<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: High Rock Capital LLC
Address: 28 State Street
18th Floor
Boston, MA 02109
Form 13F File Number: 28-5139
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven C. Wilner
Title: Vice President
Phone: (617) 747-5806
Signature, Place, and Date of Signing:
/s/ Steven C. Wilner
----------------------
Boston, Massachusetts
August 11, 2000
High Rock Asset Management LLC is the parent company and sole member of High
Rock Capital LLC. In accordance with 17 CFR 240.13f-1(b), High Rock Asset
Management LLC is deemed to exercise "investment discretion" with respect to
all accounts with which High Rock Capital LLC exercises "investment
discretion".
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE> 2
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 206
Form 13F Information Table Value Total (in thousands): $1,757,605
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
No. 13F File Number Name
01 28-5143 High Rock Asset Management LLC
<PAGE> 3
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER TITLE OF CLASS CUSIP X($1000) PRN AMT PRN CALL DISCRETN MANAGERS VOTING AUTHORITY
SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACNIELSEN CORP COM COMMON STOCK 004833109 20541 933700 SH DEFINED 01 767500 0 166200
ACTEL CORP COM COMMON STOCK 004934105 913 20000 SH DEFINED 01 17000 0 3000
ADVEST GROUP INC COMMON STOCK 007566102 5379 256900 SH DEFINED 01 207200 0 49700
AGRIUM INC CAD NPV COM (USD) COMMON STOCK 008916108 19687 2282600 SH DEFINED 01 1930400 0 352200
AK STEEL HOLDING CORP COMMON STOCK 001547108 6718 839700 SH DEFINED 01 693300 0 146400
ALBANY INTL CORP CL A COMMON STOCK 012348108 13905 958982 SH DEFINED 01 791998 0 166984
ALBERTO CULVER CO CL A COMMON STOCK 013068200 32639 1243400 SH DEFINED 01 1026700 0 216700
ALBERTO CULVER CO CL B COMMON STOCK 013068101 330 10800 SH DEFINED 01 0 0 10800
ALLIANT TECHSYSTEMS INC COM COMMON STOCK 018804104 16913 250800 SH DEFINED 01 205300 0 45500
AMERICAN EAGLE OUTFITTERS COMMON STOCK 02553E106 20857 1489800 SH DEFINED 01 1222100 0 267700
AMERICAN FINL HLDGS INC COM COMMON STOCK 026075101 12230 770400 SH DEFINED 01 619300 0 151100
AMERICAN FREIGHTWAYS CORP COMMON STOCK 02629V108 9832 678100 SH DEFINED 01 561100 0 117000
AMERISOURCE HEALTH CORP CL A COMMON STOCK 03071P102 13147 424100 SH DEFINED 01 350400 0 73700
ANIXTER INTL INC COM COMMON STOCK 035290105 18113 683500 SH DEFINED 01 560700 0 122800
ANNTAYLOR STORES CORP COMMON STOCK 036115103 12220 368900 SH DEFINED 01 308200 0 60700
APPLIED POWER INC CL-A COM COMMON STOCK 038225108 34559 1031600 SH DEFINED 01 853300 0 178300
APRIA HEALTHCARE GROUP INC COM COMMON STOCK 037933108 9615 784900 SH DEFINED 01 632200 0 152700
ARROW ELECTRONICS INC COM COMMON STOCK 042735100 4297 138600 SH DEFINED 01 138600 0 0
ARTESYN TECHNOLOGIES INC COM COMMON STOCK 043127109 7957 286100 SH DEFINED 01 231900 0 54200
ASTORIA FINL CORP COM COMMON STOCK 046265104 30838 1197601 SH DEFINED 01 982700 0 214901
AVNET INC COM COMMON STOCK 053807103 53509 903100 SH DEFINED 01 740800 0 162300
BALLY TOTAL FITNESS HOLDINGS COMMON STOCK 05873K108 4529 178500 SH DEFINED 01 147500 0 31000
BANK UNITED CORP COMMON STOCK 065412108 4001 113700 SH DEFINED 01 93500 0 20200
BASIN EXPL INC COM COMMON STOCK 070107107 11494 643000 SH DEFINED 01 529100 0 113900
BE AEROSPACE INC COM COMMON STOCK 073302101 575 83700 SH DEFINED 01 83700 0 0
BE SEMICONDUCTOR INDS N.V. NY ADRS STOCKS 073320103 9362 624100 SH DEFINED 01 516800 0 107300
BELDEN INC COM COMMON STOCK 077459105 40457 1578800 SH DEFINED 01 1299900 0 278900
BMC INDS INC MINN COM COMMON STOCK 055607105 126 31000 SH DEFINED 01 31000 0 0
BOMBAY CO INC USD1 COM COMMON STOCK 097924104 3495 1189900 SH DEFINED 01 955900 0 234000
BORDERS GROUP INC COM COMMON STOCK 099709107 8346 536300 SH DEFINED 01 441300 0 95000
BOSTON BEER CO INC CL. A COMMON STOCK 100557107 5765 673300 SH DEFINED 01 541400 0 131900
BOWNE & CO INC COM COMMON STOCK 103043105 5053 502200 SH DEFINED 01 405200 0 97000
BROOKLINE BANCORP INC COM COMMON STOCK 113739106 1838 160700 SH DEFINED 01 122700 0 38000
BT FINANCIAL CORP COMMON STOCK 055763106 737 42700 SH DEFINED 01 31800 0 10900
BUFFETS INC COMMON STOCK 119882108 129 10200 SH DEFINED 01 10200 0 0
BURLINGTON INDUSTRIES INC COMMON STOCK 121693105 2581 1529529 SH DEFINED 01 1209000 0 320529
C D I CORP COM COMMON STOCK 125071100 11310 555100 SH DEFINED 01 460400 0 94700
CADMUS COMMUNICATIONS COMMON STOCK 127587103 3451 353900 SH DEFINED 01 285000 0 68900
CASTLE AND COOKE INC COMMON STOCK 148433105 4309 223100 SH DEFINED 01 187500 0 35600
CEC ENTERTAINMENT INC COMMON STOCK 125137109 5089 198600 SH DEFINED 01 164400 0 34200
CENTEX CORP COM COMMON STOCK 152312104 18683 795000 SH DEFINED 01 655500 0 139500
CERTICOM CORP COMMON STOCK 156915100 404 5900 SH DEFINED 01 0 0 5900
CHECKPOINT SYSTEMS INC COM COMMON STOCK 162825103 3539 471800 SH DEFINED 01 381800 0 90000
CIRCLE INTERNATIONAL GROUP INC COMMON STOCK 172574105 12226 486600 SH DEFINED 01 398400 0 88200
CLAYTON HOMES INC COM COMMON STOCK 184190106 4622 577700 SH DEFINED 01 465300 0 112400
CNH GLOBAL NV ORD COMMON STOCK N20935107 488 52800 SH DEFINED 01 52800 0 0
COHU INC COMUSD1 COMMON STOCK 192576106 22958 851300 SH DEFINED 01 700100 0 151200
COMFORT SYSTEMS USA INC COMMON STOCK 199908104 2348 587100 SH DEFINED 01 468200 0 118900
COMMERCIAL FED CORP COM COMMON STOCK 201647104 6248 401500 SH DEFINED 01 323500 0 78000
COMMUNITY BANK SYSTEM COMMON STOCK 203607106 6865 309400 SH DEFINED 01 248500 0 60900
CONECTIV INC COM COMMON STOCK 206829103 3631 233300 SH DEFINED 01 178000 0 55300
CSK AUTO CORP COM COMMON STOCK 125965103 3615 478000 SH DEFINED 01 388900 0 89100
DDI CORP COMMON STOCK 233162106 416 14600 SH DEFINED 01 0 0 14600
DEAN FOODS CO COM COMMON STOCK 242361103 36811 1161700 SH DEFINED 01 953900 0 207800
DEB SHOPS INC COM COMMON STOCK 242728103 6104 488300 SH DEFINED 01 406600 0 81700
DIAL CORP NEW COM COMMON STOCK 25247D101 17826 1718200 SH DEFINED 01 1409600 0 308600
DORAL FINL CORP COM COMMON STOCK 25811P100 311 27200 SH DEFINED 01 27200 0 0
DREYERS GRAND ICE CREAM INC COMMON STOCK 261878102 441 21000 SH DEFINED 01 15800 0 5200
ESPEED INC CL A COMMON STOCK 296643109 487 11200 SH DEFINED 01 0 0 11200
ESS TECHNOLOGY INC COM COMMON STOCK 269151106 16424 1132700 SH DEFINED 01 932300 0 200400
ESTERLINE TECHNOLOGIES CORP COMMON STOCK 297425100 6521 438400 SH DEFINED 01 353700 0 84700
EVEREST RE GROUP LTD COM STK COMMON STOCK G3223R108 20333 618500 SH DEFINED 01 506700 0 111800
FARGO ELECTRNCS COMMON STOCK 30744P102 40 11300 SH DEFINED 01 0 0 11300
FASTNET CORP COMMON STOCK 311877104 53 14200 SH DEFINED 01 0 0 14200
FERRO CORP COM COMMON STOCK 315405100 14818 705600 SH DEFINED 01 582600 0 123000
FILENES BASEMENT CORP COM COMMON STOCK 316866102 0 11400 SH DEFINED 01 11400 0 0
FINISH LINE INC CL A COMMON STOCK 317923100 6214 759000 SH DEFINED 01 607900 0 151100
FIRST FED FINANCIAL CORP COM COMMON STOCK 337907109 21767 1541043 SH DEFINED 01 1262100 0 278943
FIRST FINL BANCORP OH COM COMMON STOCK 320209109 2544 129200 SH DEFINED 01 103900 0 25300
FIRST INDIANA CORP COMMON STOCK 32054R108 467 23500 SH DEFINED 01 18900 0 4600
FIRST WASHINGTON BANCORP COMMON STOCK 33748T104 5035 361290 SH DEFINED 01 287180 0 74110
FLEMING COS INC COM COMMON STOCK 339130106 14246 1090600 SH DEFINED 01 896300 0 194300
FLOWSERVE CORP COM COMMON STOCK 34354P105 25659 1703500 SH DEFINED 01 1411700 0 291800
FOOTSTAR INC COMMON STOCK 344912100 971 29200 SH DEFINED 01 29200 0 0
FORTUNE BRANDS INC COM COMMON STOCK 349631101 2548 110500 SH DEFINED 01 110500 0 0
FOSSIL INC COM COMMON STOCK 349882100 15416 793100 SH DEFINED 01 653600 0 139500
FOSTER WHEELER CORP COM COMMON STOCK 350244109 8009 928600 SH DEFINED 01 753200 0 175400
FSI INTL INC COM COMMON STOCK 302633102 26175 1206900 SH DEFINED 01 990600 0 216300
FULLER H B CO COM COMMON STOCK 359694106 8762 192300 SH DEFINED 01 157800 0 34500
GENERAL SEMICONDUCTR INC COM COMMON STOCK 370787103 41025 2781375 SH DEFINED 01 2290500 0 490875
GENZYME CORP SURGICAL PRODS COMMON STOCK 372917609 10373 1043800 SH DEFINED 01 874100 0 169700
GEORGIA PACIFIC GROUP COM COMMON STOCK 373298108 352 13400 SH DEFINED 01 13400 0 0
GRACE W R & CO DEL NEW COM COMMON STOCK 38388F108 6507 536700 SH DEFINED 01 422800 0 113900
HARLAND JOHN H CO COM COMMON STOCK 412693103 8710 583100 SH DEFINED 01 466800 0 116300
HARSCO CORP COM COMMON STOCK 415864107 10988 430900 SH DEFINED 01 343800 0 87100
HARTE-HANKS INC COM COMMON STOCK 416196103 318 12700 SH DEFINED 01 12700 0 0
HCC INS HLDGS INC COM COMMON STOCK 404132102 4470 236800 SH DEFINED 01 182700 0 54100
HEALTHEXTRAS INC COM COMMON STOCK 422211102 72 13400 SH DEFINED 01 0 0 13400
HEARST-ARGYLE TELEVISION INC COMMON STOCK 422317107 1619 83000 SH DEFINED 01 83000 0 0
HOLLYWOOD ENTMT CORP COM COMMON STOCK 436141105 8938 1135000 SH DEFINED 01 913000 0 222000
HOST MARRIOT CORP COM STK COMMON STOCK 44107P104 291 31000 SH DEFINED 01 31000 0 0
HUBBELL INC CL B COMMON STOCK 443510201 347 13600 SH DEFINED 01 13600 0 0
HUDSON UNITED BANCORP COMMON STOCK 444165104 12828 571700 SH DEFINED 01 459400 0 112300
HYPERCOM CORP COM COMMON STOCK 44913M105 19899 1384300 SH DEFINED 01 1156000 0 228300
HYPERION SOLUTIONS COMMON STOCK 44914M104 444 13700 SH DEFINED 01 13700 0 0
IMC GLOBAL INC COM COMMON STOCK 449669100 18454 1419500 SH DEFINED 01 1168100 0 251400
INDEPENDENCE COMMUNITY BANK COMMON STOCK 453414104 6494 490100 SH DEFINED 01 383900 0 106200
INTERTAN INC COM COMMON STOCK 461120107 18214 1550100 SH DEFINED 01 1274500 0 275600
INVACARE CORP COM COMMON STOCK 461203101 18890 719600 SH DEFINED 01 596600 0 123000
JLG IND INC COM COMMON STOCK 466210101 6674 562000 SH DEFINED 01 454200 0 107800
KAUFMAN & BROAD HOME CORP COMMON STOCK 486168107 14530 733400 SH DEFINED 01 600100 0 133300
KEMET CORP COM COMMON STOCK 488360108 381 15200 SH DEFINED 01 15200 0 0
KENNAMETAL INC COMMON STOCK 489170100 6581 307000 SH DEFINED 01 251600 0 55400
KEY ENERGY GROUP INC COM COMMON STOCK 492914106 13873 1441400 SH DEFINED 01 1160500 0 280900
KLAMATH FIRST BANCORP INC COMMON STOCK 49842P103 4500 383500 SH DEFINED 01 306800 0 76700
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 7464 373200 SH DEFINED 01 313300 0 59900
LANCE INC COM COMMON STOCK 514606102 194 21500 SH DEFINED 01 15500 0 6000
LANDAUER INC COM COMMON STOCK 51476K103 1256 80700 SH DEFINED 01 63800 0 16900
LANDRYS SEAFOOD RESTAURANTS COMMON STOCK 51508L103 8428 991500 SH DEFINED 01 802300 0 189200
LEE ENTERPRISES INC COM COMMON STOCK 523768109 6252 268200 SH DEFINED 01 217300 0 50900
LIBERTY CORP S C COM COMMON STOCK 530370105 12957 308500 SH DEFINED 01 250800 0 57700
LONGVIEW FIBRE CO COM COMMON STOCK 543213102 3911 353500 SH DEFINED 01 284500 0 69000
LUBRIZOL CORP COM COMMON STOCK 549271104 7445 354500 SH DEFINED 01 285400 0 69100
LUBY'S CAFETERIAS INC COM COMMON STOCK 549282101 5487 685900 SH DEFINED 01 556600 0 129300
M & F WORLDWIDE CORP COM COMMON STOCK 552541104 227 40300 SH DEFINED 01 40300 0 0
M S CARRIERS INC COM COMMON STOCK 553533100 234 13300 SH DEFINED 01 13300 0 0
M.A. HANNA CO COM COMMON STOCK 410522106 15391 1710100 SH DEFINED 01 1407600 0 302500
MACNEAL SCHWNDLER COMMON STOCK 553531104 7234 776800 SH DEFINED 01 624500 0 152300
MANITOWOC INC COM COMMON STOCK 563571108 8279 309500 SH DEFINED 01 249100 0 60400
MANUFACTURERS SVCS LTD COMMON STOCK 565005105 5155 250700 SH DEFINED 01 201000 0 49700
MAPICS INC COM COMMON STOCK 564910107 4107 714300 SH DEFINED 01 556900 0 157400
MEREDITH CORP COM COMMON STOCK 589433101 4998 148100 SH DEFINED 01 119300 0 28800
MGC COMMUNICATIONS INC COM COMMON STOCK 552763302 420 7000 SH DEFINED 01 0 0 7000
MIDWEST EXPRESS HLDGS INC COM COMMON STOCK 597911106 9389 436700 SH DEFINED 01 351500 0 85200
MIIX GROUP INC COM COMMON STOCK 59862V104 4464 372000 SH DEFINED 01 295600 0 76400
MODIS PROFESSIONAL SVCS INC CO COMMON STOCK 607830106 11085 1453800 SH DEFINED 01 1202300 0 251500
MOTOR CARGO INDS COM COMMON STOCK 619907108 225 48600 SH DEFINED 01 48600 0 0
NATIONAL PRESTO INDS INC COM COMMON STOCK 637215104 4022 130800 SH DEFINED 01 107400 0 23400
NAUTICA ENTERPRISES INC COM COMMON STOCK 639089101 695 65000 SH DEFINED 01 47500 0 17500
NCI BUILDING SYS INC COM COMMON STOCK 628852105 731 36100 SH DEFINED 01 36100 0 0
NEIMAN MARCUS B COM STK COMMON STOCK 640204301 14361 517500 SH DEFINED 01 425000 0 92500
NELSON (THOMAS) INC COMMON STOCK 640376109 5092 594703 SH DEFINED 01 488800 0 105903
NUCOR CORP COM COMMON STOCK 670346105 249 7500 SH DEFINED 01 7500 0 0
OAKLEY INC COMMON STOCK 673662102 1282 111500 SH DEFINED 01 76900 0 34600
OCULAR SCIENCES INC COM COMMON STOCK 675744106 4850 412800 SH DEFINED 01 337300 0 75500
OFFSHORE LOGISTICS INC COMMON STOCK 676255102 4882 339600 SH DEFINED 01 266100 0 73500
OLD REP INTL CORP COM COMMON STOCK 680223104 3318 201100 SH DEFINED 01 161700 0 39400
OLIN CORP COMMON STOCK 680665205 12157 736800 SH DEFINED 01 608000 0 128800
ORCHID BIOSCIENCES COMMON STOCK 68571P100 433 11400 SH DEFINED 01 0 0 11400
OSCA INC COMMON STOCK 687836106 4136 245100 SH DEFINED 01 203600 0 41500
OWENS & MINOR INC NEW COMMON STOCK 690732102 21034 1223800 SH DEFINED 01 1005400 0 218400
PACIFIC CENTURY FINANCIAL CORP COMMON STOCK 694058108 9237 631600 SH DEFINED 01 508400 0 123200
PARKER DRILLING CO USD COM COMMON STOCK 701081101 10803 1745900 SH DEFINED 01 1404500 0 341400
PARKER HANNIFIN CORP COM COMMON STOCK 701094104 569 16600 SH DEFINED 01 16600 0 0
PENZOIL QUAKER STATE CO COMMON STOCK 709323109 4743 393200 SH DEFINED 01 320500 0 72700
PERRIGO CO COM COMMON STOCK 714290103 1201 190200 SH DEFINED 01 148200 0 42000
PFF BANCORP INC COM COMMON STOCK 69331W104 4968 272200 SH DEFINED 01 218800 0 53400
PHELPS DODGE CORP COM COMMON STOCK 717265102 268 7200 SH DEFINED 01 7200 0 0
PHILLIPS VAN HEUSEN CORP COM COMMON STOCK 718592108 10963 1154000 SH DEFINED 01 951000 0 203000
PHOTRONICS INC COM STK COMMON STOCK 719405102 7309 257600 SH DEFINED 01 204200 0 53400
PIONEER STD ELECTRS INC COM COMMON STOCK 723877106 12043 816500 SH DEFINED 01 666800 0 149700
PLAYTEX PRODS INC COM COMMON STOCK 72813P100 3100 274000 SH DEFINED 01 231400 0 42600
PNV INC COM COMMON STOCK 69348A103 19 13600 SH DEFINED 01 0 0 13600
POLAROID CORP COMMON STOCK 731095105 13780 762900 SH DEFINED 01 631600 0 131300
PROFIT RECOVERY GRP INTL INC C COMMON STOCK 743168106 7210 433700 SH DEFINED 01 349300 0 84400
PROGRESS SOFTWARE US D.01 COM COMMON STOCK 743312100 15537 866200 SH DEFINED 01 714100 0 152100
PUBLIC SVC CO N MEX COM COMMON STOCK 744499104 2407 155900 SH DEFINED 01 125400 0 30500
QUIKSILVER INC COM COMMON STOCK 74838C106 19554 1256500 SH DEFINED 01 1057600 0 198900
REEBOK INTL LTD COM COMMON STOCK 758110100 33421 2097000 SH DEFINED 01 1720300 0 376700
REGIS CORP MINNESOTA COM COMMON STOCK 758932107 4969 397500 SH DEFINED 01 320200 0 77300
RICHMOND CTY FNCL CORP COMMON STOCK 764556106 3192 166900 SH DEFINED 01 133500 0 33400
ROBBINS AND MYERS INC COMMON STOCK 770196103 5532 242500 SH DEFINED 01 196200 0 46300
ROHN INDUSTRIES INC COM COMMON STOCK 775381106 4219 1000000 SH DEFINED 01 805100 0 194900
RUSS BERRIE AND CO INC COMMON STOCK 782233100 9687 503200 SH DEFINED 01 413100 0 90100
RUSSELL CORP COMMON STOCK 782352108 10272 513600 SH DEFINED 01 421100 0 92500
RYLAND GROUP COMMON STOCK 783764103 2571 116200 SH DEFINED 01 94200 0 22000
SAKS INCORPORATED COM STK COMMON STOCK 79377W108 328 31200 SH DEFINED 01 31200 0 0
SCHOOL SPECIALTY INC COM STK COMMON STOCK 807863105 23519 1267000 SH DEFINED 01 1052000 0 215000
SCOTTS CO CL A COM COMMON STOCK 810186106 7687 210600 SH DEFINED 01 168700 0 41900
SEMITOOL INC COMMON STOCK 816909105 2462 142200 SH DEFINED 01 113600 0 28600
SENSORMATIC ELEC COMMON STOCK 817265101 30430 1924400 SH DEFINED 01 1582000 0 342400
SHOPKO STORES INC COM COMMON STOCK 824911101 7352 478200 SH DEFINED 01 390500 0 87700
SILICON VALLEY GROUP INC COM COMMON STOCK 827066101 323 12500 SH DEFINED 01 12500 0 0
SLI INC COM STK COMMON STOCK 78442T108 10295 849100 SH DEFINED 01 682500 0 166600
SNYDER COMMUNICATIONS INC COMMON STOCK 832914105 974 41000 SH DEFINED 01 34100 0 6900
SOFTWARE TECHNOLOGIES COMMON STOCK 834040107 249 8100 SH DEFINED 01 0 0 8100
SPECIALTY EQUIP COS INC COM NEW COMMON STOCK 847497203 14699 541900 SH DEFINED 01 442500 0 99400
STEELCASE INC CL. A COMMON STOCK 858155203 364 21400 SH DEFINED 01 21400 0 0
STERLING BANCORP COMMON STOCK 859158107 535 33960 SH DEFINED 01 33960 0 0
STERLING FINANCIAL CORP COMMON STOCK 859319105 3161 274900 SH DEFINED 01 218900 0 56000
STRIDE RITE CORP COMMON STOCK 863314100 4156 678600 SH DEFINED 01 556700 0 121900
STRUCTURAL DYNAMICS RESH CORP COMMON STOCK 863555108 9554 634300 SH DEFINED 01 523400 0 110900
TEXAS INDUSTRIES INC COMMON STOCK 882491103 12893 446500 SH DEFINED 01 367600 0 78900
THERMO ELECTRON CORP COMMON STOCK 883556102 358 17000 SH DEFINED 01 17000 0 0
TORO CO COM COMMON STOCK 891092108 27378 831200 SH DEFINED 01 680000 0 151200
TREDEGAR CORPORATION COM STK COMMON STOCK 894650100 16144 849700 SH DEFINED 01 696000 0 153700
TRICO MARINE SERVICES INC COMMON STOCK 896106101 2231 175000 SH DEFINED 01 144700 0 30300
TV GUIDE INC CL A COMMON STOCK 87307Q109 397 11600 SH DEFINED 01 0 0 11600
ULTRATECH STEPPER INC COM COMMON STOCK 904034105 12059 810700 SH DEFINED 01 671000 0 139700
VANS INC COM COMMON STOCK 921930103 13456 920100 SH DEFINED 01 754100 0 166000
VENATOR GROUP INC COM COMMON STOCK 922944103 13875 1353700 SH DEFINED 01 1110800 0 242900
VF CORPORATION COMMON STOCK 918204108 345 14500 SH DEFINED 01 14500 0 0
VICORP RESTAURANTS INC COM COMMON STOCK 925817108 5064 277495 SH DEFINED 01 224333 0 53162
VYYO INC COM COMMON STOCK 918458100 208 7700 SH DEFINED 01 0 0 7700
WAUSAU-MOSINEE PAPER CORP COMMON STOCK 943315101 422 49300 SH DEFINED 01 47500 0 1800
WEBSTER FINL CORP CONN COM COMMON STOCK 947890109 2663 120000 SH DEFINED 01 94600 0 25400
WELLMAN INC COMMON STOCK 949702104 3982 246000 SH DEFINED 01 201700 0 44300
WESCO INTERNATIONAL INC COMMON STOCK 95082P105 990 103500 SH DEFINED 01 103500 0 0
WILD OATS MARKETS COM COMMON STOCK 96808B107 10197 811700 SH DEFINED 01 653400 0 158300
WINNEBAGO INDUSTRIES COMMON STOCK 974637100 1770 135500 SH DEFINED 01 109200 0 26300
XIRCOM INC COM COMMON STOCK 983922105 18506 389600 SH DEFINED 01 325300 0 64300
YELLOW CORP COM COMMON STOCK 985509108 5306 359700 SH DEFINED 01 289000 0 70700
YORK INTERNATIONAL CORP COM COMMON STOCK 986670107 18862 747000 SH DEFINED 01 613100 0 133900
YOUNG BROADCASTING INC CL A COMMON STOCK 987434107 15495 603200 SH DEFINED 01 500600 0 102600
ZALE CORP NEW COM COMMON STOCK 988858106 4165 114100 SH DEFINED 01 91500 0 22600
ZIFF-DAVIS INC COM COMMON STOCK 989511100 8690 965600 SH DEFINED 01 798200 0 167400
</TABLE>
