INTEGRATED INFORMATION SYSTEMS INC
SC 13D, 2001-01-02
BUSINESS SERVICES, NEC
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<PAGE>   1
Schedule 13D                                                        Page 1 of 6




                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549


                                  SCHEDULE 13D
                    UNDER THE SECURITIES EXCHANGE ACT OF 1934
                            (AMENDMENT NO. ________)*


                      Integrated Information Systems, Inc.
                                (Name of Issuer)


                                  Common Stock
                         (Title of Class of Securities)


                                    45817B103
                                 (CUSIP Number)


                                  Gary A. Gotto
                      Dalton Gotto Samson & Kilgard, P.L.C.
                        3101 N. Central Avenue, Suite 900
                                Phoenix, AZ 85012
                                  602-248-0088
                  (Name, Address and Telephone Number of Person
                Authorized to Receive Notices and Communications)


                                December 22, 2000
             (Date of Event which Requires Filing of this Statement)


         If the filing person has previously filed a statement on Schedule 13G
         to report the acquisition that is the subject of this Schedule 13D, and
         is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f)
         or 240.13d-1(g), check the following box. [ ]

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Schedule 14D                                                        Page 2 of 6


NOTE:    Schedules filed in paper format shall include a signed original and
         five copies of the schedule, including all exhibits. See
         Section 240.13d-7 for other parties to whom copies are to be sent.

         * The remainder of this cover page shall be filled out for a reporting
         person's initial filing on this form with respect to the subject class
         of securities, and for any subsequent amendment containing information
         which would alter disclosures provided in a prior cover page.

         The information required on the remainder of this cover page shall not
         be deemed to be "filed" for the purpose of Section 18 of the Securities
         Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
         that section of the Act but shall be subject to all other provisions of
         the Act (however, see the Notes).



CUSIP No. 458-17B103

       1. Names of Reporting Persons. I.R.S. Identification Nos. of
            above persons (entities only).

                         James G. Garvey, Jr

       2. Check the Appropriate Box if a Member of a Group (See Instructions)
          (a)
          (b)     xxx

       3. SEC Use Only

       4. Source of Funds (See Instructions)
                PF

       5. Check if Disclosure of Legal Proceedings Is Required Pursuant
           to Items 2(d) or 2(e)

       6. Citizenship or Place of Organization
                        U.S.A

Number of
Shares     7. Sole Voting Power    10,389,838


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Schedule 13D                                                        Page 3 of 6


Beneficially
Owned by
Each
Reporting
Person With       8. Shared Voting Power
                                                       0

                  9. Sole Dispositive Power        10,389,838

                 10. Shared Dispositive Power
                                                       0

    11. Aggregate Amount Beneficially Owned by Each Reporting Person  10,389,838

    12. Check if the Aggregate Amount in Row (11) Excludes Certain
         Shares (See Instructions)

    13. Percent of Class Represented by Amount in Row (11)         50.5%

    14. Type of Reporting Person (See Instructions)
                     IN


         ITEM 1.                  SECURITY AND ISSUER


         Common Stock of Integrated Information Systems, Inc. The address of the
         principal executive offices of the Issuer is 1560 W. Fountainhead Pkwy.
         Tempe, AZ 85282.


         ITEM 2.                  IDENTITY AND BACKGROUND



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Schedule 13D                                                        Page 4 of 6


                  (a)  Name:

                  James G. Garvey, Jr.

                  (b)  Residence or business address:

         1560 W. Fountainhead Pkwy.
         Tempe, AZ  85282.


(c)      Present principal occupation or employment and the name, principal
         business and address of any corporation or other organization in which
         such employment is conducted:


         Chief Executive Officer of Integrated Information Systems, Inc.
         1560 W. Fountainhead Pkwy.
         Tempe, AZ  85282.

(d)      Whether or not, during the last five years, such person has been
         convicted in a criminal proceeding (excluding traffic violations or
         similar misdemeanors) and, if so, give the dates, nature of conviction,
         name and location of court, and penalty imposed, or other disposition
         of the case;


         No.


(e)      Whether or not, during the last five years, such person was a party to
         a civil proceeding of a judicial or administrative body of competent
         jurisdiction and as a result of such proceeding was or is subject to a
         judgment, decree or final order enjoining future violations of, or
         prohibiting or mandating activities subject to, federal or state
         securities laws or finding any violation with respect to such laws;
         and, if so, identify and describe such proceedings and summarize the
         terms of such judgment, decree or final order; and


         No.


                  (f)  Citizenship.


         United States of America

<PAGE>   5
Schedule 13D                                                        Page 5 of 6


         ITEM 3.           SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION


                  Personal Funds


         ITEM 4.           PURPOSE OF TRANSACTION

         The purpose of the acquisitions is (i) investment, (ii) to increase the
         Reporting Person's ownership of voting stock, and (iii) to obtain and
         exercise control over the business and policies of the Issuer
         consistent with the Reporting Person's ownership of stock of the
         Issuer. As a result of the acquisitions the Reporting Person is
         believed to beneficially hold over 50% of the outstanding voting stock
         of the Issuer. The reporting person is unaware of any plans or
         proposals listed in Item 4 of Schedule 13D, except (i) the Reporting
         Person contemplates acquiring additional common stock of the Issuer,
         and (ii) the Reporting Person contemplates the addition of one or more
         new members of the Issuer's Board of Directors, possibly in replacement
         of one or more existing members of the Issuer's Board of Directors.

         ITEM 5.                  INTEREST IN SECURITIES OF THE ISSUER

(a)      10,389,838 shares, constituting 50.5% of the Issuer's outstanding
         common stock.

(b)      The reporting person holds the sole power to vote and the sole power to
         dispose of 10,389,838 shares.

                  (c)  None.

                  (d)  N/A

                  (e)  N/A


ITEM 6.  CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
         RESPECT TO SECURITIES OF THE ISSUER


                  None.


         ITEM 7.                  MATERIAL TO BE FILED AS EXHIBITS


                  None.

<PAGE>   6
Schedule 13D                                                        Page 6 of 6

         Signature

         After reasonable inquiry and to the best of my knowledge and belief, I
         certify that the information set forth in this statement is true,
         complete and correct.





               Date  December 30, 2000



                      /s/ James G. Garvey, Jr.
                      ------------------------
                          James G. Garvey, Jr.





               Name/Title  James G. Garvey, Jr.



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