================================================================================
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
--------------
SCHEDULE 13E-3
Rule 13E-3 Transaction Statement
(Pursuant to Section 13(e) of the Securities Exchange Act of 1934)
(AMENDMENT No.1)
--------------
Indigo Aviation AB
(Name of Issuer)
--------------
AerFi Group plc; AerFi Sverige AB; AB Axel Granlund; Volito AB; K.A.
Granlund; Braathen Lease and Aviation Know How A/S; Quequoin Holdings
Ltd; Industrifinans SMBII ASA; John Evans; Evans Mega I Limited
Partnership; Alligator Investments Ltd; Pallium Investments Ltd; Braganza
A/S; The Evans Family 1998 Irrevocable Trust; Bradley Winograd; The Bradley
M Winograd 1999 Irrevocable Trust; Beamer Enterprises Limited Partnership;
David Neeleman; Arne Wennberg
(Name of Person(s) Filing Statement)
--------------
American Depositary Shares each representing one Ordinary Share,
SEK 3.14 Nominal Value
(Title of Class of Securities)
--------------
45567P104
(CUSIP Number of Class of Securities)
--------------
Rose Hynes, Esquire Sven Holmgren
General Counsel Vice President and Corporate Counsel
AerFi Group plc Indigo Aviation AB
Aviation House Sodra Forstadsgatan 4
Shannon, Ireland S-211 43 Malmo
011-353-61-360-000 Sweden
011-46-40-660-3001
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications on Behalf of Person(s) Filing Statement)
--------------
With Copies to:
Thomas J. Reid, Esquire Kenneth C. Hoffman, Esquire
Davis Polk & Wardwell Greenberg Traurig, P.A.
1 Frederick's Place 1221 Brickell Avenue
London EC2R 8AB Miami, Florida 33131
England (305) 579-0500
011-44-171-418-1300
This statement is filed in connection with (check the appropriate box):
a. [ ] The filing of solicitation materials or an information statement
subject to Regulation 14A, Regulation 14C or Rule 13e-3(c) under the
Securities Exchange Act of 1934.
b. [ ] The filing of a registration statement under the Securities Act of 1933.
c. [X] A tender offer.
d. [ ] None of the above.
Check the following box if the soliciting materials or information
statement referred to in checking box (a) are preliminary copies: |_|
CALCULATION OF FILING FEE
================================================================================
Transaction Valuation* Amount of Filing Fee**
$40,023,360 $8,004.67
================================================================================
* Calculated by multiplying $13.00, the per share tender offer price, by
3,078,720, which represents (i) the number of ordinary shares outstanding on
November 11, 1999 (ii) minus the ordinary shares exchanged by certain
shareholders pursuant to a separate share exchange agreement with AerFi
Group plc (iii) minus the ordinary shares sold by certain shareholders
pursuant to a separate share purchase agreement with AerFi Sverige AB.
** Calculated as 1/50 of 1% of the transaction value.
[X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or the form
or schedule and the date of its filing.
Amount previously paid $8,004.67
Form or registration no.: Schedule 14D-1
Filing party: AerFi Group plc, AerFi Sverige AB
Date filed: November 17, 1999
================================================================================
<PAGE>
INTRODUCTION
This Amendment No. 1 to Rule 13e-3 Transaction Statement on Schedule 13E-3
is being filed by (i) AerFi Group plc or AerFi, an Irish limited liability
company, (ii) AerFi Sverige AB or AerFi Sverige, a Swedish corporation and an
indirect, wholly-owned subsidiary of AerFi, (iii) Indigo Aviation AB or Indigo,
a Swedish limited liability company, (iv) AB Axel Granlund, a Swedish limited
liability company, (v) Volito AB, a Swedish limited liability company, (vi) K.A.
Granlund, a director of Indigo, (vii) Braathen Lease and Aviation Know How A/S,
a Norwegian limited liability company, (vii) Quequoin Holdings Ltd, a Channel
Islands limited liability company, (viii) Industrifinans SMB II ASA, a Norwegian
limited liability company, (iv) John Evans, a director of Indigo, (x) Evans Mega
I Limited Partnership, a U.S. limited partnership, (xi) Alligator Investments
Ltd, a Channel Islands limited liability company, (xii) Pallium Investments Ltd,
a Channel Islands limited liability company, (xiii) Braganza A/S a Norwegian
limited liability company, (xiv) The Evans Family 1998 Irrevocable Trust, a U.S.
trust, (xv) Bradley Winograd, a director of Indigo, (xvi) The Bradley M Winograd
1999 Irrevocable Trust, a U.S. trust, (xvii) Beamer Enterprises Limited
partnership, a U.S. limited partnership, (xviii) David Neeleman, a director of
Indigo and (xix) Arne Wennberg, a shareholder of Indigo, and it amends and
supplements the Schedule 13E-3 filed on November 17, 1999, by (i) AerFi, (ii)
AerFi Sverige and (iii) Indigo pursuant to Section 13(e) of the Securities
Exchange Act of 1934, as amended, and Rule 13e-3 thereunder in connection with
the tender offer by AerFi Sverige for any and all issued and outstanding
ordinary shares nominal value SEK 3.14 per share and (without duplication) the
American depositary shares each representing one ordinary share, of Indigo
Aviation AB upon the terms and subject to the conditions set forth in the offer
to purchase dated November 17, 1999 and the related letter of transmittal (which
together constitute the offer).
2
<PAGE>
Item 2. Identity and Background
Item 2. is hereby amended and supplemented as follows:
(a)-(d) and (g) This Statement is filed jointly by Indigo, AerFi, AerFi
Sverige, AB Axel Granlund, Volito AB, K.A. Granlund, Braathen Lease and Aviation
Know How A/S, Quequoin Holdings Ltd, Industrifinans SMB II ASA, John Evans,
Evans Mega I Limited Partnership, Alligator Investments Ltd, Pallium Investments
Ltd, Braganza A/S, The Evans Family 1998 Irrevocable Trust, Bradley Winograd,
The Bradley M Winograd 1999 Irrevocable Trust, Beamer Enterprises Limited
Partnership, David Neeleman, and Arne Wennberg.
<TABLE>
Filing Person Place of Organization Principal Address of Principal
Business Executive Office
<S> <C> <C> <C>
AB Axel Granlund Sweden Holding Company Sodra Forstadsgatan 4
SE-211 43 Malmo,
Sweden
Volito AB Sweden Holding Company Sodra Forstadsgatan 4
SE-211 43 Malmo,
Sweden
Braathen Lease and Aviation Know Norway Holding Company Postboks 1551 Vika
How A/S
N-0117 Oslo
Norway
Quequoin Holdings Ltd Jersey-Channel Islands Holding Company 46-50 Kensington Place
St. Helier, Jersey
Channel Islands
Industrifinans SMB II ASA Norway Holding Company Postboks 1626 Vika
Stortingsgaten 14, 5V
N-0119 Oslo
Norway
Evans Mega I Limited Partnership U.S.A. Holding Company c/o John Evans
28 Isla Bahia Drive
Fort Lauderdale,
Florida 33316
U.S.A.
3
<PAGE>
Filing Person Place of Organization Principal Address of Principal
Business Executive Office
Alligator Investments Ltd Jersey-Channel Islands Holding Company P.O. Box 72
44 Esplanade
St. Helier, Jersey JE4 8PN
Channel Islands
Pallium Investments Ltd Jersey-Channel Islands Holding Company P.O. Box 72
44 Esplanade
St. Helier, Jersey JE4 8PN
Channel Islands
Braganza AS Norway Holding Company Postboks 1551 Vika
N-0117 Oslo
Norway
The Evans Family 1998 Irrevocable U.S.A. Holding Company c/o Judy Evans
Trust
28 Isla Bahia Drive
Fort Lauderdale
Florida 33316
U.S.A.
The Bradley M Winograd 1999 U.S.A. Holding Company c/o Bradley Winograd
Irrevocable Trust
1 Las Olas Circle, #417
Fort Lauderdale
Florida 33316
U.S.A.
Beamer Enterprises Limited U.S.A. Holding Company c/o Bradley Winograd
Partnership
1 Las Olas Circle, #417
Fort Lauderdale
Florida 33316
U.S.A.
</TABLE>
(e) and (f) To the best knowledge of AB Axel Granlund, Volito AB, K.A.
Granlund, Braathen Lease and Aviation Know How A/S, Quequoin Holdings Ltd,
Industrifinans SMB II ASA, Evans Mega I Limited Partnership, Alligator
Investments Ltd, Pallium Investments Ltd, Braganza A/S, The Evans Family 1998
Irrevocable Trust, The Bradley M Winograd 1999 Irrevocable Trust and Beamer
Enterprises Limited Partnership, during the last five years, neither AB Axel
Granlund, Volito AB, K.A. Granlund, Braathen Lease and Aviation Know How A/S,
Quequoin Holdings Ltd, Industrifinans SMB II ASA, Evans Mega I Limited
Partnership, Alligator Investments Ltd, Pallium Investments Ltd,
4
<PAGE>
Braganza A/S, The Evans Family 1998 Irrevocable Trust, The Bradley M Winograd
1999 Irrevocable Trust and Beamer Enterprises Limited Partnership, nor any of
their directors and executive officers (i) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors), or (ii) has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining further violations of, or prohibiting
activities subject to, federal or state securities laws or finding any
violations of such laws.
5
<PAGE>
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
December 10, 1999
AERFI GROUP PLC
By: /s/ Patrick Blaney
-----------------------------------------
Name: Patrick Blaney
Title: Chief Executive Officer
AERFI SVERIGE AB
By: /s/ John Redmond
-----------------------------------------
Name: John Redmond
Title: Director
INDIGO AVIATION AB
By: /s/ Bradley M. Winograd
-----------------------------------------
Name: Bradley M. Winograd
Title: Executive Vice President and
Chief Financial Officer
AB Axel Granlund
By: /s/ K.A. Granlund
-----------------------------------------
Name: K.A. Granlund
Title: Chairman of the Board of Directors
Volito AB
By: /s/ K.A. Granlund
-----------------------------------------
Name: K.A. Granlund
Title: Chairman of the Board of Directors
6
<PAGE>
K.A. Granlund
/s/ K.A. Granlund
-----------------------------------------
Name: K.A. Granlund
Braathen Lease and Aviation Know How A/S
By: /s/ Per G. Braathen /s/ Geir Stormorken
-----------------------------------------
Name: Per G. Braathen Geir Stormorken
Title: Chairman
Quequoin Holdings Ltd
By: /s/ Sven-Erik Nilsson
-----------------------------------------
Name: Sven-Erik Nilsson
Title: Member of the Board
Industrifinans SMB II ASA
By: /s/ J.D. Haugse R. Midtgaard
-----------------------------------------
Name: J.D. Haugse R. Midtgaard
Title: Board Member Man. Director
John Evans
/s/ John Evans
-----------------------------------------
Name: John Evans
Evans Mega I Limited Partnership
By: Evans Level I Corporation,
as General Partner
By: /s/John Evans
-------------------------------------
Name: John Evans
Title: President
<PAGE>
Alligator Investments Ltd
By: /s/ Goran Miorner
-----------------------------------------
Name: Goran Miorner
Title: Director
Pallium Investments Ltd
By: /s/ Goran Miorner
-----------------------------------------
Name: Goran Miorner
Title: Director
Braganza A/S
By: /s/ Per G. Braathen /s/ Geir Stormorken
-----------------------------------------
Name: Per G. Braathen Geir Stormorken
Title: Chairman
The Evans Family 1998 Irrevocable Trust
U/A/D 4/7/1998
By: /s/ Judy Evans
-----------------------------------------
Name: Judy Evans
Title: General Trustee
By: /s/ Douglas J. Blattmachr
-----------------------------------------
Name: Douglas J. Blattmachr
(Trust Officer)
Title: Alaska Trust Company,
Administrative Trustee
Bradley Winograd
/s/ Bradley Winograd
-----------------------------------------
Name: Bradley Winograd
<PAGE>
The Bradley M Winograd 1999 Irrevocable Trust
U/A/D 11/8/99
By: /s/ Judy Evans
-----------------------------------------
Name: Judy Evans
Title: General Trustee
By: /s/ Douglas J. Blattmachr
-----------------------------------------
Name: Douglas J. Blattmachr
(Trust Officer)
Title: Alaska Trust Company,
Administrative Trustee
Beamer Enterprises Limited Partnership
By: Beamer Investments Corporation,
as General Partner
By: /s/ Bradley M. Winograd
-----------------------------------------
Name: Bradley M. Winograd
Title: President
David Neeleman
/s/ David Neeleman
-----------------------------------------
Name: David Neeleman
Arne Wennberg
/s/ Arne Wennberg
-----------------------------------------
Name: Arne Wennberg
