<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
---------------------------
Check here if Amendment / /; Amendment Number: ____
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whitney Holdings L.L.C.
-----------------------------------------------
Address: 177 Broad Street
-----------------------------------------------
Stamford, CT 06901
-----------------------------------------------
13F File Number: 28-____________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel J. O'Brien
-----------------------------------------------
Title: Managing Member
-----------------------------------------------
Phone: 203-973-1440
-----------------------------------------------
Signature, Place, and Date of Signing:
DANIEL J. O'BRIEN STAMFORD, CT MAY 15, 2000
- ------------------------------ -------------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
28-___________ ______________________________________________________
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------------------------
Form 13F Information Table Entry Total: 64
--------------------------
Form 13F Information Table Value Total: $ 1,918,488 (thousands)
-------------------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. 13F File Number Name
1 28- J.H. Whitney III Management, L.L.C.
------------ --------------------------------------
No. 13F File Number Name
2 28- J.H. Whitney Equity Partners, L.L.C.
------------ --------------------------------------
<PAGE>
FORM 13F INFORMATION TABLE
MARCH 31, 2000
<TABLE>
<CAPTION>
- ----------------------------- ----------- ------------ ---------- ---------------------------- ------------ ------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
- ----------------------------- ----------- ------------ ---------- ----------- -------- ------- ------------ ------------
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS
- ----------------------------------------------------------------------------------------------------------------------------
COMMON STOCK
- ----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
KANA COMMUNICATIONS COMMON 483600102 4,080 60,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
MARIMBA COMMON 56781Q109 441 10,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
MEDIA METRIX COMMON 58440x103 10,450 248,805 SH SHARED-DEFINED WEP(2)
- ----------------------------------------------------------------------------------------------------------------------------
NIKU CORPORATION COMMON 654113109 251,505 5,315,821 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY COMMON 811804103 9,263 150,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE COMMON 923436109 1,965 15,001 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
ARTISOFT INC COM COMMON 04314L106 1,567 129,900 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
COMARCO INC. COMMON 200080109 2,491 73,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS COMMON 923436109 1,795 26,500 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
TELECORP COMMON 879299105 480,454 9,284,127 SH SHARED-DEFINED JHW III(1)
WEP(2)
- ----------------------------------------------------------------------------------------------------------------------------
US WEST, INC COMMON 91273H101 2,179 30,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC. COMMON 969457100 3,295 75,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
ACTIVISION INC. COMMON 004930202 603 50,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
CENDANT CORP. COMMON 151313103 2,775 150,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS COMMON 285512109 285 4,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
IL FORNAIO COMMON 451926109 2,692 295,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SCOTTS CO COM. CL A 810186106 5,250 125,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
ISPAT INTERNATIONAL N.V. COMMON 464899103 626 42,100 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS INC. COMMON 858119100 1,156 100,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS COMMON 827048109 4,082 336,700 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC CL A 084670108 572 10 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
CORUS BANKSHARES COMMON 220873103 3,917 165810 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
DUN & BRADSTREET CORP. COMMON 26483B106 4,151 145,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
METRIS COMPANIES, INC. COMMON 591598107 2,333 60,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
NEWMIL BANCORP INC. COMMON 651633109 2,229 178,300 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SOUTHEASTERN THRIFT & BANK COMMON 841901101 550 40,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. COMMON 939322103 1,325 50,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS COMMON 404052102 1,070 40,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
LABRATORY CORP OF AMERICA COMMON 50540R409 3,081 725,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
THERMO BIOANALYSIS COMMON 88355H108 831 30,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
NETCENTIVES COMMON 64108P101 225 7,500 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY COMMON 24522P103 321 30,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
EXCELON CORP. COMMON 300691102 338 30,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
HEATH MANAGEMENT ASSOC. COMMON 421933102 285 20,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL HOME FOODS COMMON 459655106 320 20,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
INTERNET COMMERCE COMMON 46059F109 425 9,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
LIFEPOINT COMMON 53219L109 166 10,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SIRUS SATELLITE COMMON 82966U103 285 5,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
TRIAD HOSPITALS, INC. COMMON 89579K109 218 13,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO COMMON 983759101 244 7,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES COMMON 517942108 2,631 210,500 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
CABLETRON SYSTEMS, INC. COMMON 126920107 1,469 50,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES COMMON 427398102 1,819 100,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
MTI TECHNOLOGY COMMON 553903105 528 20,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
RAMBUS, INC. COMMON 750917106 1,767 6,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
EDUTREK INTERNATIONAL, INC. COMMON 28164K108 546 380,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC. COMMON 422347104 3,026 215,400 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
ADVANCE PARADIGM, INC. COMMON 007491103 119 10,000 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
NMT MEDICAL, INC. COMMON 629294109 10,486 2,504,010 SH SHARED-DEFINED WEP(2)
- ----------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. COMMON 67018T105 1,452 182,899 SH SHARED-DEFINED WEP(2)
- ----------------------------------------------------------------------------------------------------------------------------
USINTERNETWORKING, INC. COMMON 917311805 431,328 11,131,038 SH SHARED-DEFINED JHW III(1)
- ----------------------------------------------------------------------------------------------------------------------------
HOMESTORE.COM COMMON 437852106 220,310 4,519,171 SH SHARED-DEFINED WEP(2)
- ----------------------------------------------------------------------------------------------------------------------------
SPECTRASITE COMMUNICATIONS, WEP(2)
INC. COMMON 84760T100 358,913 12,676,837 SH SHARED-DEFINED JHW III(1)
- ----------------------------------------------------------------------------------------------------------------------------
VITAMINSHOPPE.COM, INC. COMMON 92848M104 4,371 1,092,849 SH SHARED-DEFINED JHW III(1)
- ----------------------------------------------------------------------------------------------------------------------------
FOGDOG, INC. COMMON 344167101 24,078 4,377,830 SH SHARED-DEFINED JHW III(1)
- ----------------------------------------------------------------------------------------------------------------------------
ABOUT.COM COMMON 003736105 15,318 173,820 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
SCIQUEST.COM, INC. COMMON 80908Q107 13,856 538,105 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
TBM HOLDINGS COMMON 872197108 2,500 500,000 SH SHARED-DEFINED JHW III(1)
- ----------------------------------------------------------------------------------------------------------------------------
WORLD ACCESS INC. COMMON 9814AAD3 631 33,623 SH SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
OPTIONS
- ----------------------------------------------------------------------------------------------------------------------------
Q 01 JAN 55 PUTS PUTS 74913B8AK 473 38,000 PUTS SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
CD RADIO WARRANTS CALLS 125127134 660 6,000 CALL SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
METICOM WARRANTS CALLS 591596135 325 2,500 CALL SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
BONDS
- ----------------------------------------------------------------------------------------------------------------------------
BURNS PHILLIP & CO.
5 1/2% DUE 04-30-04 BONDS 17338AA78 10,226 17,940,000 PRN SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
INNOVATIVE CLINICAL SOLUTIONS
6.750% DUE 06-15-03 BONDS 718925AC 1,816 5,675,000 PRN SHARED-DEFINED NONE
- ----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
- ----------------------------- -----------------------------
COLUMN 1 COLUMN 8
- ----------------------------- -----------------------------
VOTING AUTHORITY
NAME OF ISSUER
-----------------------------
SOLE SHARED NONE
- -----------------------------------------------------------
COMMON STOCK
- -----------------------------------------------------------
<S> <C> <C> <C>
KANA COMMUNICATIONS 60,000
- -----------------------------------------------------------
MARIMBA 10,000
- -----------------------------------------------------------
MEDIA METRIX 248,805
- -----------------------------------------------------------
NIKU CORPORATION 5,315,821
- -----------------------------------------------------------
SEAGATE TECHNOLOGY 150,000
- -----------------------------------------------------------
VERITAS SOFTWARE 15,001
- -----------------------------------------------------------
ARTISOFT INC COM 129,900
- -----------------------------------------------------------
COMARCO INC. 73,000
- -----------------------------------------------------------
F5 NETWORKS 26,500
- -----------------------------------------------------------
TELECORP 9,284,127
- -----------------------------------------------------------
US WEST, INC 30,000
- -----------------------------------------------------------
WILLIAMS COMPANIES, INC. 75,000
- -----------------------------------------------------------
ACTIVISION INC. 50,000
- -----------------------------------------------------------
CENDANT CORP. 150,000
- -----------------------------------------------------------
ELECTRONIC ARTS 4,000
- -----------------------------------------------------------
IL FORNAIO 295,000
- -----------------------------------------------------------
SCOTTS CO 125,000
- -----------------------------------------------------------
ISPAT INTERNATIONAL N.V. 42,100
- -----------------------------------------------------------
STEEL DYNAMICS INC. 100,000
- -----------------------------------------------------------
SILGAN HOLDINGS 336,700
- -----------------------------------------------------------
BERKSHIRE HATHAWAY INC 10
- -----------------------------------------------------------
CORUS BANKSHARES 165,810
- -----------------------------------------------------------
DUN & BRADSTREET CORP. 145,000
- -----------------------------------------------------------
METRIS COMPANIES, INC. 60,000
- -----------------------------------------------------------
NEWMIL BANCORP INC. 178,300
- -----------------------------------------------------------
SOUTHEASTERN THRIFT & BANK 40,000
- -----------------------------------------------------------
WASHINGTON MUTUAL, INC. 50,000
- -----------------------------------------------------------
H&Q HEALTHCARE INVESTORS 40,000
- -----------------------------------------------------------
LABRATORY CORP OF AMERICA 725,000
- -----------------------------------------------------------
THERMO BIOANALYSIS 30,000
- -----------------------------------------------------------
NETCENTIVES 7,500
- -----------------------------------------------------------
DEL MONTE FOODS COMPANY 30,000
- -----------------------------------------------------------
EXCELON CORP. 30,000
- -----------------------------------------------------------
HEATH MANAGEMENT ASSOC. 20,000
- -----------------------------------------------------------
INTERNATIONAL HOME FOODS 20,000
- -----------------------------------------------------------
INTERNET COMMERCE 9,000
- -----------------------------------------------------------
LIFEPOINT 10,000
- -----------------------------------------------------------
SIRUS SATELLITE 5,000
- -----------------------------------------------------------
TRIAD HOSPITALS, INC. 13,000
- -----------------------------------------------------------
XM SATELLITE RADIO 7,000
- -----------------------------------------------------------
LASALLE HOTEL PROPERTIES 210,500
- -----------------------------------------------------------
CABLETRON SYSTEMS, INC. 50,000
- -----------------------------------------------------------
HERLEY INDUSTRIES 100,000
- -----------------------------------------------------------
MTI TECHNOLOGY 20,000
- -----------------------------------------------------------
RAMBUS, INC. 6,000
- -----------------------------------------------------------
EDUTREK INTERNATIONAL, INC. 380,000
- -----------------------------------------------------------
HEARTLAND EXPRESS, INC. 215,400
- -----------------------------------------------------------
ADVANCE PARADIGM, INC. 10,000
- -----------------------------------------------------------
NMT MEDICAL, INC. 2,504,010
- -----------------------------------------------------------
NU SKIN ENTERPRISES, INC. 182,899
- -----------------------------------------------------------
USINTERNETWORKING, INC. 11,131,038
- -----------------------------------------------------------
HOMESTORE.COM 4,519,171
- -----------------------------------------------------------
SPECTRASITE COMMUNICATIONS,
INC. 12,676,837
- -----------------------------------------------------------
VITAMINSHOPPE.COM, INC. 1,092,849
- -----------------------------------------------------------
FOG DOG, INC. 4,377,830
- -----------------------------------------------------------
ABOUT.COM 173,820
- -----------------------------------------------------------
SCIQUEST.COM, INC. 538,105
- -----------------------------------------------------------
TBM HOLDINGS 500,000
- -----------------------------------------------------------
WORLD ACCESS INC. 33,623
- -----------------------------------------------------------
OPTIONS
- -----------------------------------------------------------
Q 01 JAN 55 PUTS 38,000
- -----------------------------------------------------------
CD RADIO WARRANTS 6,000
- -----------------------------------------------------------
METICOM WARRANTS 2,500
- -----------------------------------------------------------
BONDS
- -----------------------------------------------------------
BURNS PHILLIP & CO.
5 1/2% DUE 04-30-04 17,940,000
- -----------------------------------------------------------
INNOVATIVE CLINICAL SOLUTIONS
6.750% DUE 06-15-03 5,675,000
- -----------------------------------------------------------
(1) J.H. WHITNEY III MANAGEMENT, L.L.C.
(2) J.H. WHITNEY EQUITY PARTNERS, L.L.C.
</TABLE>
