SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No._______)*
Broadbase Software, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
11130R100
- --------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1999
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 18
Exhibit Index on Page 16
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 2 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Benchmark Capital Partners, L.P. ("BCP")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ----------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,063,891 shares, except that
SHARES BCMC, the general partner of BCP,
BENEFICIALLY may be deemed to have sole power
OWNED BY EACH REPORTING to vote these shares, and David M.
PERSON Beirne ("Beirne"), Bruce W.
WITH Dunlevie ("Dunlevie"), J. William
Gurley ("Gurley"), Kevin R. Harvey
("Harvey"), Robert C. Kagle
("Kagle"), Andrew S. Rachleff
("Rachleff") and Steven M.
Spurlock ("Spurlock"), the members
of BCMC, may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,063,891 shares, except that
BCMC, the general partner of BCP,
may be deemed to have sole power
to dispose of these shares, and
Beirne, Dunlevie, Gurley, Harvey,
Kagle, Rachleff and Spurlock, the
members of BCMC, may be deemed to
have shared power to dispose of
these shares.
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,063,891
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.01%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 3 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Benchmark Founders' Fund, L.P. ("BFF")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 380,851 shares, except that BCMC,
SHARES the general partner of BFF, may be
BENEFICIALLY deemed to have sole power to vote
OWNED BY EACH these shares, and Beirne,
REPORTING Dunlevie, Gurley, Harvey, Kagle,
PERSON Rachleff and Spurlock, the members
WITH of BCMC, may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
380,851 shares, except that BCMC,
the general partner of BFF, may be
deemed to have sole power to
dispose of these shares, and
Beirne, Dunlevie, Gurley, Harvey,
Kagle, Rachleff and Spurlock, the
members of BCMC, may be deemed to
have shared power to dispose of
these shares.
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 380,851
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.11%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 4 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Benchmark Capital Management Co., L.L.C. ("BCMC")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,444,742 shares, of which
SHARES 3,063,891 are directly owned by
BENEFICIALLY BCP and 380,851 are directly owned
OWNED BY EACH by BFF. BCMC, the general partner
REPORTING of BCP and BFF, may be deemed to
PERSON have sole power to vote these
WITH shares, and Beirne, Dunlevie,
Gurley, Harvey, Kagle, Rachleff
and Spurlock, the members of BCMC,
may be deemed to have shared power
to vote these shares.
-------- ----------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. BCMC, the general partner
of BCP and BFF, may be deemed to
have sole power to dispose of
these shares, and Beirne,
Dunlevie, Gurley, Harvey, Kagle,
Rachleff and Spurlock, the members
of BCMC, may be deemed to have
shared power to dispose of these
shares.
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,444,742
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.13%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
OO
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 5 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David M. Beirne ("Beirne")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,071 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Beirne is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,071 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Beirne is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,447,813
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.15%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 6 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bruce W. Dunlevie ("Dunlevie")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,071 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON 6 SHARED VOTING POWER
WITH 3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Dunlevie is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,071 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Dunlevie is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,447,813
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.15%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 7 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J. William Gurley ("Gurley")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,530 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Gurley is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
1,530 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Gurley is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,446,272
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.14%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 8 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kevin R. Harvey ("Harvey")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Harvey is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Harvey is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,444,742
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.13%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 9 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert C. Kagle ("Kagle")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,071 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Kagle is a member of BCMC,
the general partner of BCP and
BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,071 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Kagle is a member of BCMC,
the general partner of BCP and
BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,447,813
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.15%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 10 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Andrew S. Rachleff ("Rachleff")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,071 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING -------- ----------------------------------
PERSON
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Rachleff is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,071 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Rachleff is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,447,813
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.15%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
- ---------------------------- --------------------------------
CUSIP NO. 11130R100 13 G Page 11 of 18 Pages
- ---------------------------- --------------------------------
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven M. Spurlock ("Spurlock")
Tax ID Number:
- ------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ -------------------------------------------------------------------
3 SEC USE ONLY
- ------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- ------------ -------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,071 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ----------------------------------
WITH 6 SHARED VOTING POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Spurlock is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to vote these shares.
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
3,071 shares
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
3,444,742 shares, of which
3,063,891 are directly owned by
BCP and 380,851 are directly owned
by BFF. Spurlock is a member of
BCMC, the general partner of BCP
and BFF, and may be deemed to have
shared power to dispose of these
shares.
- ------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,447,813
- ------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.15%
- ------------ -------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- ------------ -------------------------------------------------------------------
<PAGE>
Page 12 of 18
ITEM 1(A). NAME OF ISSUER
Broadbase Software, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
172 Constitution Drive
Menlo Park, CA 94025
ITEM 2(A). NAME OF PERSONS FILING
This Statement is filed by Benchmark Capital Partners, L.P., a
Delaware limited partnership ("BCP"), Benchmark Founders'
Fund, L.P., a Delaware limited partnership ("BFF"), Benchmark
Capital Management Co., L.L.C., a Delaware limited liability
company ("BCMC"), David M. Beirne ("Beirne"), Bruce W.
Dunlevie ("Dunlevie"), J. William Gurley ("Gurley"), Kevin R.
Harvey ("Harvey"), Robert C. Kagle ("Kagle"), Andrew S.
Rachleff ("Rachleff") and Steven M. Spurlock ("Spurlock"), the
members of BCMC. The foregoing entities and individuals are
collectively referred to as the "Reporting Persons."
BCMC, the general partner of BCP and BFF, may be deemed to
have sole power to vote and sole power to dispose of shares of
the issuer directly owned by BCP and BFF. Beirne, Dunlevie,
Gurley, Harvey, Kagle, Rachleff and Spurlock are members of
BCMC and may be deemed to have shared power to vote and shared
power to dispose of shares of the issuer directly owned by BCP
and BFF.
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
The address for each of the Reporting Persons is:
Benchmark Capital
2480 Sand Hill Road, Suite 200
Menlo Park, California 94025
ITEM 2(C) CITIZENSHIP
BCP and BFF, are Delaware limited partnerships. BCMC is a
Delaware limited liability company. Beirne, Dunlevie, Gurley,
Harvey, Kagle, Rachleff and Spurlock are United States
citizens.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 11130R100
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1999:
<PAGE>
Page 13 of 18
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting
Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting
Person.
(iii) Sole power to dispose or to direct the
disposition of:
See Row 7 of cover page for each Reporting
Person.
(iv) Shared power to dispose or to direct the
disposition of:
See Row 8 of cover page for each Reporting
Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Under certain circumstances set forth in the limited
partnership agreements of BCP and BFF, and the limited
liability company agreement of BCMC, the general and limited
partners or members, as the case may be, of each of such
entities may be deemed to have the right to receive dividends
from, or the proceeds from, the sale of shares of the issuer
owned by each such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATION.
Not applicable
<PAGE>
Page 14 of 18
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 10, 2000
BENCHMARK CAPITAL PARTNERS, L.P., a
Delaware Limited Partnership
By: Benchmark Capital Management Co., L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ Steven M. Spurlock
---------------------------------------
Steven M. Spurlock
Member
BENCHMARK FOUNDERS' FUND, L.P., a Delaware
Limited Partnership
By: Benchmark Capital Management Co., L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ Steven M. Spurlock
---------------------------------------
Steven M. Spurlock
Member
BENCHMARK CAPITAL MANAGEMENT CO., L.L.C., a
Delaware Limited Liability Company
By: /s/ Steven M. Spurlock
---------------------------------------
Steven M. Spurlock
Member
DAVID M. BEIRNE
By: /s/ David M. Beirne
---------------------------------------
David M. Beirne
<PAGE>
Page 15 of 18
BRUCE W. DUNLEVIE
By: /s/ Bruce W. Dunlevie
---------------------------------------
Bruce W. Dunlevie
J. WILLIAM GURLEY
By: /s/ J. William Gurley
---------------------------------------
J. William Gurley
KEVIN R. HARVEY
By: /s/ Kevin R. Harvey
---------------------------------------
Kevin R. Harvey
ROBERT C. KAGLE
By: /s/ Robert C. Kagle
---------------------------------------
Robert C. Kagle
ANDREW S. RACHLEFF
By: /s/ Andrew S. Rachleff
---------------------------------------
Andrew S. Rachleff
STEVEN M. SPURLOCK
By: /s/ Steven M. Spurlock
---------------------------------------
Steven M. Spurlock
<PAGE>
Page 16 of 18
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 17
<PAGE>
Page 17 of 18
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Broadbase Software, Inc.
shall be filed on behalf of each of the undersigned and that this Agreement
shall be filed as an exhibit to such Schedule 13G.
Date: February 10, 2000
February 10, 2000 BENCHMARK CAPITAL MANAGEMENT CO., L.L.C.,
a Delaware Limited Liability Company
By: /s/ Steven M. Spurlock
-----------------------------------
Steven M. Spurlock, Member
February 10, 2000 BENCHMARK CAPITAL PARTNERS, L.P.,
a Delaware Limited Partnership
By: Benchmark Capital Management Co., L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ Steven M. Spurlock
-----------------------------------
Steven M. Spurlock, Member
February 10, 2000 BENCHMARK FOUNDERS' FUND, L.P.,
a Delaware Limited Partnership
By: Benchmark Capital Management Co., L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ Steven M. Spurlock
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Steven M. Spurlock, Member
February 10, 2000
By: /s/ Bruce W. Dunlevie
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Bruce W. Dunlevie
<PAGE>
Page 18 of 18
February 10, 2000
By: /s/ J. William Gurley
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J. William Gurley
February 10, 2000
By: /s/ Kevin R. Harvey
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Kevin R. Harvey
February 10, 2000
By: /s/ Robert C. Kagle
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Robert C. Kagle
February 10, 2000
By: /s/ Andrew S. Rachleff
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Andrew S. Rachleff
February 10, 2000
By: /s/ Steven M. Spurlock
-----------------------------------
Steven M. Spurlock