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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended 30th September, 2000.
If amended report check here: |_|
SKANDIA ASSET MANAGEMENT (NEW YORK), INC.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
ONE EXCHANGE PLAZA NEW YORK NY 10006-3008
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
JANET L. EARLY 212-422-3119 VICE PRESIDENT
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
--------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 31st day of
MARCH, 1999.
JANET L. EARLY
------------------------------------------
(Name of Institutional Investment Manager)
/s/
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
-------------------------------------- --------------------------------------
1. 6.
-------------------------------------- --------------------------------------
2. 7.
-------------------------------------- --------------------------------------
3. 8.
-------------------------------------- --------------------------------------
4. 9.
-------------------------------------- --------------------------------------
5. 10.
-------------------------------------- --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 115
Form 13F Information Table Value Total: 3,677,577(K)
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 09/30/00
<TABLE>
<CAPTION>
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 1957109 33641 1145225 SH SOLE 1145225 0 0
AT&T/LIBERTY MEDIA-A COM LIB GRP A 1957208 34579 1921040 SH SOLE 1921040 0 0
ABBOTT LABS COMMON 2824100 1366 28725 SH SOLE 28725 0 0
AGILENT TECHNOLOGIES INC COMMON 00846U101 379 7742 SH SOLE 7742 0 0
ALLSTATE CORP COMMON 20002101 2022 58175 SH SOLE 58175 0 0
AMERADA HESS CORP COMMON 23551104 904 13500 SH SOLE 13500 0 0
AMERICA ONLINE INC DEL COMMON 02364J104 59000 1097675 SH SOLE 1097675 0 0
AMERICAN EXPRESS CO COMMON 25816109 1924 31675 SH SOLE 31675 0 0
AMERICAN HOME PRODS CORP COMMON 26609107 1318 23300 SH SOLE 23300 0 0
AMERICAN INTL GROUP INC COMMON 26874107 153084 1599832 SH SOLE 1599832 0 0
AMGEN INC COMMON 31162100 1304 18675 SH SOLE 18675 0 0
ANADARKO PETE CORP COMMON 32511107 58345 877894 SH SOLE 877894 0 0
APPLIED MATLS INC COMMON 38222105 774 13050 SH SOLE 13050 0 0
AUTOMATIC DATA PROCESSIN COMMON 53015103 79676 1191414 SH SOLE 1191414 0 0
BP AMOCO P L C COMMON 55622104 842 15893 SH SOLE 15893 0 0
BANK OF AMERICA CORP COMMON 60505104 1671 31900 SH SOLE 31900 0 0
BANK ONE CORP COMMON 06423A103 764 19775 SH SOLE 19775 0 0
BED BATH & BEYOND INC COMMON 75896100 42708 1751005 SH SOLE 1751005 0 0
BELLSOUTH CORP COMMON 79860102 1157 28750 SH SOLE 28750 0 0
BOEING CO COMMON 97023105 1624 25775 SH SOLE 25775 0 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 2021 35375 SH SOLE 35375 0 0
BROADCOM CORP CL A 111320107 31357 128645 SH SOLE 128645 0 0
BURLINGTON NORTHN SANTA COMMON 12189T104 1240 57525 SH SOLE 57525 0 0
CAPITAL ONE FINL CORP COMMON 14040H105 59899 854930 SH SOLE 854930 0 0
CARDINAL HEALTH INC COMMON 14149Y108 58681 665410 SH SOLE 665410 0 0
CHASE MANHATTAN CORP NEW COMMON 16161A108 1489 32237 SH SOLE 32237 0 0
CHEVRON CORPORATION COMMON 166751107 1245 14600 SH SOLE 14600 0 0
CIRCUIT CITY STORE INC COMMON 172737108 350 15225 SH SOLE 15225 0 0
CISCO SYS INC COMMON 17275R102 204285 3697468 SH SOLE 3697468 0 0
CITIGROUP INC COMMON 172967101 154885 2864931 SH SOLE 2864931 0 0
COCA COLA CO COMMON 191216100 2370 43000 SH SOLE 43000 0 0
COLGATE PALMOLIVE CO COMMON 194162103 48898 1035975 SH SOLE 1035975 0 0
COMCAST CORP CL A SPL 200300200 55026 1344145 SH SOLE 1344145 0 0
COMPAQ COMPUTER CORP COMMON 204493100 740 26825 SH SOLE 26825 0 0
COMPUTER ASSOC INTL INC COMMON 204912109 437 17350 SH SOLE 17350 0 0
CONVERGYS CORP COMMON 212485106 27228 700395 SH SOLE 700395 0 0
CORNING INC COMMON 219350105 2042 6875 SH SOLE 6875 0 0
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 09/30/00
<TABLE>
<CAPTION>
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELL COMPUTER CORP COMMON 247025109 1186 38475 SH SOLE 38475 0 0
DISNEY WALT CO COMMON 254687106 2024 52925 SH SOLE 52925 0 0
DOW CHEM CO COMMON 260543103 805 32275 SH SOLE 32275 0 0
DU PONT E I DE NEMOURS & COMMON 263534109 1246 30075 SH SOLE 30075 0 0
E M C CORP MASS COMMON 268648102 112049 1130380 SH SOLE 1130380 0 0
ELECTRONIC DATA SYS NEW COMMON 285661104 219 5275 SH SOLE 5275 0 0
EMERSON ELEC CO COMMON 291011104 1727 25775 SH SOLE 25775 0 0
ENRON CORP COMMON 293561106 1715 19575 SH SOLE 19575 0 0
EXXON MOBIL CORP COMMON 30231G102 97186 1090450 SH SOLE 1090450 0 0
FANNIE MAE COMMON 313586109 75440 1055100 SH SOLE 1055100 0 0
FIFTH THIRD BANCORP COMMON 316773100 83790 1555267 SH SOLE 1555267 0 0
FIRST UN CORP COMMON 337358105 534 16575 SH SOLE 16575 0 0
FLEETBOSTON FINL CORP COMMON 339030108 758 19425 SH SOLE 19425 0 0
FORD MTR CO DEL COMMON 345370860 1384 54674 SH SOLE 54674 0 0
GANNETT INC COMMON 364730101 469 8850 SH SOLE 8850 0 0
GAP INC DEL COMMON 364760108 669 33225 SH SOLE 33225 0 0
GATEWAY INC COMMON 367626108 42799 915480 SH SOLE 915480 0 0
GENERAL ELEC CO COMMON 369604103 171351 2970340 SH SOLE 2970340 0 0
GENERAL MTRS CORP COMMON 370442105 926 14250 SH SOLE 14250 0 0
GENUINE PARTS CO COMMON 372460105 840 44050 SH SOLE 44050 0 0
GILLETTE CO COMMON 375766102 652 21125 SH SOLE 21125 0 0
GUIDANT CORP COMMON 401698105 63009 891375 SH SOLE 891375 0 0
HEWLETT PACKARD CO COMMON 428236103 42403 437140 SH SOLE 437140 0 0
HOME DEPOT INC COMMON 437076102 67839 1278471 SH SOLE 1278471 0 0
HONEYWELL INTL INC COMMON 438516106 979 27475 SH SOLE 27475 0 0
INTEL CORP COMMON 458140100 123871 2980365 SH SOLE 2980365 0 0
INTERNATIONAL BUSINESS M COMMON 459200101 3412 30325 SH SOLE 30325 0 0
JDS UNIPHASE CORP COMMON 46612J101 25225 266405 SH SOLE 266405 0 0
JOHNSON & JOHNSON COMMON 478160104 109465 1165295 SH SOLE 1165295 0 0
KEYCORP NEW COMMON 493267108 1220 48200 SH SOLE 48200 0 0
KIMBERLY CLARK CORP COMMON 494368103 1533 27475 SH SOLE 27475 0 0
KOHLS CORP COMMON 500255104 69188 1199365 SH SOLE 1199365 0 0
LILLY ELI & CO COMMON 532457108 1876 23125 SH SOLE 23125 0 0
LOEWS CORP COMMON 540424108 2580 30950 SH SOLE 30950 0 0
LUCENT TECHNOLOGIES INC COMMON 549463107 29616 969030 SH SOLE 969030 0 0
MAXIM INTEGRATED PRODS I COMMON 57772K101 831 10325 SH SOLE 10325 0 0
MAY DEPT STORES CO COMMON 577778103 276 13450 SH SOLE 13450 0 0
MCDONALDS CORP COMMON 580135101 1411 46750 SH SOLE 46750 0 0
MEDTRONIC INC COMMON 585055106 1074 20725 SH SOLE 20725 0 0
</TABLE>
<PAGE>
Skandia Asset Management (New York), Inc.
FORM 13F
Name of Reporting Manager: Janet L. Early
As of 09/30/00
<TABLE>
<CAPTION>
Item 6: Item 7:
Item 4: Investment Managers
Fair Item 5: Discretion Voting Authority
Item 3: Market Shares of ------------------- --------------------------
Item 1: Item 2: CUSIP Value Principal Sole Shared Other Sole Shared None
Name of Issuer Title of Class Number (x $1000) Amount (A) (B) (C) (A) (B) (C)
------------------------------ -------------- -------- -------- ----------- ------------------- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC COMMON 589331107 3095 41575 SH SOLE 41575 0 0
MERRILL LYNCH & CO INC COMMON 590188108 1729 26200 SH SOLE 26200 0 0
MICROSOFT CORP COMMON 594918104 96331 1597190 SH SOLE 1597190 0 0
MINNESOTA MNG & MFG CO COMMON 604059105 1394 15300 SH SOLE 15300 0 0
MORGAN STANLEY DEAN WITT COM NEW 617446448 50989 557635 SH SOLE 557635 0 0
MOTOROLA INC COMMON 620076109 1233 43650 SH SOLE 43650 0 0
NATIONAL CITY CORP COMMON 635405103 716 32350 SH SOLE 32350 0 0
NEXTEL COMMUNICATIONS IN CL A 65332V103 598 12800 SH SOLE 12800 0 0
NORTEL NETWORKS CORP NEW COMMON 656568102 107216 1800065 SH SOLE 1800065 0 0
OMNICOM GROUP INC COMMON 681919106 24868 340955 SH SOLE 340955 0 0
ORACLE CORP COMMON 68389X105 100617 1277675 SH SOLE 1277675 0 0
PPG INDS INC COMMON 693506107 972 24500 SH SOLE 24500 0 0
PAYCHEX INC COMMON 704326107 110033 2095876 SH SOLE 2095876 0 0
PEPSICO INC COMMON 713448108 1702 37000 SH SOLE 37000 0 0
PFIZER INC COMMON 717081103 248929 5539459 SH SOLE 5539459 0 0
PHILLIPS PETE CO COMMON 718507106 662 10550 SH SOLE 10550 0 0
PROCTER & GAMBLE CO COMMON 742718109 2296 34275 SH SOLE 34275 0 0
QUALCOMM INC COMMON 747525103 830 11650 SH SOLE 11650 0 0
QWEST COMMUNICATIONS INT COMMON 749121109 962 20016 SH SOLE 20016 0 0
RADIOSHACK CORP COMMON 750438103 16939 262110 SH SOLE 262110 0 0
SBC COMMUNICATIONS INC COMMON 78387G103 86763 1735250 SH SOLE 1735250 0 0
SCHERING PLOUGH CORP COMMON 806605101 1694 36425 SH SOLE 36425 0 0
SCHLUMBERGER LTD COMMON 806857108 56667 688440 SH SOLE 688440 0 0
SPRINT CORP COM FON GROUP 852061100 564 19225 SH SOLE 19225 0 0
SPRINT CORP PCS COM SER 1 852061506 16912 482350 SH SOLE 482350 0 0
SUN MICROSYSTEMS INC COMMON 866810104 87522 749655 SH SOLE 749655 0 0
SYSCO CORP COMMON 871829107 69415 1498845 SH SOLE 1498845 0 0
TARGET CORP COMMON 8.76E+110 651 25400 SH SOLE 25400 0 0
TEXAS INSTRS INC COMMON 882508104 45482 963865 SH SOLE 963865 0 0
TIME WARNER INC COMMON 887315109 2072 26475 SH SOLE 26475 0 0
TYCO INTL LTD NEW COMMON 902124106 2321 44750 SH SOLE 44750 0 0
UNITED TECHNOLOGIES CORP COMMON 913017109 1662 24000 SH SOLE 24000 0 0
VERIZON COMMUNICATIONS COMMON 92343V104 28407 586477 SH SOLE 586477 0 0
VIACOM INC CL B 925524308 37199 635884 SH SOLE 635884 0 0
WAL MART STORES INC COMMON 931142103 79339 1648610 SH SOLE 1648610 0 0
WELLS FARGO & CO NEW COMMON 949746101 1708 37175 SH SOLE 37175 0 0
WORLDCOM INC GA NEW COMMON 98157D106 70598 2324220 SH SOLE 2324220 0 0
YAHOO INC COMMON 984332106 1012 11125 SH SOLE 11125 0 0
ZIONS BANCORPORATION COMMON 989701107 42626 833510 SH SOLE 833510 0 0
--------- ---------- ----------
3,677,577 66,194,255 66,194,255
========= ========== ==========
</TABLE>
