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Previous: TQA INVESTORS L L C /NY, 13F-HR, 2000-11-14 |
Next: WAYPOINT FINANCIAL CORP, 10-Q, 2000-11-14 |
<PAGE>
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: ZERO
FORM 13F INFORMATION TABLE ENTRY TOTAL: 207
FORM 13F INFORMATION TABLE VALUE TOTAL $3,078,064
COVER PAGE:
REPORT FOR THE CALENDAR QUARTER ENDED: SEPTEMBER 31, 2000
NAME: PALANTIR CAPITAL INC.
ADDRESS: PO BOX 675910, RANCHO SANTA FE, CA 92067
FORM 13F FILE NUMBER: 28-6214
PERSON SIGNING THIS REPORT:
NAME: GLENN DOSHAY
TITLE: PRESIDENT
PHONE: (619) 756-4423
SIGNATURE, PLACE, AND DATE OF SIGNING:
RANCHO SANTA FE, CA, NOVEMBER 09, 2000
<TABLE>
<CAPTION>
FORM 13F
NAME OF MANAPalantir Capital Inc.
------------------------------------------------------------------------------------------------------------------
COLUMN 1: COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
SHARES OR
TITLE OF VALUE PRINCIPAL
NAME OF ISSUER CLASS CUSIP (X 1000) AMT SH/PRN PUT/CALL
------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
AT&T CORP LIB GRP A 001957208 17,065 948,000 SH
AT&T CDA INC COM 00207Q202 30,500 1,000,000 SH
AT&T CDA INC 10/30 PUT-M PUT 00207Q9VF 600 8,000 SH PUT
ADVANCED FIBRE COMMUNI 10/40 CALL-S CALL 00754A9JH 975 4,000 SH CALL
ADVANCED RADIO TELECOM CORP COM 00754U101 6,097 717,350 SH
AETHER SYS INC COM 00808V105 11,078 105,000 SH
AGILE SOFTWARE CORP DEL COM 00846X105 13,940 155,000 SH
AIRSPAN NETWORKS INC COM 00950H102 690 60,000 SH
ALKERMES INC COM 01642T108 13,519 350,000 SH
ALLEGIANCE TELECOM INC COM 01747T102 14,900 400,000 SH
ALLEGIENCE TELECOM INC 10/40 PUT-SB PUT 01747T9VH 1,025 2,000 SH PUT
ALPHA INDS INC COM 020753109 20,438 600,000 SH
ALTEON WEBSYSTEMS INC COM 02145A109 47,963 442,500 SH
AMERICA ONLINE INC DEL COM 02364J104 48,241 897,500 SH
ANADARKO PETE CORP COM 032511107 31,569 475,000 SH
ANALOG DEVICES INC COM 032654105 10,320 125,000 SH
ANTEC CORP 10/22.5 CALL-G CALL 03664P9JX 1,500 2,000 SH CALL
APACHE CORP 10/60 CALL-J CALL 0374119JL 769 3,000 SH CALL
APPLIED MICRO CIRCUITS CORP COM 03822W109 103,531 500,000 SH
ARIBA INC COM 04033V104 21,490 150,000 SH
ART TECHNOLOGY GROUP INC COM 04289L107 24,635 260,000 SH
AVANEX CORP COM 05348W109 21,538 200,000 SH
AVIRON COM 053762100 2,624 45,000 SH
BARRETT RES CORP COM 068480201 15,125 400,000 SH
BEA SYS INC COM 073325102 73,981 950,000 SH
BINDVIEW DEV CORP COM 090327107 7,563 1,000,000 SH
BOOKHAM TECHNOLOGIES SPONSORED ADR 09856Q108 22,509 525,000 SH
BROADCOM CORP CL A 111320107 17,063 70,000 SH
BROADVISION INC COM 111412102 14,059 550,000 SH
BROCADE COMMUNICATION SYS INC. COM 111621108 70,800 300,000 SH
CACHEFLOW INC COM 126946102 32,175 225,000 SH
CAPSTONE TURBINE CORP COM 14067D102 3,463 50,000 SH
CARRIER1 INTL SA ADR 144500303 4,640 640,000 SH
CENTILLIUM COMMUNICATIONS INC COM 152319109 6,240 65,000 SH
CHEVRON CORP 10/85 CALL-S CALL 1667519JQ 1,028 3,500 SH CALL
CIENA CORP 10/100 PUT-S PUT 1717709VT 2,000 10,000 SH PUT
CIENA CORP COM 171779101 184,219 1,500,000 SH
CISCO SYS INC COM 17275R102 38,675 700,000 SH
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
------------------------------
(SEC USE ONLY)
--------------------------------------------------------------------------------------------------------------------------------
COLUMN 1: ITEM 6: INVESTMENT DISCRETION ITEM 7: ITEM 8:VOTING ATHORITY (SHARES)
------------------------------------------ MANAGERS ------------------------------
(b) SHARED AS
NAME OF ISSUER (a) SOLE DEF IN INSTR V.(c) SHARED-OTHER SEE. INST V. (a)SOLE (b)SHARED (c)NONE
--------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP SOLE 948,000
AT&T CDA INC SOLE 1,000,000
AT&T CDA INC 10/30 PUT-M SOLE 8,000
ADVANCED FIBRE COMMUNI 10/40 CALL-S SOLE 4,000
ADVANCED RADIO TELECOM CORP SOLE 717,350
AETHER SYS INC SOLE 105,000
AGILE SOFTWARE CORP DEL SOLE 155,000
AIRSPAN NETWORKS INC SOLE 60,000
ALKERMES INC SOLE 350,000
ALLEGIANCE TELECOM INC SOLE 400,000
ALLEGIENCE TELECOM INC 10/40 PUT-SB SOLE 2,000
ALPHA INDS INC SOLE 600,000
ALTEON WEBSYSTEMS INC SOLE 442,500
AMERICA ONLINE INC DEL SOLE 897,500
ANADARKO PETE CORP SOLE 475,000
ANALOG DEVICES INC SOLE 125,000
ANTEC CORP 10/22.5 CALL-G SOLE 2,000
APACHE CORP 10/60 CALL-J SOLE 3,000
APPLIED MICRO CIRCUITS CORP SOLE 500,000
ARIBA INC SOLE 150,000
ART TECHNOLOGY GROUP INC SOLE 260,000
AVANEX CORP SOLE 200,000
AVIRON SOLE 45,000
BARRETT RES CORP SOLE 400,000
BEA SYS INC SOLE 950,000
BINDVIEW DEV CORP SOLE 1,000,000
BOOKHAM TECHNOLOGIES SOLE 525,000
BROADCOM CORP SOLE 70,000
BROADVISION INC SOLE 550,000
BROCADE COMMUNICATION SYS INC. SOLE 300,000
CACHEFLOW INC SOLE 225,000
CAPSTONE TURBINE CORP SOLE 50,000
CARRIER1 INTL SA SOLE 640,000
CENTILLIUM COMMUNICATIONS INC SOLE 65,000
CHEVRON CORP 10/85 CALL-S SOLE 3,500
CIENA CORP 10/100 PUT-S SOLE 10,000
CIENA CORP SOLE 1,500,000
CISCO SYS INC SOLE 700,000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
CISCO SYSTEMS INC 10/55 PUT-G PUT 17275R9VK 1,250 4,000 SH PUT
CISCO SYSTEMS INC 10/65 PUT-G PUT 17275R9VM 3,900 4,000 SH PUT
CITRIX SYS INC 10/22.5 PUT-S PUT 1773769VX 300 1,000 SH PUT
COMPUTER ASSOC INTL 10/30 PUT-S PUT 2049129VF 1,881 3,500 SH PUT
CONEXANT SYSTEMS INC 10/40 CALL-S CALL 2071429JH 438 1,000 SH CALL
COPPER MTN NTWKS 10/50 PUT-S PUT 2175109VJ 1,300 1,000 SH PUT
COPPER MTN NTWKS 10/55 PUT-S PUT 2175109VK 1,750 1,000 SH PUT
CORVIS CORPORATION COM 221009103 18,314 300,000 SH
COVAD COMMUNICATIONS GROUP INC COM 222814204 4,013 300,000 SH
CROSSWORLDS SOFTWARE INC COM 22769P109 5,431 275,000 SH
DMC STRATEX NETWORKS INC COM 23322L106 4,819 300,000 SH
DMC STRATEX NETWKS INC 10/20 PUT-S PUT 23322L9VD 638 1,500 SH PUT
DMC STRATEX NETWKS INC 10/25 PUT-S PUT 23322L9VE 1,350 1,500 SH PUT
DEVON ENERGY CORP NEW COM 25179M103 24,060 400,000 SH
DIGITAL IMPACT INC DEL COM 25385G106 2,209 335,000 SH
DURA PHARMACEUTICALS INC COM 26632S109 12,381 350,000 SH
EMC CORP MASS COM 268648102 34,694 350,000 SH
EMC CORP MASS 10/100 PUT-M PUT 2686499VT 950 2,000 SH PUT
EBAY INC 10/67.5 CALL-S CALL 2786429JU 3,900 6,500 SH CALL
ECHOSTAR COMMUNICATIONS NEW COM 278762109 10,550 200,000 SH
EFFICIENT NETWORKS INC 10/35 CALL-S CALL 2820569JG 1,563 2,500 SH CALL
ELAN PLC 10/50 PUT-M PUT 2841319VJ 162 2,350 SH PUT
EMULEX CORP COM 292475209 39,813 325,000 SH
ENTRAVISION COMMUNICATIONS COM 29382R107 4,344 250,000 SH
ESPEED INC COM 296643109 9,953 350,000 SH
EXCHANGE APPLICATIONS COM 300867108 1,926 425,000 SH
EXTREME NETWORKS INC COM 30226D106 40,075 350,000 SH
FINISAR COM 31787A101 14,513 300,000 SH
FOREST OIL CORP COM 346091606 7,446 460,000 SH
FREEMARKETS INC COM 356602102 8,569 150,000 SH
GLOBAL TELESYSTEMS INC COM 37936U104 6,502 1,425,000 SH
GO2NET INC COM 383486107 23,063 425,000 SH
HARMONIC LIGHTWAVES INC 10/30 PUT-S PUT 4131609VF 1,875 3,000 SH PUT
HEWLETT-PACKARD 10/110 PUT-S PUT 4282329VB 2,775 2,000 SH PUT
HONEYWELL INTL INC 10/40 PUT-M PUT 4385179VH 825 2,000 SH PUT
HYBRID NETWORKS INC COM 44860K102 1,856 100,000 SH
ICG COMMUNICATIONS INC COM 449246107 208 476,000 SH
ITX CORP COM 45069F109 4,388 300,000 SH
IMMUNOMEDICS INC COM 452907108 5,863 280,000 SH
INFOSPACE INC COM 45678T102 17,394 575,000 SH
INTEGRATED DEVICE TECHNOLOGY COM 458118106 40,725 450,000 SH
INTERNAP NETWORK SVCS CORP COM 45885A102 20,195 625,000 SH
INTL BUSINESS MACH 10/130 PUT-S PUT 4592009VF 3,600 2,000 SH PUT
INTERNET CAPITAL GROUP 10/30 PUT-S PUT 46059C9VF 1,263 1,000 SH PUT
INTERNET SEC SYS INC COM 46060X107 3,756 50,000 SH
JDS UNIPHASE CORP 10/105 PUT-S PUT 4661239VA 1,313 1,000 SH PUT
JDS UNIPHASE CORP 10/110 PUT-S PUT 4661249VB 8,438 5,000 SH PUT
JDS UNIPHASE CORP 10/100 PUT-S PUT 4661249VT 6,825 7,000 SH PUT
JDS UNIPHASE CORP COM 46612J101 56,813 600,000 SH
JUNIPER NETWORKS INC COM 48203R104 76,628 350,000 SH
KLA-TENCOR CORP 10/50 PUT-S PUT 4824809VJ 2,344 2,500 SH PUT
KEANE INC 10/17.5 PUT-J PUT 4866659VW 405 3,000 SH PUT
KRISPY KREME DOUGHNUT COM 501014104 838 10,000 SH
LEGATO SYS INC COM 524651106 13,438 1,000,000 SH
LUCENT TECHNOLOGIES 10/30 PUT -M PUT 5494639VF 506 3,000 SH PUT
LUMINEX CORP DEL COM 55027E102 7,619 200,500 SH
LYNX THERAPEUTICS INC COM 551812308 1,253 40,000 SH
MMC NETWORKS INC COM 55308N102 63,250 500,000 SH
MAXIM INTEGRATED PRODS INC COM 57772K101 36,197 450,000 SH
MCDATA CORP COM 580031102 39,939 325,000 SH
MCLEODUSA INC COM 582266102 24,331 1,700,000 SH
MERCURY INTERACTIVE CORP COM 589405109 31,350 200,000 SH
METROMEDIA FIBRE NETWORK INC COM 591689104 52,418 2,156,000 SH
MICREL INC COM 594793101 40,200 600,000 SH
MICROSOFT CORP 10/70 PUT-M PUT 5949189VN 1,463 1,500 SH PUT
MICRON TECHNOLOGY INC 10/60 PUT-S PUT 5951129VL 2,231 1,500 SH PUT
MOTOROLA INC 10/30 CALL-S CALL 6200769JF 328 2,500 SH CALL
NAVISITE INC COM 63935M109 8,755 325,000 SH
NETWORKS ASSOC INC 10/20 CALL-G CALL 6409389JD 813 2,500 SH CALL
NETRO CORP COM 64114R109 29,625 500,000 SH
NETIQ CORP COM 64115P102 39,413 600,000 SH
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
CISCO SYSTEMS INC 10/55 PUT-G SOLE 4,000
CISCO SYSTEMS INC 10/65 PUT-G SOLE 4,000
CITRIX SYS INC 10/22.5 PUT-S SOLE 1,000
COMPUTER ASSOC INTL 10/30 PUT-S SOLE 3,500
CONEXANT SYSTEMS INC 10/40 CALL-S SOLE 1,000
COPPER MTN NTWKS 10/50 PUT-S SOLE 1,000
COPPER MTN NTWKS 10/55 PUT-S SOLE 1,000
CORVIS CORPORATION SOLE 300,000
COVAD COMMUNICATIONS GROUP INC SOLE 300,000
CROSSWORLDS SOFTWARE INC SOLE 275,000
DMC STRATEX NETWORKS INC SOLE 300,000
DMC STRATEX NETWKS INC 10/20 PUT-S SOLE 1,500
DMC STRATEX NETWKS INC 10/25 PUT-S SOLE 1,500
DEVON ENERGY CORP NEW SOLE 400,000
DIGITAL IMPACT INC DEL SOLE 335,000
DURA PHARMACEUTICALS INC SOLE 350,000
EMC CORP MASS SOLE 350,000
EMC CORP MASS 10/100 PUT-M SOLE 2,000
EBAY INC 10/67.5 CALL-S SOLE 6,500
ECHOSTAR COMMUNICATIONS NEW SOLE 200,000
EFFICIENT NETWORKS INC 10/35 CALL-S SOLE 2,500
ELAN PLC 10/50 PUT-M SOLE 2,350
EMULEX CORP SOLE 325,000
ENTRAVISION COMMUNICATIONS SOLE 250,000
ESPEED INC SOLE 350,000
EXCHANGE APPLICATIONS SOLE 425,000
EXTREME NETWORKS INC SOLE 350,000
FINISAR SOLE 300,000
FOREST OIL CORP SOLE 460,000
FREEMARKETS INC SOLE 150,000
GLOBAL TELESYSTEMS INC SOLE 1,425,000
GO2NET INC SOLE 425,000
HARMONIC LIGHTWAVES INC 10/30 PUT-S SOLE 3,000
HEWLETT-PACKARD 10/110 PUT-S SOLE 2,000
HONEYWELL INTL INC 10/40 PUT-M SOLE 2,000
HYBRID NETWORKS INC SOLE 100,000
ICG COMMUNICATIONS INC SOLE 476,000
ITX CORP SOLE 300,000
IMMUNOMEDICS INC SOLE 280,000
INFOSPACE INC SOLE 575,000
INTEGRATED DEVICE TECHNOLOGY SOLE 450,000
INTERNAP NETWORK SVCS CORP SOLE 625,000
INTL BUSINESS MACH 10/130 PUT-S SOLE 2,000
INTERNET CAPITAL GROUP 10/30 PUT-S SOLE 1,000
INTERNET SEC SYS INC SOLE 50,000
JDS UNIPHASE CORP 10/105 PUT-S SOLE 1,000
JDS UNIPHASE CORP 10/110 PUT-S SOLE 5,000
JDS UNIPHASE CORP 10/100 PUT-S SOLE 7,000
JDS UNIPHASE CORP SOLE 600,000
JUNIPER NETWORKS INC SOLE 350,000
KLA-TENCOR CORP 10/50 PUT-S SOLE 2,500
KEANE INC 10/17.5 PUT-J SOLE 3,000
KRISPY KREME DOUGHNUT SOLE 10,000
LEGATO SYS INC SOLE 1,000,000
LUCENT TECHNOLOGIES 10/30 PUT -M SOLE 3,000
LUMINEX CORP DEL SOLE 200,500
LYNX THERAPEUTICS INC SOLE 40,000
MMC NETWORKS INC SOLE 500,000
MAXIM INTEGRATED PRODS INC SOLE 450,000
MCDATA CORP SOLE 325,000
MCLEODUSA INC SOLE 1,700,000
MERCURY INTERACTIVE CORP SOLE 200,000
METROMEDIA FIBRE NETWORK INC SOLE 2,156,000
MICREL INC SOLE 600,000
MICROSOFT CORP 10/70 PUT-M SOLE 1,500
MICRON TECHNOLOGY INC 10/60 PUT-S SOLE 1,500
MOTOROLA INC 10/30 CALL-S SOLE 2,500
NAVISITE INC SOLE 325,000
NETWORKS ASSOC INC 10/20 CALL-G SOLE 2,500
NETRO CORP SOLE 500,000
NETIQ CORP SOLE 600,000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
NETWORK EQUIP TECHNOLOGIES SB DB CV 7.25%641208AA1 28 49,000 SH
NEWFOCUS INC COM 644383101 21,560 272,700 SH
NEWFIELD EXPL CO COM 651290108 18,675 400,000 SH
NEXTEL PARTNERS CL A 65333F107 8,738 300,000 SH
XO COMMUNICATIONS INC 10/35 PUT-G PUT 9837649VG 450 2,000 SH PUT
NOBLE AFFILIATES INC 10/35 CALL-J CALL 6548949JG 975 3,000 SH CALL
NORTEL NETWORKS CORP 10/60 PUT-G PUT 6565689VL 2,975 7,000 SH PUT
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 4,628 60,000 SH
NORTHPOINT COMMUNICATIONS HLDG COM 666610100 7,100 800,000 SH
NUANCE COMMUNICATIONS INC COM 669967101 16,428 135,000 SH
ONI SYSTEMS CORP COM 68273F103 23,736 275,000 SH
OPNET TECHNOLOGIES INC COM 683757108 9,125 250,000 SH
PMC-SIERRA INC COM 69344F106 59,194 275,000 SH
PALM INC 10/50 CALL-G CALL 6966429JJ 1,794 3,500 SH CALL
PEOPLESOFT INC COM 712713106 33,525 1,200,000 SH
PEOPLESOFT INC 10/32.5 PUT-G PUT 7127139VZ 2,688 5,000 SH PUT
PEREGRINE SYSTEMS INC COM 71366Q101 41,663 2,200,000 SH
PHARMACYCLICS INC COM 716933106 17,369 350,000 SH
PHILLIPS PETE CO 10/60 CALL-G CALL 7185079JL 850 2,000 SH CALL
POGO PRODUCING CO 10/25 CALL-M CALL 7304489JE 450 3,000 SH CALL
PREVIEW SYS INC COM 741379101 2,670 282,000 SH
QLOGIC CORP COM 747277101 39,600 450,000 SH
QUEST SOFTWARE INC COM 74834T103 34,160 550,000 SH
QUESTAR CORP COM 748356102 2,086 75,000 SH
QWEST COMMUNICATIONS INTL INC 10/50 PUT-G PUT 7491219VJ 675 2,000 SH PUT
RF MICRO DEVICES INC 10/40 CALL-S CALL 7499419JH 188 2,000 SH CALL
READ-RITE CORP COM 755246105 11,250 1,000,000 SH
READ-RITE CORP 1/5 CALL-G CALL 7552469AA 1,800 3,000 SH CALL
READ-RITE CORP 10/7.5 CALL-S CALL 7552469JU 363 1,000 SH CALL
REDBACK NETWORKS INC COM 757209101 65,477 399,400 SH
REMEC INC COM 759543101 42,611 1,447,500 SH
REMEDY CORP COM 759548100 13,213 700,000 SH
REMEDY CORP 10/20 PUT-S PUT 7595489VD 309 1,500 SH PUT
REMEDY CORP 10/25 PUT-S PUT 7595489VE 1,250 2,000 SH PUT
REMEDY CORP 10/22.5 PUT-S PUT 7595489VX 1,400 3,500 SH PUT
RHYTHMS NETCONNECTIONS INC COM 762430205 2,581 350,000 SH
SDL INC COM 784076101 133,980 435,000 SH
SANMINA CORP 10/90 PUT-G PUT 8009079VR 563 1,000 SH PUT
SCHWAB CHARLES CORP NEW 10/35 CALL-M CALL 8085149JG 713 3,000 SH CALL
SCIENTIFIC ATLANTA INC COM 808655104 22,269 350,000 SH
SIGNALSOFT COM 82668M102 18,363 452,000 SH
SNOWBALL.COM INC COM 83335R102 431 300,000 SH
SONUS CORP COM 835916106 15,165 120,000 SH
SPRINT PCS CORP 10/35 PUT-M PUT 8520629VG 425 2,000 SH PUT
STANFORD MICRODEVICES INC COM 854399102 7,356 137,500 SH
STMICROELECTRONICS NV 10/60 PUT-G PUT 8610129VL 1,238 1,000 SH PUT
STORAGE NETWORKS INC COM 86211E103 30,656 300,000 SH
STRATOS LIGHTWAVE INC COM 863100103 21,285 660,000 SH
SUN MICROSYSTEMS INC COM 866810104 8,756 75,000 SH
SUNRISE TELECOM INC COM 86769Y105 7,203 250,000 SH
SYMANTEC CORP 10/50 PUT-G PUT 8715039VJ 2,625 3,750 SH PUT
TEKELEC 10/30 PUT-S PUT 8791019VF 131 1,000 SH PUT
TEKELEC 10/35 PUT-S PUT 8791019VG 375 1,000 SH PUT
TELECORP PCS INC COM 879299105 1,900 100,000 SH
TELECOMMUNICATION SYSTEMS INC COM 87929J103 6,694 350,000 SH
TELLABS INC COM 879664100 2,388 50,000 SH
TELLABS INC 10/45 CALL-S CALL 8796649JI 1,800 4,000 SH CALL
TEXACO INC 10/50 CALL-S CALL 8816949JJ 1,088 3,000 SH CALL
TEXAS INSTRS INC 10/60 PUT-G PUT 8825089VL 3,344 2,500 SH PUT
TEXAS INSTRS INC 10/65 PUT-S PUT 8825089VM 1,813 1,000 SH PUT
360NETWORKS INC COM 88575T205 15,700 800,000 SH
TIME WARNER TELECOM INC CL A 887319101 24,156 500,000 SH
TRANSWITCH CORP COM 894065101 54,188 850,000 SH
TRICORD SYSTEMS INC COM 896121100 3,734 250,000 SH
TRIQUINT SEMICONDUCTOR INC COM 89674K103 29,150 800,000 SH
TRITEL INC COM 89675X104 823 57,500 SH
TRITON PCS HOLDINGS INC COM 89677M106 2,750 100,000 SH
TULARIK INC COM 899165104 7,920 240,000 SH
TRIQUINT SEMICONDUCTOR 10/45 PUT-SB PUT 89674K9VI 5,400 6,000 SH PUT
TURNSTONE SYSTEMS INC COM 900423104 18,550 400,000 SH
UAL CORP 10/50 PUT-S PUT 9025499VJ 2,156 2,500 SH PUT
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
NETWORK EQUIP TECHNOLOGIES SOLE 49,000
NEWFOCUS INC SOLE 272,700
NEWFIELD EXPL CO SOLE 400,000
NEXTEL PARTNERS SOLE 300,000
XO COMMUNICATIONS INC 10/35 PUT-G SOLE 2,000
NOBLE AFFILIATES INC 10/35 CALL-J SOLE 3,000
NORTEL NETWORKS CORP 10/60 PUT-G SOLE 7,000
MARVELL TECHNOLOGY GROUP LTD SOLE 60,000
NORTHPOINT COMMUNICATIONS HLDG SOLE 800,000
NUANCE COMMUNICATIONS INC SOLE 135,000
ONI SYSTEMS CORP SOLE 275,000
OPNET TECHNOLOGIES INC SOLE 250,000
PMC-SIERRA INC SOLE 275,000
PALM INC 10/50 CALL-G SOLE 3,500
PEOPLESOFT INC SOLE 1,200,000
PEOPLESOFT INC 10/32.5 PUT-G SOLE 5,000
PEREGRINE SYSTEMS INC SOLE 2,200,000
PHARMACYCLICS INC SOLE 350,000
PHILLIPS PETE CO 10/60 CALL-G SOLE 2,000
POGO PRODUCING CO 10/25 CALL-M SOLE 3,000
PREVIEW SYS INC SOLE 282,000
QLOGIC CORP SOLE 450,000
QUEST SOFTWARE INC SOLE 550,000
QUESTAR CORP SOLE 75,000
QWEST COMMUNICATIONS INTL INC 10/50 PUT-G SOLE 2,000
RF MICRO DEVICES INC 10/40 CALL-S SOLE 2,000
READ-RITE CORP SOLE 1,000,000
READ-RITE CORP 1/5 CALL-G SOLE 3,000
READ-RITE CORP 10/7.5 CALL-S SOLE 1,000
REDBACK NETWORKS INC SOLE 399,400
REMEC INC SOLE 1,447,500
REMEDY CORP SOLE 700,000
REMEDY CORP 10/20 PUT-S SOLE 1,500
REMEDY CORP 10/25 PUT-S SOLE 2,000
REMEDY CORP 10/22.5 PUT-S SOLE 3,500
RHYTHMS NETCONNECTIONS INC SOLE 350,000
SDL INC SOLE 435,000
SANMINA CORP 10/90 PUT-G SOLE 1,000
SCHWAB CHARLES CORP NEW 10/35 CALL-M SOLE 3,000
SCIENTIFIC ATLANTA INC SOLE 350,000
SIGNALSOFT SOLE 452,000
SNOWBALL.COM INC SOLE 300,000
SONUS CORP SOLE 120,000
SPRINT PCS CORP 10/35 PUT-M SOLE 2,000
STANFORD MICRODEVICES INC SOLE 137,500
STMICROELECTRONICS NV 10/60 PUT-G SOLE 1,000
STORAGE NETWORKS INC SOLE 300,000
STRATOS LIGHTWAVE INC SOLE 660,000
SUN MICROSYSTEMS INC SOLE 75,000
SUNRISE TELECOM INC SOLE 250,000
SYMANTEC CORP 10/50 PUT-G SOLE 3,750
TEKELEC 10/30 PUT-S SOLE 1,000
TEKELEC 10/35 PUT-S SOLE 1,000
TELECORP PCS INC SOLE 100,000
TELECOMMUNICATION SYSTEMS INC SOLE 350,000
TELLABS INC SOLE 50,000
TELLABS INC 10/45 CALL-S SOLE 4,000
TEXACO INC 10/50 CALL-S SOLE 3,000
TEXAS INSTRS INC 10/60 PUT-G SOLE 2,500
TEXAS INSTRS INC 10/65 PUT-S SOLE 1,000
360NETWORKS INC SOLE 800,000
TIME WARNER TELECOM INC SOLE 500,000
TRANSWITCH CORP SOLE 850,000
TRICORD SYSTEMS INC SOLE 250,000
TRIQUINT SEMICONDUCTOR INC SOLE 800,000
TRITEL INC SOLE 57,500
TRITON PCS HOLDINGS INC SOLE 100,000
TULARIK INC SOLE 240,000
TRIQUINT SEMICONDUCTOR 10/45 PUT-SB SOLE 6,000
TURNSTONE SYSTEMS INC SOLE 400,000
UAL CORP 10/50 PUT-S SOLE 2,500
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
US LEC CORP CL A 90331S109 2,997 350,000 SH
US SEARCH.COM COM 903404101 281 225,000 SH
UNIVERSAL ACESS INC COM 913363107 4,054 345,000 SH
VERITY INC COM 92343C106 16,059 450,000 SH
VERITY INC 10/40 PUT-S PUT 92343C9VH 2,531 4,500 SH PUT
VERISIGN INC COM 92343E102 55,705 275,000 SH
VIATEL INC COM 925529208 4,100 400,000 SH
VIASYSTEMS GROUP INC COM 92553H100 19,125 1,125,000 SH
VIGNETTE CORP COM 926734104 24,647 825,000 SH
VIRAGE LOGIC CORP COM 92763R104 4,192 255,000 SH
VISIBLE GENETICS INC COM 92829S104 4,038 100,000 SH
WEBMD CORP COM 94769M105 18,071 1,185,000 SH
WESTERN DIGITAL CORP SB DB CV ZERO 958102AH8 4,300 20,000,000 SH
WINSTAR COMMUNICATIONS INC COM 975515107 10,085 650,621 SH
WORLDCOM INC GA NEW 10/35 PUT-S PUT 98157D9VG 2,500 5,000 SH PUT
XILINX INC COM 983919101 29,969 350,000 SH
XILINX INC 10/80 PUT-M PUT 9839199VP 675 2,000 SH PUT
XILINX INC 10/85 PUT-S PUT 9839199VQ 538 1,000 SH PUT
AMDOCS LTD 10/70 PUT-S PUT G026029VN 1,725 2,000 SH PUT
GLOBAL CROSSING LTD 10/30 CALL-G CALL G3921A9JF 703 2,500 SH CALL
INTERWAVE COMM INTL INC ORD G4911N102 1,000 125,000 SH
TYCOM LTD ORD G9144B906 19,188 500,000 SH
CERAGON NETWORKS LTD ORD M22013102 6,047 225,000 SH
PRECISE SOFTWARE SOLUTIONS ORD M41450103 6,469 150,000 SH
COMPLETEL EUROPE NV ORD N21590109 4,988 700,000 SH
KPNQUEST NV CL C N50919104 5,365 185,000 SH
TOTAL 3,078,064
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
US LEC CORP SOLE 350,000
US SEARCH.COM SOLE 225,000
UNIVERSAL ACESS INC SOLE 345,000
VERITY INC SOLE 450,000
VERITY INC 10/40 PUT-S SOLE 4,500
VERISIGN INC SOLE 275,000
VIATEL INC SOLE 400,000
VIASYSTEMS GROUP INC SOLE 1,125,000
VIGNETTE CORP SOLE 825,000
VIRAGE LOGIC CORP SOLE 255,000
VISIBLE GENETICS INC SOLE 100,000
WEBMD CORP SOLE 1,185,000
WESTERN DIGITAL CORP SOLE 20,000,000
WINSTAR COMMUNICATIONS INC SOLE 650,621
WORLDCOM INC GA NEW 10/35 PUT-S SOLE 5,000
XILINX INC SOLE 350,000
XILINX INC 10/80 PUT-M SOLE 2,000
XILINX INC 10/85 PUT-S SOLE 1,000
AMDOCS LTD 10/70 PUT-S SOLE 2,000
GLOBAL CROSSING LTD 10/30 CALL-G SOLE 2,500
INTERWAVE COMM INTL INC SOLE 125,000
TYCOM LTD SOLE 500,000
CERAGON NETWORKS LTD SOLE 225,000
PRECISE SOFTWARE SOLUTIONS SOLE 150,000
COMPLETEL EUROPE NV SOLE 700,000
KPNQUEST NV SOLE 185,000
TOTAL
</TABLE>
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