUP INCORPORATED RMG [X] Director ____ 10% Owner
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(Last) (First) (Middle) 3. IRS or Social 4. Statement for ____ Officer (give ____ Other (specify
Security Number of Month/Year title below)
Reporting Person AUGUST 1998 below)
999 THIRD AVENUE, 44TH FLOOR (Voluntary) -------------------------------
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(Street) 5. If Amendment, 7. Individual or Joint/Group Filing (Check
Date of Original Applicable Line)
SEATTLE WA 98104 (Month/Year) _X__Form filed by One Reporting Person
____Filed by More than One Reporting Person
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(City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities ship Indirect
Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. 8) Owned at Direct Ownership
(Month/ ------------------------------------------- End of Month (D) or In- (Instr. 4)
Day/ (A) or (Instr. 3 direct (I)
Year) Code V Amount (D) Price and 4) (Instr. 4)
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COMMON 8-27-98 P 1,500 A 10.25 1,500 D
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COMMON 8-27-98 P 500 A 10.1875 500 D
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
* If form is filed by more than one reporting person, see Instruction 4(b)(v).
SEC 1474 (7-96)
9/9/98
[Form 4.doc]
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