SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest 4 SEC Filings
Statement of changes in beneficial ownership of securities

MAXCOR FINANCIAL GROUP INC, 4, 2001-01-10
GOLDMAN SACHS GROUP INC/, 4, 2001-01-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 2001-01-09
ZIEGLER COMPANIES INC, 4, 2001-01-09
MFC BANCORP LTD, 4, 2001-01-09
MEYERSON M H & CO INC /NJ/, 4, 2001-01-05
MEYERSON M H & CO INC /NJ/, 4, 2000-12-11
GOLDMAN SACHS GROUP INC, 4, 2000-12-11
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 2000-12-11
ZIEGLER COMPANIES INC, 4, 2000-12-11
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-12-08
MFC BANCORP LTD, 4, 2000-12-08
KIRLIN HOLDING CORP, 4, 2000-12-04
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-11-13
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 2000-11-08
ZIEGLER COMPANIES INC, 4, 2000-11-08
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-11-07
ND HOLDINGS INC, 4, 2000-11-02
MAXCOR FINANCIAL GROUP INC, 4, 2000-10-10
GOLDMAN SACHS GROUP INC, 4, 2000-10-10
ZIEGLER COMPANIES INC, 4, 2000-10-10
GLOBALNET FINANCIAL COM INC, 4, 2000-10-05
MFC BANCORP LTD, 4, 2000-10-04
GOLDMAN SACHS GROUP INC, 4, 2000-09-11
MAXCOR FINANCIAL GROUP INC, 4, 2000-09-08
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-09-08
GOLDMAN SACHS GROUP INC, 4, 2000-09-08
ZIEGLER COMPANIES INC, 4, 2000-09-07
MFC BANCORP LTD, 4, 2000-09-07
KIRLIN HOLDING CORP, 4, 2000-09-01
ADVEST GROUP INC, 4, 2000-09-01
KIRLIN HOLDING CORP, 4, 2000-08-25
GOLDMAN SACHS GROUP INC, 4, 2000-08-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-08-09
GOLDMAN SACHS GROUP INC, 4, 2000-07-10
MFC BANCORP LTD, 4, 2000-07-10
RESEARCH PARTNERS INTERNATIONAL INC, 4, 2000-07-07
ZIEGLER COMPANIES INC, 4, 2000-07-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-06-09
ADVEST GROUP INC, 4, 2000-06-09
MFC BANCORP LTD, 4, 2000-06-08
MAXCOR FINANCIAL GROUP INC, 4, 2000-06-07
MFC BANCORP LTD, 4, 2000-05-05
RESEARCH PARTNERS INTERNATIONAL INC, 4, 2000-04-26
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-04-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-04-07
ZIEGLER COMPANIES INC, 4, 2000-04-07
MFC BANCORP LTD, 4, 2000-04-07
GOLDMAN SACHS GROUP INC, 4, 2000-03-13
JWGENESIS FINANCIAL CORP /, 4, 2000-03-10
GOLDMAN SACHS GROUP INC, 4, 2000-03-10
RESEARCH PARTNERS INTERNATIONAL INC, 4, 2000-03-10
JWGENESIS FINANCIAL CORP /, 4, 2000-03-09
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-03-09
GLOBALNET FINANCIAL COM INC, 4, 2000-03-09
ZIEGLER COMPANIES INC, 4, 2000-03-08
KIRLIN HOLDING CORP, 4, 2000-03-07
GOLDMAN SACHS GROUP INC, 4, 2000-02-10
ZIEGLER COMPANIES INC, 4, 2000-02-10
MFC BANCORP LTD, 4, 2000-02-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-02-09
CREDIT SUISSE FIRST BOSTON INC, 4, 2000-01-20
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-01-10
GOLDMAN SACHS GROUP INC, 4, 2000-01-10
MFC BANCORP LTD, 4, 2000-01-10
JWGENESIS FINANCIAL CORP /, 4, 2000-01-07
GOLDMAN SACHS GROUP INC, 4, 1999-12-10
MAXCOR FINANCIAL GROUP INC, 4, 1999-12-09
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-12-09
MFC BANCORP LTD, 4, 1999-12-09
CREDIT SUISSE FIRST BOSTON INC, 4, 1999-12-06
GOLDMAN SACHS GROUP INC, 4, 1999-11-10
FIRST ALBANY COMPANIES INC, 4, 1999-11-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-11-09
MFC BANCORP LTD, 4, 1999-11-03
GOLDMAN SACHS GROUP INC, 4, 1999-10-13
GOLDMAN SACHS GROUP INC, 4, 1999-10-12
MFC BANCORP LTD, 4, 1999-10-08
ND HOLDINGS INC, 4, 1999-10-07
MAXCOR FINANCIAL GROUP INC, 4, 1999-09-10
GOLDMAN SACHS GROUP INC, 4, 1999-09-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-09-09
ND HOLDINGS INC, 4, 1999-09-08
MFC BANCORP LTD, 4, 1999-09-08
CREDIT SUISSE FIRST BOSTON INC, 4, 1999-08-27
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-08-09
GOLDMAN SACHS GROUP INC, 4, 1999-08-09
JWGENESIS FINANCIAL CORP /, 4, 1999-08-06
JWGENESIS FINANCIAL CORP /, 4, 1999-08-02
JWGENESIS FINANCIAL CORP /, 4, 1999-07-21
ZIEGLER COMPANIES INC, 4, 1999-07-13
RESEARCH PARTNERS INTERNATIONAL INC, 4, 1999-07-12
KIRLIN HOLDING CORP, 4, 1999-07-09
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-07-09
CREDIT SUISSE FIRST BOSTON INC, 4, 1999-07-09
RESEARCH PARTNERS INTERNATIONAL INC, 4, 1999-07-08
ND HOLDINGS INC, 4, 1999-07-06
JWGENESIS FINANCIAL CORP /, 4, 1999-06-10
GOLDMAN SACHS GROUP INC, 4, 1999-06-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-06-09
GOLDMAN SACHS GROUP INC, 4, 1999-05-11
GOLDMAN SACHS GROUP INC, 4, 1999-05-10
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 1999-05-10
INTERSTATE JOHNSON LANE INC, 4, 1999-05-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-05-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-04-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-04-05
KIRLIN HOLDING CORP, 4, 1999-03-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-03-10
FIRST ALBANY COMPANIES INC, 4, 1999-03-10
ND HOLDINGS INC, 4, 1999-03-05
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 1999-02-22
INTERNATIONAL ASSETS HOLDING CORP, 4, 1999-02-10
INTERSTATE JOHNSON LANE INC, 4, 1999-02-10
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 1999-02-03
KIRLIN HOLDING CORP, 4, 1999-02-02
INTERSTATE JOHNSON LANE INC, 4, 1999-02-02
ND HOLDINGS INC, 4, 1999-01-08
INTERSTATE JOHNSON LANE INC, 4, 1999-01-08
ND HOLDINGS INC, 4, 1998-12-09
JWGENESIS FINANCIAL CORP /, 4, 1998-11-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-11-10
INTERSTATE JOHNSON LANE INC, 4, 1998-11-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-10-08
ND HOLDINGS INC, 4, 1998-10-05
INTERSTATE JOHNSON LANE INC, 4, 1998-10-05
INTERSTATE JOHNSON LANE INC, 4, 1998-09-30
RAGEN MACKENZIE GROUP INC, 4, 1998-09-11
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 1998-09-10
ND HOLDINGS INC, 4, 1998-09-04
INTERSTATE JOHNSON LANE INC, 4, 1998-09-01
JWGENESIS FINANCIAL CORP /, 4, 1998-08-13
ND HOLDINGS INC, 4, 1998-08-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-08-10
JWGENESIS FINANCIAL CORP /, 4, 1998-07-10
INTERSTATE JOHNSON LANE INC, 4, 1998-07-08
ZIEGLER COMPANIES INC, 4, 1998-06-05
INTERSTATE JOHNSON LANE INC, 4, 1998-05-29
ZIEGLER COMPANIES INC, 4, 1998-05-12
INTERSTATE JOHNSON LANE INC, 4, 1998-05-11
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-05-07
INTERSTATE JOHNSON LANE INC, 4, 1998-05-07
ZIEGLER COMPANIES INC, 4, 1998-05-07
ZIEGLER COMPANIES INC, 4, 1998-05-04
JW CHARLES FINANCIAL SERVICES INC/FL, 4, 1998-04-24
ZIEGLER COMPANIES INC, 4, 1998-04-23
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-04-07
KIRLIN HOLDING CORP, 4, 1998-03-30
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-03-19
INTERSTATE JOHNSON LANE INC, 4, 1998-03-13
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-03-09
INTERSTATE JOHNSON LANE INC, 4, 1998-03-06
JW CHARLES FINANCIAL SERVICES INC/FL, 4, 1998-02-12
INTERSTATE JOHNSON LANE INC, 4, 1998-02-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1998-02-09
INVESTMENT TECHNOLOGY GROUP INC, 4, 1998-01-09
INTERSTATE JOHNSON LANE INC, 4, 1998-01-09
ZIEGLER COMPANIES INC, 4, 1998-01-06
ND HOLDINGS INC, 4, 1997-12-10
INVESTMENT TECHNOLOGY GROUP INC, 4, 1997-12-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-12-09
INTERSTATE JOHNSON LANE INC, 4, 1997-12-09
MERRILL LYNCH & CO INC, 4, 1997-12-09
ZIEGLER COMPANIES INC, 4, 1997-12-03
ZIEGLER COMPANIES INC, 4, 1997-11-25
ND HOLDINGS INC, 4, 1997-11-10
MERRILL LYNCH & CO INC, 4, 1997-11-10
GKN HOLDING CORP, 4, 1997-11-07
INTERSTATE JOHNSON LANE INC, 4, 1997-11-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-11-06
INTERSTATE JOHNSON LANE INC, 4, 1997-11-06
INTERSTATE JOHNSON LANE INC, 4, 1997-10-29
INVESTMENT TECHNOLOGY GROUP INC, 4, 1997-10-10
WESTAMERICA CORP, 4, 1997-09-23
INVESTMENT TECHNOLOGY GROUP INC, 4, 1997-09-11
INVESTMENT TECHNOLOGY GROUP INC, 4, 1997-09-10
WESTAMERICA CORP, 4, 1997-09-08
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-08-08
MORGAN STANLEY GROUP INC /DE/, 4, 1997-05-12
ZIEGLER COMPANIES INC, 4, 1997-05-12
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-05-09
ZIEGLER COMPANIES INC, 4, 1997-05-06
ZIEGLER COMPANIES INC, 4, 1997-05-01
ZIEGLER COMPANIES INC, 4, 1997-04-30
MORGAN STANLEY GROUP INC /DE/, 4, 1997-04-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-04-09
FIRST OF MICHIGAN CAPITAL CORP, 4, 1997-04-09
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-02-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 1997-01-10
CS FIRST BOSTON INC, 4, 1996-12-16
ZIEGLER COMPANIES INC, 4, 1996-11-25
INTERNATIONAL ASSETS HOLDING CORP, 4, 1996-10-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 1996-07-10
BULL & BEAR GROUP INC, 4, 1996-07-10
INTERNATIONAL ASSETS HOLDING CORP, 4, 1996-06-20
INTERNATIONAL ASSETS HOLDING CORP, 4, 1996-05-13
INTERNATIONAL ASSETS HOLDING CORP, 4, 1996-05-09
PAINE WEBBER GROUP INC, 4, 1996-04-11


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