United States
Securities and Exchange Commission
Washington, DC 20549
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one.):
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: UBS AG, New York Branch
Address: 10 E. 50th Street
New York, New York 10022
13F File Number: 28-7344
The institutional investment manager filing this report
and the person by whom it is signed hereby represent
that the person signing the report is authorized to
submit it, that all information contained herein is
true, correct and complete, and that it is understood
that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person signing this Report on behalf of Reporting
Manager:
Name: Janet R. Zimmer
Title: Executive Director
Phone: (203) 719-8960
Signature, Place, and Date of Signing:
/s/ Janet R. Zimmer
Janet R. Zimmer New York, New York November 14, 2000
Report Type (Check only one.):
[ x] 13F Holdings Report.
[ ] 13F Notice
[ ] 13F Combination Report.
<PAGE>
Report Summary
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total:
60
Form 13F Information Table Value Total:
291,798
<TABLE>
<CAPTION>
ISSUER ISSUE CUSIP MARKET QUANTITY INVESTMENT OTHER VOTING
VALUE DISCRETION MGR AUTHORITY
<S> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 851 23,200 SOLE N/A NONE
AEGON NV ORD AMER 007924103 734 8,490 SOLE N/A NONE
REG
AETNA INC COM 008117103 8,402 170,609 SOLE N/A NONE
AON CORP COM 037389103 10,037 339,517 SOLE N/A NONE
BANKBOSTON COM 06605R106 1,369 31,555 SOLE N/A NONE
CORP
BAXTER INT INC COM 071813109 13,231 219,608 SOLE N/A NONE
BP AMOCO PLC SPONS ADR 055622104 484 4,365 SOLE N/A NONE
BRISTOL MYERS COM 110122108 1,181 17,500 SOLE N/A NONE
BURLINGTON COM 12189T104 17,596 639,871 SOLE N/A NONE
NORTH
CHASE COM 16161A108 201 2,672 SOLE N/A NONE
MANHATTAN
CHEVRON CORP COM 166751107 254 2,864 SOLE N/A NONE
CIGNA CORP COM 125509109 11,855 152,471 SOLE N/A NONE
CISCO SYSTEMS COM 17275R102 350 5,100 SOLE N/A NONE
COCA COLA CO COM 191216100 261 5,400 SOLE N/A NONE
COMPAQ COM 204493100 7,238 316,420 SOLE N/A NONE
COMPUTER
COMPUWARE CORP COM 205638109 6,434 246,858 SOLE N/A NONE
CORNING INC COM 219350105 215 3,143 SOLE N/A NONE
DELPHI AUTO COM 247126105 3,357 209,025 SOLE N/A NONE
DIAMONDS TRUST UNIT SER 1 252787106 466 4,500 SOLE N/A NONE
EASTMAN KODAK COM 277461109 211 2,790 SOLE N/A NONE
CO
ELECTRONIC COM 285661104 14,034 265,108 SOLE N/A NONE
DATA
ENRON CORP COM 293561106 286 6,960 SOLE N/A NONE
EXXON CORP COM 302290101 290 3,814 SOLE N/A NONE
FDX COM 31304N107 16,405 421,994 SOLE N/A NONE
CORPORATION
FEDERAL HOME COM 313400301 333 6,400 SOLE N/A NONE
LN
FIRST DATA COM 319963104 13,480 307,246 SOLE N/A NONE
FIRST UNION COM 337358105 7,837 219,997 SOLE N/A NONE
CORP.
FLEET COM 33901A108 5,729 156,422 SOLE N/A NONE
FINANCIAL
GENERAL COM 369604103 2,671 22,528 SOLE N/A NONE
ELECTRIC
GENERAL COM 370120107 212 4,411 SOLE N/A NONE
INSTRMNT
GENERAL MILLS COM 370334104 281 3,460 SOLE N/A NONE
GTE CORP COM 362320103 347 4,520 SOLE N/A NONE
HOUSEHOLD INTL COM 441815107 9,289 231,490 SOLE N/A NONE
ILLINOIS TOOL COM 452308109 2,937 39,388 SOLE N/A NONE
JOHNSON & COM 478160104 535 5,824 SOLE N/A NONE
JOHNSON
KIMBERLY CLARK COM 494368103 12,530 237,544 SOLE N/A NONE
LILLY (ELI) & COM 532457108 10,569 164,661 SOLE N/A NONE
CO
LOCKHEED COM 539830109 14,334 438,522 SOLE N/A NONE
MARTIN
LUCENT TECH COM 549463107 878 13,532 SOLE N/A NONE
MASCO CORP. COM 574599106 8,906 287,295 SOLE N/A NONE
MATTEL INC COM 577081102 5,245 276,030 SOLE N/A NONE
MELLON BANK COM 58551A108 504 14,996 SOLE N/A NONE
CORP
MORGAN J P & COM 616880100 581 5,088 SOLE N/A NONE
CO
MOTOROLA INC COM 620076109 565 6,416 SOLE N/A NONE
NEW YORK TIMES CLASS A 650111107 2,020 53,862 SOLE N/A NONE
CO
NEWELL COM 651229106 5,513 193,023 SOLE N/A NONE
RUBBERMAID
NORFOLK COM 655844108 3,019 123,233 SOLE N/A NONE
SOUTHERN
PEPSICO INC COM 713448108 419 13,740 SOLE N/A NONE
PHILIP MORRIS COM 718154107 7,080 207,093 SOLE N/A NONE
COS
PRAXAIR INC COM 74005P104 5,210 113,252 SOLE N/A NONE
RAYTHEON CO. CLASS B 755111408 11,228 226,257 SOLE N/A NONE
SBC COM 78387G103 2,663 52,160 SOLE N/A NONE
COMMUNCATIONS
SCHERING COM 806605101 419 9,600 SOLE N/A NONE
PLOUGH
SYSCO CORP COM 871829107 673 19,200 SOLE N/A NONE
TELEFONICA S A SPONS ADR 879382208 240 4,992 SOLE N/A NONE
UNILEVER N V NY SHS NEW 904784709 341 5,000 SOLE N/A NONE
UNITED COM 910581107 7,812 160,447 SOLE N/A NONE
HEALTHCARE
US BANCORP COM 902973106 5,056 167,501 SOLE N/A NONE
WELLS FARGO COM 949746101 13,032 328,876 SOLE N/A NONE
XEROX CORP COM 984121103 12,433 296,225 SOLE N/A NONE
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