OMB APPROVAL
OMB Number: 3235-0006
Expires February 28, 1997
Estimated average burden
hours per response ... 24.60
SEC USE ONLY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000
(Please read instructions before preparing form.)
If amended report check here: [x]
TD Waterhouse Asset Management, Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
100 Wall Street, New York, NY 10005
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Michele R. Teichner, 212-908-7537, Senior Vice President
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 5 day of
May, 2000.
In the initial filing the EDGAR filer codes were those of the TD Waterhouse
Dow 30 Fund. This amended filing has been executed with the EDGAR filer codes of
TD Waterhouse Asset Management, Inc.
TD Waterhouse Asset Management, Inc.
------------------------------------
(Name of Institutional Investor)
/s/ Michele R. Teichner
------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers with be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
1. ___________________________________ 6._____________________________________
2. ___________________________________ 7._____________________________________
3. ___________________________________ 8._____________________________________
4. ___________________________________ 9._____________________________________
5. ___________________________________ 10._____________________________________
SEC 1685 (5/91)
<PAGE>
FORM 13F
Page 1 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
<TABLE>
<CAPTION>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
<S> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COM 001957109 4,736 84,190 SH SOLE SOLE
ALCOA INC COM 013817101 5,914 84,190 SH SOLE SOLE
AMERICAN EXPRESS CO. COM 025816109 12,539 84,190 SH SOLE SOLE
BOEING CO COM 097023105 3,194 84,190 SH SOLE SOLE
CATERPILLAR INC DEL COM 149123101 3,320 84,190 SH SOLE SOLE
CITIGROUP INC COM 172967101 4,994 84,190 SH SOLE SOLE
COCA COLA CO COM 191216100 3,952 84,190 SH SOLE SOLE
DISNEY WALT CO COM DISNEY 254687106 3,483 84,190 SH SOLE SOLE
DU PONT EI DE NEMOURS & CO COM 263534109 4,452 84,190 SH SOLE SOLE
EASTMAN KODAK CO COM 277461109 4,573 84,190 SH SOLE SOLE
EXXON MOBIL CORP COM 30231G102 6,551 84,190 SH SOLE SOLE
GENERAL ELEC CO COM 369604103 13,065 84,190 SH SOLE SOLE
GENERAL MTRS CORP COM 370442105 6,972 84,190 SH SOLE SOLE
HEWLETT PACKARD CO COM 428236103 11,160 84,190 SH SOLE SOLE
COLUMN TOTALS 88,905
<PAGE>
Page 2 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
HOME DEPOT INC COM 437076102 5,430 84,190 SH SOLE SOLE
HONEYWELL INTL INC COM 438516106 4,436 84,190 SH SOLE SOLE
INTEL CORP COM 458140100 11,108 84,190 SH SOLE SOLE
INTERNATIONAL BUSINESS MACHS COM 459200101 9,934 84,190 SH SOLE SOLE
INTL PAPER CO COM 460146103 3,599 84,190 SH SOLE SOLE
JOHNSON & JOHNSON COM 478160104 5,899 84,190 SH SOLE SOLE
MCDONALDS CORP COM 580135101 3,162 84,190 SH SOLE SOLE
MERCK & CO INC COM 589331107 5,230 84,190 SH SOLE SOLE
MICROSOFT CORP COM 594918104 8,945 84,190 SH SOLE SOLE
MINNESOTA MNG & MFG CO. COM 604059105 7,456 84,190 SH SOLE SOLE
MORGAN JP & CO INC COM 616880100 11,092 84,190 SH SOLE SOLE
PHILIP MORRIS COS INC COM 718154107 1,779 84,190 SH SOLE SOLE
PROCTER & GAMBLE CO COM 742718109 4,736 84,190 SH SOLE SOLE
SBC COMMUNICATIONS INC COM 78387G103 3,536 84,190 SH SOLE SOLE
COLUMN TOTALS 86,342
<PAGE>
Page 3 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
UNITED TECHNOLOGIES CORP COM 913017109 5,320 84,190 SH SOLE SOLE
WAL MART STORES INC COM 931142103 4,673 84,190 SH SOLE SOLE
COLUMN TOTALS
FOR PAGES 1-3 185,240
</TABLE>
