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Previous: WAUSAU MOSINEE PAPER MILLS CORP, 10-Q, 1999-11-15 |
Next: WEST PHARMACEUTICAL SERVICES INC, 10-Q, 1999-11-15 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended: 9-30-1999
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Welch & Forbes, Inc.
---------------------------------------------
Address: 45 School Street
---------------------------------------------
Boston, MA 02108
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-
-----------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: V. William Efthim
---------------------------------------------
Title: Vice President
---------------------------------------------
Phone: (617) 523-1635
---------------------------------------------
Signature, Place, and Date of Signing:
- ------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 1
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
A T & T CORP 001957109 758,161.50 17429 X 0 0 17429
3,804,830.03 87467 X 0 0 87467
----------------- ------------ ------------- ---------- ---------
4,562,991.53 104896 0 0 104896
A T & T CORP-LIBERTY MEDIA 001957208 3,251,336.63 87138 X 0 0 87138
GROUP A
ABBOTT LABS 002824100 16,564,332.92 451498 X 0 0 451498
35,529,312.37 968431 X 0 0 968431
----------------- ------------ ------------- ---------- ---------
52,093,645.29 1419929 0 0 1419929
ABTECH INDUSTRIES INC 00352099A 30,003.75 5715 X 0 0 5715
79,994.25 15237 X 0 0 15237
----------------- ------------ ------------- ---------- ---------
109,998.00 20952 0 0 20952
ADAPTEC INC 00651F108 238,122.00 6000 X 0 0 6000
AETNA INC 008117103 436,601.25 8865 X 0 0 8865
AFLAC INC 001055102 672,010.00 16048 X 1000 0 15048
1,035,987.50 24740 X 0 0 24740
----------------- ------------ ------------- ---------- ---------
1,707,997.50 40788 1000 0 39788
AIR PRODS & CHEMS INC 009158106 963,261.00 32932 X 0 0 32932
5,601,345.75 191499 X 0 0 191499
----------------- ------------ ------------- ---------- ---------
6,564,606.75 224431 0 0 224431
ALBERTSONS INC 013104104 75,168.75 1900 X 0 0 1900
233,735.25 5908 X 0 0 5908
----------------- ------------ ------------- ---------- ---------
308,904.00 7808 0 0 7808
ALCOA INC. 013817101 192,393.75 3100 X 0 0 3100
434,437.50 7000 X 0 0 7000
----------------- ------------ ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 69,901,034.20 1930907 1000 0 1929907
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 2
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
626,831.25 10100 0 0 10100
ALLEGIANCE TELECOM INC 01747T102 139,456.25 2650 X 0 0 2650
878,837.50 16700 X 0 0 16700
----------------- -------------- ------------- ---------- ----------
1,018,293.75 19350 0 0 19350
ALLIANT ENERGY CORP 018802108 5,537.50 200 X 0 0 200
3,124,755.88 112858 X 0 0 112858
----------------- -------------- ------------- ---------- ----------
3,130,293.38 113058 0 0 113058
ALLIED SIGNAL INC 019512102 92,543.50 1544 X 0 0 1544
167,825.00 2800 X 0 0 2800
----------------- -------------- ------------- ---------- ----------
260,368.50 4344 0 0 4344
ALLSTATE CORP 020002101 65,286.38 2618 X 0 0 2618
1,030,642.01 41329 X 0 0 41329
----------------- -------------- ------------- ---------- ----------
1,095,928.39 43947 0 0 43947
ALLTEL CORP 020039103 1,169,562.13 16619 X 0 0 16619
11,187,795.25 158974 X 0 ,974
----------------- -------------- ------------- ---------- ----------
12,357,357.38 175593 0 0 175593
ALZA CORP DEL 022615108 42,812.50 1000 X 0 0 1000
2,645,812.50 61800 X 0 0 61800
----------------- -------------- ------------- ---------- ----------
2,688,625.00 62800 0 0 62800
AMERICA ONLINE INC 02364J104 141,525.00 1360 X 0 0 1360
463,078.13 4450 X 0 0 4450
----------------- -------------- ------------- ---------- ----------
604,603.13 5810 0 0 5810
AMERICAN BIOGENETIC 024611105 2,970.00 10000 X 0 0 10000
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 21,158,439.53 434902 0 0 434902
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 3
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
AMERICAN ELEC PWR INC 025537101 223,416.38 6547 X 0 0 6547
AMERICAN EXPRESS CO 025816109 966,600.00 7160 X 0 0 7160
6,928,740.00 51324 X 0 0 51324
----------------- -------------- ------------- ---------- ---------
7,895,340.00 58484 0 0 58484
AMERICAN GENERAL CORP 026351106 427,127.25 6753 X 0 0 6753
15,813,132.50 250010 X 0 0 250010
----------------- -------------- ------------- ---------- ---------
16,240,259.75 256763 0 0 256763
AMERICAN HOME PRODS CORP 026609107 2,877,527.00 69338 X 0 0 69338
28,181,737.00 679078 X 0 0 679078
----------------- -------------- ------------- ---------- ---------
31,059,264.00 748416 0 0 748416
AMERICAN INTL GROUP 026874107 6,667,671.74 76695 X 1750 0 74945
79,486,131.17 914291 X 0 0 914291
----------------- -------------- ------------- ---------- ---------
86,153,802.91 990986 1750 0 989236
AMERICAN WTR WKS INC 030411102 463,000.00 16000 X 0 0 16000
AMERITECH CORP NEW 030954101 360,717.00 5404 X 0 0 5404
2,827,396.50 42358 X 0 0 42358
----------------- -------------- ------------- ---------- ---------
3,188,113.50 47762 0 0 47762
AMGEN INC 031162100 1,132,035.00 13890 X 400 0 13490
7,923,430.00 97220 X 0 0 97220
----------------- -------------- ------------- ---------- ---------
9,055,465.00 111110 400 0 110710
ANADARKO PETE CORP 032511107 128,362.50 4200 X 0 0 4200
373,657.13 12226 X 0 0 12226
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 154,780,681.17 2252494 2150 0 2250344
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 4
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
502,019.63 16426 0 0 16426
ANALOG DEVICES INC 032654105 301,350.00 5880 X 0 0 5880
1,958,262.50 38210 X 0 0 38210
----------------- -------------- ------------- ---------- ----------
2,259,612.50 44090 0 0 44090
ANDREW CORP 034425108 508,166.65 29247 X 0 0 29247
ANHEUSER BUSCH COS INC 035229103 248,721.88 3550 X 0 0 3550
9,976,900.00 142400 X 0 0 142400
----------------- -------------- ------------- ---------- ----------
10,225,621.88 145950 0 0 145950
ANIKA THERAPEUTICS INC 035255108 233,077.51 41436 X 0 0 41436
AON CORP 037389103 445,595.59 15073 X 0 0 15073
71,836.88 2430 X 0 0 2430
----------------- -------------- ------------- ---------- ----------
517,432.47 17503 0 0 17503
APPLIED MATLS INC 038222105 627,322.53 8075 X 0 0 8075
2,330,610.00 30000 X 0 0 30000
----------------- -------------- ------------- ---------- ----------
2,957,932.53 38075 0 0 38075
AQUAFUTURE 0383799A3 933,975.00 1575 X 0 0 1575
ARGUSS HLDGS INC 040282105 612,095.50 41498 X 0 0 41498
ATLANTIC RICHFIELD CO 048825103 238,844.38 2695 X 0 0 2695
6,592,370.64 74385 X 0 0 74385
----------------- -------------- ------------- ---------- ----------
6,831,215.02 77080 0 0 77080
AU BON PAIN INC B 050990100 21,216.44 4297 X 0 0 4297
699,115.46 141593 X 0 0 141593
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 25,799,460.96 582344 0 0 582344
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 5
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
720,331.90 145890 0 0 145890
AUTOMATIC DATA PROCESSING 053015103 1,920,436.90 43035 X 500 0 42535
6,159,321.00 138024 X 0 0 138024
----------------- -------------- ------------- ---------- ---------
8,079,757.90 181059 500 0 180559
AVALONBAY COMMUNITIES INC 053484101 225,844.63 6667 X 0 0 6667
AVANDEL HEALTHCARE INC 9899479J7 750,000.00 750000 X 0 0 750000
AVERY DENNISON CORP 053611109 574,975.00 10900 X 0 0 10900
AVERY DEWING CORP 0536229A6 654,385.68 1083 X 0 0 1083
AVIRON 053762100 89,725.00 3700 X 0 0 3700
582,630.50 24026 X 0 0 24026
----------------- -------------- ------------- ---------- ---------
672,355.50 27726 0 0 27726
BANK NEW YORK INC 064057102 504,337.81 15083 X 0 0 15083
1,688,593.75 50500 X 0 0 50500
----------------- -------------- ------------- ---------- ---------
2,192,931.56 65583 0 0 65583
BANK OF AMERICA CORPORATION 060505104 779,457.96 13997 X 0 0 13997
5,481,988.87 98442 X 0 0 98442
----------------- -------------- ------------- ---------- ---------
6,261,446.83 112439 0 0 112439
BANK ONE CORPORATION 06423A103 596,755.89 17142 X 0 0 17142
10,029,272.42 288094 X 0 0 288094
----------------- -------------- ------------- ---------- --------
10,626,028.31 305236 0 0 305236
BANKBOSTON CORP 06605R106 1,538,945.00 35480 X 0 0 35480
1,924,982.50 44380 X 0 0 44380
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 33,501,652.91 1540553 500 0 1540053
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 6
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
3,463,927.50 79860 0 0 79860
BANYAN SYS INC 066908104 3,377,508.75 350910 X 0 0 350910
BAXTER INTL INC 071813109 1,017,502.00 16888 X 0 0 16888
BEACON CAP PARTNERS INC 073561102 1,320,000.00 66000 X 0 0 66000
BECTON DICKINSON & CO 075887109 5,612.50 200 X 0 0 200
241,337.50 8600 X 0 0 8600
----------------- -------------- ------------- ---------- ---------
246,950.00 8800 0 0 8800
BELL ATLANTIC CORP 077853109 1,182,815.25 17572 X 0 0 17572
2,421,365.30 35972 X 0 0 35972
----------------- -------------- ------------- ---------- ---------
3,604,180.55 53544 0 0 53544
BELLSOUTH CORP 079860102 833,760.00 18528 X 0 0 18528
34,129,125.00 758425 X 0 0 758425
----------------- -------------- ------------- ---------- ---------
34,962,885.00 776953 0 0 776953
BELO A H CORP DEL 080555105 1,262,709.00 66024 X 0 0 66024
BERKSHIRE HATHAWAY INC B 084670207 877,888.00 473 X 0 0 473
23,287,232.00 12547 X 0 0 12547
----------------- -------------- ------------- ---------- ---------
24,165,120.00 13020 0 0 13020
BESTFOODS 08658U101 411,810.00 8480 X 0 0 8480
1,545,841.51 31832 X 0 0 31832
----------------- -------------- ------------- ---------- ---------
1,957,651.51 40312 0 0 40312
BIOGEN INC 090597105 1,229,467.20 15600 X 0 0 15600
BLACK & DECKER CORP 091797100 951,579.26 20828 X 0 0 20828
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 74,095,553.27 1428879 0 0 1428879
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 7
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
BLACK BOX CORP DEL 091826107 168,000.00 3200 X 0 0 3200
430,500.00 8200 X 0 0 8200
----------------- -------------- ------------- ---------- ----------
598,500.00 11400 0 0 11400
BLUE DIAMOND OIL CORP 095599908 134,400.00 22400 X 0 0 22400
BOEING CO 097023105 221,010.63 5185 X 0 0 5185
98,037.50 2300 X 0 0 2300
----------------- -------------- ------------- ---------- ----------
319,048.13 7485 0 0 7485
BOSTON PRIVATE FINANCIAL 101119105 285,984.00 32000 X 0 0 32000
HOLDINGS INC
BOSTON SCIENTIFIC CORP 101137107 459,112.50 18550 X 0 0 18550
914,611.50 36954 X 0 0 36954
----------------- -------------- ------------- ---------- ----------
1,373,724.00 55504 0 0 55504
BRISTOL MYERS SQUIBB CO 110122108 4,023,675.00 59610 X 0 0 59610
34,334,955.00 508666 X 0 0 508666
----------------- -------------- ------------- ---------- ----------
38,358,630.00 568276 0 0 568276
BROKEN HILL PROPRIETARY LTD 112169602 265,375.50 11414 X 0 0 11414
ADR
BROOKLINE BANCCORP INC 113739106 127,500.49 12516 X 0 0 12516
BURLINGTN NORTHN SANTA FE 12189T104 731,115.00 26586 X 0 0 26586
BURLINGTON RESOURCES INC 122014103 457,243.50 12442 X 0 0 12442
CABLESOFT CORP 1269109D2 175.72 4393 X 0 0 4393
12,709.80 317745 X 0 0 317745
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 42,664,406.14 1082161 0 0 1082161
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 8
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
12,885.52 322138 0 0 322138
CABOT CORP 127055101 1,151,115.00 48468 X 0 0 48468
CABOT INDUSTRIAL TRUST 127072106 247,940.00 12880 X 0 0 12880
10,799,250.00 561000 X 0 0 561000
----------------- -------------- ------------- ---------- ----------
11,047,190.00 573880 0 0 573880
CAIRNSTONE INC 1277669C9 0.00 200000 X 0 0 200000
CAMPBELL SOUP CO 134429109 68,468.75 1750 X 0 0 1750
8,009,278.75 204710 X 0 0 204710
----------------- -------------- ------------- ---------- ---------
8,077,747.50 206460 0 0 206460
CAPITAL ONE FINL CORP 14040H105 947,700.00 24300 X 0 0 24300
CARDINAL HEALTH INC 14149Y108 1,118,449.00 20522 X 0 0 20522
3,150,972.00 57816 X 0 0 57816
----------------- -------------- ------------- ---------- ---------
4,269,421.00 78338 0 0 78338
CAROLINA PWR & LT CO 144141108 155,650.00 4400 X 0 0 4400
3,537,429.25 99998 X 0 0 99998
----------------- -------------- ------------- ---------- ---------
3,693,079.25 104398 0 0 104398
CATERPILLAR INC 149123101 158,298.50 2888 X 0 0 2888
407,256.88 7430 X 0 0 7430
----------------- -------------- ------------- ---------- ---------
565,555.38 10318 0 0 10318
CBS CORP 12490K107 1,092,887.50 23630 X 0 0 23630
5,622,612.50 121570 X 0 0 121570
----------------- -------------- ------------- ---------- ---------
6,715,500.00 145200 0 0 145200
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 36,467,308.13 1391362 0 0 1391362
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 9
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
CENTAUR INC 151327996 111,639.00 74426 X 0 0 74426
CHAMPION ENTERPRISES INC 158496109 244,350.00 27150 X 0 0 27150
2,037,150.00 226350 X 0 0 226350
----------------- -------------- ------------- ---------- ---------
2,281,500.00 253500 0 0 253500
CHASE GEN CORP 161555107 0.00 19129 X 0 0 19129
CHASE MANHATTAN CORP NEW 16161A108 226,125.00 3000 X 0 0 3000
237,883.50 3156 X 0 0 3156
----------------- -------------- ------------- ---------- ---------
464,008.50 6156 0 0 6156
CHEVRON CORP 166751107 664,027.50 7482 X 0 0 7482
6,098,278.75 68713 X 0 0 68713
----------------- -------------- ------------- ---------- ---------
6,762,306.25 76195 0 0 76195
CHOICEPOINT INC 170388102 141,487.50 2100 X 0 0 2100
59,290.00 880 X 0 0 880
----------------- -------------- ------------- ---------- ---------
200,777.50 2980 0 0 2980
CHUBB CORP 171232101 3,374.50 68 X 0 0 68
1,458,677.25 29394 X 0 0 29394
----------------- -------------- ------------- ---------- ---------
1,462,051.75 29462 0 0 29462
CIGNA CORP 125509109 424,126.25 5455 X 0 0 5455
2,444,071.25 31435 X 0 0 31435
----------------- -------------- ------------- ---------- ---------
2,868,197.50 36890 0 0 36890
CINTAS CORP 172908105 3,666,147.98 63415 X 1000 0 62415
48,771,128.20 843616 X 0 0 843616
----------------- -------------- ------------- ---------- ---------
52,437,276.18 907031 1000 0 906031
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 66,587,756.68 1405769 1000 0 1404769
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 10
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
CIRCUIT CITY GROUP 172737108 253,125.00 6000 X 0 0 6000
8,437.50 200 X 0 0 200
----------------- -------------- ------------- ---------- ---------
261,562.50 6200 0 0 6200
CISCO SYSTEMS INC 17275R102 5,513,550.36 80417 X 1000 0 79417
24,194,158.56 352880 X 0 0 352880
----------------- -------------- ------------- ---------- ---------
29,707,708.92 433297 1000 0 432297
CITIGROUP INC. 172967101 867,900.00 19725 X 1450 0 18275
2,087,756.00 47449 X 0 0 47449
----------------- -------------- ------------- ---------- ---------
2,955,656.00 67174 1450 0 65724
CLARITY IMAGING TECHNOLOGIES 170000954 0.00 120000 X 0 0 120000
INC
CLOSURE MED CORP 189093107 41,499.72 3060 X 0 0 3060
295,651.60 21800 X 0 0 21800
----------------- -------------- ------------- ---------- ---------
337,151.32 24860 0 0 24860
CMGI INC 125750109 128,125.00 1250 X 0 0 1250
3,083,200.00 30080 X 0 0 30080
----------------- -------------- ------------- ---------- ---------
3,211,325.00 31330 0 0 31330
COCA COLA CO 191216100 275,025.00 5700 X 500 0 5200
12,779,446.75 264859 X 0 0 264859
----------------- -------------- ------------- ---------- ---------
13,054,471.75 270559 500 0 270059
COGNEX CORP 192422103 388,808.58 12880 X 0 0 12880
15,483,214.17 512910 X 0 0 512910
----------------- -------------- ------------- ---------- ---------
15,872,022.75 525790 0 0 525790
COLGATE PALMOLIVE CO 194162103 954,070.50 20854 X 0 0 20854
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 66,353,968.74 1500064 2950 0 1497114
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 11
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
7,393,017.00 161596 X 0 0 161596
----------------- -------------- ------------- ---------- ---------
8,347,087.50 182450 0 0 182450
COMERICA INC 200340107 201,082.50 3972 X 0 0 3972
COMPAQ COMPUTER CORP 204493100 173,209.50 7572 X 0 0 7572
347,700.00 15200 X 0 0 15200
----------------- -------------- ------------- ---------- ---------
520,909.50 22772 0 0 22772
COMPUTER ASSOC INTL INC 204912109 690,712.50 11300 X 0 0 11300
104,095.88 1703 X 0 0 1703
----------------- -------------- ------------- ---------- ---------
794,808.38 13003 0 0 13003
COMPUTER SCIENCES CORP 205363104 1,413,281.26 20100 X 0 0 20100
956,953.13 13610 X 0 0 13610
----------------- -------------- ------------- ---------- ---------
2,370,234.39 33710 0 0 33710
CONAGRA INC 205887102 7,220.00 320 X 0 0 320
229,731.38 10182 X 0 0 10182
----------------- -------------- ------------- ---------- ---------
236,951.38 10502 0 0 10502
CONCORD EFS INC 206197105 239,765.63 11625 X 0 0 11625
588,843.78 28550 X 0 0 28550
----------------- -------------- ------------- ---------- ---------
828,609.41 40175 0 0 40175
CONOCO INC B 208251405 103,778.63 3791 X 186 0 3605
3,814,131.62 139329 X 0 0 139329
----------------- -------------- ------------- ---------- ---------
3,917,910.25 143120 186 0 142934
CONSOLIDATED NAT GAS CO 209615103 224,550.00 3600 X 0 0 3600
80,339.00 1288 X 0 0 1288
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 16,568,411.81 433738 186 0 433552
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 12
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
304,889.00 4888 0 0 4888
CONSOLIDATED STORES CORP 210149100 366,546.37 16614 X 0 0 16614
CORNING INC 219350105 34,281.25 500 X 0 0 500
5,354,116.11 78091 X 0 0 78091
----------------- -------------- ------------- ---------- --------
5,388,397.36 78591 0 0 78591
CORP FOR LASER OPTICS RES 2200359A9 12,501.00 6945 X 0 0 6945
137,500.20 76389 X 0 0 76389
----------------- -------------- ------------- ---------- ---------
150,001.20 83334 0 0 83334
COX COMMUNICATIONS INC A 224044107 205,493.50 4922 X 0 0 4922
1,438,245.75 34449 X 0 0 34449
----------------- -------------- ------------- ---------- ---------
1,643,739.25 39371 0 0 39371
CSX CORP 126408103 217,807.50 5140 X 0 0 5140
CVS CORP 126650100 48,975.00 1200 X 0 0 1200
244,875.00 6000 X 0 0 6000
----------------- -------------- ------------- ---------- ---------
293,850.00 7200 0 0 7200
DAYTON HUDSON CORP 239753106 258,869.38 4310 X 0 0 4310
DEVRY INC DEL 251893103 212,000.00 10600 X 0 0 10600
DIAMOND TECHNOLOGY PARTNERS 252762109 182,192.50 4060 X 0 0 4060
2,311,062.50 51500 X 0 0 51500
----------------- -------------- ------------- ---------- ---------
2,493,255.00 55560 0 0 55560
DIGITRACE CARE SYS 2538979A2 60,000.00 20000 X 0 0 20000
DII GROUP INC 232949107 2,954,335.71 83961 X 0 0 83961
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 14,038,801.77 404681 0 0 404681
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 13
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
DISNEY WALT CO 254687106 445,328.00 17128 X 0 0 17128
2,244,138.00 86313 X 0 0 86313
----------------- -------------- ------------- ---------- ---------
2,689,466.00 103441 0 0 103441
DOLLAR GENERAL CORP 256669102 428,390.63 13875 X 0 0 13875
DOVER CORP 260003108 741,881.25 18150 X 0 0 18150
31,818,939.40 778445 X 0 0 778445
----------------- -------------- ------------- ---------- ---------
32,560,820.65 796595 0 0 796595
DOW CHEM CO 260543103 1,107,502.89 9747 X 0 0 9747
4,679,077.59 41180 X 0 0 41180
----------------- -------------- ------------- ---------- ---------
5,786,580.48 50927 0 0 50927
DOW JONES & CO INC 260561105 667,187.50 12500 X 0 0 12500
DPL INC 233293109 16,514.63 937 X 0 0 937
450,759.38 25575 X 0 0 25575
----------------- -------------- ------------- ---------- ---------
467,274.01 26512 0 0 26512
DU PONT E I DE NEMOURS 263534109 2,099,894.50 34709 X 237 0 34472
18,759,605.02 310076 X 0 0 310076
----------------- -------------- ------------- ---------- ---------
20,859,499.52 344785 237 0 344548
DUKE ENERGY CORP 264399106 351,256.50 6372 X 0 0 6372
315,149.63 5717 X 0 0 5717
----------------- -------------- ------------- ---------- ---------
666,406.13 12089 0 0 12089
DUN & BRADSTREET CORP 26483B106 592,331.64 19827 X 0 0 19827
E M C CORP MASS 268648102 4,277,075.50 59924 X 1500 0 58424
26,187,630.28 366902 X 0 0 366902
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 95,182,662.34 1807377 1737 0 1805640
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 14
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
30,464,705.78 426826 1500 0 425326
E TOWN 269242103 367,225.00 7400 X 0 0 7400
EASTMAN KODAK CO 277461109 640,846.26 8474 X 0 0 8474
EATON VANCE CORP NON VTG 278265103 307,200.00 9600 X 0 0 9600
EDO CORP 281347104 135,700.00 23600 X 0 0 23600
EDUCATION PARTNERS LP III 2813909B2 15,385.00 1000 X 0 0 1000
251,775.53 16365 X 0 0 16365
----------------- -------------- ------------- ---------- ---------
267,160.53 17365 0 0 17365
ELAN PLC ADR 284131208 97,331.25 2900 X 0 0 2900
5,679,916.14 169234 X 0 0 169234
----------------- -------------- ------------- ---------- ---------
5,777,247.39 172134 0 0 172134
EMERSON ELEC CO 291011104 1,366,492.91 21626 X 0 0 21626
10,919,368.77 172809 X 0 0 172809
----------------- -------------- ------------- ---------- ---------
12,285,861.68 194435 0 0 194435
EMPOWER 2921999A6 200,000.00 100000 X 0 0 100000
ENERGYNORTH INC 292925104 745,215.50 17957 X 0 0 17957
ENRON CORP 293561106 911,587.51 22200 X 0 0 22200
2,912,316.75 70924 X 0 0 70924
----------------- -------------- ------------- ---------- ---------
3,823,904.26 93124 0 0 93124
EPICON INC 2942559C0 0.00 108350 X 0 0 108350
EQUIFAX INC 294429105 125,156.25 4450 X 0 0 4450
371,250.00 13200 X 0 0 13200
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 25,046,766.87 770089 0 0 770089
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 15
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
496,406.25 17650 0 0 17650
EQUITY OFFICE PPTYS TR 294741103 220,549.50 9486 X 0 0 9486
4,754,392.50 204490 X 0 0 204490
----------------- -------------- ------------- ---------- ---------
4,974,942.00 213976 0 0 213976
EXPEDITORS INTL WASH INC 302130109 38,512.80 1200 X 0 0 1200
176,517.00 5500 X 0 0 5500
----------------- -------------- ------------- ---------- ---------
215,029.80 6700 0 0 6700
EXXON CORP 302290101 20,532,996.00 270171 X 1250 0 268921
138,647,332.00 1824307 X 0 0 1824307
----------------- -------------- ------------- ---------- ---------
159,180,328.00 2094478 1250 0 2093228
FEDERAL NATL MTG ASSN 313586109 488,962.50 7800 X 0 0 7800
1,976,474.20 31529 X 0 0 31529
----------------- -------------- ------------- ---------- ---------
2,465,436.70 39329 0 0 39329
FIDUCIARY CO INC 316476902 270,375.00 1250 X 0 0 1250
FIFTH THIRD BANCORP 316773100 93,517.23 1537 X 0 0 1537
121,688.00 2000 X 0 0 2000
----------------- -------------- ------------- ---------- ---------
215,205.23 3537 0 0 3537
FIRST DATA CORP 319963104 544,050.00 12400 X 0 0 12400
FIRST UNION CORP 337358105 28,500.00 800 X 0 0 800
905,765.63 25425 X 0 0 25425
----------------- -------------- ------------- ---------- ---------
934,265.63 26225 0 0 26225
FIRSTAR CORP NEW WIS 33763V109 4,426,923.75 172758 X 0 0 172758
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 173,226,556.11 2570653 1250 0 2569403
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 16
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
FLEET FINL GROUP INC NEW 338915101 262,601.25 7170 X 0 0 7170
7,838,629.00 214024 X 0 0 214024
----------------- -------------- ------------- ---------- ---------
8,101,230.25 221194 0 0 221194
FOCUS ENHANCEMENT 344159108 2,753.09 1493 X 0 0 1493
108,878.98 59045 X 0 0 59045
----------------- -------------- ------------- ---------- ---------
111,632.07 60538 0 0 60538
FPL GROUP INC 302571104 139,639.50 2772 X 0 0 2772
640,215.88 12709 X 0 0 12709
----------------- -------------- ------------- ---------- ---------
779,855.38 15481 0 0 15481
GAMEWRIGHT INC 364625996 6,250.00 6250 X 0 0 6250
156,150.00 156150 X 0 0 156150
----------------- -------------- ------------- ---------- ---------
162,400.00 162400 0 0 162400
GANNETT INC 364730101 608,919.20 8801 X 0 0 8801
GARTNER GROUP INC NEW B 366651206 19,759.68 1184 X 0 0 1184
164,531.58 9860 X 0 0 9860
----------------- -------------- ------------- ---------- ---------
184,291.26 11044 0 0 11044
GELTEX PHARMACEUTICALS 368538104 6,118.75 550 X 0 0 550
408,843.75 36750 X 0 0 36750
----------------- -------------- ------------- ---------- ---------
414,962.50 37300 0 0 37300
GENERAL ELEC CO 369604103 20,459,500.75 172563 X 1700 0 170863
211,365,993.00 1782739 X 0 0 1782739
----------------- -------------- ------------- ---------- ---------
231,825,493.75 1955302 1700 0 1953602
GENERAL MLS INC 370334104 389,400.00 4800 X 0 0 4800
6,621,909.26 81626 X 0 0 81626
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 249,200,093.67 2558486 1700 0 2556786
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 17
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- -------------
----------------- -------------- ------------- ---------- ---------
7,011,309.26 86426 0 0 86426
GENERAL MTRS CORP 370442105 37,762.50 600 X 0 0 600
166,910.25 2652 X 0 0 2652
----------------- -------------- ------------- ---------- ---------
204,672.75 3252 0 0 3252
GENERAL MTRS CORP NEW H 370442832 458,000.00 8000 X 0 0 8000
GENERAL ORTHOPEDICS 3719909F1 0.00 18067 X 0 0 18067
GENRAD INC 372447102 40,162.50 2100 X 0 0 2100
2,404,548.00 125728 X 0 0 125728
----------------- -------------- ------------- ---------- ---------
2,444,710.50 127828 0 0 127828
GENUINE PARTS CO 372460105 425,000.00 16000 X 0 0 16000
GENZYME CORP 372917104 495,591.88 10998 X 0 0 10998
12,452,568.27 276343 X 0 0 276343
----------------- -------------- ------------- ---------- ---------
12,948,160.15 287341 0 0 287341
GENZYME CORP TISSUE REPAIR 372917401 68.62 36 X 0 0 36
159,699.93 83788 X 0 0 83788
----------------- -------------- ------------- ---------- ---------
159,768.55 83824 0 0 83824
GENZYME SURGICAL PRODUCTS 372917609 3,268.16 581 X 0 0 581
99,405.29 17672 X 0 0 17672
----------------- -------------- ------------- ---------- ---------
102,673.45 18253 0 0 18253
GEOPETRO COMPANY 373160993 151,000.00 302000 X 0 0 302000
GEORGIA PAC CORP 373298108 507,005.38 12538 X 0 0 12538
GILLETTE CO 375766102 3,660,363.06 107856 X 0 0 107856
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 21,061,353.84 984959 0 0 984959
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 18
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
24,962,966.10 735557 X 0 0 735557
----------------- -------------- ------------- ---------- ---------
28,623,329.16 843413 0 0 843413
GRAINGER W W INC 384802104 889,156.25 18500 X 0 0 18500
GREAT LAKES CHEM CORP 390568103 121,800.00 3200 X 0 0 3200
1,003,517.82 26365 X 0 0 26365
----------------- -------------- ------------- ---------- ---------
1,125,317.82 29565 0 0 29565
GREEN POWER ASIA LTD 393400999 0.00 620375 X 0 0 620375
GSI LUMONICS 36229U102 399,856.95 67350 X 0 0 67350
GTE CORP 362320103 1,346,850.00 17520 X 0 0 17520
18,980,576.26 246902 X 0 0 246902
----------------- -------------- ------------- ---------- ---------
20,327,426.26 264422 0 0 264422
HALLIBURTON CO 406216101 311,600.00 7600 X 0 0 7600
562,520.00 13720 X 0 0 13720
----------------- -------------- ------------- ---------- ---------
874,120.00 21320 0 0 21320
HANNAFORD BROS CO 410550107 528,281.25 7500 X 0 0 7500
HARDING ENERGY INC 411699911 416,000.00 1664 X 0 0 1664
HARTFORD FINL SVCS GROUP 416515104 75,210.00 1840 X 0 0 1840
493,197.75 12066 X 0 0 12066
----------------- -------------- ------------- ---------- ---------
568,407.75 13906 0 0 13906
HEALTHEON 422209106 231,250.00 6250 X 0 0 6250
HEARST-ARGYLE TELEVISION INC. 422317107 306,633.00 14262 X 0 0 14262
HEINZ H J CO 423074103 7,482.00 174 X 0 0 174
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 50,636,897.38 1800845 0 0 1800845
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 19
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
341,850.00 7950 X 0 0 7950
----------------- -------------- ------------- ---------- ---------
349,332.00 8124 0 0 8124
HELIX TECHNOLOGY CORP 423319102 389,025.00 11700 X 0 0 11700
HEMAGEN DIAGNOSTICS INC 423501105 103,648.00 79000 X 0 0 79000
HEWLETT PACKARD CO 428236103 3,143,307.75 34637 X 0 0 34637
46,624,355.25 513767 X 0 0 513767
----------------- -------------- ------------- ---------- ---------
49,767,663.00 548404 0 0 548404
HITCHINER MFG CO INC 43363*101 355,408.00 4850 X 0 0 4850
HOME DEPOT INC 437076102 3,401,741.27 49570 X 1400 0 48170
50,244,823.13 732165 X 0 0 732165
----------------- -------------- ------------- ---------- ---------
53,646,564.40 781735 1400 0 780335
HOUGHTON MIFFLIN CO 441560109 2,396,875.00 59000 X 0 0 59000
HSB GROUP INC 40428N109 42,225.00 1200 X 0 0 1200
354,971.51 10088 X 0 0 10088
----------------- -------------- ------------- ---------- ---------
397,196.51 11288 0 0 11288
HUBBELL INC B 443510201 55,271.25 1734 X 0 0 1734
4,961,949.39 155669 X 0 0 155669
----------------- -------------- ------------- ---------- ---------
5,017,220.64 157403 0 0 157403
I2 TECHNOLOGIES INC 465754109 1,164,360.00 30000 X 0 0 30000
IBM CORP 459200101 6,416,630.00 53030 X 1200 0 51830
60,488,263.00 499903 X 0 0 499903
----------------- -------------- ------------- ---------- ---------
66,904,893.00 552933 1200 0 551733
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 180,484,703.55 2244263 2600 0 2241663
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 20
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
IDEXX LABORATORIES INC 45168D104 176,374.22 10243 X 0 0 10243
ILLINOIS GAS CO 4520459A7 1,200,000.00 600 X 0 0 600
ILLINOIS TOOL WKS INC 452308109 373,558.13 5010 X 0 0 5010
601,421.12 8066 X 0 0 8066
----------------- -------------- ------------- ---------- ---------
974,979.25 13076 0 0 13076
IMS HEALTH INCORPORATED 449934108 943,319.78 41351 X 0 0 41351
13,847,347.22 607007 X 0 0 607007
----------------- -------------- ------------- ---------- ---------
14,790,667.00 648358 0 0 648358
INFORMATION MAPPING INC 4567099A4 0.00 28667 X 0 0 28667
INTEL CORP 458140100 8,913,798.71 119951 X 500 0 119451
77,901,046.67 1048297 X 0 0 1048297
----------------- -------------- ------------- ---------- ---------
86,814,845.38 1168248 500 0 1167748
INTERNATIONAL PAPER C0 460146103 42,823.69 891 X 0 0 891
1,819,886.57 37865 X 0 0 37865
----------------- -------------- ------------- ---------- ---------
1,862,710.26 38756 0 0 38756
INTERPUBLIC GROUP COS 460690100 1,976,878.75 48070 X 600 0 47470
31,918,757.50 776140 X 0 0 776140
----------------- -------------- ------------- ---------- ---------
33,895,636.25 824210 600 0 823610
INTL FLAVORS & FRAGRANCES 459506101 207,000.00 6000 X 0 0 6000
INVESTORS FINL SVCS 461915100 1,289,062.50 37500 X 0 0 37500
IPALCO ENTERPRISES INC 462613100 198,962.25 10236 X 0 0 10236
JDS UNIPHASE CORP 46612J101 1,365,744.00 12000 X 0 0 12000
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 142,775,981.11 2797894 1100 0 2796794
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 21
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
JEFFERSON PILOT CORP 475070108 684,952.51 10840 X 0 0 10840
JML CORP 4662189D8 211,541.00 1000 X 0 0 1000
JOHNSON & JOHNSON 478160104 2,165,861.26 23574 X 200 0 23374
24,908,690.66 271115 X 0 0 271115
----------------- -------------- ------------- ---------- ---------
27,074,551.92 294689 200 0 294489
JOHNSON CTLS INC 478366107 311,138.25 4692 X 0 0 4692
KIMBERLY CLARK CORP 494368103 401,955.00 7620 X 0 0 7620
6,652,830.00 126120 X 0 0 126120
----------------- -------------- ------------- ---------- ---------
7,054,785.00 133740 0 0 133740
KINNEY OIL CO 496625997 0.00 14952 X 0 0 14952
KLA-TENCOR CORP 482480100 5,265,975.00 81015 X 0 0 81015
LEADVILLE CORP 5217119A1 136,308.75 181745 X 0 0 181745
LILLY ELI & CO 532457108 1,236,251.25 19260 X 0 0 19260
6,771,011.00 105488 X 0 0 105488
----------------- -------------- ------------- ---------- ---------
8,007,262.25 124748 0 0 124748
LINCOLN NATL CORP IND 534187109 300,500.00 8000 X 0 0 8000
LINEAR TECHNOLOGY CORP 535678106 2,330,255.21 39643 X 0 0 39643
31,191,020.83 530631 X 0 0 530631
----------------- -------------- ------------- ---------- ---------
33,521,276.04 570274 0 0 570274
LUCENT TECHNOLOGIES INC 549463107 6,058,092.44 93381 X 1400 0 91981
33,183,303.04 511496 X 0 0 511496
----------------- -------------- ------------- ---------- ---------
39,241,395.48 604877 1400 0 603477
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 121,809,686.20 2030572 1600 0 2028972
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 22
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
M & T BANK CORP 55261F104 640,305.00 1395 X 0 0 1395
M C I WORLDCOM INC 55268B106 1,713,931.31 23846 X 1000 0 22846
2,001,431.25 27846 X 0 0 27846
----------------- -------------- ------------- ---------- ---------
3,715,362.56 51692 1000 0 50692
MACDERMID INC 554273102 442,812.50 13000 X 0 0 13000
MARSH & MCLENNAN COS 571748102 558,343.50 8151 X 0 0 8151
504,297.00 7362 X 0 0 7362
----------------- -------------- ------------- ---------- ---------
1,062,640.50 15513 0 0 15513
MASCO CORP 574599106 554,714.00 17894 X 0 0 17894
24,443,128.00 788488 X 0 0 788488
----------------- -------------- ------------- ---------- ---------
24,997,842.00 806382 0 0 806382
MATRITECH INC 576818108 168,671.60 81800 X 0 0 81800
MAXIM INTERGRATED PRODUCTS INC 57772K101 599,393.00 9500 X 0 0 9500
MAY DEPT STORES CO 577778103 60,121.88 1650 X 0 0 1650
295,981.81 8123 X 0 0 8123
----------------- -------------- ------------- ---------- ---------
356,103.69 9773 0 0 9773
MBIA INC 55262C100 293,970.65 6305 X 0 0 6305
18,915,576.01 405696 X 0 0 405696
----------------- -------------- ------------- ---------- ---------
19,209,546.66 412001 0 0 412001
MBNA CORP 55262L100 252,762.50 11080 X 0 0 11080
77,904.69 3415 X 0 0 3415
----------------- -------------- ------------- ---------- ---------
330,667.19 14495 0 0 14495
MCDONALDS CORP 580135101 1,841,585.00 42580 X 0 0 42580
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 53,364,929.70 1458131 1000 0 1457131
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 23
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
3,260,790.50 75394 X 0 0 75394
----------------- -------------- ------------- ---------- ---------
5,102,375.50 117974 0 0 117974
MCGRAW HILL COS INC 580645109 388,935.00 8040 X 0 0 8040
MEDIA ONE GROUP INC 58440J104 21,860.00 320 X 0 0 320
3,192,857.94 46739 X 0 0 46739
----------------- -------------- ------------- ---------- ---------
3,214,717.94 47059 0 0 47059
MEDTRONIC INC 585055106 1,317,235.01 37040 X 2000 0 35040
3,380,571.25 95060 X 0 0 95060
----------------- -------------- ------------- ---------- ---------
4,697,806.26 132100 2000 0 130100
MELLON BK CORP 585509102 766,650.00 22800 X 0 0 22800
MERCK & CO INC 589331107 77,213,983.12 1191344 X 1000 0 1190344
180,359,836.42 2782794 X 0 0 2782794
----------------- -------------- ------------- ---------- ---------
257,573,819.54 3974138 1000 0 3973138
META GROUP INC 591002100 122,120.00 6880 X 0 0 6880
1,615,693.75 91025 X 0 0 91025
----------------- -------------- ------------- ---------- ---------
1,737,813.75 97905 0 0 97905
MGI PPTYS 552885105 55,800.00 6200 X 0 0 6200
1,958,589.00 217621 X 0 0 217621
----------------- -------------- ------------- ---------- ---------
2,014,389.00 223821 0 0 223821
MICROMUSE INC 595094103 257,000.00 4000 X 0 0 4000
MICROSOFT CORP 594918104 7,091,276.29 78303 X 1800 0 76503
72,373,709.03 799162 X 0 0 799162
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 353,376,907.31 5462722 4800 0 5457922
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 24
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
79,464,985.32 877465 1800 0 875665
MILLIPORE CORP 601073109 7,662,825.13 204002 X 0 0 204002
MINNESOTA MNG & MFG CO 604059105 2,261,215.21 23539 X 0 0 23539
25,418,137.57 264600 X 0 0 264600
----------------- -------------- ------------- ---------- ---------
27,679,352.78 288139 0 0 288139
MOBIL CORP 607059102 3,619,947.50 35930 X 0 0 35930
18,436,544.75 182993 X 0 0 182993
----------------- -------------- ------------- ---------- ---------
22,056,492.25 218923 0 0 218923
MOLEX INC A 608554200 420,875.00 13000 X 0 0 13000
MONSANTO CO 611662107 578,137.50 16200 X 0 0 16200
3,540,735.34 99215 X 0 0 99215
----------------- -------------- ------------- ---------- ---------
4,118,872.84 115415 0 0 115415
MORGAN J P & CO INC 616880100 802,263.50 7022 X 0 0 7022
3,818,120.75 33419 X 0 0 33419
----------------- -------------- ------------- ---------- ---------
4,620,384.25 40441 0 0 40441
MORGAN STANLEY DEAN WITTER 617446448 22,296.88 250 X 0 0 250
194,785.51 2184 X 0 0 2184
----------------- -------------- ------------- ---------- ---------
217,082.39 2434 0 0 2434
MOTOROLA INC 620076109 598,400.00 6800 X 0 0 6800
9,038,920.00 102715 X 0 0 102715
----------------- -------------- ------------- ---------- ---------
9,637,320.00 109515 0 0 109515
MYLAN LABS INC 628530107 3,675.00 200 X 0 0 200
329,812.88 17949 X 0 0 17949
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 76,746,692.52 1010018 0 0 1010018
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 25
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
333,487.88 18149 0 0 18149
NALCO CHEM CO 629853102 414,100.00 8200 X 0 0 8200
NATIONAL CITY CORP 635405103 362,736.50 13592 X 0 0 13592
NETWORK APPLIANCE INC 64120L104 658,950.00 9200 X 0 0 9200
NEW ENGLAND BUSINESS SVC 643872104 1,208,507.95 42311 X 0 0 42311
NEWELL RUBBERMAID INC. 651229106 125,675.00 4400 X 0 0 4400
81,031.81 2837 X 0 0 2837
----------------- -------------- ------------- ---------- ---------
206,706.81 7237 0 0 7237
NORDSTROM INC 655664100 884,088.00 32744 X 0 0 32744
NORFOLK SOUTHERN CORP 655844108 134,750.00 5500 X 0 0 5500
205,187.50 8375 X 0 0 8375
----------------- -------------- ------------- ---------- ---------
339,937.50 13875 0 0 13875
NORTHERN TR CORP 665859104 115,480.50 1383 X 0 0 1383
2,363,050.00 28300 X 0 0 28300
----------------- -------------- ------------- ---------- ---------
2,478,530.50 29683 0 0 29683
NOVELL INC 670006105 155,152.50 7500 X 0 0 7500
186,183.00 9000 X 0 0 9000
----------------- -------------- ------------- ---------- ---------
341,335.50 16500 0 0 16500
NOVEN PHARMACEUTICALS 670009109 673,837.50 79275 X 0 0 79275
O REILLY AUTOMOTIVE INC 686091109 392,447.16 8235 X 1000 0 7235
1,260,024.64 26440 X 0 0 26440
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 9,221,202.06 287292 1000 0 286292
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 26
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
1,652,471.80 34675 1000 0 33675
OBJECT DESIGN INC 674416102 31,934.00 7000 X 0 0 7000
309,531.70 67850 X 0 0 67850
----------------- -------------- ------------- ---------- ---------
341,465.70 74850 0 0 74850
OCEAN NATL CORP 674856109 315,210.00 3318 X 0 0 3318
ONE VALLEY BANCORP INC 682419106 764,244.00 22152 X 0 0 22152
OVERSEAS PARTNERS LTD 690350921 5,155,701.76 259864 X 0 0 259864
PANERA BREAD CO 69840W108 9,937.50 1500 X 0 0 1500
135,348.75 20430 X 0 0 20430
----------------- -------------- ------------- ---------- ---------
145,286.25 21930 0 0 21930
PARAMETRIC TECHNOLOGY CRP 699173100 266,395.50 19733 X 0 0 19733
3,014,550.00 223300 X 0 0 223300
----------------- -------------- ------------- ---------- ---------
3,280,945.50 243033 0 0 243033
PAYCHEX INC 704326107 2,820,772.56 82660 X 2000 0 80660
55,307,479.85 1620732 X 0 0 1620732
----------------- -------------- ------------- ---------- ---------
58,128,252.41 1703392 2000 0 1701392
PE CORP - CELLERA GENOMICS 69332S201 241,500.00 6000 X 0 0 6000
GROUP
PE CORP - PE BIOSYSTEMS GROUP 69332S102 28,900.00 400 X 0 0 400
578,000.00 8000 X 0 0 8000
----------------- -------------- ------------- ---------- ---------
606,900.00 8400 0 0 8400
PEOPLES HERITAGE FINL GRP 711147108 230,755.00 13880 X 0 0 13880
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 69,210,260.62 2356819 2000 0 2354819
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 27
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
PEPSICO INC 713448108 1,206,275.00 39550 X 0 0 39550
2,806,854.00 92028 X 0 0 92028
----------------- -------------- ------------- ---------- ---------
4,013,129.00 131578 0 0 131578
PFIZER INC 717081103 10,618,139.00 295976 X 2000 0 293976
43,742,602.77 1219306 X 0 0 1219306
----------------- -------------- ------------- ---------- ---------
54,360,741.77 1515282 2000 0 1513282
PHARMACIA & UPJOHN INC 716941109 332,487.50 6700 X 0 0 6700
PHILIP MORRIS COS INC 718154107 20,512.50 600 X 0 0 600
1,439,293.75 42100 X 0 0 42100
----------------- -------------- ------------- ---------- ---------
1,459,806.25 42700 0 0 42700
PHILLIPS PETE CO 718507106 448,597.50 9202 X 0 0 9202
PHOTOSCAPE ASSOCIATES 7193469A8 0.00 10000 X 0 0 10000
PIONEER HI BRED INTL INC 723686101 1,031,875.00 26000 X 0 0 26000
PITNEY BOWES INC 724479100 341,250.01 5600 X 0 0 5600
5,620,631.26 92236 X 0 0 92236
----------------- -------------- ------------- ---------- ---------
5,961,881.27 97836 0 0 97836
PMC COML TR 693434102 26,500.00 2000 X 0 0 2000
902,325.00 68100 X 0 0 68100
----------------- -------------- ------------- ---------- ---------
928,825.00 70100 0 0 70100
PNC BK CORP 693475105 92,203.13 1750 X 0 0 1750
1,205,595.38 22882 X 0 0 22882
----------------- -------------- ------------- ---------- ---------
1,297,798.51 24632 0 0 24632
POINT THERAPEUTICS 9899469P5 125,000.00 12500 X 0 0 12500
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 69,960,141.80 1946530 2000 0 1944530
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 28
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
POLARIS VENTURE PARTNERS 731111910 170,641.00 170641 X 0 0 170641
POLICY MGMT SYS CORP 731108106 1,081,290.39 34191 X 0 0 34191
POLYMEDICA CORPORATION 731738100 418,500.00 18000 X 0 0 18000
POTOMAC ELEC PWR CO 737679100 529,100.00 20800 X 0 0 20800
PPG INDS INC 693506107 432,000.00 7200 X 0 0 7200
252,000.00 4200 X 0 0 4200
----------------- -------------- ------------- ---------- ---------
684,000.00 11400 0 0 11400
PRIAM CORP 741400105 0.00 26550 X 0 0 26550
PROCTER & GAMBLE CO 742718109 9,570,843.75 102089 X 500 0 101589
99,247,593.75 1058641 X 0 0 1058641
----------------- -------------- ------------- ---------- ---------
108,818,437.50 1160730 500 0 1160230
PROGRESSIVE CORP OHIO 743315103 4,084.38 50 X 0 0 50
2,893,616.35 35423 X 0 0 35423
----------------- -------------- ------------- ---------- ---------
2,897,700.73 35473 0 0 35473
PROVIDIAN FINL CORP 74406A102 157,345.56 1987 X 0 0 1987
2,003,127.01 25296 X 0 0 25296
----------------- -------------- ------------- ---------- ---------
2,160,472.57 27283 0 0 27283
PUMA TECHNOLOGY INC 745887109 483,425.00 31700 X 0 0 31700
21,318,356.25 1397925 X 0 0 1397925
----------------- -------------- ------------- ---------- ---------
21,801,781.25 1429625 0 0 1429625
QUALCOMM INC 747525103 198,646.35 1050 X 0 0 1050
386,887.42 2045 X 0 0 2045
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 139,147,457.21 2937788 500 0 2937288
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 29
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
585,533.77 3095 0 0 3095
QUESTECH CORPORATION 4580999F7 164,250.00 36500 X 0 0 36500
QUINTILES TRANSNATIONAL 748767100 456,744.00 24000 X 0 0 24000
QWEST COMMUNICATIONS INTL INC 749121109 668,337.69 22608 X 1500 0 21108
8,276,295.67 279964 X 0 0 279964
----------------- -------------- ------------- ---------- ----------
8,944,633.36 302572 1500 0 301072
R & B FALCON CORP 74912E101 217,875.00 16600 X 0 0 16600
718,383.75 54734 X 0 0 54734
----------------- -------------- ------------- ---------- ----------
936,258.75 71334 0 0 71334
RAPID COMMUNICATION L P 753388990 50,000.00 50000 X 0 0 50000
RAVINE BEECH CO INC 753865997 3,918,176.37 12887 X 0 0 12887
RAYTHEON CO B 755111408 339,038.01 6832 X 0 0 6832
8,870,468.75 178750 X 0 0 178750
----------------- -------------- ------------- ---------- ----------
9,209,506.76 185582 0 0 185582
REED & BARTON CORP 758140909 16,195,321.08 9402 X 0 0 9402
993,905.58 577 X 0 0 577
----------------- -------------- ------------- ---------- ----------
17,189,226.66 9979 0 0 9979
RELIANT ENERGY INC 75952J108 30,445.32 1125 X 0 0 1125
217,366.01 8032 X 0 0 8032
----------------- -------------- ------------- ---------- ----------
247,811.33 9157 0 0 9157
RELIASTAR FINL CORP 75952U103 63,175.00 1900 X 0 0 1900
3,481,275.00 104700 X 0 0 104700
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 44,661,057.23 808611 1500 0 807111
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 30
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
3,544,450.00 106600 0 0 106600
ROCHDALE CORP 7713159A8 240,125.00 21250 X 0 0 21250
RPM INC OHIO 749685103 226,663.13 18598 X 0 0 18598
SAFE ROOF SYSTEMS INC 793743A96 210,000.00 8400 X 0 0 8400
SALEM OIL & GREASE 794438903 455,566.20 740 X 0 0 740
SAPIENT CORP 803062108 56,550.00 600 X 0 0 600
546,650.00 5800 X 0 0 5800
----------------- -------------- ------------- ---------- ----------
603,200.00 6400 0 0 6400
SARA LEE CORP 803111103 144,925.00 6200 X 0 0 6200
1,609,368.75 68850 X 0 0 68850
----------------- -------------- ------------- ---------- ----------
1,754,293.75 75050 0 0 75050
SBC COMMUNICATIONS INC 78387G103 2,665,922.10 52209 X 0 0 52209
3,860,937.88 75612 X 0 0 75612
----------------- -------------- ------------- ---------- ----------
6,526,859.98 127821 0 0 127821
SCHERING PLOUGH CORP 806605101 1,725,150.63 39545 X 1000 0 38545
12,364,328.43 283423 X 0 0 283423
----------------- -------------- ------------- ---------- ----------
14,089,479.06 322968 1000 0 321968
SCHLUMBERGER LTD 806857108 1,023,109.01 16419 X 1000 0 15419
8,347,382.55 133960 X 0 0 133960
----------------- -------------- ------------- ---------- ----------
9,370,491.56 150379 1000 0 149379
SEALED AIR CORP NEW 81211K100 374,581.25 7300 X 300 0 7000
13,262,536.63 258466 X 0 0 258466
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 47,113,796.56 997372 2300 0 995072
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 31
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
13,637,117.88 265766 300 0 265466
SEARS ROEBUCK & CO 812387108 316,887.50 10100 X 0 0 10100
77,119.75 2458 X 0 0 2458
----------------- -------------- ------------- ---------- ----------
394,007.25 12558 0 0 12558
SERVICE CORP INTL 817565104 292,581.25 27700 X 0 0 27700
SHERWIN WILLIAMS CO 824348106 405,726.88 19378 X 0 0 19378
10,597,536.62 506151 X 0 0 506151
----------------- -------------- ------------- ---------- ----------
11,003,263.50 525529 0 0 525529
SIGMA ALDRICH CORP 826552101 530,225.00 16700 X 0 0 16700
44,450.00 1400 X 0 0 1400
----------------- -------------- ------------- ---------- ----------
574,675.00 18100 0 0 18100
SKLAR CORP 8306299A1 0.00 10000 X 0 0 10000
SOLUTIA INC 834376105 224,867.50 12580 X 0 0 12580
SONAMED CORP 8354099C9 1,972,000.00 493000 X 0 0 493000
SONAT INC 835415100 79,375.00 2000 X 0 0 2000
2,182,812.50 55000 X 0 0 55000
----------------- -------------- ------------- ---------- ----------
2,262,187.50 57000 0 0 57000
SPECIALITY RETAIL GROUP INC 8475129A0 50,000.00 10000 X 0 0 10000
SPRINT CORP FON GROUP 852061100 101,668,514.50 1874074 X 0 0 1874074
11,977,966.00 220792 X 0 0 220792
----------------- -------------- ------------- ---------- ----------
113,646,480.50 2094866 0 0 2094866
SPRINT CORP PCS SER 1 852061506 35,029,313.39 469798 X 0 0 469798
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 165,449,375.89 3731131 0 0 3731131
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 32
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
3,942,715.96 52878 X 0 0 52878
----------------- -------------- ------------- ---------- ----------
38,972,029.35 522676 0 0 522676
ST PAUL COS INC 792860108 52,250.00 1900 X 0 0 1900
648,780.00 23592 X 0 0 23592
----------------- -------------- ------------- ---------- ----------
701,030.00 25492 0 0 25492
STAPLES INC 855030102 2,393,539.80 109735 X 2000 0 107735
18,242,357.13 836345 X 0 0 836345
----------------- -------------- ------------- ---------- ----------
20,635,896.93 946080 2000 0 944080
STATE STREET CORP 857477103 1,860,101.41 28783 X 1000 0 27783
36,001,682.75 557086 X 0 0 557086
----------------- -------------- ------------- ---------- ----------
37,861,784.16 585869 1000 0 584869
STRYKER CORP 863667101 460,125.00 9000 X 0 0 9000
439,675.00 8600 X 0 0 8600
----------------- -------------- ------------- ---------- ----------
899,800.00 17600 0 0 17600
SUMMIT BANCORP 866005101 116,775.03 3600 X 0 0 3600
5,082,956.26 156700 X 0 0 156700
----------------- -------------- ------------- ---------- ----------
5,199,731.29 160300 0 0 160300
SUN MICROSYSTEMS INC 866810104 846,300.00 9100 X 0 0 9100
SUNTRUST BKS INC 867914103 584,912.00 8896 X 0 0 8896
18,986,693.25 288771 X 0 0 288771
----------------- -------------- ------------- ---------- ----------
19,571,605.25 297667 0 0 297667
SYSCO CORP 871829107 631,125.00 18000 X 0 0 18000
3,688,995.76 105212 X 0 0 105212
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 93,978,984.35 2218198 3000 0 2215198
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 33
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
4,320,120.76 123212 0 0 123212
TECO ENERGY INC 872375100 8,999.26 426 X 0 0 426
1,333,874.77 63142 X 0 0 63142
----------------- -------------- ------------- ---------- ----------
1,342,874.03 63568 0 0 63568
TEKTRONIX INC 879131100 16,750.00 500 X 0 0 500
4,103,750.00 122500 X 0 0 122500
----------------- -------------- ------------- ---------- ----------
4,120,500.00 123000 0 0 123000
TELEFONICA DE ESPANA S A ADR 879382208 288,000.00 6000 X 0 0 6000
TEMPLE INLAND INC 879868107 340,258.00 5578 X 0 0 5578
TERADYNE INC 880770102 2,223,288.00 63072 X 0 0 63072
TEXACO INC 881694103 173,278.13 2745 X 0 0 2745
6,891,608.76 109174 X 0 0 109174
----------------- -------------- ------------- ---------- ----------
7,064,886.89 111919 0 0 111919
TEXAS INSTRS INC 882508104 1,861,317.50 22630 X 1000 0 21630
8,127,122.50 98810 X 0 0 98810
----------------- -------------- ------------- ---------- ----------
9,988,440.00 121440 1000 0 120440
THERMO ELECTRON CORP 883556102 116,570.31 8675 X 0 0 8675
327,162.82 24347 X 0 0 24347
----------------- -------------- ------------- ---------- ----------
443,733.13 33022 0 0 33022
THOMAS & BETTS CORP 884315102 306,000.00 6000 X 0 0 6000
TIME WARNER INC 887315109 1,138,151.25 18735 X 1800 0 16935
9,047,922.75 148937 X 0 0 148937
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 36,304,054.05 701271 2800 0 698471
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 34
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ----------
10,186,074.00 167672 1800 0 165872
TIMES MIRROR CO NEW A 887364107 229,356.56 3485 X 0 0 3485
1,033,387.88 15702 X 0 0 15702
----------------- -------------- ------------- ---------- ----------
1,262,744.44 19187 0 0 19187
TRANSFUSION TECHNOLOGIES 893650994 151,200.00 16800 X 0 0 16800
TRIBUNE CO 896047107 218,900.00 4400 X 2000 0 2400
101,307,318.00 2036328 X 0 0 2036328
----------------- -------------- ------------- ---------- ----------
101,526,218.00 2040728 2000 0 2038728
TRUSTCO BANK N Y 898349105 224,671.85 7608 X 0 0 7608
TRW INC 872649108 933,459.25 18763 X 0 0 18763
3,412,253.00 68588 X 0 0 68588
----------------- -------------- ------------- ---------- ----------
4,345,712.25 87351 0 0 87351
TYCO INTL LTD NEW 902124106 1,700,321.00 16468 X 0 0 16468
116,006,950.50 1123554 X 0 0 1123554
----------------- -------------- ------------- ---------- ----------
117,707,271.50 1140022 0 0 1140022
U S WEST INC NEW 91273H101 7,018.69 123 X 0 0 123
432,819.06 7585 X 0 0 7585
----------------- -------------- ------------- ---------- ----------
439,837.75 7708 0 0 7708
UNILEVER N V NY SHARES NEW 904784709 340,625.00 5000 X 0 0 5000
UNION PAC CORP 907818108 38,450.00 800 X 0 0 800
908,092.89 18894 X 0 0 18894
----------------- -------------- ------------- ---------- ----------
946,542.89 19694 0 0 19694
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 226,944,823.68 3344098 2000 0 3342098
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 35
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
UNITED PARCEL SVC AMER 911308104 49,980.00 980 X 0 0 980
49,632,639.00 973189 X 0 0 973189
----------------- -------------- ------------- ---------- ----------
49,682,619.00 974169 0 0 974169
UNITED TECHNOLOGIES CORP 913017109 2,898,957.82 48876 X 1000 0 47876
28,847,820.65 486370 X 0 0 486370
----------------- -------------- ------------- ---------- ----------
31,746,778.47 535246 1000 0 534246
UNITRODE CORP 913283107 378,000.00 9000 X 0 0 9000
UNOCAL CORP 915289102 381,002.51 10280 X 0 0 10280
UNUMPROVIDENT 91529Y106 111,744.75 3796 X 0 0 3796
114,261.16 3881 X 0 0 3881
----------------- -------------- ------------- ---------- ----------
226,005.91 7677 0 0 7677
US BANCORP DEL 902973106 823,364.09 27275 X 0 0 27275
5,560,839.39 184210 X 0 0 184210
----------------- -------------- ------------- ---------- ----------
6,384,203.48 211485 0 0 211485
UST INC 902911106 789,403.13 26150 X 0 0 26150
USX-MARATHON GROUP 902905827 998,156.25 34125 X 0 0 34125
VALSPAR CORP 920355104 321,056.63 9822 X 0 0 9822
VARIAN INC 922206107 643,615.00 36260 X 0 0 36260
VARIAN MEDICAL SYSTEMS INC 92220P105 1,141,000.00 52160 X 0 0 52160
VARIAN SEMICONDUCTOR EQUIPMENT 922207105 824,787.92 39160 X 0 0 39160
ASSOC INC
VERITAS SOFTWARE CORP 923436109 1,518,740.00 20000 X 0 0 20000
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 95,035,368.30 1965534 1000 0 1964534
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 36
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
VERTEX PHARMACEUTICALS 92532F100 144,593.61 4655 X 0 0 4655
8,760,974.99 282048 X 0 0 282048
----------------- -------------- ------------- ---------- ---------
8,905,568.60 286703 0 0 286703
VICOR CORP 925815102 5,697,159.44 251120 X 0 0 251120
VIEW TECH INC 926707100 64,610.77 32814 X 0 0 32814
VULCAN POWER CO CL A COMMON 929187995 0.00 206791 X 0 0 206791
WACHOVIA CORP NEW 929771103 23,587.50 300 X 0 0 300
3,928,891.25 49970 X 0 0 49970
----------------- -------------- ------------- ---------- ---------
3,952,478.75 50270 0 0 50270
WAL MART STORES INC 931142103 1,480,145.00 31120 X 0 0 31120
4,247,902.02 89312 X 0 0 89312
----------------- -------------- ------------- ---------- ---------
5,728,047.02 120432 0 0 120432
WALGREEN CO 931422109 729,277.50 28740 X 0 0 28740
2,291,362.50 90300 X 0 0 90300
----------------- -------------- ------------- ---------- ---------
3,020,640.00 119040 0 0 119040
WARNER LAMBERT CO 934488107 188,903.25 2846 X 0 0 2846
4,196,227.50 63220 X 0 0 63220
----------------- -------------- ------------- ---------- ---------
4,385,130.75 66066 0 0 66066
WASHINGTON MUTUAL INC 939322103 116,415.00 3980 X 0 0 3980
1,109,745.00 37940 X 0 0 37940
----------------- -------------- ------------- ---------- ---------
1,226,160.00 41920 0 0 41920
WASHINGTON POST CO CL B 939640108 14,576,820.00 28582 X 0 0 28582
WATSON PHARMACEUTICALS INC 942683103 204,768.75 6700 X 0 0 6700
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 47,761,384.08 1210438 0 0 1210438
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 37
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
WELLS FARGO & CO 949746101 566,637.50 14300 X 0 0 14300
271,787.89 6859 X 0 0 6859
----------------- -------------- ------------- ---------- ---------
838,425.39 21159 0 0 21159
WEST PHARMACEUTICAL SERVICES 955306105 379,375.00 10000 X 0 0 10000
INC
WEYERHAEUSER CO 962166104 1,460,793.75 25350 X 0 0 25350
WHOLE FOODS MKT INC 966837106 26,175.20 800 X 0 0 800
258,807.29 7910 X 0 0 7910
----------------- -------------- ------------- ---------- ---------
284,982.49 8710 0 0 8710
WILEY JOHN & SONS INC 968223305 498,000.00 32000 X 0 0 32000
WILEY JOHN & SONS INC A 968223206 753,000.00 48000 X 0 0 48000
WILLIAMS COS INC 969457100 53,427.50 1420 X 0 0 1420
287,831.25 7650 X 0 0 7650
----------------- -------------- ------------- ---------- ---------
341,258.75 9070 0 0 9070
WILMINGTON TR CORP 971807102 20,687.62 426 X 0 0 426
670,162.50 13800 X 0 0 13800
----------------- -------------- ------------- ---------- ---------
690,850.12 14226 0 0 14226
WISCONSIN ENERGY CORP 976657106 84,375.00 3600 X 0 0 3600
1,700,390.65 72550 X 0 0 72550
----------------- -------------- ------------- ---------- ---------
1,784,765.65 76150 0 0 76150
WPS RES CORP 92931B106 471,450.00 16800 X 0 0 16800
XEROX CORP 984121103 467,183.76 11140 X 0 0 11140
7,227,886.21 172349 X 0 0 172349
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,197,971.12 444954 0 0 444954
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 38
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
- --------------
----------------- -------------- ------------- ---------- ---------
7,695,069.97 183489 0 0 183489
ZOLL MED CORP 989922109 238,975.00 7900 X 0 0 7900
================= ============== ============= ========== =========
TOTALS FOR COMMON 3,225,055,557.86 62841799 41673 0 62800126
================= ============== ============= ========== =========
GRAND TOTALS 3,225,055,557.86 62841799 41673 0 62800126
PREFERRED
- ---------
AMERICAN EXPRESS 7% CAPITAL TR 02583Y205 230,625.00 10000 X 0 0 10000
$1.75 PFD
ARGUS SOFTWARE PFD 0402769C3 9,600.00 8000 X 0 0 8000
903,000.00 752500 X 0 0 752500
----------------- -------------- ------------- ---------- ---------
912,600.00 760500 0 0 760500
BIZFON INC PFD Ser A 0910999A1 10,000.00 10000 X 0 0 10000
504,000.00 504000 X 0 0 504000
----------------- -------------- ------------- ---------- ---------
514,000.00 514000 0 0 514000
BIZFON INC PFD Ser B 0910999B9 471,768.10 248299 X 0 0 248299
BIZFON INC. PFD Ser C 0910999C7 50,000.00 20000 X 0 0 20000
95,000.00 38000 X 0 0 38000
----------------- -------------- ------------- ---------- ---------
145,000.00 58000 0 0 58000
CABLESOFT CORP CV PFD Ser A 126910991 10,020.00 16700 X 0 0 16700
699,755.40 1166259 X 0 0 1166259
----------------- -------------- ------------- ---------- ---------
709,775.40 1182959 0 0 1182959
CABLESOFT CORP CV PFD Ser B 126910983 209,460.00 41892 X 0 0 41892
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 6,453,543,319.22 128507149 83346 0 128423803
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 39
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PREFERRED (cont.)
- -----------------
CABLESOFT CORP CV PFD Ser D 126910967 184,424.41 322743 X 0 0 322743
CAIRNSTONE INC CV PFD Ser A 1277669D7 0.00 11111 X 0 0 11111
CIPHERGEN BIOSYSTEMS INC PFD 172922916 120,000.00 60000 X 0 0 60000
Ser D
CORPORATION FOR LASER OPTICS 2200359B7 10,000.00 2500 X 0 0 2500
RESEARCH PFD Ser B
208,000.00 52000 X 0 0 52000
----------------- -------------- ------------- ---------- ---------
218,000.00 54500 0 0 54500
DELPHI FORUMS INC CV PFD Ser B 2471539B7 454,005.00 605340 X 32000 0 573340
EDUCATION PARTNERS L P CV PFD 2813909A4 241,387.50 15700 X 0 0 15700
Ser C
EMPOWER PFD Ser B 2921999B4 220,500.00 63000 X 0 0 63000
FAXNET CORPORATION PFD Ser D 3121019D2 808,000.00 808 X 0 0 808
FAXNET CV PFD Ser B 3121019A8 10,000.00 10 X 0 0 10
650,000.00 650 X 0 0 650
----------------- -------------- ------------- ---------- ---------
660,000.00 660 0 0 660
GENERAL ORTHOPEDICS CV PFD Ser 371990979 0.00 42500 X 0 0 42500
C
GENERAL ORTHOPEDICS CV PFD Ser 371990953 0.00 42875 X 0 0 42875
E
GENERAL ORTHOPEDICS CV PFD Ser 371990920 0.00 4000 X 0 0 4000
F
0.00 91600 X 0 0 91600
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 2,906,316.91 1314837 32000 0 1282837
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 40
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PREFERRED (cont.)
- -----------------
----------------- -------------- ------------- ---------- ---------
0.00 95600 0 0 95600
GENERAL ORTHOPEDICS PFD Ser D 371990961 0.00 118000 X 0 0 118000
GLOBALSTAR TELECOMM LTD $4.000 379364508 17,212.50 300 X 0 0 300
PFD
631,125.00 11000 X 0 0 11000
----------------- -------------- ------------- ---------- ---------
648,337.50 11300 0 0 11300
IBM CORP DEP SH REP 1/4 $1.875 459200309 26,500.00 1000 X 0 0 1000
PFD Ser A
633,350.00 23900 X 0 0 23900
----------------- -------------- ------------- ---------- ---------
659,850.00 24900 0 0 24900
INTERNET COMMERCE SVCS CO CV 4605679A0 720,000.00 720000 X 0 0 720000
PFD Ser A
MARATHON TECHNOLOGIES CORP CV 565915998 605,000.00 121000 X 0 0 121000
PFD Ser A
MARATHON TECHNOLOGIES CORP CV 565915980 45,000.00 5625 X 0 0 5625
PFD Ser B
935,000.00 116875 X 0 0 116875
----------------- -------------- ------------- ---------- ---------
980,000.00 122500 0 0 122500
MARATHON TECHNOLOGIES CORP CV 5659159A5 542,364.00 45197 X 0 0 45197
PFD Ser D
MEDIA ONE GROUP INC PFD Ser D 58440J203 1,765,800.00 13080 X 0 0 13080
MOTOROLA 6.68% CAPITAL TR PFD 620074203 106,562.50 5000 X 2000 0 3000
274,931.25 12900 X 0 0 12900
----------------- -------------- ------------- ---------- ---------
381,493.75 17900 2000 0 15900
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 6,302,845.25 1193877 2000 0 1191877
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 41
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PREFERRED (cont.)
- -----------------
NETWORKS ON-LINE INC CV PFD 641218912 0.00 6376 X 0 0 6376
Ser B
0.00 48624 X 0 0 48624
----------------- -------------- ------------- ---------- ---------
0.00 55000 0 0 55000
NOBLENET INC PFD Ser A 6550989A1 300,000.00 240000 X 0 0 240000
PACIFIC FIBEROPTICS INC PFD 694240995 50,000.00 20000 X 0 0 20000
Ser D
PACIFIC TELESIS FING II $2.125 694889205 50,250.00 2000 X 0 0 2000
PFD
386,925.00 15400 X 0 0 15400
----------------- -------------- ------------- ---------- ---------
437,175.00 17400 0 0 17400
PRIZMA INC CONV PFD Ser B 7418099B5 102,000.00 34000 X 0 0 34000
QUICKBUY INC CV PFD Ser B 7484499A5 776,925.00 103590 X 0 0 103590
RELIASTAR FING II $2.025 PFD 75952F205 47,500.00 2000 X 0 0 2000
819,375.00 34500 X 0 0 34500
----------------- -------------- ------------- ---------- ---------
866,875.00 36500 0 0 36500
ROVING SOFTWARE INC CONV PFD 77938R9A5 10,010.00 9100 X 0 0 9100
Ser A
189,970.00 172700 X 0 0 172700
----------------- -------------- ------------- ---------- ---------
199,980.00 181800 0 0 181800
RSP FINE CHEMICALS INC CV PFD 7496999A4 50,000.00 10000 X 0 0 10000
Ser A
SONAMED CORP PFD Ser A 8354099H8 443,264.00 69260 X 0 0 69260
SPECTRA SCIENCE CORP CONV PFD 847619996 104,917.50 46630 X 0 0 46630
Ser A
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 3,331,136.50 814180 0 0 814180
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 42
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
HOLDING COMPANY: (2) WELCH AND FORBES (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PREFERRED (cont.)
- -----------------
867,667.50 385630 X 0 0 385630
----------------- -------------- ------------- ---------- ---------
972,585.00 432260 0 0 432260
SURGICAL SEALANTS INC CV PFD 8688889A8 275,025.00 7334 X 0 0 7334
Ser A
SURGICAL SEALANTS INC CV PFD 8688889B6 480,000.00 7680 X 0 0 7680
Ser B
UNIVERSAL LEARNING TECH INC CV 9134569A9 174,948.00 117120 X 0 0 117120
PFD Ser B
UNIVERSAL LEARNING TECH INC CV 9134569C5 94,678.71 24339 X 0 0 24339
PFD Ser C
1,067,987.83 274547 X 0 0 274547
----------------- -------------- ------------- ---------- ---------
1,162,666.54 298886 0 0 298886
VIRTUAL INK PFD Ser C 928257A95 79,533.60 24000 X 0 0 24000
823,504.15 248500 X 0 0 248500
----------------- -------------- ------------- ---------- ---------
903,037.75 272500 0 0 272500
================= ============== ============= ========== =========
TOTALS FOR PREFERRED 19,596,871.95 7227694 34000 0 7193694
================= ============== ============= ========== =========
GRAND TOTALS 19,596,871.95 7227694 34000 0 7193694
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM EQUITIES DISCLOSURE (13-F) PAGE 43
BUSINESS DATE: 10/01/1999 R33.002.001
As of 09/30/1999
Produced on trust2>WELCHDB
The parameters used in producing report R33.002.001 were:
<S> <C> <C>
ASOF## = 09/30/1999
BK_LIST## = 2
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
======================================== End of Report ========================================
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 1
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,00
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 00350.2 DAVID B ARNOLD JR TRUST PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 00382.2 DAVID B ARNOLD III PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 01300.2 NANTUCKET MARIA MITCHELL ASSOCIATION PRN SHARES HELD: 7,000.0000 O/S: 0.0535%
0.0000 0.0000 7,000.0000 0.0000 7,000.0000 0.0000
0.0000% 0.0000% 0.0535% 0.0000% 0.0535% 0.0000%
ACCT.PT#: 03610.2 WILLIAM H BINNIE CUSTODIAN FOR PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 03850.2 THE CLAUDIA BEVER 1996 TRUST PRN SHARES HELD: 8,000.0000 O/S: 0.0611%
0.0000 0.0000 8,000.0000 0.0000 8,000.0000 0.0000
0.0000% 0.0000% 0.0611% 0.0000% 0.0611% 0.0000%
ACCT.PT#: 03900.2 WILLIAM H BINNIE CUSTODIAN FOR PRN SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
ACCT.PT#: 04221.2 TR U/D BY CAROLYNN U BAKER PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 04248.2 WILLIAM H BINNIE CUSTODIAN FOR PRN SHARES HELD: 1,700.0000 O/S: 0.0130%
0.0000 0.0000 1,700.0000 0.0000 1,700.0000 0.0000
0.0000% 0.0000% 0.0130% 0.0000% 0.0130% 0.0000%
ACCT.PT#: 04750.2 ELIZABETH BARSTOW PRI USD SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 3,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0229% 0.0000% 0.0000%
ACCT.PT#: 05140.2 E MICHAEL BROWN IRREVOCABLE TRUST PRN SHARES HELD: 8,000.0000 O/S: 0.0611%
0.0000 0.0000 8,000.0000 0.0000 8,000.0000 0.0000
0.0000% 0.0000% 0.0611% 0.0000% 0.0611% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 2
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 07490.2 WILLIAM H BINNIE CUSTODIAN FOR PRN SHARES HELD: 3,400.0000 O/S: 0.0260%
0.0000 0.0000 3,400.0000 0.0000 3,400.0000 0.0000
0.0000% 0.0000% 0.0260% 0.0000% 0.0260% 0.0000%
ACCT.PT#: 09100.2 TR U/D BY LUCY T BROWN PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 09240.2 M LYNN BRENNAN PRN SHARES HELD: 4,375.0000 O/S: 0.0334%
0.0000 0.0000 4,375.0000 0.0000 4,375.0000 0.0000
0.0000% 0.0000% 0.0334% 0.0000% 0.0334% 0.0000%
ACCT.PT#: 09550.2 TR U/D BY MARDGES E BACON PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 12489.2 ROBERT J BEEDE CUST FOR PAIGE BE PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 12491.2 BEEDE FAMILY 1988 TRUST PRN SHARES HELD: 15,000.0000 O/S: 0.1146%
0.0000 0.0000 15,000.0000 0.0000 15,000.0000 0.0000
0.0000% 0.0000% 0.1146% 0.0000% 0.1146% 0.0000%
ACCT.PT#: 12492.2 RUSSELL S BEEDE REV TRUST U/A DTD 2/1/82 SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 12811.2 STEVEN G BINNIE CUSTODIAN FOR PRN SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
ACCT.PT#: 14180.2 WILLIAM H BINNIE PRN SHARES HELD: 25,000.0000 O/S: 0.1910%
0.0000 0.0000 25,000.0000 0.0000 25,000.0000 0.0000
0.0000% 0.0000% 0.1910% 0.0000% 0.1910% 0.0000%
ACCT.PT#: 23710.2 TR U/D BY PHOEBE D COUES PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 3
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 24210.2 TIMOTHY T CLIFFORD PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 25130.2 TR U/D FBO ADA MCVEY DEFRIEZ PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 26443.2 THE DEFRIEZ GIFT TRUST OF 1994 PRN SHARES HELD: 1,700.0000 O/S: 0.0130%
0.0000 0.0000 1,700.0000 0.0000 1,700.0000 0.0000
0.0000% 0.0000% 0.0130% 0.0000% 0.0130% 0.0000%
ACCT.PT#: 26444.2 THE DEFRIEZ GIFT TRUST OF 1994 PRN SHARES HELD: 1,700.0000 O/S: 0.0130%
0.0000 0.0000 1,700.0000 0.0000 1,700.0000 0.0000
0.0000% 0.0000% 0.0130% 0.0000% 0.0130% 0.0000%
ACCT.PT#: 26446.2 TR U/D BY JONATHAN D DONALDSON PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 26910.2 TR U/D FBO NIGEL PAINTER DEFRIEZ PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 27390.2 ROBERT E EBERHART AND EILEEN A DIETRICH SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 27680.2 TR U/D BY THOMAS N DABNEY PRN SHARES HELD: 24,375.0000 O/S: 0.1862%
0.0000 0.0000 24,375.0000 0.0000 24,375.0000 0.0000
0.0000% 0.0000% 0.1862% 0.0000% 0.1862% 0.0000%
ACCT.PT#: 28950.2 TR U/D BY JOHN H EMMONS JR PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 29840.2 TR U/D BY V WILLIAM EFTHIM PRN SHARES HELD: 28,750.0000 O/S: 0.2197%
0.0000 0.0000 28,750.0000 0.0000 28,750.0000 0.0000
0.0000% 0.0000% 0.2197% 0.0000% 0.2197% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 4
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 31350.2 GATEWAY FUND PRN SHARES HELD: 8,000.0000 O/S: 0.0611%
0.0000 0.0000 8,000.0000 0.0000 8,000.0000 0.0000
0.0000% 0.0000% 0.0611% 0.0000% 0.0611% 0.0000%
ACCT.PT#: 32300.2 TR U/D BY JAMES L FARRINGTON PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 32750.2 JANE STUART FROELICHER PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 34300.2 PETER K FROST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 35001.2 DAVID W GENGLER PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 35005.2 PETER S GENGLER PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 35007.2 TRUST F/B/O DAVID W GENGLER - GST PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 35008.2 TRUST F/B/O PETER S GENGLER - GST PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 35370.2 BETSY DELEIRIS PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 35634.2 DMG CHARITABLE REMAINDER TRUST PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 5
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 35741.2 HARMONY GROVE CEMETERY PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 35750.2 TR U/D BY H SHIPPEN GOODHUE PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 35870.2 TR U/D BY GRANVILLE C GARTH PRN SHARES HELD: 15,000.0000 O/S: 0.1146%
0.0000 0.0000 15,000.0000 0.0000 15,000.0000 0.0000
0.0000% 0.0000% 0.1146% 0.0000% 0.1146% 0.0000%
ACCT.PT#: 35965.2 GABRIELLE VONHENNEBERG GILLIES CUSTODIAN SHARES HELD: 500.0000 O/S: 0.0038%
0.0000 0.0000 500.0000 0.0000 500.0000 0.0000
0.0000% 0.0000% 0.0038% 0.0000% 0.0038% 0.0000%
ACCT.PT#: 37750.2 TR U/D BY CHARLES T HAYDOCK PRN SHARES HELD: 7,000.0000 O/S: 0.0535%
0.0000 0.0000 7,000.0000 0.0000 7,000.0000 0.0000
0.0000% 0.0000% 0.0535% 0.0000% 0.0535% 0.0000%
ACCT.PT#: 43091.2 RICHARD O HOWE JR PRN SHARES HELD: 3,500.0000 O/S: 0.0267%
0.0000 0.0000 3,500.0000 0.0000 3,500.0000 0.0000
0.0000% 0.0000% 0.0267% 0.0000% 0.0267% 0.0000%
ACCT.PT#: 43624.2 SARAH G B HENDERSON PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 44030.2 TIMOTHY HOFER REVOCABLE TRUST PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 45262.2 TR U/D BY PHILIPPA R JEFFRIES PRN SHARES HELD: 14,000.0000 O/S: 0.1070%
0.0000 0.0000 14,000.0000 0.0000 14,000.0000 0.0000
0.0000% 0.0000% 0.1070% 0.0000% 0.1070% 0.0000%
ACCT.PT#: 45300.2 STEPHEN B JEFFRIES PRN SHARES HELD: 12,000.0000 O/S: 0.0917%
0.0000 0.0000 12,000.0000 0.0000 12,000.0000 0.0000
0.0000% 0.0000% 0.0917% 0.0000% 0.0917% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 6
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 47800.2 THE JUDITH STODDARD KING TRUST SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 48230.2 TR U/D BY OLGA MONKS KIMBALL PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 50600.2 TR U/D BY GEORGE P LOMBARD PRN SHARES HELD: 100.0000 O/S: 0.0008%
0.0000 0.0000 100.0000 0.0000 100.0000 0.0000
0.0000% 0.0000% 0.0008% 0.0000% 0.0008% 0.0000%
ACCT.PT#: 51400.2 TR U/D BY JOHN LOWELL PRN SHARES HELD: 25,875.0000 O/S: 0.1977%
0.0000 0.0000 25,875.0000 0.0000 25,875.0000 0.0000
0.0000% 0.0000% 0.1977% 0.0000% 0.1977% 0.0000%
ACCT.PT#: 52690.2 TR U/D BY MARY MACAULEY LUKENS - 1965 PR SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 56320.2 TR U/D FBO ELIZABETH E MOTT PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 56820.2 TR U/D BY EMILY K MOORE PRN SHARES HELD: 3,500.0000 O/S: 0.0267%
0.0000 0.0000 3,500.0000 0.0000 3,500.0000 0.0000
0.0000% 0.0000% 0.0267% 0.0000% 0.0267% 0.0000%
ACCT.PT#: 56900.2 TR U/D BY EMILY P MARSH PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 58460.2 TR U/D BY IRVING A MEEKER PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 59300.2 TR U/D BY ANDREA M CROWLEY PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 7
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 59310.2 TR U/D BY DAVID J MONTERO PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 59320.2 TR U/D BY PETER C MONTERO PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 59600.2 TR U/D BY LILLIAN M MALONEY PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 60281.2 RICHARD ADRIAN MOTT CUSTODIAN ACCOUNT PR SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 60401.2 RICHARD S MORSE QUALIFIED TRUST PRN SHARES HELD: 2,200.0000 O/S: 0.0168%
0.0000 0.0000 2,200.0000 0.0000 2,200.0000 0.0000
0.0000% 0.0000% 0.0168% 0.0000% 0.0168% 0.0000%
ACCT.PT#: 60700.2 THE VON METZSCH FAMILY GIFT TR O PRI USD SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 2,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0153% 0.0000% 0.0000%
ACCT.PT#: 62950.2 TR U/D BY ROBERT H P OLNEY JR PRN SHARES HELD: 7,500.0000 O/S: 0.0573%
0.0000 0.0000 7,500.0000 0.0000 7,500.0000 0.0000
0.0000% 0.0000% 0.0573% 0.0000% 0.0573% 0.0000%
ACCT.PT#: 63372.2 TR U/W M C PEYTON FBO BERNARD PEYTON III SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
ACCT.PT#: 63950.2 CHARLES L POOR PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 64850.2 TR U/D BY GUIDO R PERERA JR PRN SHARES HELD: 8,750.0000 O/S: 0.0669%
0.0000 0.0000 8,750.0000 0.0000 8,750.0000 0.0000
0.0000% 0.0000% 0.0669% 0.0000% 0.0669% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 8
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 65245.2 JULIA L PAGE PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 65501.2 TR U/W M C PEYTON FBO LINDA P HANCOCK PR SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 65650.2 TR U/D BY MIRIAM EVELYN PERRIN PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 66960.2 TR U/D BY PETER E V PARIS JR PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 67400.2 TR U/D BY ROBERT G POTTER JR PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 67401.2 ROBERT G AND EDITH W POTTER GIFT TRUST P SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 67402.2 ROBERT G AND EDITH W POTTER GIFT TRUST P SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 67403.2 ROBERT G AND EDITH W POTTER GIFT TRUST P SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 67404.2 ROBERT G AND EDITH W POTTER GIFT TRUST P SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 67680.2 STEPHEN W POTTER PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 9
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 68050.2 WENDY K PICKERING PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 68060.2 WENDY K PICKERING CUSTODIAN FOR PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 68061.2 WENDY K PICKERING CUST FOR WM PI PRI USD SHARES HELD: 700.0000 O/S: 0.0053%
0.0000 0.0000 700.0000 700.0000 0.0000 0.0000
0.0000% 0.0000% 0.0053% 0.0053% 0.0000% 0.0000%
ACCT.PT#: 68240.2 WILLIAM S POST PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 70010.2 BRIAN AND LUCY CARLBORG ROSBOROUGH PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72581.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72582.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72583.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72584.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72585.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 10
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 72586.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72587.2 ALLEN D AND HOPE W SLATER GIFT TRUST PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 72700.2 TR U/D BY ANNE T SMITH PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 72950.2 TR U/D FBO CHIARA CLARK SCULLY PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 73040.2 CHARLES H SAWYER PRN SHARES HELD: 9,750.0000 O/S: 0.0745%
0.0000 0.0000 9,750.0000 0.0000 9,750.0000 0.0000
0.0000% 0.0000% 0.0745% 0.0000% 0.0745% 0.0000%
ACCT.PT#: 73600.2 THE 1978 ELIZABETH SIBLEY SALTONSTALL PR SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 75630.2 ISABELLE D SPALDING PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 75820.2 JANET G SHORT PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 75860.2 TR U/D BY JOHN K SPRING PRN SHARES HELD: 110,000.0000 O/S: 0.8405%
0.0000 0.0000 110,000.0000 0.0000 110,000.0000 0.0000
0.0000% 0.0000% 0.8405% 0.0000% 0.8405% 0.0000%
ACCT.PT#: 75870.2 TR U/D BY JOHN K SPRING JR PRN SHARES HELD: 15,000.0000 O/S: 0.1146%
0.0000 0.0000 15,000.0000 0.0000 15,000.0000 0.0000
0.0000% 0.0000% 0.1146% 0.0000% 0.1146% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 11
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 75880.2 TR U/D BY J TYLER SPRING PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 75881.2 TR U/D BY ALISON F SPRING PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 76020.2 KAREN E STIVES PRN SHARES HELD: 15,000.0000 O/S: 0.1146%
0.0000 0.0000 15,000.0000 0.0000 15,000.0000 0.0000
0.0000% 0.0000% 0.1146% 0.0000% 0.1146% 0.0000%
ACCT.PT#: 76050.2 TR U/D FBO KATHERINE PENN SCULLY PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 76320.2 TR U/D FBO LESLEY E SPENCER PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 76350.2 THE BEEDE 1996 TRUST FOR LILY K PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 76351.2 KIMBERLY B SOULE CUST FOR LILY PRI USD SHARES HELD: 500.0000 O/S: 0.0038%
0.0000 0.0000 500.0000 500.0000 0.0000 0.0000
0.0000% 0.0000% 0.0038% 0.0038% 0.0000% 0.0000%
ACCT.PT#: 76400.2 MEADOWSEND SAWMILL INC PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 76410.2 TR U/D FBO MARK A SPENCER PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 76780.2 THE 1978 NATHANIEL SALTONSTALL II PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 12
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 76991.2 KIMBERLY B SOULE CUST FOR EMILY PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 77261.2 TR U/D BY MARY PRISCILLA STEVENS PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 77262.2 TR U/D BY NATHANIEL J B STEVENS PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 77263.2 TR U/D BY TYLER S C STEVENS PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 77265.2 PRISCILLA SAGE AIKENHEAD GST EXEMPT PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 77322.2 THE BEEDE 1996 TRUST FOR SAMUEL PRI USD SHARES HELD: 500.0000 O/S: 0.0038%
0.0000 0.0000 500.0000 500.0000 0.0000 0.0000
0.0000% 0.0000% 0.0038% 0.0038% 0.0000% 0.0000%
ACCT.PT#: 77323.2 KIMBERLY B SOULE CUST FOR SAMUEL PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 77350.2 TR U/D BY SUSAN K SPRING PRN SHARES HELD: 8,750.0000 O/S: 0.0669%
0.0000 0.0000 8,750.0000 0.0000 8,750.0000 0.0000
0.0000% 0.0000% 0.0669% 0.0000% 0.0669% 0.0000%
ACCT.PT#: 77351.2 SUSAN K SPRING CUST FOR PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 77352.2 SUSAN K SPRING CUST FOR PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 13
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 77500.2 TR U/D BY SUSAN S DUNCAN PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 77801.2 WILLIAM C SPRING CUST ELIZABETH PRN SHARES HELD: 1,650.0000 O/S: 0.0126%
0.0000 0.0000 1,650.0000 0.0000 1,650.0000 0.0000
0.0000% 0.0000% 0.0126% 0.0000% 0.0126% 0.0000%
ACCT.PT#: 77802.2 WILLIAM C SPRING CUST AMANDA PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 77803.2 WILLIAM C SPRING CUST WILLIAM CLAFLIN PR SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 77804.2 WILLIAM C SPRING CUSTODIAN PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 78535.2 TR U/D BY ANTHONY THACHER PRN SHARES HELD: 8,000.0000 O/S: 0.0611%
0.0000 0.0000 8,000.0000 0.0000 8,000.0000 0.0000
0.0000% 0.0000% 0.0611% 0.0000% 0.0611% 0.0000%
ACCT.PT#: 80440.2 TR U/D BY JOAN P TILNEY PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 81280.2 ANTEA VON HENNEBERG PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 81285.2 BRADFORD L VON WEISE PRN SHARES HELD: 5,500.0000 O/S: 0.0420%
0.0000 0.0000 5,500.0000 0.0000 5,500.0000 0.0000
0.0000% 0.0000% 0.0420% 0.0000% 0.0420% 0.0000%
ACCT.PT#: 81301.2 SARA M BASS PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 14
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 83840.2 TR U/D BY CHARLES B WOOD III PRN SHARES HELD: 3,500.0000 O/S: 0.0267%
0.0000 0.0000 3,500.0000 0.0000 3,500.0000 0.0000
0.0000% 0.0000% 0.0267% 0.0000% 0.0267% 0.0000%
ACCT.PT#: 83990.2 CHRISTINE SEMENENKO 1992 PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 84495.2 STEVEN R WILLIS AND PRN SHARES HELD: 1,700.0000 O/S: 0.0130%
0.0000 0.0000 1,700.0000 0.0000 1,700.0000 0.0000
0.0000% 0.0000% 0.0130% 0.0000% 0.0130% 0.0000%
ACCT.PT#: 85450.2 FREDERICK W WHITRIDGE JR PRN SHARES HELD: 4,000.0000 O/S: 0.0306%
0.0000 0.0000 4,000.0000 0.0000 4,000.0000 0.0000
0.0000% 0.0000% 0.0306% 0.0000% 0.0306% 0.0000%
ACCT.PT#: 85460.2 TR U/D BY GABRIEL WARREN PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 87410.2 TR U/D BY JOHN F WINCHESTER PRN SHARES HELD: 7,500.0000 O/S: 0.0573%
0.0000 0.0000 7,500.0000 0.0000 7,500.0000 0.0000
0.0000% 0.0000% 0.0573% 0.0000% 0.0573% 0.0000%
ACCT.PT#: 87480.2 TR U/D BY JOHN W WEEKS JR PRN SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
ACCT.PT#: 88740.2 LOON LIMITED PARTNERSHIP PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 89500.2 ROBERT L WINCHESTER PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 90230.2 SHIELA B WINCHESTER TR U/I DTD 11/20/98 SHARES HELD: 6,000.0000 O/S: 0.0458%
0.0000 0.0000 6,000.0000 0.0000 6,000.0000 0.0000
0.0000% 0.0000% 0.0458% 0.0000% 0.0458% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 15
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 90530.2 SUSAN LEAY WINCHESTER TRUST PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 98220.2 JOAN P BECKER PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 98722.1 JOHN G WINCHESTER PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 98723.1 ELLEN A STEVENS IRA ROLLOVER - PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 98724.1 MERCK TRUST U/INDENTURE PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 98725.1 MERCK TRUST U/WILL PRN SHARES HELD: 48,000.0000 O/S: 0.3667%
0.0000 0.0000 48,000.0000 0.0000 48,000.0000 0.0000
0.0000% 0.0000% 0.3667% 0.0000% 0.3667% 0.0000%
ACCT.PT#: 98747.1 DONALD GODFREY ROLLOVER IRA - PRN SHARES HELD: 400.0000 O/S: 0.0031%
0.0000 0.0000 400.0000 0.0000 400.0000 0.0000
0.0000% 0.0000% 0.0031% 0.0000% 0.0031% 0.0000%
ACCT.PT#: 98758.1 SARAH ANN DU BOSCQ DE BEAUMONT PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 98765.1 THE PEABODY FOUNDATION PRN SHARES HELD: 40,000.0000 O/S: 0.3056%
0.0000 0.0000 40,000.0000 0.0000 40,000.0000 0.0000
0.0000% 0.0000% 0.3056% 0.0000% 0.3056% 0.0000%
ACCT.PT#: 98793.1 HARRY C BARR - IRA PRN SHARES HELD: 20,900.0000 O/S: 0.1597%
0.0000 0.0000 20,900.0000 0.0000 20,900.0000 0.0000
0.0000% 0.0000% 0.1597% 0.0000% 0.1597% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 16
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 98799.1 ROBERT E EBERHART IRA ROLLOVER - PRN SHARES HELD: 1,700.0000 O/S: 0.0130%
0.0000 0.0000 1,700.0000 0.0000 1,700.0000 0.0000
0.0000% 0.0000% 0.0130% 0.0000% 0.0130% 0.0000%
ACCT.PT#: 98826.1 F W WHITRIDGE JR CUST FOR ALEXAN PRI USD SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 2,500.0000 0.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0191% 0.0000% 0.0000%
ACCT.PT#: 98827.1 F W WHITRIDGE JR CUST FOR FREDER PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 98828.1 F W WHITRIDGE JR CUST FOR GEORGE PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 98829.1 F W WHITRIDGE JR CUSTODIAN FOR S PRI USD SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 1,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0076% 0.0000% 0.0000%
ACCT.PT#: 98836.1 RUTINE TRUST PRI USD SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 2,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0153% 0.0000% 0.0000%
ACCT.PT#: 98863.1 WILLIAM J BRENNAN IRA ROLLOVER PRI USD SHARES HELD: 500.0000 O/S: 0.0038%
0.0000 0.0000 500.0000 500.0000 0.0000 0.0000
0.0000% 0.0000% 0.0038% 0.0038% 0.0000% 0.0000%
ACCT.PT#: 99802.1 HFG LIMITED LIABILITY COMPANY PRN SHARES HELD: 1,500.0000 O/S: 0.0115%
0.0000 0.0000 1,500.0000 0.0000 1,500.0000 0.0000
0.0000% 0.0000% 0.0115% 0.0000% 0.0115% 0.0000%
ACCT.PT#: 99803.1 JOUKOWSKY FAMILY LIMITED PARTNERSHIP PRI SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 99814.1 JOHN M MEYER JR 1985 GST PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 17
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 99846.1 HUYLER C HELD PRN SHARES HELD: 2,700.0000 O/S: 0.0206%
0.0000 0.0000 2,700.0000 0.0000 2,700.0000 0.0000
0.0000% 0.0000% 0.0206% 0.0000% 0.0206% 0.0000%
ACCT.PT#: 99853.1 G W M HATCH CHILDRENS TR FBO ALEXAND PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 99854.1 GEO W M HATCH CHILDRENS TR FBO IAN PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 99858.1 EDWARD F LAWSON SEP IRA PRN SHARES HELD: 1,600.0000 O/S: 0.0122%
0.0000 0.0000 1,600.0000 0.0000 1,600.0000 0.0000
0.0000% 0.0000% 0.0122% 0.0000% 0.0122% 0.0000%
ACCT.PT#: 99888.1 WILLIAM H BINNIE KEOGH PROFIT PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 99889.1 WILLIAM H BINNIE SEP IRA PRN SHARES HELD: 1,000.0000 O/S: 0.0076%
0.0000 0.0000 1,000.0000 0.0000 1,000.0000 0.0000
0.0000% 0.0000% 0.0076% 0.0000% 0.0076% 0.0000%
ACCT.PT#: 99891.1 BAMBI M HATCH CONSOLIDATED PRN SHARES HELD: 56,000.0000 O/S: 0.4279%
0.0000 0.0000 56,000.0000 0.0000 56,000.0000 0.0000
0.0000% 0.0000% 0.4279% 0.0000% 0.4279% 0.0000%
ACCT.PT#: 99892.1 FRANCIS W HATCH CONSOLIDATED PRN SHARES HELD: 56,000.0000 O/S: 0.4279%
0.0000 0.0000 56,000.0000 0.0000 56,000.0000 0.0000
0.0000% 0.0000% 0.4279% 0.0000% 0.4279% 0.0000%
ACCT.PT#: 99918.1 SERENA H WHITRIDGE PRN SHARES HELD: 5,000.0000 O/S: 0.0382%
0.0000 0.0000 5,000.0000 0.0000 5,000.0000 0.0000
0.0000% 0.0000% 0.0382% 0.0000% 0.0382% 0.0000%
ACCT.PT#: 99922.1 ELIZABETH E HATCH PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 18
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 99923.1 FRANCIS W HATCH III PRN SHARES HELD: 2,500.0000 O/S: 0.0191%
0.0000 0.0000 2,500.0000 0.0000 2,500.0000 0.0000
0.0000% 0.0000% 0.0191% 0.0000% 0.0191% 0.0000%
ACCT.PT#: 99924.1 GEORGE M HATCH PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 0.0000 10,000.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0000% 0.0764% 0.0000%
ACCT.PT#: 99926.1 MERCK TRUST U/INDENTURE PRN SHARES HELD: 20,000.0000 O/S: 0.1528%
0.0000 0.0000 20,000.0000 0.0000 20,000.0000 0.0000
0.0000% 0.0000% 0.1528% 0.0000% 0.1528% 0.0000%
ACCT.PT#: 99927.1 MERCK TRUST U/WILL PRN SHARES HELD: 48,000.0000 O/S: 0.3667%
0.0000 0.0000 48,000.0000 0.0000 48,000.0000 0.0000
0.0000% 0.0000% 0.3667% 0.0000% 0.3667% 0.0000%
ACCT.PT#: 99928.1 MERCK TRUSTS - CONSOLIDATED PRN SHARES HELD: 68,000.0000 O/S: 0.5196%
0.0000 0.0000 68,000.0000 0.0000 68,000.0000 0.0000
0.0000% 0.0000% 0.5196% 0.0000% 0.5196% 0.0000%
ACCT.PT#: 99929.1 MARJORY K HATCH 1970 TRUST PRN SHARES HELD: 10,000.0000 O/S: 0.0764%
0.0000 0.0000 10,000.0000 10,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0764% 0.0764% 0.0000% 0.0000%
ACCT.PT#: 99934.1 BAMBI M HATCH PRN SHARES HELD: 56,000.0000 O/S: 0.4279%
0.0000 0.0000 56,000.0000 0.0000 56,000.0000 0.0000
0.0000% 0.0000% 0.4279% 0.0000% 0.4279% 0.0000%
ACCT.PT#: 99935.1 FRANCIS W HATCH PRN SHARES HELD: 56,000.0000 O/S: 0.4279%
0.0000 0.0000 56,000.0000 0.0000 56,000.0000 0.0000
0.0000% 0.0000% 0.4279% 0.0000% 0.4279% 0.0000%
ACCT.PT#: 99943.1 GE0 W M HATCH 1996 TR FBO ALEXANDRA PRN SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
ACCT.PT#: 99944.1 GEO W M HATCH 1996 TR FBO IAN PRN SHARES HELD: 800.0000 O/S: 0.0061%
0.0000 0.0000 800.0000 0.0000 800.0000 0.0000
0.0000% 0.0000% 0.0061% 0.0000% 0.0061% 0.0000%
CONFIDENTIAL
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 19
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
HOLDINGS EXCEEDING 5.00% OF TOTAL ISSUE (13-G)
SECURITY: PUMA TECHNOLOGY INC CUSIP: 745887109 SHARES OUTSTANDING: 13,088,000
VOTING AUTHORITY INVESTMENT AUTHORITY
FULL/% SHARED/% NONE+ROUTINE/% FULL/% SHARED/% NONE/%
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
<S> <C> <C> <C> <C> <C>
ACCT.PT#: 99947.1 ORVILLE W FORTE' PRN SHARES HELD: 6,000.0000 O/S: 0.0458%
0.0000 0.0000 6,000.0000 0.0000 6,000.0000 0.0000
0.0000% 0.0000% 0.0458% 0.0000% 0.0458% 0.0000%
ACCT.PT#: 99955.1 CHRISTOPHER C GATES - IRA PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 0.0000 2,000.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0000% 0.0153% 0.0000%
ACCT.PT#: 99956.1 CHRISTOPHER C GATES PENSION PLAN PRN SHARES HELD: 3,000.0000 O/S: 0.0229%
0.0000 0.0000 3,000.0000 0.0000 3,000.0000 0.0000
0.0000% 0.0000% 0.0229% 0.0000% 0.0229% 0.0000%
ACCT.PT#: 99978.1 TUCKER ANTHONY & R L DAY CUST JOHN A PRN SHARES HELD: 2,000.0000 O/S: 0.0153%
0.0000 0.0000 2,000.0000 2,000.0000 0.0000 0.0000
0.0000% 0.0000% 0.0153% 0.0153% 0.0000% 0.0000%
TOTALS FOR SECURITY SHARES HELD: 1,429,625.0000 O/S: 10.9232%
================= ================= ================= ================= ================= =================
0.0000 0.0000 1,429,625.0000 31,700.0000 1,397,925.0000 0.0000
0.0000% 0.0000% 10.9232% 0.2422% 10.6810% 0.0000%
0.0000% 0.0000% 10.9232% 0.2422% 10.6810% 0.0000%
GRAND TOTALS FOR SECURITY SHARES HELD: 1,429,625.0000 O/S: 10.9232%
CONFIDENTIAL
</TABLE>
d
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 10/01/1999 at 10:45 AM MANAGED HOLDINGS IN EXCESS OF 5% (13-G) PAGE 20
BUSINESS DATE: 10/01/1999 R33.005.011
As of 09/30/1999
Produced on trust2>WELCHDB
The parameters used in producing report R33.005.011 were:
<S> <C> <C>
CLASS# = 8
= 13: 14
= 29
= 33
= 37
= 40
= 46
= 49
ASOF## = 9/30/1999
SE_LIST## = ()
PCT# = 5.00
PRT_IS# = YES
======================================================== End of Report =============================================================
</TABLE>
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