UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [X ]; Amendment Number:1
This amendment (Check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HIGH ROCK ASSET MANAGEMENT LLC
Address: 28 STATE STREET, 18TH FLOOR
BOSTON, MA. 02109
13 File Number: 28-5143
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID L. DIAMOND
Title: PRESIDENT
Phone: 617-747-5800
Signature, Place and Date of Signing:
DAVID L. DIAMOND July 26, 2000
High Rock Asset Management LLC is the parent company and sole member of High
Rock Capital LLC. In accordance with 17 CFR 240.13f-1(b), High Rock Asset
Management LLC is deemed to exercise "investment discretion" with respect to
all accounts with which High Rock Capital LLC exercises "investment discretion".
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of all other Managers reporting for this Manager: High Rock Capital LLC
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 202
Form 13F Information Table Value Total: 115492
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- --------
D 3TEC ENERGY CP COM STK NEW COMMON STOCK 88575R308 350 35000 SH SOLE 26600 0 8400
D ACETO CORP COM COMMON STOCK 004446100 262 23800 SH SOLE 18500 0 5300
D ACNIELSEN CORP COM COMMON STOCK 004833109 933 42400 SH SOLE 32300 0 10100
D ACTEL CORP COM COMMON STOCK 004934105 1095 24000 SH SOLE 18300 0 5700
D ACTIVE APPAREL GROUP INC COMMON STOCK 00504P105 282 75100 SH SOLE 57200 0 17900
D ADAPTEC INC COM COMMON STOCK 00651F108 425 18700 SH SOLE 14200 0 4500
D AETRIUM INC COM COMMON STOCK 00817R103 764 132800 SH SOLE 101100 0 31700
D AGRIUM INC CAD NPV C OM (USD) COMMON STOCK 008916108 912 105700 SH SOLE 80400 0 25300
D ALBERTO CULVER CO CL A COMMON STOCK 013068200 927 35300 SH SOLE 28800 0 6500
D ALL AMERICAN SEMI CONDUCTOR C COMMON STOCK 016557407 194 10500 SH SOLE 10500 0 0
D ALLEN TELECOM INC COM COMMON STOCK 018091108 301 17000 SH SOLE 11200 0 5800
D ALLIANT TECHSYSTEMS INC COM COMMON STOCK 018804104 398 5900 SH SOLE 4500 0 1400
D ALLSTATE CORP COM COMMON STOCK 020002101 703 31600 SH SOLE 24000 0 7600
D AMB FINL CORP COM COMMON STOCK 001984103 217 16700 SH SOLE 12700 0 4000
D AMERICAN EAGLE OUTFITTERS COMMON STOCK 02553E106 1028 73400 SH SOLE 56000 0 17400
D AMERICAN FREIGHTWAYS CORP COMMON STOCK 02629V108 397 27400 SH SOLE 21000 0 6400
D AMERISOURCE HEALTH CORP CL A COMMON STOCK 03071P102 967 31200 SH SOLE 23700 0 7500
D AMSURG CORP CL-A COM STK COMMON STOCK 03232P108 142 26500 SH SOLE 20700 0 5800
D ANIXTER INTL INC COM COMMON STOCK 035290105 888 33500 SH SOLE 25500 0 8000
D ANN TAYLOR STORES CORP COMMON STOCK 036115103 563 17000 SH SOLE 12900 0 4100
D APPLIED POWER INC CL-A COM COMMON STOCK 038225108 797 23800 SH SOLE 17700 0 6100
D APRIA HEALTHCARE GROUP INC COM COMMON STOCK 037933108 519 42400 SH SOLE 32300 0 10100
D ARROW ELECTRONICS INC COM COMMON STOCK 042735100 1513 48800 SH SOLE 37400 0 11400
D ARTESYN TECHNOLOGIES INC COM COMMON STOCK 043127109 773 27800 SH SOLE 21100 0 6700
D ASTORIA FINL CORP COM COMMON STOCK 046265104 1519 59000 SH SOLE 44900 0 14100
D AVNET INC COM COMMON STOCK 053807103 3318 56000 SH SOLE 44300 0 11700
D AVX CORP NEW COM COMMON STOCK 002444107 1135 49500 SH SOLE 37600 0 11900
D BALLYS TOTAL FITNESS HOLDINGS COMMON STOCK 05873K108 213 8400 SH SOLE 6600 0 1800
D BASIN EXPL INC COM COMMON STOCK 070107107 559 31300 SH SOLE 23900 0 7400
D BE SEMICONDUCTOR INDS N.V. NY ADRS STOCKS 073320103 486 32400 SH SOLE 24300 0 8100
D BELDEN INC COM COMMON STOCK 077459105 2050 80000 SH SOLE 61000 0 19000
D BLACK & DECKER MFG CO COM OPTIONS - CALLS 0917970KF 491 12500 SH CALL SOLE 10300 0 2200
D BMC INDS INC MINN COM COMMON STOCK 055607105 247 60900 SH SOLE 46300 0 14600
D BOMBAY CO INC USD1 COM COMMON STOCK 097924104 148 50400 SH SOLE 38300 0 12100
D BORDERS GROUP INC COM COMMON STOCK 099709107 408 26200 SH SOLE 20000 0 6200
D BOWNE & CO INC COM COMMON STOCK 103043105 273 27100 SH SOLE 20600 0 6500
D BRISTOL MYERS SQUIBB CO USD.10 COMMON STOCK 110122108 361 6200 SH SOLE 4700 0 1500
D BROOKLINE BANCORP INC COM COMMON STOCK 113739106 222 19449 SH SOLE 15049 0 4400
D BROOKTROUT TECHNOLOGY INC COMMON STOCK 114580103 458 21000 SH SOLE 16100 0 4900
D BTG INC COM COMMON STOCK 05576J101 250 30800 SH SOLE 23500 0 7300
D C D I CORP COM COMMON STOCK 125071100 528 25900 SH SOLE 19700 0 6200
D CATERPILLAR INC COM COMMON STOCK 149123101 413 12200 SH SOLE 9300 0 2900
D CEC ENTERTAINMENT INC COMMON STOCK 125137109 405 15800 SH SOLE 12100 0 3700
D CENTEX CORP COM COMMON STOCK 152312104 895 38100 SH SOLE 29000 0 9100
D CHECKPOINT SYSTEMS INC, COM COMMON STOCK 162825103 89 11900 SH SOLE 7800 0 4100
D CIPRICO INC COM COMMON STOCK 172529109 106 11500 SH SOLE 9800 0 1700
D CIRCLE INTERNATIONAL GROUP INC COMMON STOCK 172574105 590 23500 SH SOLE 17900 0 5600
D CITRIX SYSTEMS INC COM COMMON STOCK 177376100 237 12500 SH SOLE 9500 0 3000
D CIVIC BANCORP COM COMMON STOCK 178788105 173 12024 SH SOLE 11124 0 900
D CLAYTON HOMES INC COM COMMON STOCK 184190106 248 31000 SH SOLE 23600 0 7400
D CNH GLOBAL NV ORD COMMON STOCK N20935107 368 39800 SH SOLE 30300 0 9500
D COBRA ELECTRS CORP COM COMMON STOCK 191042100 440 65200 SH SOLE 49500 0 15700
D COHU INC COMUSD1 COMMON STOCK 192576106 1068 39600 SH SOLE 30800 0 8800
D COMMERCIAL FED CORP COM COMMON STOCK 201647104 335 21500 SH SOLE 16400 0 5100
D COMSHARE INC COM COMMON STOCK 205912108 353 74300 SH SOLE 59300 0 15000
D CONECTIV INC COM COMMON STOCK 206829103 235 15100 SH SOLE 11500 0 3600
D CPAC INC COM COMMON STOCK 126145101 98 13000 SH SOLE 9800 0 3200
D CSK AUTO CORP COM COMMON STOCK 125965103 205 27100 SH SOLE 21000 0 6100
D DEAN FOODS CO COM COMMON STOCK 242361103 1809 57100 SH SOLE 43400 0 13700
D DEB SHOPS INC COM COMMON STOCK 242728103 315 25200 SH SOLE 19200 0 6000
D DIAL CORP NEW COM COMMON STOCK 25247D101 874 84200 SH SOLE 64000 0 20200
D DIME BANCORP INC NEW, COM COMMON STOCK 25429Q102 307 19500 SH SOLE 14800 0 4700
D DONCASTERS PLC SPONS ADR ADRS STOCKS 257692103 164 15100 SH SOLE 11500 0 3600
D EATON CORP COM COMMON STOCK 278058102 925 13800 SH SOLE 10500 0 3300
D ELECTRONICS FOR IMAGING INC COMMON STOCK 286082102 301 11900 SH SOLE 9300 0 2600
D ESS TECHNOLOGY INC COM COMMON STOCK 269151106 697 48100 SH SOLE 37100 0 11000
D ESTERLINE TECHNOLOGIES CORP COMMON STOCK 297425100 306 20600 SH SOLE 14600 0 6000
D EVEREST RE GROUP LTD COM STK COMMON STOCK G3223R108 914 27800 SH SOLE 21200 0 6600
D EXPONENT INC COM COMMON STOCK 30214U102 240 28600 SH SOLE 24100 0 4500
D FARGO ELECTRNCS COMMON STOCK 30744P102 196 54900 SH SOLE 41800 0 13100
D FERRO CORP COM COMMON STOCK 315405100 470 22400 SH SOLE 17500 0 4900
D FINISH LINE INC CL A COMMON STOCK 317923100 326 39800 SH SOLE 30700 0 9100
D FIRST FED FINANCIAL CORP COM COMMON STOCK 337907109 696 49300 SH SOLE 38100 0 11200
D FIRST KEYSTONE FINL INC, COM COMMON STOCK 320655103 124 12600 SH SOLE 10500 0 2100
D FLEMING COS INC COM COMMON STOCK 339130106 733 56100 SH SOLE 42700 0 13400
D FLOWSERVE CORP COM COMMON STOCK 34354P105 1208 80200 SH SOLE 61000 0 19200
D FORTUNE BRANDS INC COM COMMON STOCK 349631101 1086 47100 SH SOLE 35900 0 11200
D FOSSIL INC COM COMMON STOCK 349882100 744 38300 SH SOLE 29500 0 8800
D FOSTER WHEELER CORP COM COMMON STOCK 350244109 278 32200 SH SOLE 24500 0 7700
D FSI INTL INC COM COMMON STOCK 302633102 1856 85600 SH SOLE 65200 0 20400
D FULLER H B CO COM COMMON STOCK 359694106 228 5000 SH SOLE 3800 0 1200
D GENERAL SEMICONDUCTR INC COM COMMON STOCK 370787103 4630 313900 SH SOLE 239100 0 74800
D GENZYME CORP SURGICAL PRODS COMMON STOCK 372917609 656 66000 SH SOLE 50200 0 15800
D GEORGIA PACIFIC GROUP COM COMMON STOCK 373298108 318 12100 SH SOLE 9200 0 2900
D GIANT INDS INC COM COMMON STOCK 374508109 359 45600 SH SOLE 34700 0 10900
D HARLAND JOHN H CO COM COMMON STOCK 412693103 300 20100 SH SOLE 16200 0 3900
D HARSCO CORP COM COMMON STOCK 415864107 428 16800 SH SOLE 12800 0 4000
D HCC INS HLDGS INC COM COMMON STOCK 404132102 228 12100 SH SOLE 9200 0 2900
D HEARST-ARGYLE TELEVISION INC COMMON STOCK 422317107 671 34400 SH SOLE 26200 0 8200
D HEINZ H J CO COM COMMON STOCK 423074103 656 15000 SH SOLE 12700 0 2300
D HMT TECHNOLOGY CORP FIXED SUB CONVRT BONDS 403917AD9 6 14000 SH SOLE 14000 0 0
D HOST MARRIOT CORP COM STK COMMON STOCK 44107P104 217 23100 SH SOLE 17600 0 5500
D HUDSON UNITED BANCORP COMMON STOCK 444165104 249 11100 SH SOLE 8500 0 2600
D HYPERCOM CORP COM COMMON STOCK 44913M105 1377 95800 SH SOLE 73200 0 22600
D IMC GLOBAL INC COM COMMON STOCK 449669100 909 69900 SH SOLE 53200 0 16700
D IMPROVENET INC COM STK COMMON STOCK 45321E106 264 105500 SH SOLE 80800 0 24700
D INDEPENDENCE COMMUNITY BANK COMMON STOCK 453414104 301 22700 SH SOLE 17500 0 5200
D INFORMIX CORP COM COMMON STOCK 456779107 425 57100 SH SOLE 44600 0 12500
D INFORMIX CORP COM OPTIONS - CALLS 4567790AA 428 57500 SH CALL SOLE 43800 0 13700
D INGRAM MICRO INC CL A COM COMMON STOCK 457153104 282 16200 SH SOLE 12400 0 3800
D INNOVEDA INC COM STK COMMON STOCK 45769F102 299 65500 SH SOLE 49700 0 15800
D INTEGRATED MEASUREMENT SYSTEMS COMMON STOCK 457923100 227 14400 SH SOLE 12300 0 2100
D INTERTAN INC COM COMMON STOCK 461120107 900 76600 SH SOLE 58300 0 18300
D INVACARE CORP COM COMMON STOCK 461203101 767 29200 SH SOLE 22200 0 7000
D JLG IND INC COM COMMON STOCK 466210101 336 28300 SH SOLE 21600 0 6700
D JONES APPAREL GROUP INC COMMON STOCK 480074103 263 11200 SH SOLE 8500 0 2700
D KAUFMAN & BROAD HOME CORP C COMMON STOCK 486168107 581 29300 SH SOLE 22300 0 7000
D KEMET CORP COM COMMON STOCK 488360108 805 32100 SH SOLE 24400 0 7700
D KEY ENERGY GROUP INC COM COMMON STOCK 492914106 741 77000 SH SOLE 58600 0 18400
D KOALA CORP COMMON STOCK 499866101 486 34400 SH SOLE 26200 0 8200
D LANDRY'S SEAFOOD RESTAURANTS I COMMON STOCK 51508L103 200 23500 SH SOLE 19700 0 3800
D LAYNE INC COM COMMON STOCK 521050104 146 32400 SH SOLE 24500 0 7900
D LEE ENTERPRISES INC COM COMMON STOCK 523768109 301 12900 SH SOLE 9800 0 3100
D LESCO INC OHIO COM COMMON STOCK 526872106 245 16100 SH SOLE 16100 0 0
D LIBERTY CORP S C COM COMMON STOCK 530370105 588 14000 SH SOLE 10600 0 3400
D LINCARE INC COM COMMON STOCK 532791100 473 19200 SH SOLE 14600 0 4600
D LIZ CLAIBORNE INC COM COMMON STOCK 539320101 293 8300 SH SOLE 6300 0 2000
D LOGANSPORT FINL CORP COM COMMON STOCK 541209102 140 14300 SH SOLE 11100 0 3200
D LONGVIEW FIBRE CO COM COMMON STOCK 543213102 188 17000 SH SOLE 12900 0 4100
D LUBYS CAFETERIAS INC COM COMMON STOCK 549282101 108 13500 SH SOLE 10300 0 3200
D LUFKIN INDS INC COM COMMON STOCK 549764108 176 11100 SH SOLE 8600 0 2500
D M-WAVE INC COM COMMON STOCK 554034108 110 19400 SH SOLE 14800 0 4600
D M.A. HANNA CO COM COMMON STOCK 410522106 216 24000 SH SOLE 18300 0 5700
D MANCHESTER EQUIPMENT CO INC COMMON STOCK 562154104 125 25700 SH SOLE 19600 0 6100
D MANITOWOC INC COM COMMON STOCK 563571108 441 16500 SH SOLE 12500 0 4000
D MAXTOR CORP COM COMMON STOCK 577729205 448 42400 SH SOLE 32300 0 10100
D MAXWELL SHOE INC CL A COMMON STOCK 577766108 501 50700 SH SOLE 38600 0 12100
D MENTOR GRAPHICS CORP COM COMMON STOCK 587200106 199 10000 SH SOLE 7800 0 2200
D MERIDAN DIAGNOSTICS INC COM COMMON STOCK 589602101 196 25100 SH SOLE 19400 0 5700
D METRON TECH COM STK COMMON STOCK N5665B105 189 15000 SH SOLE 11400 0 3600
D MIDWEST EXPRESS HLDGS INC COM COMMON STOCK 597911106 398 18500 SH SOLE 14100 0 4400
D MODIS PROFESSIONAL SVCS INC CO COMMON STOCK 607830106 317 41600 SH SOLE 31700 0 9900
D MSC.SOFTWARE CORPORATION COMMON STOCK 553531104 275 29500 SH SOLE 22800 0 6700
D NEIMMAN MARCUS B COM STK COMMON STOCK 640204301 691 24900 SH SOLE 19100 0 5800
D NIKE INC CL B COMMON STOCK 654106103 1282 32200 SH SOLE 24500 0 7700
D NU HORIZONS ELECTRS CORP COM COMMON STOCK 669908105 3655 137275 SH SOLE 104475 0 32800
D NUCOR CORP COM COMMON STOCK 670346105 521 15700 SH SOLE 11900 0 3800
D OCULAR SCIENCES INC COM COMMON STOCK 675744106 228 19400 SH SOLE 15300 0 4100
D OPINION RESH CORP COM COMMON STOCK 683755102 524 79100 SH SOLE 60200 0 18900
D OWENS & MINOR INC NEW COMMON STOCK 690732102 1031 60000 SH SOLE 45500 0 14500
D PARKER DRILLING CO U SD COM COMMON STOCK 701081101 540 87200 SH SOLE 66300 0 20900
D PARKER HANNIFIN CORP COM COMMON STOCK 701094104 774 22600 SH SOLE 17200 0 5400
D PENNFED FINL SVCS INC COMMON STOCK 708167101 400 28300 SH SOLE 21500 0 6800
D PFF BANCORP INC COM COMMON STOCK 69331W104 363 19900 SH SOLE 13600 0 6300
D PHELPS DODGE CORP COM COMMON STOCK 717265102 201 5400 SH SOLE 4200 0 1200
D PHILLIPS VAN HEUSEN CORP COM COMMON STOCK 718592108 175 18400 SH SOLE 15500 0 2900
D PHOTRONICS INC COM STK COMMON STOCK 719405102 434 15280 SH SOLE 11750 0 3530
D PIONEER STD ELECTRS INC COM COMMON STOCK 723877106 344 23300 SH SOLE 19800 0 3500
D PLAYTEX PRODS INC COM COMMON STOCK 72813P100 146 12900 SH SOLE 9000 0 3900
D POTASH CORP OF SASKA TCHEWAN I COMMON STOCK 73755L107 304 5500 SH SOLE 4200 0 1300
D POWELL INDS INC COM COMMON STOCK 739128106 115 11800 SH SOLE 6000 0 5800
D PRESTIGE BANCORP INC COM COMMON STOCK 741115109 109 13058 SH SOLE 13058 0 0
D PROFIT RECOVERY GRP INTL INC C COMMON STOCK 743168106 389 23400 SH SOLE 17800 0 5600
D PROGRESS SOFTWARE US D.01 COM COMMON STOCK 743312100 752 41900 SH SOLE 31900 0 10000
D QUADRAMED CORP CONV CONVRT BONDS 74730WAC5 27 80000 SH SOLE 80000 0 0
D QUICKSILVER INC COM COMMON STOCK 74838C106 1508 96900 SH SOLE 73700 0 23200
D REEBOK INTL LTD COM COMMON STOCK 758110100 1772 111200 SH SOLE 84600 0 26600
D REGIS CORP MINNESOTA COM COMMON STOCK 758932107 270 21600 SH SOLE 16400 0 5200
D ROHN INDUSTRIES INC COM COMMON STOCK 775381106 990 234600 SH SOLE 178800 0 55800
D RUSSELL CORP COMMON STOCK 782352108 586 29300 SH SOLE 22100 0 7200
D SAKS INCORPORATED COM STK COMMON STOCK 79377W108 242 23000 SH SOLE 17500 0 5500
D SAVOIR TECHNOLOGY GROUP INC CO COMMON STOCK 80533W107 309 43700 SH SOLE 33200 0 10500
D SCHOOL SPECIALTY INC COM STK COMMON STOCK 807863105 1812 97600 SH SOLE 74400 0 23200
D SCOTTS CO CL A COM COMMON STOCK 810186106 423 11600 SH SOLE 8900 0 2700
D SENSORMATIC ELEC COMMON STOCK 817265101 1493 94400 SH SOLE 71800 0 22600
D SHOE CARNIVAL INC COM COMMON STOCK 824889109 274 43900 SH SOLE 33400 0 10500
D SHOPKO STORES INC COM COMMON STOCK 824911101 337 21900 SH SOLE 16600 0 5300
D SILICON VALLEY GROUP INC COM COMMON STOCK 827066101 1017 39300 SH SOLE 31200 0 8100
D SLI INC COM STK COMMON STOCK 78442T108 136 11226 SH SOLE 8654 0 2572
D SNYDER COMMUNICATION INC SNC C COMMON STOCK 832914105 347 14600 SH SOLE 11100 0 3500
D SPECIALTY EQUIP COS INC COM NE COMMON STOCK 847497203 697 25700 SH SOLE 19600 0 6100
D SPEEDFAM-IPEC INC COMMON STOCK 847705100 353 19400 SH SOLE 14700 0 4700
D STRUCTURAL DYNAMICS RESH CORP COMMON STOCK 863555108 464 30800 SH SOLE 23900 0 6900
D SUNGARD DATA SYSTEM INC COM COMMON STOCK 867363103 453 14600 SH SOLE 11100 0 3500
D SYNOPSYS COM COMMON STOCK 871607107 256 7400 SH SOLE 5900 0 1500
D TB WOODS CORP COM COMMON STOCK 872226105 169 16300 SH SOLE 12500 0 3800
D TEXAS INDUSTRIES INC COMMON STOCK 882491103 624 21600 SH SOLE 16400 0 5200
D TORO CO COM COMMON STOCK 891092108 1163 35300 SH SOLE 27900 0 7400
D TRANSTECHNOLOGY CORP COM COMMON STOCK 893889105 251 22800 SH SOLE 17400 0 5400
D TREDEGAR CORPORATION COM STK COMMON STOCK 894650100 756 39800 SH SOLE 30600 0 9200
D ULTRATECH STEPPER INC COM COMMON STOCK 904034105 506 34000 SH SOLE 26400 0 7600
D UNIONBANCAL CORP COM STK COMMON STOCK 908906100 368 19800 SH SOLE 15100 0 4700
D UNISYS CORP USD COM COMMON STOCK 909214108 709 48700 SH SOLE 37000 0 11700
D USX-US STEEL GROUP COM COMMON STOCK 90337T101 371 20000 SH SOLE 14300 0 5700
D VANS INC COM COMMON STOCK 921930103 603 41200 SH SOLE 30700 0 10500
D VARIAN SEMICONDUCTOR EQUIPTMEN OPTIONS - CALLS 9222070HX 383 6100 SH CALL SOLE 4700 0 1400
D VENATOR GROUP INC COM COMMON STOCK 922944103 683 66600 SH SOLE 50700 0 15900
D WATER PIK TECH COM STK COMMON STOCK 94113U100 109 17400 SH SOLE 17400 0 0
D WESCO INTERNATIONAL INC COMMON STOCK 95082P105 561 58700 SH SOLE 44700 0 14000
D WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 263 7000 SH SOLE 5400 0 1600
D WEST MARINE INC COM COMMON STOCK 954235107 377 55100 SH SOLE 41900 0 13200
D WILD OATS MARKETS COM COMMON STOCK 96808B107 383 30500 SH SOLE 23200 0 7300
D WOLVERINE TUBE INC COM OPTIONS - CALLS 9780930IB 859 50500 SH CALL SOLE 41200 0 9300
D WOLVERINE TUBE INC COM OPTIONS - CALLS 9780930IV 340 20000 SH CALL SOLE 16400 0 3600
D WORKFLOW MANAGEMENT INC COM COMMON STOCK 98137N109 1044 87900 SH SOLE 66900 0 21000
D XETEL CORP COM COMMON STOCK 983942103 41 20000 SH SOLE 20000 0 0
D XIRCOM INC COM COMMON STOCK 983922105 2328 49000 SH SOLE 37300 0 11700
D YELLOW CORP COM COMMON STOCK 985509108 286 19400 SH SOLE 14900 0 4500
D YORK FINANCIAL CORP USD1 COM COMMON STOCK 986630101 165 13500 SH SOLE 10500 0 3000
D YORK INTERNATIONAL CORP COM COMMON STOCK 986670107 942 37300 SH SOLE 28400 0 8900
D YOUNG BROADCASTING INC CL A COMMON STOCK 987434107 755 29400 SH SOLE 22200 0 7200
D ZALE CORP NEW COM COMMON STOCK 988858106 256 7000 SH SOLE 5400 0 1600
S REPORT SUMMARY 202 DATA RECORDS 115492 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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