SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------------
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13-
d-(1)(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
INDIGO AVIATION AB
- -------------------------------------------------------------------------------
(Name of Issuer)
American Depositary Shares each representing
one Ordinary Share, SEK 3.14 Nominal Value
- -------------------------------------------------------------------------------
(Title of Class of Securities)
45567P104
- -------------------------------------------------------------------------------
(CUSIP Number)
Thomas J. Reid, Esquire
Davis Polk & Wardwell
1 Frederick's Place
London, EC2R 8AB
England
011-44-171-418-1300
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 17, 1999
- -------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(3), 13d-1(f) or 13d-1(g), check the
following box [ ].
Note. Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7(b) for
other parties to whom copies are to be sent.
(Continued on following pages)
Page 1 of Pages
<PAGE>
- --------------------------------------------
CUSIP No. 45567P104
- --------------------------------------------
- -------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
AERFI GROUP PLC
IRS IDENTIFICATION NOS. ABOVE PERSONS (ENTITIES ONLY)
- -------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- -------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(e) OR 2(f) [ ]
- -------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
IRELAND
- -------------------------------------------------------------------------------
7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,197,568
- -------------------------------------------------------------------------------
8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES
[ ]
- -------------------------------------------------------------------------------
9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
72.7
- -------------------------------------------------------------------------------
10. TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
Page 2 of Pages
<PAGE>
- --------------------------------------------
CUSIP No. 45567P104
- --------------------------------------------
- -------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
AERFI SVERIGE AB
IRS IDENTIFICATION NOS. ABOVE PERSONS (ENTITIES ONLY)
- -------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- -------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(e) OR 2(f) [ ]
- -------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
KINGDOM OF SWEDEN
- -------------------------------------------------------------------------------
7. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,305,898
- -------------------------------------------------------------------------------
8. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES
[ ]
- -------------------------------------------------------------------------------
9. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
20.5
- -------------------------------------------------------------------------------
10. TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
Page 3 of Pages
<PAGE>
CROSS REFERENCE SHEET
WHERE LOCATED IN
ITEM IN SCHEDULE 13D SCHEDULE 14D-1
- -------------------- --------------
Item 1 Item 1(a)-(b)
Item 2 Item 2(a)-(c) and (e)-(g)
Item 3 Item 4
Item 4 Item 5
Item 5(a) Item 6(a)
Item 5(b) *
Item 5(c) Item 6(b)
Item 5(d) *
Item 5(e) *
Item 6 Item 7
Item 7 Item 11
- ---------
* The Item is located in the Schedule 13D only
Page 4 of Pages
<PAGE>
Item 1. Security and Issuer.
The response to Item 1(a) and (b) of the Schedule 14D-1 is incorporated
herein by reference.
Item 2. Identity and Background.
The response to Item 2(a)-(d) and (g) and Item 2(e) and (f) of the
Schedule 14D-1 is incorporated herein by reference.
Item 3. Source and Amount of Funds or Other Consideration.
The response to Item 4(a)-(c) of the Schedule 14D-1 is incorporated herein
by reference.
Item 4. Purpose of Transaction.
The response to Item 5(a)-(e) and Item 5(f) and (g) of the Schedule 14D-1
is incorporated herein by reference.
Item 5. Interest in Securities of the Issuer.
(a) The response to Item 6(a) of the Schedule 14D-1 is incorporated herein
by reference.
(b) Each person named in Item 2 has sole power to vote or to direct the
vote and to dispose or to direct to dispose all the Indigo shares he/she
beneficially owns.
(c) The response to Item 6(b) of the Schedule 14D-1 is incorporated herein
by reference.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
The response to Item 7 of the Schedule 14D-1 is incorporated herein by
reference.
Item 7. Material to be Filed as Exhibits.
Exhibit 1 Offer to Purchase dated November 17, 1999*
Exhibit 2 Combination Agreement, dated as of November 11, 1999,
among Indigo, AerFi and AerFi Sverige*
Exhibit 3 Share Exchange Agreement, dated as of November 11, 1999,
among AerFi and certain shareholders of Indigo*
Exhibit 4 Share Purchase Agreement dated as of November 11, 1999,
among AerFi, AerFi Sverige and certain shareholders
of Indigo*
Exhibit 5 Option Agreement, dated November 11, 1999,
among AerFi and certain shareholders of Indigo*
- --------
*Filed as an exhibit to the Statement on Schedule 14D-1 filed by AerFi and
AerFi Sverige on November 17, 1999, and incorporated herein by reference.
Page 5 of Pages
<PAGE>
Exhibit 6 Registration Rights Agreement, dated November 11, 1999,
among AerFi and certain shareholders of Indigo*
Exhibit 7 Tag-Along Rights Agreement, dated November 11, 1999,
among AerFi and Texas Pacific Group, AerFi and certain
shareholders of Indigo*
Exhibit 8 Letter, dated November 9, 1999, addressed to Karl-Axel
Granlund from Industrifinans SMB III ASA*
- --------
*Filed as an exhibit to the Statement on Schedule 14D-1 filed by AerFi and
AerFi Sverige on November 17, 1999, and incorporated herein by reference.
Page 6 of Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Date: December 10, 1999
AERFI GROUP PLC
By: /s/ Patrick Blaney
--------------------------------------------
Name: Patrick Blaney
Title: Chief Executive Officer
AERFI SVERIGE AB
By: /s/ John Redmond
--------------------------------------------
Name: John Redmond
Title: Director
Page 7 of Pages
