UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PHOENIX INVESTMENT MANAGEMENT COMPANY
Address: ONE CITIZENS PLAZA
PROVIDENCE, RI 02903
Form 13F File Number: 28-3217
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: GERALD J FOGARTY JR
Title: PARTNER
Phone: 401-331-6650
Signature, Place, and Date of Signing:
/S/ GERALD J FOGARTY JR PROVIDENCE RHODE ISLAND 10/04/99
- ------------------------------ -------------------- --------
Signature City, State Date
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 120
Form 13F Information Table Value Total: $565,595
List of Other Included Managers:
NONE
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- -------------------------------- -------- --------- -------- ---------------------- -------- ------------ --------------------------
TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABC DISPENSING TECHNOLOGIES COMMON 000573105 11 65981 SH SOLE AL 65981
ALLIANCE CAPITAL MGMT LP COMMON 018548107 230 8400 SH SOLE AL 8400
AMERICAN EXPRESS COMMON 025816109 273 2022 SH SOLE AL 2022
AMERICAN HOME PRODUCTS CORP COMMON 026609107 511 12320 SH SOLE AL 12320
AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 13552 155883 SH SOLE AL 155883
AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 551 6335 SH DEFINED AL 6335
AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 682 7840 SH SOLE AL 7840
AMGEN INC COMMON 031162100 489 6000 SH SOLE AL 6000
AMSOUTH BANCORP COMMON 032165102 660 28140 SH SOLE AL 28140
ATLANTIC RICHFIELD CO COMMON 048825103 9708 109541 SH SOLE AL 109541
ATLANTIC RICHFIELD CO COMMON 048825103 271 3055 SH DEFINED AL 3055
ATLANTIC RICHFIELD CO COMMON 048825103 352 3970 SH SOLE AL 3970
AUTOMATIC DATA PROCESSING INC COMMON 053015103 15121 338842 SH SOLE AL 338842
AUTOMATIC DATA PROCESSING INC COMMON 053015103 627 14050 SH DEFINED AL 14050
AUTOMATIC DATA PROCESSING INC COMMON 053015103 594 13300 SH SOLE AL 13300
AVERY DENNISON CORP. COMMON 053611109 10543 199864 SH SOLE AL 199864
AVERY DENNISON CORP. COMMON 053611109 396 7500 SH DEFINED AL 7500
AVERY DENNISON CORP. COMMON 053611109 409 7750 SH SOLE AL 7750
BP AMOCO PLC - SPONS ADR COMMON 055622104 242 2181 SH SOLE AL 2181
BANK OF AMERICA CORP. COMMON 060505104 5965 107121 SH SOLE AL 107121
BANK OF AMERICA CORP. COMMON 060505104 299 5375 SH DEFINED AL 5375
BANK OF AMERICA CORP. COMMON 060505104 262 4700 SH SOLE AL 4700
BELO COMMON 080555105 101243 5293752 SH SOLE AL 5293752
BRISTOL MYERS SQUIBB CO COMMON 110122108 11146 165129 SH SOLE AL 165129
BRISTOL MYERS SQUIBB CO COMMON 110122108 475 7042 SH DEFINED AL 7042
BRISTOL MYERS SQUIBB CO COMMON 110122108 575 8525 SH SOLE AL 8525
CADENCE DESIGN SYS INC. COMMON 127387108 5076 379535 SH SOLE AL 379535
CADENCE DESIGN SYS INC. COMMON 127387108 164 12275 SH DEFINED AL 12275
CADENCE DESIGN SYS INC. COMMON 127387108 216 16150 SH SOLE AL 16150
COLGATE PALMOLIVE CO COMMON 194162103 494 10800 SH SOLE AL 10800
DOW CHEMICAL CO COMMON 260543103 245 2159 SH SOLE AL 2159
DOW CHEMICAL CO COMMON 260543103 102 900 SH DEFINED AL 900
ELAN CORPORATION PLC COMMON 284131208 6070 180869 SH SOLE AL 180869
ELAN CORPORATION PLC COMMON 284131208 188 5600 SH DEFINED AL 5600
ELAN CORPORATION PLC COMMON 284131208 245 7300 SH SOLE AL 7300
EXXON CORP COMMON 302290101 909 11954 SH SOLE AL 11954
EXXON CORP COMMON 302290101 48 630 SH DEFINED AL 630
FLEET FINL GROUP INC COMMON 338915101 7966 217504 SH SOLE AL 217504
FLEET FINL GROUP INC COMMON 338915101 313 8550 SH DEFINED AL 8550
FLEET FINL GROUP INC COMMON 338915101 350 9550 SH SOLE AL 9550
GENERAL ELECTRIC COMMON 369604103 4399 37100 SH SOLE AL 37100
GENERAL ELECTRIC COMMON 369604103 59 500 SH DEFINED AL 500
GENTEX CORPORATION COMMON 371901109 11205 542439 SH SOLE AL 542439
GENTEX CORPORATION COMMON 371901109 463 22400 SH DEFINED AL 22400
GENTEX CORPORATION COMMON 371901109 431 20850 SH SOLE AL 20850
GUIDANT CORP COMMON 401698105 201 3752 SH SOLE AL 3752
HOME DEPOT INC COMMON 437076102 301 4388 SH SOLE AL 4388
INTEL CORP COMMON 458140100 1370 18440 SH SOLE AL 18440
INTERNATIONAL BUSINESS MACHINES COMMON 459200101 6313 52177 SH SOLE AL 52177
INTERNATIONAL BUSINESS MACHINES COMMON 459200101 266 2195 SH DEFINED AL 2195
INTERNATIONAL BUSINESS MACHINES COMMON 459200101 251 2075 SH SOLE AL 2075
JACOBS ENGINEERING GROUP, INC COMMON 469814107 8456 260196 SH SOLE AL 260196
JACOBS ENGINEERING GROUP, INC COMMON 469814107 258 7950 SH DEFINED AL 7950
JACOBS ENGINEERING GROUP, INC COMMON 469814107 340 10450 SH SOLE AL 10450
JOHNSON & JOHNSON COMMON 478160104 1471 16014 SH SOLE AL 16014
JOHNSON & JOHNSON COMMON 478160104 55 600 SH DEFINED AL 600
KIMBERLY CLARK CORP COMMON 494368103 8733 165548 SH SOLE AL 165548
KIMBERLY CLARK CORP COMMON 494368103 338 6400 SH DEFINED AL 6400
KIMBERLY CLARK CORP COMMON 494368103 351 6650 SH SOLE AL 6650
LILLY ELI & CO COMMON 532457108 162 2524 SH SOLE AL 2524
LILLY ELI & CO COMMON 532457108 39 600 SH DEFINED AL 600
LUCENT TECHNOLOGIES INC COMMON 549463107 10180 156923 SH SOLE AL 156923
LUCENT TECHNOLOGIES INC COMMON 549463107 296 4570 SH DEFINED AL 4570
LUCENT TECHNOLOGIES INC COMMON 549463107 486 7484 SH SOLE AL 7484
MCI WORLDCOM INC COMMON 55268B106 14505 201814 SH SOLE AL 201814
MCI WORLDCOM INC COMMON 55268B106 571 7947 SH DEFINED AL 7947
MCI WORLDCOM INC COMMON 55268B106 614 8545 SH SOLE AL 8545
MEDIAONE GROUP INC 4.5% PFD COMMON 58440J203 128597 952570 SH SOLE AL 952570
MEDIAONE GROUP INC 4.5% PFD COMMON 58440J203 77 570 SH SOLE AL 570
MERCK & CO INC COMMON 589331107 4344 67020 SH SOLE AL 67020
MOBIL CORP COMMON 607059102 509 5056 SH SOLE AL 5056
MOLEX INC COMMON 608554101 11164 306909 SH SOLE AL 306909
MOLEX INC COMMON 608554101 418 11504 SH DEFINED AL 11504
MOLEX INC COMMON 608554101 386 10600 SH SOLE AL 10600
MOLTEN METAL TECHNOLOGY INC COMMON 608712105 0 10001 SH SOLE AL 10001
MOTOROLA INC COMMON 620076109 224 2550 SH SOLE AL 2550
OMNICOM GROUP COMMON 681919106 19164 242010 SH SOLE AL 242010
OMNICOM GROUP COMMON 681919106 673 8500 SH DEFINED AL 8500
OMNICOM GROUP COMMON 681919106 974 12300 SH SOLE AL 12300
PAYCHEX INC COMMON 704326107 18658 546753 SH SOLE AL 546753
PAYCHEX INC COMMON 704326107 824 24134 SH DEFINED AL 24134
PAYCHEX INC COMMON 704326107 859 25185 SH SOLE AL 25185
PFIZER INC COMMON 717081103 10515 293110 SH SOLE AL 293110
PFIZER INC COMMON 717081103 394 10980 SH DEFINED AL 10980
PFIZER INC COMMON 717081103 449 12525 SH SOLE AL 12525
PITNEY BOWES INC COMMON 724479100 13528 221991 SH SOLE AL 221991
PITNEY BOWES INC COMMON 724479100 503 8250 SH DEFINED AL 8250
PITNEY BOWES INC COMMON 724479100 643 10550 SH SOLE AL 10550
ROWE T PRICE & ASSOCIATES COMMON 741477103 274 10000 SH SOLE AL 10000
PROCTER & GAMBLE CO COMMON 742718109 258 2750 SH SOLE AL 2750
SCHERING - PLOUGH CORP COMMON 806605101 436 10000 SH SOLE AL 10000
SCHLUMBERGER LTD COMMON 806857108 259 4164 SH SOLE AL 4164
STATE STREET CORP COMMON 857477103 298 4616 SH SOLE AL 4616
SUN MICROSYSTEMS INC COMMON 866810104 930 10000 SH SOLE AL 10000
SUNGARD DATA SYSTEMS COMMON 867363103 7289 277020 SH SOLE AL 277020
SUNGARD DATA SYSTEMS COMMON 867363103 234 8875 SH DEFINED AL 8875
SUNGARD DATA SYSTEMS COMMON 867363103 316 12025 SH SOLE AL 12025
SYBRON INTL COMMON 87114F106 13188 490713 SH SOLE AL 490713
SYBRON INTL COMMON 87114F106 504 18750 SH DEFINED AL 18750
SYBRON INTL COMMON 87114F106 570 21200 SH SOLE AL 21200
SYSCO CORP COMMON 871829107 13443 383406 SH SOLE AL 383406
SYSCO CORP COMMON 871829107 512 14600 SH DEFINED AL 14600
SYSCO CORP COMMON 871829107 561 16000 SH SOLE AL 16000
TRIBUNE COMPANY COMMON 896047107 10061 202238 SH SOLE AL 202238
TRIBUNE COMPANY COMMON 896047107 425 8550 SH DEFINED AL 8550
TRIBUNE COMPANY COMMON 896047107 507 10200 SH SOLE AL 10200
UNITED HEALTHCARE CORP COMMON 910581107 8419 172912 SH SOLE AL 172912
UNITED HEALTHCARE CORP COMMON 910581107 237 4870 SH DEFINED AL 4870
UNITED HEALTHCARE CORP COMMON 910581107 336 6905 SH SOLE AL 6905
UNITED RENTALS COMMON 911363109 6431 295669 SH SOLE AL 295669
UNITED RENTALS COMMON 911363109 190 8755 SH DEFINED AL 8755
UNITED RENTALS COMMON 911363109 281 12920 SH SOLE AL 12920
VITESSE SEMICONDUCTOR CORP COMMON 928497106 14946 175066 SH SOLE AL 175066
VITESSE SEMICONDUCTOR CORP COMMON 928497106 553 6475 SH DEFINED AL 6475
VITESSE SEMICONDUCTOR CORP COMMON 928497106 583 6825 SH SOLE AL 6825
WAL-MART COMMON 931142103 491 10328 SH SOLE AL 10328
WARNER LAMBERT CO COMMON 934488107 225 3394 SH SOLE AL 3394
WESTAMERICA BANCORPORATION COMMON 957090103 247 8175 SH SOLE AL 8175
AMT WORLD TRANSPORT HOLDING COMMON G06898103 1 132000 SH SOLE AL 132000
AWT WORLD TRANS WTS COMMON G06898129 0 26400 SH SOLE AL 26400
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