<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Tupelo Capital Management, L.L.C.
Address: 12 East 49th Street
New York, New York 10017
Form 13F File Number: 028-04729
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that the required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: LuLu C. Wang
Title: Principal
Phone: 212-755-3700
Signature, Place and Date of Signing:
/s/ LULU C. WANG New York, New York November 14, 2000
[Signature] [City, State] [Date]
<PAGE> 2
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holding are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- ________________ Tupelo Capital Services, L.L.C.
[Repeat as necessary.]
<PAGE> 3
Form 13F SUMMARY PAGE
Report summary:
Number of Other Included Managers: 0
---------------------------
Form 13F Information Table Entry Total: 110
---------------------------
Form 13F Information Table Value Total: $ 1,166,919,960.00
---------------------------
(thousands)
CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND
FILED SEPARATELY WITH THE COMMISSION.
List of Other Included Managers:
Provide a number list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are not entries in this list, state "NONE" and omit the column
headings and list entries.]
<TABLE>
<CAPTION>
No. Form 13F File Number Name
--- -------------------- ----
<S> <C> <C>
</TABLE>
[Repeat as necessary.]
<PAGE> 4
FORM 13F
Reporting Manager: Tupelo Capital Management, L.L.C.
Period Ended: September 29, 2000
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
SEDOL/ Investment Discretion
Title of CUSIP Fair SHARES SH PUT/ (b) Shared (c) Shared
NAME OF ISSUER Class Number Market Value PRN Amount PRN CALL (a) Sole As Defined Other
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ACE LTD COM 2008853 $21,642,450 551,400 SH x
ALTERA CORP COM 22249106 $12,906,825 270,300 SH x
ALZA CORP CLASS A COM 22615108 $21,945,050 253,700 SH x
AMERICA ONLINE INC DEL COM 2364J104 $ 8,132,375 151,300 SH x
AMERICAN EXPRESS CO COM 2026082 $19,245,600 316,800 SH x
AMERICAN INTERNATIONAL GROUP COM 268740107 $23,285,553 243,350 SH x
AMGEN INC COM 31162100 $13,539,669 193,900 SH x
APEX SILVER MINES LTD WT G04074 $ 585,938 375,000 SH x
APEX SILVER MINES LTD COM 2121556 $ 7,608,938 751,500 SH x
ARIBA INC COM 0403V104 $14,827,990 103,500 SH x
AXA ORDINARIES COM 54536107 $13,317,748 102,012 SH x
BANK OF NEW YORK CO COM 2076021 $11,234,925 200,400 SH x
BOOKHAM TECHNOLOGY ADR 09856Q108 $ 6,431,250 150,000 SH x
BROCADE COMMUNICATIONS SYS COM 2422174 $16,118,800 68,300 SH x
CALPINE CORP COM 2224284 $11,512,563 110,300 SH x
CAPSTONE TURBINE CORP COM 14067D102 $11,114,625 160,500 SH x
CELESTICA INC COM 15101Q108 $11,370,850 164,200 SH x
CERUS CORP COM 157085101 $ 7,220,550 130,100 SH x
CHARLES SCHWAB CORP COM 808513105 $15,975,000 450,000 SH x
CHINA TELECOM (HONG KONG) COM 6073556 $ 8,559,185 1,289,500 SH x
CHINA UNICOM - SPON ADR ADR 16945R104 $ 8,707,550 399,200 SH x
CIENA CORPORATION COM 171779101 $19,576,313 159,400 SH x
CISCO SYSTEMS, INC COM 17275R102 $10,364,900 187,600 SH x
CITIGROUP INC COM 172967101 $19,048,922 352,350 SH x
COLGATE-PALMOLIVE CO COM 194162103 $ 4,720 100 SH x
COPPER MOUNTAIN NETWORKS INC COM 217510106 $ 7,518,750 200,500 SH x
CORNING INC COM 219350105 $10,098,000 34,000 SH x
CORVAS INTERNATIONAL COM 221005101 $18,028,050 775,400 SH x
COSINE COMMUNICATIONS INC COM 221222102 $ 55,563 1,000 SH x
DOLLAR TREE STORES INC COM 256747106 $ 4,987,159 122,950 SH x
ELASTIC NETWORKS INC COM 284159100 $ 13,938 1,000 SH x
ENRON CORP COM 293561106 $11,531,450 131,600 SH x
GEMSTAR INTL GROUP LTD COM 2363187 $15,310,125 175,600 SH x
GENENTECH INC COM 368710307 $17,491,763 94,200 SH x
GENERAL DYNAMICS CORP COM 369550108 $ 6,281,250 100,000 SH x
GLOBAL TECH (HOLDINGS) LTD COM 6148863 $ 7,492,749 6,490,600 SH x
GOLDMAN SACHS GROUP INC COM 38141G104 $ 7,497,088 65,800 SH x
</TABLE>
Item 1: Item 7: Item 8:
Voting Authority
(b) Shared
NAME OF ISSUER Manager (a) Sole As Defined (c) None
-------------------------------------------------------------------------------
ACE LTD 1 551,400
ALTERA CORP 1 270,300
ALZA CORP CLASS A 1 253,700
AMERICA ONLINE INC DEL 1 151,300
AMERICAN EXPRESS CO 1 316,800
AMERICAN INTERNATIONAL GROUP 1 243,350
AMGEN INC 1 193,900
APEX SILVER MINES LTD 1 375,000
APEX SILVER MINES LTD 1 751,500
ARIBA INC 1 103,500
AXA ORDINARIES 1 102,012
BANK OF NEW YORK CO 1 200,400
BOOKHAM TECHNOLOGY 1 150,000
BROCADE COMMUNICATIONS SYS 1 68,300
CALPINE CORP 1 110,300
CAPSTONE TURBINE CORP 1 160,500
CELESTICA INC 1 164,200
CERUS CORP 1 130,100
CHARLES SCHWAB CORP 1 450,000
CHINA TELECOM (HONG KONG) 1 1,289,500
CHINA UNICOM - SPON ADR 1 399,200
CIENA CORPORATION 1 159,400
CISCO SYSTEMS, INC 1 187,600
CITIGROUP INC 1 352,350
COLGATE-PALMOLIVE CO 1 100
COPPER MOUNTAIN NETWORKS INC 1 200,500
CORNING INC 1 34,000
CORVAS INTERNATIONAL 1 775,400
COSINE COMMUNICATIONS INC 1 1,000
DOLLAR TREE STORES INC 1 122,950
ELASTIC NETWORKS INC 1 1,000
ENRON CORP 1 131,600
GEMSTAR INTL GROUP LTD 1 175,600
GENENTECH INC 1 94,200
GENERAL DYNAMICS CORP 1 100,000
GLOBAL TECH (HOLDINGS) LTD 1 6,490,600
GOLDMAN SACHS GROUP INC 1 65,800
<PAGE> 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
SEDOL/ Investment Discretion
Title of CUSIP Fair SHARES SH PUT/ (b) Shared (c) Shared
NAME OF ISSUER Class Number Market Value PRN Amount PRN CALL (a) Sole As Defined Other
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
GRANT PRIDECO INC COM 38821G101 $15,753,319 718,100 SH x
HARTFORD FINANCIAL SVCS GRP COM 416515104 $19,306,556 264,700 SH x
HOME DEPOT INC COM 437076102 $ 4,950,731 93,300 SH x
HOUSEHOLD INTL INC COM 441815107 $18,086,025 319,400 SH x
HSBC HOLDINGS PLC COM 0540528 $10,446,304 747,200 SH x
HUTCHISON WHAMPOA COM 6448068 $10,658,525 802,890 SH x
INTERNATIONAL BUSINESS
MACHINES COM 459200101 $ 8,077,500 71,800 SH x
INHALE THERAPEUTIC SYS INC COM 457191104 $19,004,013 337,100 SH x
JOHNSON ELECTRIC HLDGS COM 6126331 $12,749,895 5,934,600 SH x
JP MORGAN COM 616880100 $12,138,763 74,300 SH x
JULIUS BAER COM 4116958 $12,835,307 2,474 SH x
JUNIPER NETWORKS INC COM 48203R104 $15,084,794 68,900 SH x
KOHL'S CORP (WISCONSIN) COM 500255104 $ 5,826,438 101,000 SH x
LEGEND HOLDINGS COM 6218089 $ 9,752,192 10,275,200 SH x
LEHMAN BROTHERS INC COM 524908100 $23,270,625 157,500 SH x
LI & FUNG LTD COM 6181073 $13,850,650 6,564,600 SH x
MARSH & MCLENNAN COS COM 571748102 $18,054,000 136,000 SH x
MERRILL LYNCH CO INC COM 590188108 $ 6,012,600 91,100 SH x
NABORS INDUSTRIES INC COM 629568106 $16,595,080 316,700 SH x
NETWORK APPLIANCE COM 64120l104 $19,348,263 151,900 SH x
NEXTEL COMMUNICATIONS CL A COM 65332V103 $ 9,971,775 213,300 SH x
NEXTEL PARTNERS INC COM 65332V103 $ 7,671,525 263,400 SH x
NTL INCORPORATED COM 629407107 $ 4,017,887 86,756 SH x
NTT DOCOMO SPON ADR ADR 5548431 $11,489,464 80,100 SH x
NUANCE COMMUNICATIONS INC COM 669967101 $ 2,433,750 20,000 SH x
OMI CORP COM 2256469 $20,363,813 2,431,500 SH x
ON2.COM INC COM 68338A107 $ 397,653 159,700 SH x
ORACLE CORPORATION COM 68389X105 $12,285,000 156,000 SH x
PE BIOSYSTEMS CORP COM 69332S102 $19,339,000 166,000 SH x
PEOPLESOFT INC COM 712713106 $ 5,908,781 211,500 SH x
PMC-SIERRA INC COM 69344F106 $16,402,050 76,200 SH x
PROTON ENERGY SYSTEMS COM 74371K101 $ 57,250 2,000 SH x
PROVIDIAN FINANCIAL CORP COM 74406A102 $23,495,000 185,000 SH x
R&B FALCON CORP COM 74912E105 $14,651,100 525,600 SH x
RADIOSHACK CORP COM 750438103 $13,894,375 215,000 SH x
RAMBUS INC COM 750917106 $13,790,381 174,700 SH x
REDIFF.COM INDIA LTD SPON ADR ADR 757479100 $ 3,096,113 423,400 SH x
SAMINA CORP COM 800907107 $11,618,863 124,100 SH x
SAMSUNG ELECTRONICS COM 6771720 $ 5,668,681 31,290 SH x
SAP AKTIENGESELLSCHAFT (SPON ADR 803054204 $17,226,150 280,100 SH x
ADR)
SCHLUMBERGER LTD COM 806857108 $13,449,863 163,400 SH x
SERENA SOFTWARE INC COM 817492101 $15,477,000 336,000 SH x
SIEBEL SYSTEMS INC COM 826170102 $17,943,575 161,200 SH x
STORAGE NETWORKS INC COM 86211E103 $10,423,125 102,000 SH x
</TABLE>
Item 1: Item 7: Item 8:
Voting Authority
(b) Shared
NAME OF ISSUER Manager (a) Sole As Defined (c) None
-------------------------------------------------------------------------------
GRANT PRIDECO INC 1 718,100
HARTFORD FINANCIAL SVCS GRP 1 264,700
HOME DEPOT INC 1 93,300
HOUSEHOLD INTL INC 1 319,400
HSBC HOLDINGS PLC 1 747,200
HUTCHISON WHAMPOA 1 802,890
INTERNATIONAL BUSINESS
MACHINES 1 71,800
INHALE THERAPEUTIC SYS INC 1 337,100
JOHNSON ELECTRIC HLDGS 1 5,934,600
JP MORGAN 1 74,300
JULIUS BAER 1 2,474
JUNIPER NETWORKS INC 1 68,900
KOHL'S CORP (WISCONSIN) 1 101,000
LEGEND HOLDINGS 1 10,275,200
LEHMAN BROTHERS INC 1 157,500
LI & FUNG LTD 1 6,564,600
MARSH & MCLENNAN COS 1 136,000
MERRILL LYNCH CO INC 1 91,100
NABORS INDUSTRIES INC 1 316,700
NETWORK APPLIANCE 1 151,900
NEXTEL COMMUNICATIONS CL A 1 213,300
NEXTEL PARTNERS INC 1 263,400
NTL INCORPORATED 1 86,756
NTT DOCOMO SPON ADR 1 80,100
NUANCE COMMUNICATIONS INC 1 20,000
OMI CORP 1 2,431,500
ON2.COM INC 1 159,700
ORACLE CORPORATION 1 156,000
PE BIOSYSTEMS CORP 1 166,000
PEOPLESOFT INC 1 211,500
PMC-SIERRA INC 1 76,200
PROTON ENERGY SYSTEMS 1 2,000
PROVIDIAN FINANCIAL CORP 1 185,000
R&B FALCON CORP 1 525,600
RADIOSHACK CORP 1 215,000
RAMBUS INC 1 174,700
REDIFF.COM INDIA LTD SPON ADR 1 423,400
SAMINA CORP 1 124,100
SAMSUNG ELECTRONICS 1 31,290
SAP AKTIENGESELLSCHAFT (SPON 1 280,100
ADR)
SCHLUMBERGER LTD 1 163,400
SERENA SOFTWARE INC 1 336,000
SIEBEL SYSTEMS INC 1 161,200
STORAGE NETWORKS INC 1 102,000
<PAGE> 6
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
SEDOL/ Investment Discretion
Title of CUSIP Fair SHARES SH PUT/ (b) Shared (c) Shared
NAME OF ISSUER Class Number Market Value PRN Amount PRN CALL (a) Sole As Defined Other
-----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COM 866810104 $ 9,947,100 85,200 SH x
SYNTROLEUM CORP COM 871630109 $ 4,875,738 239,300 SH x
TEEKAY SHIPPING CORP COM 2933795 $15,536,313 331,000 SH x
TIBCO SOFTWARE COM 88632Q103 $ 9,803,194 116,100 SH x
TIFFANY & CO COM 886547108 $ 7,708,644 199,900 SH x
TITAN PHARMACEUTICALS INC COM 888314101 $24,069,500 370,300 SH x
TURNSTONE SYSTEMS COM 900423104 $ 5,680,938 122,500 SH x
TYCO INTERNATIONAL COM 902124106 $11,977,938 230,900 SH x
VERITAS SOFTWARE COM 923436109 $11,189,600 78,800 SH x
VODAFONE GROUP (SPON ADR) ADR 92857T107 $ 4,802,600 129,800 SH x
WEATHERFORD INTERNATIONAL COM 947074100 $16,929,100 393,700 SH x
XL CAPITAL LTD COM 2283401 $18,595,500 253,000 SH x
XM SATELLITE RADIO HOLD-CL A COM 983759101 $11,945,538 277,400 SH x
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER ABOVE.
APPLIED MATERIALS INC COM 038222105 $4,687,500 2,500 (p) x
CONEXANT COM 207142100 $1,425,000 2,000 (p) x
INTERNATIONAL RECTIFIER COM 460254105 $1,581,250 2,300 (p) x
INTERNATIONAL RECTIFIER COM 460254105 $6,437,500 5,000 (p) x
NOKIA COM 654902204 $1,162,500 3,000 (p) x
OMNICOM GROUP COM 681919106 $ 984,375 1,750 (p) x
SOLETRON COM 834182107 $1,553,125 3,500 (p) x
STMICROELECTRAON COM 861012102 $1,293,750 3,000 (p) x
TELLABS COM 879664100 $2,775,000 4,000 (p) x
TEXAS INSTRUMENT COM 882508104 $5,362,500 3,000 (p) x
ALCOA INCORPORATED COM 013817101 $2,156,250 5,000 (c) x
AFLAC INC COM 001055102 $5,437,500 3,750 (c) x
AFLAC INC COM 001055102 $ 812,500 2,000 (c) x
BOSTON SCIENTIFIC COM 101137107 $ 400,000 2,000 (c) x
BOSTON SCIENTIFIC COM 101137107 $ 281,280 6,000 (c) x
COOPER CAMERON COM 216640102 $ 912,500 2,000 (c) x
COLGATE PALMOLIVE COM 194162103 $1,635,000 3,000 (c) x
CHASE MANHATTAN COM 16161A108 $ 56,250 750 (c) x
DU PONT COM 263534109 $ 15,625 2,500 (c) x
DELL COM 247025109 $ 65,620 1,000 (c) x
ERICSSON COM 294821400 $ 444,363 3,742 (c) x
GENERAL DYNAMICS COM 369550108 $1,975,000 4,000 (c) x
GENERAL ELECTRIC COM 369604103 $2,625,000 6,000 (c) x
GATEWAY COM 367626108 $ 581,250 3,100 (c) x
GATEWAY COM 367626108 $ 235,000 2,000 (c) x
INTERNATIONAL BUSINESS COM 459200101 $ 815,640 3,000 (c) x
MACHINES
BANK ONE CORPORATION COM 06423A103 $2,131,250 5,500 (c) x
SYMBOL TECHNOLOGY COM 871508107 $ 984,375 2,500 (c) x
CHARLES SCHWAB COM 808513105 $1,573,438 4,750 (c) x
</TABLE>
Item 1: Item 7: Item 8:
Voting Authority
(b) Shared
NAME OF ISSUER Manager (a) Sole As Defined (c) None
-------------------------------------------------------------------------------
SUN MICROSYSTEMS INC 1 85,200
SYNTROLEUM CORP 1 239,300
TEEKAY SHIPPING CORP 1 331,000
TIBCO SOFTWARE 1 116,100
TIFFANY & CO 1 199,900
TITAN PHARMACEUTICALS INC 1 370,300
TURNSTONE SYSTEMS 1 122,500
TYCO INTERNATIONAL 1 230,900
VERITAS SOFTWARE 1 78,800
VODAFONE GROUP (SPON ADR) 1 129,800
WEATHERFORD INTERNATIONAL 1 393,700
XL CAPITAL LTD 1 253,000
XM SATELLITE RADIO HOLD-CL A 1 277,400
THE FOLLOWING OPTIONS LISTED
WITH RESPECT TO MANAGER ABOVE.
APPLIED MATERIALS INC 1 x
CONEXANT 1 x
INTERNATIONAL RECTIFIER 1 x
INTERNATIONAL RECTIFIER 1 x
NOKIA 1 x
OMNICOM GROUP 1 x
SOLETRON 1 x
STMICROELECTRAON 1 x
TELLABS 1 x
TEXAS INSTRUMENT 1 x
ALCOA INCORPORATED 1
AFLAC INC 1
AFLAC INC 1
BOSTON SCIENTIFIC 1
BOSTON SCIENTIFIC 1
COOPER CAMERON 1
COLGATE PALMOLIVE 1
CHASE MANHATTAN 1
DU PONT 1
DELL 1
ERICSSON 1
GENERAL DYNAMICS 1
GENERAL ELECTRIC 1
GATEWAY 1
GATEWAY 1
INTERNATIONAL BUSINESS 1
MACHINES
BANK ONE CORPORATION 1
SYMBOL TECHNOLOGY 1
CHARLES SCHWAB 1
