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<PAGE> 1
___________________________
| OMB APPROVAL |
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| OMB Number: 3215-0008 |
| Expires: February 28, 1994|
UNITED STATES | Estimated average burden |
SECURITIES AND EXCHANGE COMMISSION | hours per form.....24.80 |
Washington, D.C. 20549 |___________________________|
___________________________
FORM 13F | SEC USE ONLY |
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|___________________________|
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended: June 30, 1999
------- --
(Please read instructions before preparing form.)
If amended report check here: [ ]
Tupelo Capital Management, L.L.C.
- -------------------------------------------------------------------------------
Name of Institutional Investment Manager
12 East 49th Street New York NY 10017
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Business Address (Street) (City) (State) (Zip)
Lulu C. Wang (212) 755-3700 Principal
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- -----------------------------------ATTENTION-----------------------------------
| Intentional misstatements or omissions of facts constitute Federal Criminal |
| Violations. |
| See 18 U.S.C. 1001 and 15 U.S.C. 701(a) |
- -------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
----------- --------------
on the 12th day of August , 1999
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Tupelo Capital Management, L.L.C.
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(Name of Institutional Investment Manager)
/s/ Lulu C. Wang
---------------------------------------------
(Actual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------- ------------- ------------------------ -------------
1. Tupelo Capital Services, L.L.C. 6.
- -------------------------- ------------- ------------------------ -------------
2. 7.
- -------------------------- ------------- ------------------------ -------------
3. 8.
- -------------------------- ------------- ------------------------ -------------
4. 9.
- -------------------------- ------------- ------------------------ -------------
5. 10.
- -------------------------- ------------- ------------------------ -------------
<PAGE> 2
FORM 13F
REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C.
PERIOD ENDED: JUNE 30, 1999
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:
SEDOL/
CUSIP Fair SHARES SH PUT/
Name of Issuer Title of Class Number Market Value PRN Amount PRN CALL
-------------- -------------- ----------- ------------- -------------------------------
<S> <C> <C> <C> <C> <C> <C>
ALLIEDSIGNAL COM 19512102 $ 2,835,000 45,000 SH
ALTERA CORP COM 21441100 $ 6,537,900 177,600 SH
AMAZON.CO COM 23135106 $ 4,079,075 32,600 SH
AMERICA ONLINE INC COM 02364J104 $ 4,499,000 40,900 SH
AMERICAN EXPRESS COM 25816109 $ 4,046,888 31,100 SH
AMERICAN INTERNATIONAL GROUP COM 26874107 $ 6,003,200 51,200 SH
APPLE COMPUTER COM 37833100 $ 3,918,038 84,600 SH
APPLIED MATERIALS COM 38222105 $ 8,189,044 110,850 SH
BOSTON SCIENTIFIC COM 101137107 $ 4,068,613 92,600 SH
BROADCOM CORP. COM 111320107 $ 2,168,438 15,000 SH
CBS CORPORATION COM 12490K107 $ 4,939,988 113,400 SH
CHARLES SCHWAB CORP COM 808513105 $ 4,523,500 41,500 SH
CISCO SYSTEMS, INC. COM 17275R102 $ 8,421,981 130,700 SH
CITIGROUP INC COM 172967101 $ 3,306,000 69,600 SH
CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 4,577,450 66,400 SH
CNET INC. COM 125945105 $ 4,166,288 72,300 SH
COLGATE-PALMOLIVE COM 194162103 $ 6,520,700 66,200 SH
COMCAST COM 200300200 $ 3,947,531 102,700 SH
COVAD COMMUNICATIONS COM 222814204 $ 4,648,850 87,200 SH
DANAHER COM 235851102 $ 4,039,688 69,500 SH
DEVELOPMENT BANK SINGAPORE COM 6265513 $ 6,562,623 537,000 SH
DOUBLECLICK, INC. COM 258609304 $ 5,000,375 54,500 SH
EQUANT NV NY REG SH COM 294409107 $ 7,106,400 75,200 SH
ESTEE LAUDER COS INC COM 518439104 $ 6,260,613 124,900 SH
EXODUS COMMUNICATIONS COM 302068109 $ 5,421,175 45,200 SH
FRONTIER COM 35906P105 $ 4,326,525 73,800 SH
GAP INC COM 364760108 $ 5,148,325 102,200 SH
GEMSTAR INTL GROUP LTD COM 2363187 $ 4,880,700 74,800 SH
GENERAL ELECTRIC COM 369604103 $ 5,683,900 50,300 SH
GLOBAL CROSSING LTD COM G3921A10 $ 3,729,688 87,500 SH
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 $ 6,358,500 78,500 SH
GOLDMAN SACHS GROUP INC COM 38141G104 $ 5,071,950 70,200 SH
GUCCI GROUP COM 401566104 $ 6,202,000 88,600 SH
HOME DEPOT INC COM 437076102 $ 4,981,019 77,300 SH
HONDA MOTOR CO LTD ADR 438128308 $ 6,341,425 73,100 SH
INGERSOLL-RAND COM 456866102 $ 4,058,450 62,800 SH
</TABLE>
<TABLE>
<CAPTION>
ITEM 6: ITEM 7: ITEM 8:
Investment Discretion Voting Authority
(b) Shared (c) Shared (b) Shared
Name of Issuer (a) Sole As Defined Other Manager (a) Sole As Defined (c) None
-------------- ------------------------------- ----------- -----------------------------------
<S> <C> <C> <C> <C> <C> <C>
ALLIEDSIGNAL X 1 45,000
ALTERA CORP X 1 177,600
AMAZON.CO X 1 32,600
AMERICA ONLINE INC X 1 40,900
AMERICAN EXPRESS X 1 31,100
AMERICAN INTERNATIONAL GROUP X 1 51,200
APPLE COMPUTER X 1 84,600
APPLIED MATERIALS X 1 110,850
BOSTON SCIENTIFIC X 1 92,600
BROADCOM CORP. X 1 15,000
CBS CORPORATION X 1 113,400
CHARLES SCHWAB CORP X 1 41,500
CISCO SYSTEMS, INC. X 1 130,700
CITIGROUP INC X 1 69,600
CLEAR CHANNEL COMMUNICATIONS X 1 66,400
CNET INC. X 1 72,300
COLGATE-PALMOLIVE X 1 66,200
COMCAST X 1 102,700
COVAD COMMUNICATIONS X 1 87,200
DANAHER X 1 69,500
DEVELOPMENT BANK SINGAPORE X 1 537,000
DOUBLECLICK, INC. X 1 54,500
EQUANT NV NY REG SH X 1 75,200
ESTEE LAUDER COS INC X 1 124,900
EXODUS COMMUNICATIONS X 1 45,200
FRONTIER X 1 73,800
GAP INC X 1 102,200
GEMSTAR INTL GROUP LTD X 1 74,800
GENERAL ELECTRIC X 1 50,300
GLOBAL CROSSING LTD X 1 87,500
GLOBAL TELESYSTEMS GROUP INC X 1 78,500
GOLDMAN SACHS GROUP INC X 1 70,200
GUCCI GROUP X 1 88,600
HOME DEPOT INC X 1 77,300
HONDA MOTOR CO LTD X 1 73,100
INGERSOLL-RAND X 1 62,800
</TABLE>
<PAGE> 3
<TABLE>
<S> <C> <C> <C> <C> <C>
INTEL CORP COM 458140100 $ 4,855,200 81,600 SH
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 7,380,175 57,100 SH
INTUIT COM 461202103 $ 4,123,219 45,750 SH
ITO-YOKADO ADR 465714301 $ 8,240,025 121,400 SH
KAO CORPORATION COM 6483809 $ 6,457,480 230,000 SH
KIRIN BREWERY CO LTD COM 6870445 $ 7,794,814 651,000 SH
KOHL'S CORP (WISCONSIN) COM 500255104 $ 5,073,750 66,000 SH
LEVEL 3 COMMUNICATIONS INC. COM 52729N100 $ 4,120,288 68,600 SH
LEXMARK INTERNATIONAL GROUP COM 529771107 $ 3,956,200 60,400 SH
MARSH & MCLENNAN COS COM 571748102 $ 4,632,075 61,200 SH
MCI WORLDCOM INC COM 55268B106 $ 7,521,863 87,400 SH
MICROSOFT CORP. COM 594918104 $ 4,825,031 53,500 SH
MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 5,018,363 48,900 SH
MOTOROLA INC. COM 620076109 $ 9,854,000 104,000 SH
NEXTLINK COM 65333H707 $ 2,023,000 27,200 SH
NOKIA CORP-SPONSERED ADR 654902204 $ 6,272,031 68,500 SH
NORTHPOINT COMMUNICATIONS COM 666610100 $ 1,934,500 53,000 SH
NOVELLUS SYSTEMS INC CLA 670008101 $ 7,154,306 104,825 SH
NTL INCORPORATED COM 629407107 $ 6,576,106 76,300 SH
NTT DOCOMO ADR 5548431 $ 7,177,536 106,000 SH
OMNICOM GROUP COM 681919106 $ 4,880,000 61,000 SH
PERKIN-ELMER CORP COM 714041100 $ 4,567,050 39,800 SH
PITNEY-BOWES INC COM 724479100 $ 5,101,450 79,400 SH
PREMIER PARKS INC COM 740540208 $ 5,556,600 151,200 SH
RESEARCH IN MOTION COM 760975102 $ 4,311,225 212,900 SH
SHAW INDUSTRIES INC COM 820286102 $ 5,332,250 304,700 SH
SMURFIT-STONE CONTAINER CORP COM 832727101 $ 7,112,569 345,900 SH
SONY CORP ADR 835699307 $ 8,918,300 80,800 SH
SUN MICROSYSTEMS INC COM 866810104 $ 8,692,025 126,200 SH
SYMBOL TECHNOLOGIES COM 871508107 $ 5,874,188 159,300 SH
TAKEDA CHEMICAL INDUSTRIES COM 6870445 $ 7,690,016 166,000 SH
TANDY CORP COM 875382103 $ 5,034,125 103,000 SH
TERADYNE INC COM 880770102 $ 5,818,925 81,100 SH
TEXAS INSTRUMENTS INC. COM 882508104 $ 7,272,000 50,500 SH
TIFFANY & CO COM 886547108 $ 6,224,250 64,500 SH
TIME WARNER INC. COM 887315109 $ 5,875,363 80,900 SH
UNISYS CORPORATION COM 909214108 $ 6,381,856 163,900 SH
UNITED PAN-EUROPE COM ADR 9113002000 $ 5,176,925 93,700 SH
UNIVISION COMMUNICATIONS COM 914906102 $ 4,816,500 74,100 SH
VERITAS SOFTWARE COM 923436109 $ 1,891,750 20,000 SH
VISX INC. COM 828445105 $ 5,749,013 72,600 SH
VODAFONE GROUP PLC ADR 92857T107 $ 9,938,650 50,450 SH
WAL-MART STORES INC. COM 931142103 $ 5,153,100 106,800 SH
YAHOO! INC. COM 984332106 $ 5,460,325 31,700 SH
</TABLE>
<TABLE>
<S> <C> <C> <C>
INTEL CORP X 1 81,600
INTERNATIONAL BUSINESS MACHS X 1 57,100
INTUIT X 1 45,750
ITO-YOKADO X 1 121,400
KAO CORPORATION X 1 230,000
KIRIN BREWERY CO LTD X 1 651,000
KOHL'S CORP (WISCONSIN) X 1 66,000
LEVEL 3 COMMUNICATIONS INC. X 1 68,600
LEXMARK INTERNATIONAL GROUP X 1 60,400
MARSH & MCLENNAN COS X 1 61,200
MCI WORLDCOM INC X 1 87,400
MICROSOFT CORP. X 1 53,500
MORGAN STANLEY DEAN WITTER & CO X 1 48,900
MOTOROLA INC. X 1 104,000
NEXTLINK X 1 27,200
NOKIA CORP-SPONSERED X 1 68,500
NORTHPOINT COMMUNICATIONS X 1 53,000
NOVELLUS SYSTEMS INC X 1 104,825
NTL INCORPORATED X 1 76,300
NTT DOCOMO X 1 106,000
OMNICOM GROUP X 1 61,000
PERKIN-ELMER CORP X 1 39,800
PITNEY-BOWES INC X 1 79,400
PREMIER PARKS INC X 1 151,200
RESEARCH IN MOTION X 1 212,900
SHAW INDUSTRIES INC X 1 304,700
SMURFIT-STONE CONTAINER CORP X 1 345,900
SONY CORP X 1 80,800
SUN MICROSYSTEMS INC X 1 126,200
SYMBOL TECHNOLOGIES X 1 159,300
TAKEDA CHEMICAL INDUSTRIES X 1 166,000
TANDY CORP X 1 103,000
TERADYNE INC X 1 81,100
TEXAS INSTRUMENTS INC. X 1 50,500
TIFFANY & CO X 1 64,500
TIME WARNER INC. X 1 80,900
UNISYS CORPORATION X 1 163,900
UNITED PAN-EUROPE COM X 1 93,700
UNIVISION COMMUNICATIONS X 1 74,100
VERITAS SOFTWARE X 1 20,000
VISX INC. X 1 72,600
VODAFONE GROUP PLC X 1 50,450
WAL-MART STORES INC. X 1 106,800
YAHOO! INC. X 1 31,700
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C> <C>
THE FOLLOWING OPTIONS LISTED WITH RESPECT TO
MANAGER ABOVE.
AVON PRODUCTS INC COM 054303102 $ 2,500 200 ( p )
ALCOA COM 013817101 $ 3,148,438 1,625 ( c )
ALLTEL COM 20039103 $ 530,000 800 ( c )
ALZA COM 22615108 $ 1,462,500 900 ( c )
SOTHEBY'S HOLDINGS COM 835898107 $ 271,250 1,550 ( c )
BOWNE & CO COM 103043105 $ 675,000 3,000 ( c )
CARNIVAL COM 143658102 $ 1,004,063 1,575 ( c )
CENDANT CORP COM 151313103 $ 306,250 1,000 ( c )
CENDANT CORP COM 151313103 $ 1,026,563 2,250 ( c )
WALT DISNEY CO COM 254687106 $ 624,844 2,325 ( c )
DOLLAR TREE STORES COM 256747106 $ 1,257,813 875 ( c )
ENTRAMED INC COM 29382F103 $ 92,813 1,650 ( c )
CORNING INC COM 219350105 $ 695,625 525 ( c )
LEHMAN BROTHERS HOLDINGS COM 524908100 $ 2,325,625 1,525 ( c )
LUCENT COM 549463107 $ 1,561,875 1,050 ( c )
MEAD CORP COM 582834107 $ 1,559,250 1,320 ( c )
MGM GRAND INC COM 552953101 $ 1,007,813 3,225 ( c )
MONSANTO COM 611662107 $ 300,625 1,300 ( c )
NOVELL INC COM 670006105 $ 2,767,188 4,025 ( c )
NEXTEL COMMUNICATIONS INC COM 65332V103 $ 2,480,000 1,600 ( c )
SHAW INDUSTRIES INC COM 820286102 $ 344,992 1,600 ( c )
SCHLUMBERGER COM 806857108 $ 2,181,094 3,525 ( c )
TAIWAN SEMICONDUCTOR ADR 874039100 $ 3,712,500 3,000 ( c )
TYCO INTERNATIONAL COM 902124106 $ 2,330,500 1,180 ( c )
WILLIAMS-SONOMA COM 969904101 $ 1,292,500 1,100 ( c )
YORK INTERNATIONAL COM 986670107 $ 940,000 1,600 ( c )
</TABLE>
<TABLE>
THE FOLLOWING OPTIONS LISTED WITH RESPECT TO
MANAGER ABOVE
<S> <C> <C> <C>
AVON PRODUCTS INC X 1 X
ALCOA X 1
ALLTEL X 1
ALZA X 1
SOTHEBY'S HOLDINGS X 1
BOWNE & CO X 1
CARNIVAL X 1
CENDANT CORP X 1
CENDANT CORP X 1
WALT DISNEY CO X 1
DOLLAR TREE STORES X 1
ENTRAMED INC X 1
CORNING INC X 1
LEHMAN BROTHERS HOLDINGS X 1
LUCENT X 1
MEAD CORP X 1
MGM GRAND INC X 1
MONSANTO X 1
NOVELL INC X 1
NEXTEL COMMUNICATIONS INC X 1
SHAW INDUSTRIES INC X 1
SCHLUMBERGER X 1
TAIWAN SEMICONDUCTOR X 1
TYCO INTERNATIONAL X 1
WILLIAMS-SONOMA X 1
YORK INTERNATIONAL X 1
</TABLE>
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