<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
---------------------------------
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whitney Holdings L.L.C.
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Address: 177 Broad Street
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Stamford, CT 06901
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13F File Number: 28-____________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel J. O'Brien
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Title: Managing Member
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Phone: 203-973-1440
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Signature, Place, and Date of Signing:
Daniel J. O'Brien Stamford, CT May 15, 2000
- ----------------------- ----------------------- -----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
28-___________ ________________________________________
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
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Form 13F Information Table Entry Total: 40
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Form 13F Information Table Value Total: $1,791,122 (thousands)
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List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 28-____________ J.H. WHITNEY III MANAGEMENT,L.L.C.
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No. 13F File Number Name
2 28-____________ J.H. WHITNEY EQUITY PARTNERS, L.L.C.
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FORM 13F INFORMATION TABLE
DECEMBER 31, 1999
<TABLE>
<CAPTION>
- -------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
- -------------------------------- ---------- --------- -------- ---------------------- -------------- --------
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS
===============================================================================================================================
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON STOCK
- -------------------------------------------------------------------------------------------------------------------------------
HOMESTORE.COM COMMON 437852106 396,505 5,341,630 SH SHARED-DEFINED WEP(2)
- -------------------------------------------------------------------------------------------------------------------------------
MAXYGEN COMMON 577776107 284 4,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
KANA COMMUNICATIONS COMMON 483600102 126,561 617,372 SH SHARED-DEFINED JHW III(1)
- -------------------------------------------------------------------------------------------------------------------------------
MEDIA METRIX COMMON 58440x103 25,539 719,644 SH SHARED-DEFINED WEP(2)
- -------------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY COMMON 811804103 10,849 233,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
ARTISOFT INC COM COMMON 04314L106 5,938 329,900 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
COMARCO INC. COMMON 200080109 1,716 73,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
GRIC COMMUNICATIONS INC. COMMON 398081109 127 5,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
TELECORP COMMON 879299105 358,497 9,434,127 SH SHARED-DEFINED JHW III(1)
WEP(2)
- -------------------------------------------------------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC. COMMON 969457100 764 25,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
IL FORNAIO COMMON 451926109 902 130,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
SCOTTS CO COM. CL A 810186106 1,698 42,200 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS INC. COMMON 858119100 1,920 120,500 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS COMMON 827048109 4,503 336,700 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
DUN & BRADSTREET CORP. COMMON 26483B106 2,213 75,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
NEWMIL BANCORP INC. COMMON 651633109 1,950 150,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
SOUTHEASTERN THRIFT & BANK COMMON 841901101 620 40,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. COMMON 939322103 1,035 40,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
CONMED CORP. COMMON 207410101 1,164 45,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS COMMON 404052102 860 40,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVES. COMMON 404053100 850 42,500 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
THERMO BIOANALYSIS COMMON 88355H108 551 30,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES COMMON 517942108 2,460 210,500 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
INTERPHASE CORP. COMMON 460593106 306 14,500 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
MTI TECHNOLOGY COMMON 553903105 3,282 89,000 SH SHARED-DEFINED NONE
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EDUTREK INTERNATIONAL, INC. COMMON 28164K108 380 380,000 SH SHARED-DEFINED NONE
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HEARTLAND EXPRESS COMMON 422347104 252 16,000 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
ADVANCE PARADIGM, INC. COMMON 007491103 647 30,000 SH SHARED-DEFINED NONE
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NMT MEDICAL, INC. COMMON 629294109 7,199 2,504,010 SH SHARED-DEFINED WEP(2)
- -------------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. COMMON 67018T105 2,877 317,499 SH SHARED-DEFINED WEP(2)
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USINTERNETWORKING, INC. COMMON 917311805 623,884 8,928,571 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
SPECTRASITE COMMUNICA-TIONS, INC. COMMON 84760T100 137,861 12,676,837 SH SHARED-DEFINED WEP(2)
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VITAMINSHOPPE.COM, INC. COMMON 92848M104 9,972 1,092,849 SH SHARED-DEFINED JHW III(1)
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FOGDOG, INC. COMMON 344167101 41,589 4,377,830 SH SHARED-DEFINED JHW III(1)
- -------------------------------------------------------------------------------------------------------------------------------
TBM HOLDINGS COMMON 872197108 2,500 500,000 SH SHARED-DEFINED JHW III(1)
- -------------------------------------------------------------------------------------------------------------------------------
WORLD ACCESS INC. COMMON 9814AAD3 635 32,992 SH SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
OPTIONS
- -------------------------------------------------------------------------------------------------------------------------------
KERAVISION FEB 12 1/2PUTS PUTS 4920618BV 130 20,000 PUTS SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
CD RADIO WARRANTS CALLS 125127134 552 6,000 CALL SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
BONDS
- -------------------------------------------------------------------------------------------------------------------------------
BURNS PHILLIP & CO.
5 1/2% DUE 04-30-04 BONDS 17338AA78 10,046 17,940,000 PRN SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
INNOVATIVE CLINICAL SOLUTIONS
6.750% Due 06-15-03 BONDS 718925AC 1,504 5,675,000 PRN SHARED-DEFINED NONE
- -------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
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COLUMN 1 COLUMN 8
- -------------------------------- ----------------------------------------
VOTING AUTHORITY
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NAME OF ISSUER SOLE SHARED NONE
===============================================================================
<S> <C> <C> <C>
COMMON STOCK
- -------------------------------------------------------------------------------
HOMESTORE.COM 5,341,630
- -------------------------------------------------------------------------------
MAXYGEN 4,000
- -------------------------------------------------------------------------------
KANA COMMUNICATIONS 617,372
- -------------------------------------------------------------------------------
MEDIA METRIX 719,644
- -------------------------------------------------------------------------------
SEAGATE TECHNOLOGY 233,000
- -------------------------------------------------------------------------------
ARTISOFT INC COM 329,900
- -------------------------------------------------------------------------------
COMARCO INC. 73,000
- -------------------------------------------------------------------------------
GRIC COMMUNICATIONS INC. 5,000
- -------------------------------------------------------------------------------
TELECORP 9,434,127
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WILLIAMS COMPANIES, INC. 25,000
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IL FORNAIO 130,000
- -------------------------------------------------------------------------------
SCOTTS CO 42,200
- -------------------------------------------------------------------------------
STEEL DYNAMICS INC. 120,500
- -------------------------------------------------------------------------------
SILGAN HOLDINGS 336,700
- -------------------------------------------------------------------------------
DUN & BRADSTREET CORP. 75,000
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NEWMIL BANCORP INC. 150,000
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SOUTHEASTERN THRIFT & BANK 40,000
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WASHINGTON MUTUAL, INC. 40,000
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CONMED CORP. 45,000
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H&Q HEALTHCARE INVESTORS 40,000
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H&Q LIFE SCIENCES INVES. 42,500
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THERMO BIOANALYSIS 30,000
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LASALLE HOTEL PROPERTIES 210,500
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INTERPHASE CORP. 14,500
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MTI TECHNOLOGY 89,000
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EDUTREK INTERNATIONAL, INC. 380,000
- -------------------------------------------------------------------------------
HEARTLAND EXPRESS 16,000
- -------------------------------------------------------------------------------
ADVANCE PARADIGM, INC. 30,000
- -------------------------------------------------------------------------------
NMT MEDICAL, INC. 2,504,010
- -------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. 317,499
- -------------------------------------------------------------------------------
USINTERNETWORKING, INC. 8,928,571
- -------------------------------------------------------------------------------
SPECTRASITE COMMUNICA-TIONS, INC. 12,676,837
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VITAMINSHOPPE.COM, INC. 1,092,849
- -------------------------------------------------------------------------------
FOGDOG, INC. 4,377,830
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TBM HOLDINGS 500,000
- -------------------------------------------------------------------------------
WORLD ACCESS INC. 32,992
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OPTIONS
- -------------------------------------------------------------------------------
KERAVISION FEB 12 1/2PUTS 20,000
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CD RADIO WARRANTS 6,000
- -------------------------------------------------------------------------------
BONDS
- -------------------------------------------------------------------------------
BURNS PHILLIP & CO.
5 1/2% DUE 04-30-04 17,940,000
- -------------------------------------------------------------------------------
INNOVATIVE CLINICAL SOLUTIONS
6.750% Due 06-15-03 5,675,000
- -------------------------------------------------------------------------------
(1) J.H. WHITNEY III MANAGEMENT, L.L.C.
(2) J.H. WHITNEY EQUITY PARTNERS, L.L.C.
</TABLE>
